证券代码：601990 证券简称：南京证券 公告编号：临 2025-035 号 南京证券股份有限公司 关于修订公司章程及附件的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 南京证券股份有限公司（以下简称"公司"）于 2025 年 10 月 30 日召开第四 届董事会第十三次会议、第四届监事会第十一次会议，审议通过了《关于修订公 司章程及附件的议案》。根据《公司法》《上市公司章程指引》等相关规定，并结 合实际情况，公司拟对公司《章程》及其附件《股东大会议事规则》《董事会议 事规则》进行修订。本次公司《章程》及附件修订完成后，公司不再设监事会， 公司《章程》附件《监事会议事规则》相应废止。本次公司《章程》及附件的具 体修订内容详见附件。 本次公司《章程》及附件修订事项尚需提交股东大会审议。 特此公告。 附件：一、《南京证券股份有限公司章程》修订对照表 二、《南京证券股份有限公司股东大会议事规则》修订对照表 1 附件一：《南京证券股份有限公司章程》修订对照表 | 修订前 | | | | | | | | | | 修订原因 | ...

证券代码：601990 证券简称：南京证券 公告编号：临 2025-036 号 南京证券股份有限公司 关于会计政策变更的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本次会计政策变更系南京证券股份有限公司（以下简称"公司"）依据财 政部发布的相关企业会计准则实施问答而进行的相应变更，无需提交公司董事会 和股东大会审议，不会对公司财务状况、经营成果和现金流量产生重大影响。 一、概述 财政部于2025年7月8日发布标准仓单交易相关会计处理实施问答（以下简称 "实施问答"），解释了"企业在期货交易场所频繁买卖标准仓单（即由交割库 开具并经期货交易场所登记的标准化提货凭证）以从其短期价格波动中获取利润、 不涉及标准仓单对应商品实物提取的，应当如何进行会计处理"。根据实施问答， 公司需对相关业务的会计政策进行相应变更。 本次会计政策变更是公司根据财政部发布的相关规定和要求而进行的相应 变更，无需提交公司董事会和股东大会审议。 二、具体情况及对公司的影响 根据实施问答，企业在期货交易场所通过频繁签订买卖标准仓单的合 ...

证券代码：601990 证券简称：南京证券 公告编号：临 2025-037 号 薛勇先生的离任不会导致公司董事会成员低于法定人数，其辞职报告自送达 公司董事会之日起生效。公司将按照相关规定及时履行董事补选相关程序。薛勇 先生确认与公司及董事会没有不同意见，亦无其他需特别说明或提请公司股东和 债权人注意的事项，并已按相关要求做好交接工作。 公司对薛勇先生任职期间为公司作出的贡献表示衷心感谢！ 特此公告。 南京证券股份有限公司董事会 2025 年 10 月 31 日 南京证券股份有限公司 关于公司董事离任的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 南京证券股份有限公司（以下简称"公司"）第四届董事会董事薛勇先生因 工作安排调整申请辞去公司董事及董事会专门委员会职务。薛勇先生辞职后不在 公司及控股子公司担任任何职务。 二、离任对公司的影响 1 一、提前离任的基本情况 姓名 离任职务 离任时间 原定任期 到期日 离任原因 是否继续在上市公司 及其控股子公司任职 是否存在未履行 完毕的公开承诺 薛勇 董事、董 ...

证券代码：601990 证券简称：南京证券 公告编号：临 2025-034 号 南京证券股份有限公司 特此公告。 南京证券股份有限公司监事会 一、审议并通过《关于公司 2025 年第三季度报告的议案》。监事会认为， 公司 2025 年第三季度报告的编制和审议程序符合法律、法规、公司《章程》等 规定；公司 2025 年第三季度报告的内容与格式符合中国证监会和上海证券交易 所的规定，报告内容能够真实、准确、完整地反映公司的实际情况。 表决结果：同意 6 票；反对 0 票；弃权 0 票。 详见与本公告同日披露的《南京证券股份有限公司 2025 年第三季度报告》。 二、审议并通过《关于修订公司章程及附件的议案》。 表决结果：同意 6 票；反对 0 票；弃权 0 票。 本次公司《章程》及附件修订后，公司不再设置监事会，公司《监事会议事 规则》相应废止。本议案需提交股东大会审议。详见与本公告同日披露的《南京 证券股份有限公司关于修订公司章程及附件的公告》。 第四届监事会第十一次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 ...

