上海君澜律师事务所 关于苏州瀚川智能科技股份有限公司 2024 年年度股东大会的法律意见书 致：苏州瀚川智能科技股份有限公司 根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民 共和国证券法》《上市公司股东会规则》（以下简称"《股东会规则》"）等法 律、法规、规章、规范性文件及《苏州瀚川智能科技股份有限公司章程》（以下 简称"《公司章程》"）的规定，上海君澜律师事务所（以下简称"本所"）接 受苏州瀚川智能科技股份有限公司（以下简称"公司"）的委托，指派本所律师 出席公司2024年年度股东大会（以下简称"本次股东大会"），并就本次股东大 会的召集、召开程序及表决程序、表决结果等事项出具本法律意见书。 本法律意见书仅供本次股东大会之目的使用。本所律师同意将本法律意见书 随公司本次股东大会其他信息披露资料一并公告。 本所律师按照律师行业公认的业务标准、道德规范和勤勉尽责的精神，对本 次股东大会所涉及的有关事项和相关文件进行了必要的核查和验证，现出具法律 意见如下： 一、 本次股东大会的召集、召开程序 1.1 本次股东大会由公司董事会召集。 公司董事会于 2025 年 4 月 22 日召开第三届董事会 ...

证券代码：688022 证券简称：瀚川智能 公告编号：2025-035 苏州瀚川智能科技股份有限公司 2024年年度股东大会决议公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 （二） 股东大会召开的地点：江苏省苏州市工业园区听涛路 32 号瀚川智能会议 室 （三） 出席会议的普通股股东、特别表决权股东、恢复表决权的优先股股东及 其持有表决权数量的情况： | 1、出席会议的股东和代理人人数 | 50 | | --- | --- | | 普通股股东人数 | 50 | | 2、出席会议的股东所持有的表决权数量 | 63,145,138 | | 普通股股东所持有表决权数量 | 63,145,138 | | 3、出席会议的股东所持有表决权数量占公司表决权数量的比 | 37.0442 | | 例（%） | | | 普通股股东所持有表决权数量占公司表决权数量的比例（%） | 37.0442 | 注：截至本次股东大会股权登记日的总股本为 175,878,324 股，其中公司回购专用账户中股 份数为 5,419,344 股，不享有表决权 ...

Core Viewpoint - The company, Hanchuan Intelligent (688022.SH), faces significant risks due to undisclosed share pledges and defaults by its controlling shareholder, leading to regulatory warnings and potential instability in control [1][5][6]. Group 1: Share Pledge and Default Risks - The controlling shareholder, Cai Changwei, pledged 52.43% of his shares in Hanchuan Investment to Huaneng Guicheng Trust, which represents 14.64% of the company's total shares [1]. - Hanchuan Investment pledged 13.1343 million shares, accounting for 7.47% of the total shares, with provisions for immediate registration of share pledges in case of debt defaults [2]. - The company reported a significant risk of control instability due to overdue debts and potential enforcement actions by Huaneng Guicheng Trust [2][5]. Group 2: Legal Disputes and Share Freezes - A lawsuit was initiated by Jiang Haidong against the controlling shareholder for a total of 44.9721 million yuan due to a differential compensation agreement, resulting in the freezing of shares [3][4]. - The controlling shareholder failed to disclose the signing of the agreement and the share freeze until February 2025, indicating a lack of timely communication [4]. Group 3: Financial Performance and Market Impact - Hanchuan Intelligent reported a significant decline in revenue, with a 64.61% drop to 474 million yuan in 2024, and a net loss of 1.103 billion yuan [6][7]. - The company's stock price has plummeted by 80% since March 2023, with a closing price of 13.71 yuan as of May 16, reflecting a more than 60% decline from its previous high [7].

