股票简称：洛凯股份 股票代码：603829 江苏洛凯机电股份有限公司 向不特定对象发行可转换公司债券 论证分析报告（二次修订稿） | 目录 | 1 | | --- | --- | | 一、本次发行证券及其品种选择的必要性 | 2 | | （一）本次发行证券的品种 | 2 | | （二）本次发行证券品种选择的必要性 | 3 | | 二、本次发行对象的选择范围、数量和标准的适当性 | 3 | | （一）本次发行对象的选择范围的适当性 | 3 | | （二）本次发行对象的数量的适当性 | 4 | | （三）本次发行对象的标准的适当性 | 4 | | 三、本次发行定价的原则、依据、方法和程序的合理性 | 4 | | （一）本次发行定价的原则合理 | 4 | | （二）本次发行定价的依据合理 | 6 | | （三）本次发行定价的方法和程序合理 | 6 | | 四、本次发行方式的可行性 | 6 | | （一）本次发行符合《注册管理办法》向不特定对象发行可转换公司债券的相关规定 | | | | 6 | | （二）本次发行符合《注册管理办法》发行可转换公司债券的特殊规定 | 11 | | （三）本次发行符合《证券法》规定的相 ...

股票简称：洛凯股份 股票代码：603829 江苏洛凯机电股份有限公司 向不特定对象发行可转换公司债券预案 （二次修订稿） 二〇二三年八月 发行人声明 1、本公司及董事会全体成员保证本预案内容真实、准确、完整，并确认不 存在虚假记载、误导性陈述或重大遗漏，并对本预案内容的真实性、准确性、完 整性承担个别和连带的法律责任。 2、本次向不特定对象发行可转换公司债券完成后，公司经营与收益的变化 由公司自行负责；因本次向不特定对象发行可转换公司债券引致的投资风险由投 资者自行负责。 3、本预案是公司董事会对本次向不特定对象发行可转换公司债券的说明， 任何与之相反的声明均属不实陈述。 4、投资者如有任何疑问，应咨询自己的股票经纪人、律师、专业会计师或 其他专业顾问。 5、本预案所述事项并不代表审批机关对于本次向不特定对象发行可转换公 司债券相关事项的实质性判断、确认、批准或核准，本预案所述本次向不特定对 象发行可转换公司债券相关事项的生效和完成尚待有关审批机关的批准或核准， 且最终以中国证监会注册的方案为准。 1 （三）票面金额和发行价格 | 目录 | | --- | | 发行人声明 1 | | --- | | 目录 2 ...

江苏洛凯机电股份有限公司独立董事 关于第三届董事会第十三次会议相关事项的独立意见 一、关于调整公司向不特定对象发行可转换公司债券方案的独立意见 根据公司 2023年第一次临时股东大会的授权,公司本次调整可转换公司债 券发行规模基于审慎判断,符合相关法律法规和规范性文件规定,调整后的方案 合理可行,符合公司及全体股东的共同利益,不存在损害公司及全体股东特别是 中小股东利益的情形,公司董事会调整向不特定对象发行可转换公司债券的方案 程序合法、合规。 二、关于公司向不特定对象发行可转换公司债券预案(二次修订稿)的独 立意见 公司修订后的《江苏洛凯机电股份有限公司向不特定对象发行可转换公司债 券预案(二次修订稿)》符合《公司法》《证券法》《上市公司证券发行注册管 理办法》等法律法规的规定,有利于推进本次发行工作的顺利实施,符合公司和 全体股东的利益,不存在损害公司及全体股东特别是中小股东利益的情形。 三、关于公司向不特定对象发行可转换公司债券募集资金使用可行性分析 报告(二次修订稿)的独立意见 公司修订后的《江苏洛凯机电股份有限公司向不特定对象发行可转换公司债 券募集资金使用可行性分析报告(二次修订稿)》符合《公司法 ...

证券代码：603829 证券简称：洛凯股份 公告编号：2023-041 江苏洛凯机电股份有限公司 关于向不特定对象发行可转换公司债券预案 公司董事会基于前述募集资金总额调减事宜，一并审议通过了《关于公司向 不特定对象发行可转换公司债券预案（二次修订稿）的议案》《关于公司向不特 定对象发行可转换公司债券募集资金使用可行性分析报告（二次修订稿）的议案》 《关于向不特定对象发行可转换公司债券摊薄即期回报、采取填补措施及相关主 体承诺（二次修订稿）的议案》《关于公司向不特定对象发行可转换公司债券论 证分析报告（二次修订稿）的议案》。 1 为便于投资者查阅，现将本次向不特定对象发行可转换公司债券预案及相关 文件涉及的主要修订内容说明如下： | 文件 | 章节 | 主要修订内容 | 修订情况 | | --- | --- | --- | --- | | 《江苏洛凯机电股 | 二、本次发行概况 | （二）发行规模 | 将"本次拟发行可转债 民币 万元（含 万元）"调整 民币 万元（含 | | | | | 募集资金总额不超过人 | | | | | 49,015.12 | | | | | 49,015.12 | | | | | ...