2025 年第三季度报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大 遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整，不存在虚 假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 公司负责人、主管会计工作负责人及会计机构负责人（会计主管人员）保证季度报告中财务信息的真 实、准确、完整。 南京证券股份有限公司 2025 年第三季度报告 证券代码：601990 证券简称：南京证券 南京证券股份有限公司 第三季度财务报表是否经审计 □是 √否 一、主要财务数据 （一） 主要会计数据和财务指标 单位：元 币种：人民币 项目 本报告期 上年同期 本报告期比上 年同期增减变 动幅度(%) 年初至报告期 末 上年同期 年初至报告期 末比上年同期 增减变动幅度 (%) 调整前 调整后 调整后 调整前 调整后 调整后 营业收入 684,499,699.55 690,510,847.61 555,416,270.53 23.24 2,262,095,344.56 2,368,127,25 ...

证券代码：601990 证券简称：南京证券 公告编号：临 2025-033 号 南京证券股份有限公司 第四届董事会第十三次会议决议公告 南京证券股份有限公司（以下简称"公司"）第四届董事会第十三次会议于 2025 年 10 月 30 日在公司总部以现场结合通讯方式召开，会议通知和材料于 2025 年 10 月 24 日以邮件方式发出，会议应出席董事 15 名，实际出席董事 15 名（其 中，刘杰董事、成晋锡董事、李雪董事、吴梦云独立董事以视频方式出席会议）。 本次会议的召集、召开及表决程序符合有关法律、行政法规、部门规章、规范性 文件以及公司《章程》等规定。会议由李剑锋董事长主持，公司监事及部分高级 管理人员列席会议。会议作出如下决议： 一、审议并通过《关于公司 2025 年第三季度报告的议案》。 表决结果：同意 15 票；反对 0 票；弃权 0 票。 本议案已经董事会审计委员会审议通过。详见与本公告同日披露的《南京证 券股份有限公司 2025 年第三季度报告》。 二、审议并通过《关于修订公司章程及附件的议案》。 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真 ...

Core Viewpoint - The Jiangsu state-owned enterprise reform sector experienced a rise of 0.55% on October 29, with Huatai Securities leading the gains. The Shanghai Composite Index closed at 4016.33, up 0.7%, while the Shenzhen Component Index closed at 13691.38, up 1.95% [1]. Group 1: Stock Performance - Huatai Securities (601688) closed at 22.96, with a gain of 3.52% and a trading volume of 1.6541 million shares, amounting to a transaction value of 3.756 billion [1]. - Dongwu Securities (601555) closed at 66.6, up 3.20%, with a trading volume of 1.2451 million shares and a transaction value of 1.233 billion [1]. - Jiangnan Water (661109) closed at 5.86, gaining 3.17%, with a trading volume of 251,700 shares and a transaction value of 147 million [1]. - Ruida New Materials (301238) closed at 21.53, up 3.06%, with a trading volume of 138,300 shares and a transaction value of 294 million [1]. - Jiangsu Guotai (002091) closed at 8.62, gaining 1.65%, with a trading volume of 184,600 shares and a transaction value of 158 million [1]. Group 2: Capital Flow - The Jiangsu state-owned enterprise reform sector saw a net outflow of 130,300 yuan from institutional investors, while retail investors experienced a net inflow of 1.01 billion yuan [2]. - Huatai Securities had a net inflow of 31.9 million yuan from institutional investors, but a net outflow of 34.4 million yuan from retail investors [3]. - Dongwu Securities experienced a net outflow of 84.18 million yuan from institutional investors and a net outflow of 2.52556 million yuan from retail investors [3].

