FF301 股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 致：香港交易及結算所有限公司 公司名稱: 株洲中車時代電氣股份有限公司 呈交日期: 2023年10月6日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | H | | | 於香港聯交所上市 (註1) | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 03898 | 說明 | H股 | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 547,329,400 | RMB | | 1 RMB | | 547,329,400 | | 增加 / 減少 (-) | | | | | | RMB | | | | 本月底結存 | | | 547,329,400 | RMB | | 1 RMB | | 547,329,400 | | 2. 股份分類 | 普通股 | 股份類別 | A | | 於香港聯交所上市 (註1) | | 否 | | ...

证券代码：688187（A 股） 证券简称：时代电气（A 股） 公告编号：2023-043 证券代码： 3898（H 股） 证券简称：时代电气（H 股） 株洲中车时代电气股份有限公司 关于自愿披露全资子公司签订日常经营重大 合同的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 1 重要内容提示: ●合同类型:销售合同(以下简称"合同"或"本合同")。 ●合同金额：2023 年至 2025 年，株洲中车时代电气股份有限公司（以下简称 "公司"或"时代电气"）全资子公司 Soil Machine Dynamics Limited（以下简 称"英国 SMD"）向合同对方销售 ROV 系统，合同金额 18,094,500 元英镑（折合 人民币 160,498,215 元，按照英镑对人民币汇率 8.87 计算）。 ●合同生效条件：自合同签订日生效。 ●合同期限：按照合同规定期限内履行。 ●对上市公司业绩的影响：本合同为销售合同，属于公司及子公司日常经营业 务，对公司的营业收入和净利润产生积极影响，公司将根据合同的规定及收入的确 ...

株 洲 中 車 時 代 電 氣 股 份 有 限 公 司（「本公司」）董 事 會（「董事會」）謹 此 公 佈，本 公 司 將 於 二 零 二 三 年 十 月 二 十 六 日（星 期 四）舉 行 董 事 會 會 議，以 批 准 發 佈 本 集 團（包 括 本 公 司 及 其 附 屬 公 司）截 至 二 零 二 三 年 九 月 三 十 日 止 九 個 月 未 經 審 計 的 業 績，及 處 理 其 他 事 宜（如 有）。 承董事會命 株洲中車時代電氣股份有限公司 董事長 李東林 中國株洲，二零二三年九月二十二日 於本公告日期，本公司董事長兼執行董事為李東林；副董事長兼執行董事為劉可安； 其他執行董事為尚敬；非執行董事為張新寧；以及獨立非執行董事為高峰、李開國、 鍾寧樺及林兆豐。 （於中華人民共和國註冊成立的股份有限公司） （股份代號：3898） 董事會會議通知 香港交易及結算所有限公司及香港聯合交易所有限公司對本文件的內容概不負責， 對 其 準 確 性 或 完 整 性 亦 不 作 任 何 聲 明，並 明 確 表 示 概 不 就 因 本 公 告 全 部 或 任 何 部 分內容而產生或因依賴該等內容而引致的任何損失承擔 ...