江苏洛凯机电股份有限公司（以下简称"公司"）第三届董事会第十三次会 议于 2023 年 8 月 14 日在公司会议室以现场和通讯相结合的方式召开，会议通知 及相关资料于 2023 年 8 月 11 日通过电话、邮件、专人送达等方式发出。本次董 事会应参加会议董事 9 人，实际参加会议董事 9 人。会议由董事长谈行先生主 持，公司部分监事和高级管理人员列席会议。会议的召集和召开程序符合《中华 人民共和国公司法》等法律法规、行政部门规章、规范性文件和《江苏洛凯机电 股份有限公司章程》的有关规定。 二、董事会会议审议情况 1、审议并通过了《关于调整公司向不特定对象发行可转换公司债券方案的 议案》； 证券代码：603829 证券简称：洛凯股份 公告编号：2023-039 江苏洛凯机电股份有限公司 第三届董事会第十三次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 一、董事会会议召开情况 表决结果：同意 9 票，反对 0 票，弃权 0 票。 公司独立董事对该议案发表了独立意见，详见《江苏洛凯机电股份有限公司 独立董事 ...

江苏洛凯机电股份有限公司 第三届监事会第十二次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 一、监事会会议召开情况 2023 年 8 月 14 日，江苏洛凯机电股份有限公司（以下简称"公司"）第三 届监事会第十二次会议在公司会议室以现场和通讯相结合结合的方式召开。本次 会议通知及相关资料于 2023 年 8 月 11 日通过电话、邮件、专人送达等方式发 出。本次会议应到监事 3 人，实到监事 3 人。会议由监事会主席何正平女士召集 主持，公司董事会秘书列席了会议。会议的召集和召开符合《中华人民共和国公 司法》、《江苏洛凯机电股份有限公司章程》等相关法律法规的有关规定，会议决 议合法有效。 二、监事会会议审议情况 1、审议并通过了《关于调整公司向不特定对象发行可转换公司债券方案的 议案》； 为推进本次公司向不特定对象发行可转换公司债券的工作，根据相关法律法 规及规范性文件要求，并结合公司实际情况及股东大会的授权，决定将第三届董 事会第十次会议决议日前六个月内已投入以及未来拟投入的财务性投资金额 500.00 ...

证券代码：603829 证券简称：洛凯股份 江苏洛凯机电股份有限公司 Jiangsu Luokai Mechanical & Electrical Co., Ltd . 二、本次发行的背景和目的 （常州市武进区洛阳镇永安里路 101 号） 向不特定对象发行可转换公司债券 募集资金使用可行性分析报告（二次修订 稿） $$\Xi{\bf{\cal{O}}}\,{\bf{\equiv}}\,{\bf{\not\Xi}}\,{\bf{\not\Xi}}\,J\backslash\,{\bf{\not\Xi}}$$ 一、本次募集资金使用计划 江苏洛凯机电股份有限公司（以下简称"洛凯股份"、"公司"）本次向不特 定对象发行可转换公司债券（以下简称"可转债"）募集资金总额不超过人民币 48,515.12 万元（含 48,515.12 万元），扣除发行费用后，募集资金用于以下项目： 项目总投资金额高于本次募集资金使用金额的部分由公司自筹解决；同时， 若本次发行扣除发行费用后的实际募集资金金额低于本次募集资金投资项目使 用金额，公司将按照项目的实际需求和轻重缓急将募集资金投入上述项目，不 足部分由公司自筹解决。 若公司在本次发 ...

证券代码：603829 证券简称：洛凯股份 公告编号：2023-024 江苏洛凯机电股份有限公司 关于召开 2022 年度暨 2023 年第一季度业绩暨现金分 红说明会的公告 二、说明会召开的时间、地点 会议召开时间： 2023 年 5 月 12 日（星期五）16:00-17:00 会议召开地点：上海证券交易所上证路演中心 三、参加人员 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： （网址：http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 5 月 11 日(星期四)16:00 前登录上证路演中心网站首 页点击"提问预征集"栏目或通过公司邮箱 stocks@rocoi.cn 进行提问。公司将 在说明会上对投资者普遍关注的问题进行回答。 江苏洛凯机电股份有限公司（以下简称"公司"）已于 2023 年 4 月 28 日发 布公司 2022 年年度报告及 2023 年第一季度报告，为方便广大投资者更全面深入 地了解公司 2022 年度和 2 ...