Core Viewpoint - Hanchuan Intelligent (688022.SH) faced regulatory scrutiny due to the failure of its controlling shareholder and actual controller to timely disclose significant equity pledges and associated risks, resulting in a warning letter from the Jiangsu Securities Regulatory Bureau [1][2]. Disclosure Issues - The actual controller, Cai Changwei, pledged 52.43% of his shares to Huaneng Guicheng Trust on July 7, 2023, and Hanchuan Investment pledged 13.1343 million shares (7.47% of total shares) to the same trust [2]. - The company reported a negative net profit in its semi-annual report on August 29, 2024, triggering acceleration clauses in the pledge contract, which could lead to instability in control or changes in the actual controller [2]. - The company delayed disclosing the pledge and associated risks until February 2025, violating the immediate disclosure requirement set by the "Management Measures for Information Disclosure of Listed Companies" [2][3]. Systemic Deficiencies in Disclosure Mechanism - Selective Disclosure: The controlling shareholder and actual controller failed to fulfill their notification obligations, with significant events like share freezes disclosed only in February 2025 [3]. - Delayed Risk Alerts: The negative net profit in the 2024 semi-annual report triggered pledge defaults but did not prompt simultaneous warnings about control risks, violating disclosure regulations [3]. - Internal Control Failures: Major issues such as divorce disputes and property litigation were not proactively disclosed, with the excuse of "personal privacy" until forced by judicial freezes [3]. Performance Decline and Management Turmoil - The company has faced severe operational risks and governance deficiencies, leading to a dramatic decline in performance [4]. - In 2024, revenue dropped to 474 million yuan, a 64.61% decrease year-on-year, only 35% of the peak revenue in 2023 (1.339 billion yuan) [4]. - The net profit attributable to the parent company for 2024 was -1.103 billion yuan, a 1205% increase in loss compared to the previous year, marking the largest loss since its listing [4]. - Asset quality is concerning, with a debt ratio of 78.46% and a current ratio of 0.89, indicating significant liquidity issues [4]. - Management instability has been evident since 2023, with frequent executive changes, including the dismissal of the financial director in November 2024 due to "insufficient capability" [4].

中国经济网北京5月16日讯瀚川智能(688022.SH)昨晚披露了关于控股股东、实际实控人收到江苏证监局 警示函的公告。 瀚川智能于2025年5月15日收到中国证券监督管理委员会江苏监管局(以下简称"江苏证监局")出具的 《江苏证监局关于对苏州瀚川投资管理有限公司、蔡昌蔚采取出具警示函措施的决定》([2025]67号)(以 下简称"警示函") 《警示函》显示，经查，2023年7月7日，瀚川智能实际控制人蔡昌蔚，将其所持公司控股股东苏州瀚川 投资管理有限公司(以下简称"瀚川投资")52.43%股权质押给华能贵诚信托有限公司(以下简称华能贵诚信 托)，占蔡昌蔚直接和间接持有公司股份80.58%，占公司总股本14.64%。同时，瀚川投资与华能贵诚信 托签署质押合同，将其持有的瀚川智能1,313.43万股股票质押给华能贵诚信托，占瀚川投资持有公司股 份26.74%，占公司总股本7.47%，并约定若发生债务违约行为，华能贵诚信托有权随时自行办理公司股 份质押登记手续。2024年8月29日，瀚川智能披露2024年半年度报告净利润为负值，触发你们与华能贵 诚信托之间合同约定的加速到期条款和违约情形，即华能贵诚信托此时有权按 ...

Core Viewpoint - The company, Hanchuan Intelligent, is facing significant risks related to its actual controller's equity pledge and overdue debts, which may lead to instability in control and potential changes in actual control [2][7][9]. Group 1: Regulatory Actions - Hanchuan Intelligent received a warning letter from the Jiangsu Securities Regulatory Bureau due to the failure of its controlling shareholder and actual controller to timely disclose equity pledges and default risks [2]. - The company also announced that it received a public reprimand from the Shanghai Stock Exchange regarding the same issues [4]. Group 2: Equity Pledge and Control Risks - In July 2023, the actual controller, Cai Changwei, pledged 52.43% of his shares in the controlling shareholder, Hanchuan Investment, to Huaneng Guicheng Trust, amounting to a total financing of 220 million yuan [7]. - The pledged shares represent 14.64% of the company’s total shares, and if default occurs, the trust has the right to register the pledge at any time, posing a risk of control instability [7]. - The company is facing additional risks due to multiple equity freezes related to legal disputes involving the actual controller, which could further jeopardize control [8][9]. Group 3: Financial Performance - Hanchuan Intelligent's revenue increased from 458 million yuan in 2019 to 1.339 billion yuan in 2023, but it reported a net loss of 84.536 million yuan in 2023 [12]. - In 2024, the company experienced a significant decline in performance, with revenue dropping to 474 million yuan, a year-on-year decrease of 64.61%, and a net loss of 1.103 billion yuan [13]. - The company attributed the sharp decline in performance to macroeconomic factors and strategic adjustments in its business operations, particularly in the electric vehicle sector [14]. Group 4: Stock Performance - The company's stock price has seen a dramatic decline, falling from a high of 50.77 yuan per share in February 2023 to as low as 8.17 yuan per share, representing a drop of 84% [12]. - As of May 15, 2024, the stock price had decreased by over 60% from its peak [14].

