中信证券股份有限公司 关于江西宏柏新材料股份有限公司 2024年度募集资金存放与使用情况的核查意见 中信证券股份有限公司（以下简称"保荐人"）作为江西宏柏新材料股份有 限公司（以下简称"宏柏新材"或"公司"）向不特定对象发行可转换公司债券 的保荐人，根据《上市公司监管指引第2号——上市公司募集资金管理和使用的 监管要求》《上海证券交易所上市公司自律监管指引第1号——规范运作》《上 海证券交易所上市公司自律监管指南第1号——公告格式》《上海证券交易所股 票上市规则》等有关规定，对宏柏新材2024年度募集资金存放与使用情况进行了 核查，核查情况及核查意见如下： 一、募集资金基本情况 （一）实际募集资金金额、资金到账时间 1、2020年首次公开发行股票 公司经中国证券监督管理委员会证监许可[2020]1499号文核准，由主承销商 中信证券股份有限公司采用公开发行方式，向社会公开发行了人民币普通股（A 股）股票8,300万股，发行价为每股人民币为9.98元，共计募集资金总额为人民币 828,340,000.00元，扣除券商承销佣金及保荐费56,983,800.00元（含税）后的募集 资金为771,356,200.00 ...

江西宏柏新材料股份有限公司 2024 年度内部控制审计报告 中国杭州市钱江新城新业路 8 号 UDC 时代大厦 A 座 5-8 层、12 层、23 层 Floors5-8,12and23,Block A,UDC Times Building,No.8 Xinye Road，Qianjiang New City,Hangzhou Tel.0571-88879999 Fax.0571-88879000 中汇会审[2025]6687号 江西宏柏新材料股份有限公司全体股东 : 按照《企业内部控制审计指引》及中国注册会计师执业准则的相关要求,我 们审计了江西宏柏新材料股份有限公司(以下简称宏柏新材)2024年12月31日的财 务报告内部控制的有效性。 一、企业对内部控制的责任 按照《企业内部控制基本规范》、《企业内部控制应用指引》、《企业内部 控制评价指引》的规定,建立健全和有效实施内部控制,并评价其有效性是宏柏 新材董事会的责任。 二、注册会计师的责任 此码用于证明该审计报告是否由具有执业许可的会计师事务 "注册会计师行业统一监管平台（http://acc.mof.gov.cn） 您可使用手机"扫一扫"或进入 报告编 ...

江西宏柏新材料股份有限公司 年度募集资金存放与使用情况鉴证报告 中国杭州市钱江新城新业路 8号 UDC 时代大厦 A座 5-8 层、12层、23层 Floors5-8,12and23,Block A,UDC Times Building,No.8 Xinye Road, Qianjiang New City,Hangzhou Tel.0571-88879999 Fax.0571-88879000 www.zhcpacn 目 录 | | 项 次 | | --- | --- | | 一、年度募集资金存放与使用情况鉴证报告 | 1-2 | | 二、江西宏柏新材料股份有限公司关于 2024年度募集资金 | | | 存放与使用情况的专项报告 | 3-19 | 年度募集资金存放与使用情况鉴证报告 中汇会鉴[2025]6686号 江西宏柏新材料股份有限公司全体股东: 我们签证了后附的江西宏柏新材料股份有限公司(以下简称宏柏新材)管理层 编制的《关于2024年度募集资金存放与使用情况的专项报告》。 一、对报告使用者和使用目的的限定 本鉴证报告仅供宏柏新材年度报告披露时使用,不得用作任何其他目的。我们 同意将本鉴证报告作为宏柏 ...

关于江西宏柏新材料股份有限公司 非经营性资金占用及其他关联资金往来 情况的专项审核说明 中国杭州市钱江新城新业路 8 号 UDC 时代大厦 A 座 5-8 层、12 层、23 层 Floors5-8,12and23,Block A,UDC Times Building,No.8 Xinye Road，Qianjiang New City,Hangzhou Tel.0571-88879999 Fax.0571-88879000 www.zhcpa.cn 目 录 页 次 一、非经营性资金占用及其他关联资金往来情况的专项 审核说明 1-2 二、非经营性资金占用及其他关联资金往来情况汇总表 3 中国杭州市钱江新城新业路 8 号 UDC 时代大厦 A 座 5-8 层、12 层、23 层 Floors5-8,12and23,Block A,UDC Times Building,No.8 Xinye Road，Qianjiang New City,Hangzhou Tel.0571-88879999 Fax.0571-88879000 www.zhcpa.cn 关于江西宏柏新材料股份有限公司 非经营性资金占用及其他关联资金 ...

