Group 1: Financial Performance - The company's contract liabilities fluctuated in Q3 2023 due to increased revenue and organizational restructuring, impacting the approval and signing process of agreements [1] - The company anticipates that gross margin and net margin levels will be determined based on revenue recognition and other factors [5] Group 2: Product Orders and Market Demand - The company has achieved mass production of PECVD, ALD, SACVD, and HDPCVD equipment, with PECVD being the main product, accounting for a relatively high order volume [2] - Current orders are robust, covering logic and memory chip manufacturing, with new orders depending on customer demand [2] - The demand for thin film deposition equipment is expected to grow due to the expansion of wafer fabs driven by downstream demand [4] Group 3: Technology and Competitive Advantage - The semiconductor equipment industry has high technical barriers, requiring significant R&D investment and rapid technological updates [2] - The company has developed core technologies in equipment platforms, thin film processes, and design, ensuring high-quality production products [3] - The company has been in the semiconductor thin film equipment field for over ten years, accumulating experience and advantages in R&D, customer resources, and after-sales service [3] Group 4: Talent and Team Development - The company currently employs approximately 1,000 people and is continuously strengthening its talent team to meet business development needs [4] - A competitive compensation and benefits system, along with an equity incentive mechanism, is in place to attract and retain talent [4] Group 5: Product Validation and Revenue Recognition - The delivery cycle for products typically ranges from 3 to 6 months, with a validation period of 3 to 24 months depending on the product and customer requirements [4]

Group 1: Investor Relations Activities - The company engaged in investor relations activities including analyst meetings and performance exchange meetings [1] - Participating institutions include various investment firms and securities companies [1] Group 2: Financial Performance - As of Q3 2023, inventory continues to rise, primarily due to increased procurement of raw materials [4] - The company's Q3 2023 contract liabilities remained stable, with a slight decrease due to organizational adjustments [5] - Q3 2023 operating revenue showed year-on-year and quarter-on-quarter growth, driven by increased demand from downstream wafer fabs [5] Group 3: Product Development and Market Outlook - The company has established a global supply chain to stabilize supply-demand relationships [5] - PECVD ACHM products have achieved mass production and are expanding [6] - The company anticipates a robust order situation for Q4 2023 and the following year, depending on client demand [6] Group 4: Competitive Landscape and Future Plans - The semiconductor equipment industry has high technical barriers and rapid technological updates, with the company leveraging over ten years of experience [7] - Future plans include deepening focus on high-end semiconductor equipment and expanding product coverage in the CVD field [8]

Financial Performance - The company's revenue for Q3 2023 reached ¥698,797,743.60, representing a 49.22% increase compared to ¥468,306,876.31 in the same period last year[4] - Net profit attributable to shareholders was ¥146,452,704.36, a 13.30% increase from ¥129,370,235.32 year-over-year[4] - The basic earnings per share (EPS) for the quarter was ¥0.78, up 13.04% from ¥0.69 in the previous year[4] - Q3 2023 revenue reached 699 million RMB, an increase of 230 million RMB year-on-year, driven by increased demand from domestic wafer fabs and new product validations[10] - Year-to-date revenue for 2023 is 1.703 billion RMB, up 711 million RMB compared to the same period last year, primarily due to the same factors as Q3[10] - Net profit attributable to shareholders for the first nine months of 2023 is 271 million RMB, an increase of 34 million RMB year-on-year, with a year-on-year growth of 83.41% after excluding share-based payment expenses[10] - The net profit for Q3 2023 was CNY 269,523,058.52, an increase from CNY 234,622,408.63 in Q3 2022, representing a growth of approximately 14.85%[24] - The total operating profit for Q3 2023 was CNY 269,443,418.72, compared to CNY 226,752,536.42 in the same period last year, indicating a year-over-year increase of about 18.78%[24] - The company's total revenue for the first three quarters of 2023 was approximately 1.70 billion, compared to 991.5 million in the same period of 2022, marking an increase of about 71.5%[23] Research and Development - Research and development (R&D) expenses totaled ¥143,944,289.40, marking a 39.34% increase from ¥103,301,312.35 in the same period last year[4] - R&D expenses accounted for 20.60% of total revenue, a decrease of 1.46 percentage points from 22.06% year-over-year[5] - R&D investment for Q3 2023 totaled 144 million RMB, a year-on-year increase of 39.34%, reflecting the company's commitment to expanding product variety and process applications[10] - Year-to-date R&D investment reached 354 million RMB, up 60.33% compared to the same period last year, indicating a strong focus on innovation[12] - Research and development expenses for the first three quarters of 2023 amounted to approximately 354.0 million, compared to 220.8 million in the same period of 2022, reflecting an increase of about 60.1%[23] Assets and Liabilities - Total assets as of the end of the reporting period were ¥8,792,929,324.91, reflecting a 20.22% increase from ¥7,313,286,512.91 at the end of the previous year[5] - Current assets totaled approximately 7.73 billion, an increase from 6.82 billion, representing a growth of around 13.3% year-over-year[21] - The total liabilities increased to approximately 4.72 billion from 3.61 billion, indicating a rise of about 30.9%[22] - Total current assets reached RMB 6,820,373,329.11 as of Q3 2023, showing stability in liquidity[31] - Inventory levels increased significantly to approximately 3.87 billion from 2.30 billion, representing a growth of about 68.5%[21] - Total liabilities amounted to RMB 3,605,390,781.35, reflecting the company's financial obligations[32] Cash Flow - The company reported a net cash flow from operating activities of -¥1,363,205,951.51 for the year-to-date period[4] - Cash flow from operating activities for the first three quarters of 2023 was CNY 1,830,973,200.00, up from CNY 1,582,836,199.29 in the same period of 2022, reflecting a growth of approximately 15.66%[26] - The net cash flow from operating activities for Q3 2023 was negative at CNY -1,363,205,951.51, compared to CNY -117,613,970.27 in Q3 2022, indicating a significant increase in cash outflow[28] - The company reported a significant decrease in cash inflow from investment activities, with a net cash flow of CNY -463,758,269.45 in Q3 2023 compared to CNY -1,628,372,087.50 in Q3 2022[28] - The company’s total cash inflow from financing activities in Q3 2023 was CNY 607,189,784.92, a decrease from CNY 2,153,513,350.62 in Q3 2022, indicating a decline of about 71.8%[29] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 6,774, with significant holdings by state-owned and private investment entities[13] - Shareholders' equity attributable to the parent company was ¥4,078,735,326.60, a 9.89% increase from ¥3,711,530,962.28 year-over-year[5] - The equity attributable to shareholders rose to approximately 4.08 billion from 3.71 billion, reflecting an increase of about 10.0%[22] - The company reported a slight decrease in retained earnings, down by RMB 40,308.58 to RMB 404,394,238.04[33] Future Outlook - The company has sufficient orders on hand, indicating strong future revenue potential[10] - The company is actively expanding its product lines and applications, which is expected to drive future growth[12] - Government subsidies recognized in the current period decreased by 22 million RMB, impacting net profit calculations[10] - The weighted average return on equity decreased by 2.57 percentage points due to an increase in average net assets from the IPO and share-based payment expenses[10]