Financial Performance - The company's operating revenue for Q1 2023 was ¥377,228,677.08, representing a 39.12% increase compared to ¥265,169,237.09 in the same period last year[5]. - Net profit attributable to shareholders was ¥17,636,962.81, a significant increase from ¥26,242.10 in the previous year, reflecting a growth of 4,756.32%[6]. - Basic and diluted earnings per share for the period were both ¥0.11, compared to ¥0.00 in the same period last year[6]. - Operating profit for Q1 2023 was ¥32,058,202.68, up from ¥6,693,216.66 in Q1 2022, reflecting a growth of 378.5%[19]. - Net profit for Q1 2023 was ¥29,019,049.21, compared to ¥4,951,138.53 in Q1 2022, marking an increase of 485.5%[19]. - Total operating revenue for Q1 2023 reached ¥377,228,677.08, a significant increase of 39.1% compared to ¥271,145,816.46 in Q1 2022[18]. - Earnings per share for Q1 2023 were ¥0.11, compared to ¥0.00 in Q1 2022, indicating a positive shift in profitability[20]. Assets and Liabilities - Total assets at the end of the reporting period were ¥2,139,042,629.65, showing a slight increase of 0.12% from ¥2,136,570,840.67 at the end of the previous year[6]. - The company's current assets totaled RMB 1,505,116,840.89, remaining relatively stable compared to RMB 1,505,097,199.81 at the end of 2022[14]. - The total liabilities decreased to RMB 1,075,248,533.65 from RMB 1,101,795,793.88, showing a reduction of approximately 2.4%[16]. - The company's total assets as of March 31, 2023, amounted to CNY 1,288,757,286.19, down from CNY 1,318,342,516.30 at the end of 2022[25]. - The total current liabilities decreased to CNY 398,581,358.81 from CNY 470,190,979.76 at the end of 2022, indicating improved liquidity management[25]. Shareholder Information - Shareholders' equity attributable to the company was ¥866,546,849.57, up 2.08% from ¥848,894,079.62 at the end of the previous year[6]. - The total number of ordinary shareholders at the end of the reporting period was 14,395[10]. - The top three shareholders held a combined 54.76% of the company's shares, with the largest shareholder holding 22.44%[11]. Cash Flow - The net cash flow from operating activities was -¥21,397,843.99, an improvement from -¥58,228,896.40 in the same period last year[6]. - Cash flow from operating activities showed a net outflow of ¥21,397,843.99 in Q1 2023, an improvement from a net outflow of ¥58,862,017.73 in Q1 2022[22]. - The company reported a net cash outflow of ¥3,254,506.21 in Q1 2023, an improvement from a net outflow of ¥17,365,625.34 in Q1 2022[22]. - The cash inflow from financing activities was ¥137,622,000.00 in Q1 2023, compared to ¥80,153,050.00 in Q1 2022, indicating a growth of 71.6%[22]. Inventory and Receivables - The accounts receivable increased to RMB 844,794,411.60 from RMB 802,221,018.55, reflecting a growth of approximately 5.3%[14]. - The inventory value rose to RMB 332,336,111.80, up from RMB 314,120,410.54, indicating an increase of about 5.8%[14]. - The company's inventory as of March 31, 2023, was CNY 134,609,155.91, slightly up from CNY 132,654,972.48 at the end of 2022[24]. Research and Development - Research and development expenses increased to ¥18,297,351.65 in Q1 2023, up 65.9% from ¥11,033,560.18 in Q1 2022[18]. - Research and development expenses increased to CNY 9,364,729.86 in Q1 2023, up from CNY 6,682,915.38 in Q1 2022, reflecting a focus on innovation[26].