江西宏柏新材料股份有限公司 2024 年度审计报告 中国杭州市钱江新城新业路 8 号 UDC 时代大厦 A 座 5-8 层、12 层、23 层 Floors5-8,12and23,Block A,UDC Times Building,No.8 Xinye Road，Qianjiang New City,Hangzhou Tel.0571-88879999 Fax.0571-88879000 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://ac.net.gov.cn】"进行宜 "。 " www.zhepa.cn | | | IPA | | 页 次 | | --- | --- | | 一、审计报告 | 1-7 | | 二、财务报表 | 8-19 | | (一) 合并资产负债表 | 8-9 | | (二) 合并利润表 | 10 | | (三) 合并现金流量表 | 11 | | (四) 合并所有者权益变动表 | 12-13 | | (五) 母公司资产负债表 | 14-15 | | (六) 母公司利润表 | 16 | | (七) 母公司现金流量表 | 17 | | (八) 母公司所有者权益变动表 ...

北京市中伦律师事务所 关于江西宏柏新材料股份有限公司 2022 年限制性股票激励计划相关事项的 法律意见书 2025 年 4 月 北京 • 上海 • 深圳 • 广州 • 武汉 • 成都 • 重庆 • 青岛 • 杭州 • 南京 • 海口 • 东京 • 香港 • 伦敦 • 纽约 • 洛杉矶 • 旧金山 • 阿拉木图 Beijing • Shanghai • Shenzhen • Guangzhou • Wuhan • Chengdu • Chongqing • Qingdao • Hangzhou • Nanjing • Haikou • Tokyo • Hong Kong • London • New York • Los Angeles • San Francisco • Almaty | 第一部分 | 律师声明事项 | 2 | | --- | --- | --- | | 第二部分 | 法律意见书正文 | 3 | | | 释义 | 3 | | 一、 | 关于本次激励计划调整、回购注销的批准和授权 4 | | | 二、 | 关于本次激励计划调整事项 5 | | | 三、 | 关于本次激励计划回购注销事项 6 | ...