Mergers and Acquisitions - Harbin Pharmaceutical Group plans to acquire 42.82% equity of Sanjing Qianhe Pharmaceutical for 23.446 million yuan [1] - Xinjiang Torch intends to purchase 100% equity of Yushan Litai for 125 million yuan, which is classified as a related party transaction but not a major asset restructuring [2] Share Buybacks - Rongxin Culture announces a share buyback plan with a budget between 20 million and 22 million yuan, with a maximum buyback price of 37 yuan per share [3] - Weifu High Science plans to repurchase shares with a budget of 100 million to 150 million yuan, with a maximum buyback price of 35 yuan per share [4] Shareholding Changes - Hubei Yihua's controlling shareholder plans to increase its stake in the company by investing between 200 million and 400 million yuan within six months starting from May 19, 2025, without a price range [5] - Fuchuang Precision announces that two shareholders plan to collectively reduce their holdings by up to 4% of the total shares [6] - Hanchuan Intelligent's controlling shareholder received a warning from Jiangsu Securities Regulatory Commission for failing to disclose significant risks related to pledge contracts [7] - Delin Hai's shareholder plans to reduce holdings by up to 3% of the total shares due to personal financial needs [8]

瀚川智能(688022)5月15日晚间公告称，公司当天收到江苏证监局出具的警示函。经查，2023年7月7日 瀚川智能实际控制人蔡昌蔚，将其所持公司控股股东苏州瀚川投资管理有限公司(以下简称"瀚川投 资")52.43%股权质押给华能贵诚信托有限公司(以下简称"华能贵诚信托")，占蔡昌蔚直接和间接持有公 司股份80.58%，占公司总股本14.64%。 同时，瀚川投资与华能贵诚信托签署质押合同，将其持有的瀚川智能1313.43万股股票质押给华能贵诚 信托，占瀚川投资持有公司股份26.74%，占公司总股本7.47%，并约定若发生债务违约行为，华能贵诚 信托有权随时自行办理公司股份质押登记手续。 2024年8月29日，公司披露2024年半年度报告净利润为负值，触发瀚川投资、蔡昌蔚与华能贵诚信托之 间合同约定的加速到期条款和违约情形，即华能贵诚信托此时有权按合同约定要求瀚川投资、蔡昌蔚立 即清偿全部债务并自行办理公司股份质押登记手续。 江苏证监局指出，上述股权质押合同的签署及触发的违约情形可能导致上市公司面临控制权不稳定或实 际控制人变更的重大风险，可能对上市公司证券及其衍生品种交易价格产生重大影响，属于《上市公司 信息 ...