Core Viewpoint - The Shanghai Stock Exchange has released the evaluation results of information disclosure work for listed companies for the years 2024 to 2025, highlighting the importance of information disclosure quality in enhancing investor protection and market stability [2][5]. Group 1: Evaluation Results - A total of 30 listed securities firms were evaluated, with 10 firms receiving an A rating, including CITIC Securities, Guojin Securities, and Huatai Securities [2][3]. - 18 firms received a B rating, while 2 firms, Xiangcai Securities and Pacific Securities, received a C rating [3][2]. Group 2: Importance of Information Disclosure - The evaluation serves as a "report card" for annual information disclosure, promoting the responsibility of listed companies to serve investors and improve the effectiveness of information disclosure [2][3]. - The evaluation criteria include the quality of information disclosure, the level of compliance in operations, and the degree of investor rights protection, categorized into four levels: A (excellent), B (good), C (qualified), and D (unqualified) [3][5]. Group 3: Regulatory Changes - The revisions to the evaluation guidelines are part of the implementation of new national policies aimed at strengthening information disclosure regulation and enhancing the investment value of listed companies [5][4]. - The updated guidelines emphasize stricter oversight of information disclosure, penalties for financial fraud, and the promotion of cash dividend policies [5]. Group 4: Company Responses - CITIC Securities highlighted its commitment to high-quality information disclosure, governance, and investor relations, which contributed to its A rating [5][6]. - Industrial firms like Industrial Securities have maintained the highest rating for eight consecutive years, reflecting their governance quality and transparency in operations [6].

Core Insights - The securities firms' private placement market is experiencing a "warming" trend in 2025, with several firms successfully completing their fundraising initiatives [1] - Regulatory authorities are adopting a differentiated loosening approach rather than a comprehensive opening of refinancing for securities firms, emphasizing compliance and efficiency in the use of raised funds [4][5] Group 1: Recent Developments in Private Placements - Multiple securities firms, including Tianfeng Securities, Zhongtai Securities, Nanjing Securities, and Dongwu Securities, are actively pursuing private placement plans, with total fundraising expected to not exceed 17 billion yuan [1] - Zhongtai Securities has received approval for a private placement project not exceeding 6 billion yuan, with specific allocations for various business areas [2] - Nanjing Securities' private placement project has been approved for up to 5 billion yuan, with funds allocated across seven categories, including debt repayment and operational support [3] Group 2: Regulatory Environment and Challenges - The regulatory environment has become stricter post the "8.27 new policy," leading to challenges for securities firms in their private placement processes, including reduced fundraising amounts and plan modifications [1][6] - The approval process for private placements has become more rigorous, with firms like Zhongyuan Securities facing multiple inquiries and ultimately terminating their fundraising plans due to market conditions [6][7] - The regulatory focus is on ensuring that raised funds are used effectively and in compliance with regulations, preventing misuse by management [4][5] Group 3: Future Outlook and Strategic Directions - The current environment is seen as a favorable time for private placements, as successful fundraising can enhance firms' capital bases and diversify shareholder backgrounds [4] - The differentiated loosening approach aims to promote quality improvements and efficiency in the industry, steering away from past practices of excessive capital consumption [5] - There is a growing emphasis on using funds for internal upgrades and enhancing services to the real economy, particularly in supporting "hard technology" enterprises [8]

Core Points - 可川科技 has announced the termination of its plan to issue convertible bonds to unspecified objects and has withdrawn the application documents [1] - The decision was made after careful consideration of the company's development plans and actual circumstances, following thorough communication with relevant parties [1] - The termination of the bond issuance will not have a significant adverse impact on the company's operations and will not harm the interests of the company and its shareholders, especially minority shareholders [1] Summary by Sections - **Bond Issuance Details** - The company initially planned to raise up to 500 million yuan through the issuance of convertible bonds, with net proceeds intended for a lithium battery new composite materials project [2] - The total investment for the lithium battery new composite materials project (Phase I) is 748.38 million yuan, with 500 million yuan expected to be raised from the bond issuance [3] - **Previous Financial Activities** - 可川科技 was listed on the Shanghai Stock Exchange on October 11, 2022, with an initial public offering of 17.2 million shares at a price of 34.68 yuan per share [3] - The total amount raised during the IPO was 596.496 million yuan, with a net amount of 527.96 million yuan allocated for various projects including functional components production base construction and R&D center projects [3] - The company has a history of stock bonus issues and cash dividends, including a 4-for-10 stock bonus and a pre-tax dividend of 2.5 yuan on June 17, 2025 [4]