Financial Performance - The company reported a net profit attributable to shareholders of the listed company as a loss for the fiscal year 2024[6]. - The company's operating revenue for 2024 reached CNY 1,477,475,520.58, representing a 6.68% increase compared to CNY 1,385,021,174.60 in 2023[23]. - The net profit attributable to shareholders for 2024 was CNY -30,867,099.41, a decrease of 147.51% from CNY 64,970,898.56 in 2023[23]. - The basic earnings per share for 2024 was CNY -0.05, a decline of 145.45% from CNY 0.11 in 2023[24]. - The company experienced a significant decrease in net profit due to intensified market competition and a decline in sales prices exceeding the reduction in costs[25]. - The company reported a decrease in non-operating income and expenses, totaling 7.31 million RMB, compared to 23.23 million RMB in the previous year[29]. - The company achieved a total revenue of CNY 1,477,475,520.58, representing a year-on-year increase of 6.68%[51]. - The net profit attributable to shareholders was CNY -30,867,100, a decrease of 147.51% compared to the previous year[51]. Cash Flow and Dividends - The company repurchased a total of 14.22 million shares for a total amount of 88.91 million yuan, which is considered as cash dividends due to the net loss for the year[6]. - The company plans not to distribute cash dividends or increase capital reserves for the fiscal year 2024, considering its financial condition and operational needs[6]. - The cash flow from operating activities for 2024 was CNY 276,625,342.51, an increase of 41.97% compared to CNY 194,844,487.00 in 2023[23]. - The company plans to distribute a cash dividend of CNY 0.04 per share, totaling CNY 24,492,205.92, which represents a cash dividend ratio of 37.70% for the year 2023[149]. - In 2024, the company will not distribute any cash dividends due to a net loss attributed to shareholders, prioritizing financial stability and long-term shareholder interests[150]. Assets and Liabilities - The total assets of the company increased by 36.59% to CNY 4,097,165,919.14 at the end of 2024, up from CNY 2,999,633,547.52 at the end of 2023[23]. - The net assets attributable to shareholders at the end of 2024 were CNY 2,101,322,754.21, a 5.66% increase from CNY 1,988,713,479.46 at the end of 2023[23]. - The company's cash and cash equivalents at the end of the period amount to ¥887,106,869.49, which is 21.65% of total assets, up 409.47% from the previous period[70]. - The company has increased its short-term borrowings to ¥237,331,465.39, a rise of 1,085.53% compared to the previous period, to meet operational needs[71]. - The accounts payable increased by 51.12% to ¥278,905,581.56, primarily due to pending payments for ongoing projects[71]. - The company has issued convertible bonds, resulting in an increase in liabilities, with the total amount of bonds payable at ¥707,060,641.60[72]. Market Position and Strategy - The company ranks among the top three in the domestic functional silanes industry and has maintained the largest market share in both global and domestic markets for its sulfur-containing silane coupling agents for six consecutive years[44]. - The company plans to continue focusing on product sales growth despite the challenges posed by the macroeconomic environment[25]. - The company is focusing on developing low VOC and biodegradable silane products in response to the "dual carbon" policy[42]. - The company aims to enhance its green circular industrial chain, optimizing production processes to reduce raw material consumption and improve environmental performance[106]. - The company plans to implement a differentiated technology strategy, focusing on high-purity/specialty silanes and providing comprehensive solutions to customers[107]. - The company is targeting increased penetration in emerging markets such as Southeast Asia and India, where demand is rapidly growing[107]. Research and Development - The company filed 11 new invention patents and obtained 2 authorized patents during the reporting period, emphasizing its commitment to innovation[36]. - Research and development expenses totaled 44,877,706.52 yuan, representing 3.04% of the operating revenue[65]. - The number of R&D personnel is 241, accounting for 15.64% of the total workforce[66]. - The company is focused on continuous innovation and collaboration with research institutions to accelerate the transformation and application of technological achievements[108]. Environmental and Safety Initiatives - The company has invested CNY 65.72 million in environmental protection initiatives during the reporting period[159]. - The company has established comprehensive pollution prevention facilities and strictly adheres to national environmental protection laws and regulations[164]. - The company has implemented carbon reduction measures, resulting in a reduction of 11,836 tons of CO2 equivalent emissions[172]. - The company has constructed a wastewater treatment plant with a daily processing capacity of 3,000 tons, currently operating at 1,000 tons per day[171]. - The company has obtained ISO 14001 environmental management system certification and pollutant discharge permits[171]. Governance and Management - The company held a temporary shareholders' meeting on January 3, 2024, to elect the third board of directors, including non-independent directors[121]. - The company approved the election of Mr. Li Hanguo, Mr. Li Haoting, and Ms. Mei Lin as independent directors during the meeting[121]. - The company has established a performance evaluation system for senior management, which includes comprehensive assessments based on annual performance and management capabilities[155]. - The company has a total of 1,541 employees, with 1,351 in the parent company and 190 in major subsidiaries[145]. - The average age of the board members is approximately 56 years, with a range from 28 to 77 years[125]. Risks and Challenges - The company faces risks related to fluctuations in raw material and energy prices, which significantly impact production costs and gross margins[112]. - Environmental protection measures are in place, but the company may face increased costs and risks associated with stricter regulations and potential pollution incidents[112]. - The company is exposed to risks from international trade policies, including tariffs and trade restrictions that could affect sales to major markets such as South Korea, Japan, and North America[112]. - There is a risk of talent loss, particularly among core technical personnel, which could adversely affect the company's technological development and competitive edge[113]. - The company's performance is subject to cyclical changes in demand for its main products, silane coupling agents and fumed silica, which could lead to profit volatility[114].