Financial Performance - The company reported a mid-year financial performance with a focus on the accuracy and completeness of the financial report, ensuring no significant omissions or misleading statements[1]. - The report period ended on June 30, 2023, and the financial data is prepared according to Chinese accounting standards[5]. - The company's operating revenue for the first half of the year reached ¥8,570,210,633, representing a year-on-year increase of 31.31%[14]. - Net profit attributable to shareholders increased by 32.52% year-on-year, amounting to ¥1,154,168,154, driven by revenue growth[16]. - Basic and diluted earnings per share both increased by 32.79% to ¥0.81[15]. - The total assets at the end of the reporting period were ¥50,389,952,338, reflecting a 3.88% increase from the previous year[14]. - The company's net assets attributable to shareholders were RMB 34.97 billion, showing a year-on-year growth of 1.27%[92]. - Research and development expenses rose to RMB 809.73 million, an increase of 16.33% compared to the previous year[93]. Corporate Governance - There were no instances of non-operational fund occupation by controlling shareholders or related parties, and no violations of decision-making procedures for external guarantees[2]. - The company has established an effective corporate governance structure to enhance accountability and transparency[120]. - The company held its 2022 annual general meeting and the first A-share and H-share meetings on June 27, 2023, with all resolutions passed without any objections[113]. - Key personnel changes include the resignation of Vice General Manager Mei Wenqing and Secretary of the Board Yan Wu, while Hu Yunqing and Yao Zhonghong were appointed as new Vice General Managers[114][115]. - The seventh board of directors and supervisory board were elected on June 27, 2023, with Li Donglin as the chairman and Liu Kean as the vice chairman[116]. Research and Development - The company has developed a total of 3,746 valid domestic and foreign registered patents to protect its core technologies as of June 30, 2023[27]. - The company achieved a total R&D investment of CNY 854,577,771, representing a 17.46% increase compared to the previous year[46]. - The proportion of R&D investment to operating income decreased to 9.97% from 11.15% in the previous year[46]. - The company has a total of 2,775 R&D personnel, accounting for 35.26% of the total workforce, with an average salary of RMB 14.2 million[63]. - The company has established a robust R&D system with over 20 laboratories covering various testing and research areas, enhancing its continuous innovation capabilities in product design, manufacturing, and testing[70]. Environmental Responsibility - The company has a commitment to environmental and social responsibility, as indicated in the report[5]. - The company invested 3.6038 million yuan in environmental protection during the reporting period[129]. - The total wastewater discharge from Zhuzhou CRRC Times Semiconductor Co., Ltd. was 499,900 tons in the first half of 2023, with a reuse volume of 91,900 tons[131]. - The company achieved 100% compliance with wastewater discharge standards in the first half of 2023[130]. - The company has committed to using clean energy and has initiated energy-saving technological upgrades to reduce energy consumption and carbon emissions[141]. Market Expansion and Strategy - The company is actively expanding into the rail transportation and new energy equipment industries, leveraging its technological research and development capabilities[21]. - The ongoing implementation of national strategies such as "dual carbon" and "transportation power" provides new opportunities for the company's growth[23]. - The market for new energy industries related to the "dual carbon" strategy is expected to grow into a multi-hundred billion market, providing significant opportunities for the company[26]. - The company is focusing on the development of green and intelligent rail transit equipment systems, aligning with the national "dual carbon" strategy[26]. - The company is committed to providing comprehensive solutions throughout the entire lifecycle of rail transit equipment, focusing on system integration and optimization[24]. Financial Management - Cash and cash equivalents at the end of the period were CNY 7,449,097,496, a decrease of 0.68% from the previous year[96]. - Trade financial assets decreased by 27.74% to CNY 4,842,100,909 due to a reduction in structured deposits[96]. - Accounts receivable increased by 22.92% to CNY 9,956,405,657, attributed to revenue recognition[96]. - The company made equity investments totaling CNY 131,694,115, a significant increase from CNY 5,000,000 in the previous year[100]. - The company's leverage ratio stands at 13.69%, which is below the policy limit of 30%[111]. Compliance and Commitments - The company guarantees that the contents of the prospectus and other disclosure materials are free from false records, misleading statements, or significant omissions, and will bear corresponding legal responsibilities[178]. - The company will publicly disclose specific reasons for any failure to fulfill commitments and apologize to shareholders and the public[186]. - The company has committed to long-term obligations since December 28, 2020, ensuring compliance with relevant regulations and responsibilities[185]. - The company will bear corresponding responsibilities as required by laws and regulations if it fails to fulfill its commitments[186]. - The company has confirmed strict adherence to the commitment, with no overdue obligations reported[193].