证券代码：688072 证券简称：拓荆科技 公告编号：2023-059 拓荆科技股份有限公司 关于召开 2023 年第四次临时股东大会的通知 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 一、 召开会议的基本情况 （一） 股东大会类型和届次 2023 年第四次临时股东大会 召开日期时间：2023 年 11 月 16 日 14 点 30 分 召开地点：辽宁省沈阳市浑南区水家 900 号拓荆科技股份有限公司会议室 （五） 网络投票的系统、起止日期和投票时间。 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自 2023 年 11 月 16 日 至 2023 年 11 月 16 日 采用上海证券交易所网络投票系统，通过交易系统投票平台的投票时间为股 东大会召开当日的交易时间段，即 9:15-9:25,9:30-11:30，13:00-15:00；通过 互联网投票平台的投票时间为股东大会召开当日的 9:15-15:00。 股东大会召开日期：2023年11月16日 本次股东大会采用的网络投票系统： ...

证券代码：688072 证券简称：拓荆科技 公告编号：2023-062 关于独立董事公开征集委托投票权的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 征集投票权的起止时间：2023 年 11 月 10 日至 2023 年 11 月 13 日（每 日上午 09：30—12：00，下午 14：00—17：00） 根据中国证券监督管理委员会（以下简称"中国证监会"）颁布的《上市公 司股权激励管理办法》（以下简称"《管理办法》"）的有关规定，并按照拓荆 科技股份有限公司（以下简称"公司"）其他独立董事的委托，独立董事赵国庆 先生作为征集人，就公司拟于 2023 年 11 月 16 日召开的 2023 年第四次临时股东 大会审议的股权激励相关议案向公司全体股东征集投票权。 一、征集人声明 本人赵国庆作为征集人，按照《管理办法》的有关规定及其他独立董事的委 托，就公司 2023 年第四次临时股东大会中的股权激励计划相关提案公开征集股 东委托投票权而制作并签署本公告。本人不存在中国证监会《公开征集上市公司 股东权 ...

《上海证券交易所科创板股票上市规则》《上海证券交易所科创板上市公司自 律监管规则适用指引第 1 号——规范运作》等有关规定，对拓荆科技调整核心 技术人员的事项进行了核查，具体核查情况及意见如下： 招商证券股份有限公司 一、核心技术人员调整的具体情况 关于拓荆科技股份有限公司 （一）调整核心技术人员的情况 调整核心技术人员的核查意见 招商证券股份有限公司（以下简称"招商证券"或"保荐机构"）作为拓 荆科技股份有限公司（以下简称"拓荆科技"或"公司"）首次公开发行股票 并上市持续督导阶段的保荐机构，根据《证券发行上市保荐业务管理办法》 1、核心技术人员的具体情况 张孝勇先生，1971年出生，美国马里兰大学化学工程博士。2000年9月至 2011年2月，就职于美国诺发，在PECVD及ALD产品部历任工艺开发工程师、 资深工艺开发工程师、超低介电质工艺开发经理、资深重要客户经理。2011年3 月至今就职于公司，现任公司全资子公司拓荆创益（沈阳）半导体设备有限公 司（以下简称"拓荆创益"）副总经理。 周坚先生，1963年出生，美国德克萨斯A&M大学电气工程硕士。1984年8 月至2018年10月，先后任职或就读于江西邮 ...