Financial Performance - The company's operating revenue for Q1 2025 was CNY 355,825,096.30, a decrease of 5.68% compared to CNY 377,270,519.57 in the same period last year[3] - The net profit attributable to shareholders was a loss of CNY 5,619,211.21, representing a decline of 179.42% from a profit of CNY 7,075,145.30 in the previous year[3] - The basic earnings per share decreased to -CNY 0.01, down 200.00% from CNY 0.01 in the same period last year[3] - The net cash flow from operating activities was -CNY 126,433,261.15, compared to -CNY 33,187,381.29 in the previous year, indicating a significant increase in cash outflow[3] - The decline in net profit was primarily due to lower sales prices of main products and increased interest expenses on convertible bonds[6] - The company reported a net profit of -6,468,429.36 RMB for Q1 2025, a significant decline compared to a net profit of 9,392,557.50 RMB in Q1 2024, indicating a year-over-year decrease of approximately 168.9%[30] - Operating profit for Q1 2025 was -9,645,914.98 RMB, contrasting with an operating profit of 9,305,190.04 RMB in Q1 2024, reflecting a substantial decline[30] Assets and Liabilities - Total assets at the end of the reporting period were CNY 4,095,162,635.26, a slight decrease of 0.05% from CNY 4,097,165,919.14 at the end of the previous year[4] - The company's total assets amounted to RMB 4,095,162,635.26, slightly down from RMB 4,097,165,919.14 at the end of 2024[12] - Total liabilities as of the latest reporting period were CNY 2,003,967,960.11, slightly up from CNY 1,995,847,080.21[14] - The total liabilities increased to CNY 2,278,568,865.61 from CNY 2,130,677,563.57 in the previous period[27] - The total equity attributable to shareholders was CNY 2,091,093,629.74, down from CNY 2,101,322,754.21[14] - The company's total equity decreased to CNY 2,001,954,097.99 from CNY 2,013,638,675.25[27] Cash Flow - Cash received from sales of goods and services in Q1 2025 was CNY 206,433,655.54, down from CNY 214,998,283.29 in Q1 2024[21] - The cash inflow from investment activities was CNY 253,665,249.92, compared to CNY 358,573.64 in the previous period[22] - The net cash flow from financing activities was CNY 92,522,715.52, down from CNY 136,840,713.79 in the previous period[23] - The company reported a net increase in cash and cash equivalents of CNY 98,563,262.20 for the period[23] - Cash flow from operating activities generated a net inflow of 29,284,335.58 RMB in Q1 2025, compared to a net outflow of -27,251,857.59 RMB in Q1 2024, marking a turnaround in operational cash flow[32] Costs and Expenses - Total operating costs for Q1 2025 were CNY 368,130,773.42, slightly down from CNY 376,898,102.18 in Q1 2024[17] - The operating cost for Q1 2025 was CNY 319,525,124.64, an increase of 2.1% from CNY 311,307,487.56 in Q1 2024[29] - Research and development expenses for Q1 2025 were CNY 13,122,243.80, up from CNY 10,057,800.30 in Q1 2024, indicating a focus on innovation[18] - The company incurred financial expenses of 9,425,414.35 RMB in Q1 2025, significantly higher than 4,471,524.53 RMB in Q1 2024, representing an increase of about 110.5%[30] Shareholder Information - The company reported a total of 137,646,667 shares held by Hongbo Chemical Co., Ltd., representing 21.68% of total shares[10] - The company has no significant changes in the participation of major shareholders in financing and securities lending activities[10] - There are no significant reminders for investors regarding the company's operational situation during the reporting period[11]

江西宏柏新材料股份有限公司董事会 关于独立董事独立性情况的专项意见 根据《上市公司独立董事管理办法》《上海证券交易所上市公司自律监 管指引第１ 号――规范运作》等要求, 江西宏柏新材料股份有限公司（以下 简称"公司"）董事会,就公司在任独立董事李汉国、李浩挺、梅琳的独立 性情况进行评估并出具如下专项意见: 经核查独立董事李汉国、李浩挺、梅琳及前述独立董事的直系亲属和主 要社会关系人员的任职经历以及独立董事签署的相关自查文件,上述独立董 事不存在《上市公司独立董事管理办法》第六条不得担任独立董事的情形, 在担任公司独立董事期间,独立董事已严格遵守中国证监会和上海证券交易 所的相关规定,确保有足够的时间和精力勤勉尽责地履行职责,作出独立判 断时不受公司主要股东、实际控制人或其他与公司存在利害关系的单位或个 人的影响。公司独立董事符合《上市公司独立董事管理办法》《上海证券交 易 所 上 市 公 司 自 律 监 管 指 引 第 1 号 —— 规 范 运 作 》 中 对 独 立 董 事 独 立 性 的 相 关要求。 江西宏柏新 28 日 ...