Financial Performance - The company's operating revenue for 2020 was RMB 879,563,152.73, representing a 43.17% increase compared to RMB 614,338,989.24 in 2019[22] - The net profit attributable to shareholders of the listed company was RMB 63,907,107.72, which is a 32.37% increase from RMB 48,279,633.81 in the previous year[22] - The net profit attributable to shareholders after deducting non-recurring gains and losses was RMB 61,603,903.24, up 39.67% from RMB 44,107,173.88 in 2019[22] - The net cash flow from operating activities was negative RMB 92,184,144.76, a significant decrease compared to a positive RMB 42,863,522.46 in 2019, reflecting a 315.06% decline[22] - The net cash flow from operating activities showed a significant increase, with a net cash flow of ¥13,528,557.92 in Q4 2020, compared to a negative cash flow in the earlier quarters[27] - The company reported a total operating revenue of ¥295,066,971.77 in Q4 2020, reflecting a strong quarterly performance[27] - The company achieved significant improvements in environmental protection, addressing long-standing technical challenges and bottlenecks, resulting in a competitive advantage in the low-voltage circuit breaker accessory market[55] - The company reported a total revenue of 538.96 million for the year 2020[170] Dividend and Profit Distribution - The company plans to distribute a cash dividend of RMB 1.00 per 10 shares, totaling RMB 16,000,000 to all shareholders[5] - The company plans to distribute cash dividends of RMB 1.00 per share, totaling RMB 16 million, based on its profit distribution policy[114] - The cash dividend policy stipulates that at least 20% of the distributable profit should be allocated as cash dividends, with higher percentages for mature companies without major capital expenditures[113] Assets and Liabilities - The net assets attributable to shareholders of the listed company increased to ¥731,717,201.63, representing a 7.02% increase from ¥683,727,458.79 in the previous year[23] - Total assets rose significantly by 37.21% to ¥1,386,822,470.95 from ¥1,010,756,869.03[23] - Owner's equity increased to ¥812,680,876.16, representing an 18.48% growth compared to the previous year[62] - The total amount of guarantees provided by the company during the reporting period, excluding guarantees for subsidiaries, is CNY 0, while the guarantees for subsidiaries amount to CNY 2,550,000, representing 3.48% of the company's net assets[143] Research and Development - The company has made significant investments in R&D, focusing on product design, mold development, and quality control processes to enhance its competitive edge[46] - Research and development expenses rose to ¥38,069,150.46, marking a 69.61% increase year-over-year[64] - The number of R&D personnel was 175, accounting for 18.23% of the total workforce[75] - The company is committed to increasing R&D investment to enhance product innovation capabilities and maintain its leading position in the mid-to-high-end market[109] - The company is committed to developing a technology research and innovation system centered around "Luokai Research Institute" and "Luokai Engineering Technology Center" to meet new demands for smart distribution products[104] Market Position and Strategy - The company remains a leading player in the R&D, production, and service capabilities within the high and low voltage circuit breaker accessory and intelligent ring network cabinet industry in China[33] - The company has strengthened its market position in high and low voltage circuit breakers and smart ring network cabinets, particularly in emerging markets such as Southeast Asia and the Middle East[44] - The company aims to enhance its competitive advantage through continuous technological innovation and improvement, focusing on new product development and optimizing product structure[103] - The company plans to expand its production scale and market share by targeting mid to high-end customer groups, ensuring a leading position in the market[103] - The company will leverage its existing ERP system and implement MES systems to enhance digital enterprise construction and refine management practices[105] Corporate Governance and Compliance - The company has provided a standard unqualified audit report from the accounting firm Xin Yong Zhong He[4] - The internal control audit report issued by the auditing firm provided a standard unqualified opinion, indicating no significant deficiencies in internal controls[192] - The company has maintained compliance with regulatory requirements by ensuring the board and supervisory committee are adequately staffed[172] - The company has a clear governance structure with defined roles for its board members and management team, ensuring accountability and transparency[173] Social Responsibility and Community Engagement - The company actively participates in social responsibility initiatives, including employee welfare programs and community support[149] - The company donated a total of 510,000 RMB to various charitable organizations during the reporting period, including 300,000 RMB to the Wu Jin District Guangcai Charity Promotion Association[149] Risks and Challenges - The company faces risks related to fluctuations in power investment and macroeconomic conditions, which significantly impact market demand for its products[107] - The company acknowledges the risk of losing major clients if it fails to meet their evolving requirements in product development and quality management[108] Employee Management and Development - The company has implemented a performance-based salary system, linking employee income closely to performance evaluation results[181] - The company focuses on employee training and skill enhancement, fostering a culture of craftsmanship to meet long-term development needs[59] - The total number of employees in the parent company and major subsidiaries is 965, with 680 in the parent company and 285 in subsidiaries[180] Shareholder Information - The total number of ordinary shareholders increased from 9,328 to 10,256 during the reporting period, reflecting a growth of approximately 9.9%[154] - The top three shareholders hold a combined total of 87,600,000 shares, representing 54.76% of the total shares[156] - The company does not have a controlling shareholder, with the top three shareholders being actual controllers forming a concerted action relationship[161]