证券代码：688072 证券简称：拓荆科技 公告编号：2023-056 拓荆科技股份有限公司 2023 年限制性股票激励计划（草案）摘要公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 《拓荆科技股份有限公司 2023 年限制性股票激励计划（草案）》（以下简称 "本激励计划"或"本计划"）拟向激励对象授予不超过 375 万股限制性股票， 约占本激励计划草案公告时公司股本总额 18,718.8620 万股的 2.00%。其中首次 授予不超过 300 万股，约占本激励计划草案公告时公司总股本 18,718.8620 万股 的 1.60%，首次授予部分占本次授予权益总额的 80%；预留 75 万股，约占本激 励计划草案公告时公司总股本 18,718.8620 万股的 0.40%，预留部分占本次授予 权益总额的 20%。 （一）股权激励方式 一、股权激励计划目的 为了进一步建立、健全公司长效激励机制，吸引和留住优秀人才，充分调动 公司员工的积极性，有效地将股东利益、公司利益和员工个人利益结合在一起， 使各方共同 ...

章 程 拓荆科技股份有限公司 二〇二三年十月 | 第一章 | 总则 - 1 - | | --- | --- | | 第二章 | 经营宗旨和范围 - 2 - | | 第三章 | 股份 - 2 - | | 第一节 | 股份发行 - 2 - | | 第二节 | 股份增减和回购 - 4 - | | 第三节 | 股份转让 - 6 - | | 第四章 | 股东和股东大会 - 6 - | | 第一节 | 股东 - 7 - | | 第二节 | 股东大会的一般规定 - 9 - | | 第三节 | 股东大会的召集 - 13 - | | | 第四节股东大会的提案与通知 - 14 - | | 第五节 | 股东大会的召开 - 16 - | | 第六节 | 股东大会的表决和决议 - 19 - | | 第五章 | 董事会 - 23 - | | 第一节 | 董事 - 23 - | | 第二节 | 董事会 - 26 - | | 第六章 | 总经理及其他高级管理人员 - 32 - | | 第七章 | 监事会 - 34 - | | 第一节 | 监事 - 34 - | | 第二节 | 监事会 - 34 - | | 第八章 | 财务会计制度、利润分配 ...

拓荆科技股份有限公司 第一届董事会第二十八次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、董事会会议召开情况 拓荆科技股份有限公司（以下简称"公司"）第一届董事会第二十八次会议 于 2023 年 10 月 27 日在公司会议室以现场结合通讯方式召开，本次会议通知已 于 2023 年 10 月 17 日以电子邮件发出，会议应出席董事 9 人，实际出席会议董 事 9 人，公司监事和高级管理人员列席会议，会议由董事长吕光泉先生主持。本 次会议的召集和召开符合《中华人民共和国公司法》（以下简称"《公司法》"） 等法律、法规、规范性文件及《拓荆科技股份有限公司章程》（以下简称"《公 司章程》"）的有关规定，形成的决议合法有效。 二、董事会会议审议情况 证券代码：688072 证券简称：拓荆科技 公告编号：2023-060 会议经全体参会董事表决，形成决议如下： （一）审议通过《关于公司 2023 年第三季度报告的议案》 董事会同意关于公司 2023 年第三季度报告的议案。 表决情况：9 票同意，0 票反对，0 票 ...

证券代码：688072 证券简称：拓荆科技 公告编号：2023-061 拓荆科技股份有限公司 第一届监事会第十七次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、监事会会议召开情况 拓荆科技股份有限公司（以下简称"公司"）第一届监事会第十七次会议于 2023 年 10 月 27 日在公司会议室以现场结合通讯方式召开，本次会议通知已于 2023 年 10 月 17 日以电子邮件发出，本次会议应出席监事 6 人，实际出席监事 6 人，本次会议由公司监事会主席叶五毛先生主持。本次会议的召集、召开程序和 方式符合《中华人民共和国公司法》（以下简称"《公司法》"）等法律法规以 及《拓荆科技股份有限公司章程》（以下简称"《公司章程》"）的有关规定，会 议决议合法、有效。 二、监事会会议审议情况 经与会监事投票表决，审议通过了如下决议： （一）审议通过《关于公司 2023 年第三季度报告的议案》 监事会认为，公司 2023 年第三季度报告的编制和审议程序符合相关法律、 法规及《公司章程》等相关规定，公司 2023 年第 ...