Group 1 - Feilong Co., Ltd. received a project designation notification letter from a well-known domestic automobile brand, becoming a supplier for a water-side thermal management module, with expected sales revenue during the lifecycle meeting disclosure standards [1] - Hanchuan Intelligent's controlling shareholder received a warning letter from Jiangsu Securities Regulatory Bureau for failing to timely disclose a share pledge contract, which may affect the company's control and stock price [2] - Vanke A completed the redemption of the "20 Vanke 04" corporate bonds, with a redemption amount of 1.5 billion yuan and interest payment of 51.75 million yuan [3][4] Group 2 - China Shenhua reported a 4% year-on-year decline in coal sales volume for April, totaling 35.6 million tons, and a 3.9% decrease in commodity coal production [5] - Shaanxi Black Cat plans to increase capital by 600 million yuan for its wholly-owned subsidiary Xinjiang Black Cat Coal Industry to enhance its capital strength [6][7] - China National Aviation reported an 8.6% year-on-year increase in passenger turnover for April, with a 5.3% increase in passenger capacity [8][9] Group 3 - Huabei Pharmaceutical's subsidiary received approval for clinical trials of a recombinant tetanus vaccine, which is a new generation vaccine with better safety and immunogenicity [10] - China Chemical's subsidiary received a lawsuit notice related to a securities false statement liability dispute [11] - China Metallurgical Group reported a 24.9% year-on-year decline in new contract value for January to April, totaling 308.4 billion yuan [13] Group 4 - Zhongmei Energy reported a 5.8% year-on-year decline in commodity coal sales for April, totaling 21.1 million tons [14] - Huangma Technology announced a plan to reduce holdings of up to 6.26 million shares due to personal funding needs [15] - Aiyingshi proposed a cash dividend of 2.53 yuan per 10 shares for the fiscal year 2024 [16] Group 5 - Shengyi Technology's executives plan to reduce their holdings by a total of 1.49 million shares [17] - CanSino's inhaled tuberculosis vaccine received clinical trial approval in Indonesia [18] - Beidouxingtong completed the acquisition of 51% of Shenzhen Tianli Automotive Electronics Technology Co., Ltd. [19] Group 6 - Spring Airlines reported a 12.29% year-on-year increase in available capacity for April, with a total of 4.73 billion ton-kilometers [20] - Dongya Pharmaceutical's raw material drug received registration certification in South Korea [21] - Shandong Steel plans to establish a sales subsidiary with a registered capital of 20 million yuan [22] Group 7 - Caida Securities appointed Hu Hengsong as the executive vice president [23] - Aibulu's vice president resigned due to personal career planning [24] - *ST Jinguang's stock price surged amid a warning of delisting risk [25] Group 8 - Yunnan Energy Investment plans to implement a 600,000 tons/year salt production energy-saving and carbon reduction project with a total investment of 448 million yuan [27] - Hanyu Group's executives plan to reduce their holdings due to personal funding needs [28] - Jiangsu Boyun's shareholders plan to reduce their holdings by up to 971,300 shares [29] Group 9 - Hainan Airport signed a cooperation agreement with Harbin Institute of Technology (Shenzhen) to establish a joint laboratory [32] - Xiamen Tungsten New Energy plans to acquire 47% of Ganzhou Haopeng Technology Co., Ltd. [33] - Dongfang Materials announced a change in controlling shareholder due to judicial auction of shares [34] Group 10 - Jingyuan Environmental Protection's executives plan to reduce their holdings by a total of 1.176% of the company's shares [35] - China Pacific Insurance reported a 10.4% year-on-year increase in original insurance premium income for the first four months [36] - ST United is planning a major asset restructuring and has suspended trading [37] Group 11 - *ST Suwu's chairman received a notice of investigation for suspected information disclosure violations [39] - Huagong Technology's subsidiary plans to establish a joint venture [40] - Qibin Group terminated the purchase of 28.78% equity in its subsidiary [41] Group 12 - Huakang Clean signed a construction contract worth 143 million yuan with Dengfeng City General Hospital [42] - Kanghong Pharmaceutical received approval for clinical trials of a drug for postpartum depression [43] - Shengjing Micro plans to repurchase shares worth between 30 million and 50 million yuan [44] Group 13 - Shenghe Resources' subsidiary plans to acquire 100% of Peak Rare Earths Limited for 158 million Australian dollars [45] - Sinopec's controlling shareholder increased its stake by 302 million H-shares, amounting to HKD 1.232 billion [46] - Mingyang Circuit plans to repurchase shares worth between 15 million and 25 million yuan [47] Group 14 - China Oil Engineering's subsidiary won a project in Iraq worth approximately 11.538 billion yuan [48] - Chaojie Co., Ltd. announced the termination of a share transfer agreement [49]

证券代码：688022 证券简称：瀚川智能 公告编号：2025-034 二条第一款规定的应当立即披露的情形。 你们未及时将签署相关质押合同的情况及合同违约可能导致公司控制权不 稳定或实际控制人变更的重大风险告知公司，导致公司迟至 2025 年 2 月 22 日和 28 日才披露《关于实际控制人持有的控股股东股权质押的公告》和《关于控股 股东部分股票质押的公告》，对相关质押合同和重大风险情况进行披露。你们的 行为违反了《上市公司信息披露管理办法》(证监会令第 182 号)第二十二条第三 款的规定。 苏州瀚川智能科技股份有限公司 关于控股股东、实际实控人收到江苏证监局 警示函的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 苏州瀚川智能科技股份有限公司（以下简称"公司"）于 2025 年 5 月 15 日 收到中国证券监督管理委员会江苏监管局（以下简称"江苏证监局"）出具的《江 苏证监局关于对苏州瀚川投资管理有限公司、蔡昌蔚采取出具警示函措施的决 定》（[2025]67 号）（以下简称"警示函"）。现将有关事项公告如下： ...