中国国际金融股份有限公司 关于株洲中车时代电气股份有限公司 2023 年半年度持续督导跟踪报告 根据《证券发行上市保荐业务管理办法》《上海证券交易所科创板股票上市规则》 《上海证券交易所上市公司自律监管指引第 11 号——持续督导》等有关法律、法规的 规定，中国国际金融股份有限公司（以下简称"保荐机构"）作为株洲中车时代电气股 份有限公司（以下简称"时代电气"或"公司"）持续督导工作的保荐机构，负责时代 电气上市后的持续督导工作，并出具本持续督导半年度跟踪报告。 二、保荐机构和保荐代表人发现的问题及整改情况 无。 一、持续督导工作情况 | 序号 | 工作内容 | 完成持续督导情况 | | --- | --- | --- | | | | 保荐机构已建立健全并有效执 | | | 建立健全并有效执行持续督导工作制度，并针对具体的持 | 行了持续督导制度，已根据公 | | 1 | 续督导工作制定相应的工作计划 | 司的具体情况制定了相应的工 | | | | 作计划 | | | 根据中国证监会相关规定，在持续督导工作开始前，与 | 保荐机构已与公司签订保荐协 | | | 上市公司或相关当事人签署持续督导协议，明确双方在 ...

证券代码：688187（A 股） 证券简称：时代电气（A 股） 公告编号：2023-042 证券代码：3898（H 股） 证券简称：时代电气（H 股） 株洲中车时代电气股份有限公司 关于股东增持达到 1%的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： ●本次权益变动属于增持，不触及要约收购,公司控股股东及实际控制人不发 生变化。 ●本次权益变动后，中国中车股份有限公司通过中车株洲电力机车研究所有限 公司、中车株洲电力机车有限公司、中车投资租赁有限公司及中国中车香港资本管 理有限公司合计持有公司股份 663,615,368 股，占公司总股本的比例为 46.86%。 株洲中车时代电气股份有限公司（以下简称"公司"或"本公司"）于 2023 年 9 月 8 日收到股东中国中车香港资本管理有限公司（以下简称"中车香港资本"） 发来的《增持股份的进展说明函》，告知中车香港资本自 2022 年 5 月 3 日至 2023 年 9 月 7 日期间，通过香港联合交易所交易系统增持本公司 H 股 17,927, ...

FF301 股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2023年8月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 株洲中車時代電氣股份有限公司 呈交日期: 2023年9月4日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | H | | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 03898 | 說明 | H股 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | | 547,329,400 | RMB | | 1 | RMB | | 547,329,400 | | 增加 / 減少 (-) | | | | | | | RMB | | | | 本月底結存 | | | 547,329,400 | RMB | | 1 | RMB | | 547,329,400 | II. 已發行股份變動 | ...

证券代码：688187（A 股） 证券简称：时代电气（A 股） 公告编号：2023-040 证券代码： 3898（H 股） 证券简称：时代电气（H 股） 株洲中车时代电气股份有限公司 关于参加 2023 年半年度高端装备行业 集体业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： （http://roadshow.sseinfo.com/） 投资者可于 2023 年 9 月 6 日(星期三)16:00 前通过邮件、电话、传真等 形式将需要了解和关注的问题提前提供给公司。公司将以适当方式对投资者普遍 关注的问题进行回答。 株洲中车时代电气股份有限公司（以下简称"公司"）已于 2023 年 8 月 22 日发布公司 2023 年半年度报告，为便于广大投资者更全面深入地了解公司 2023 年半年度经营成果、财务状况、发展理念，公司参与了由上交所主办的 2023 年 半年度高端装备行业集体业绩说明会，此次活动将采用视频和网络文字互动的方 式举行，投资者可登录上海证券交易所上证路演中心 会议线上交流时间 ...

Financial Performance - The company's operating revenue for the first half of 2023 reached ¥8,570,210,633, representing a 31.31% increase compared to ¥6,526,910,740 in the same period last year[19]. - Net profit attributable to shareholders for the first half of 2023 was ¥1,154,168,154, up 32.52% from ¥870,961,499 in the previous year[20]. - The net profit after deducting non-recurring gains and losses increased by 50.33%, amounting to ¥928,692,585 compared to ¥617,782,749 in the same period last year[20]. - The company's total assets as of June 30, 2023, were ¥50,389,952,338, reflecting a 3.88% increase from ¥48,509,554,784 at the end of the previous year[20]. - The net assets attributable to shareholders increased by 1.27%, reaching ¥34,968,786,765 compared to ¥34,530,700,003 at the end of the previous year[20]. - The net cash flow from operating activities for the first half of 2023 was -¥468,059,212, slightly worse than -¥442,798,854 in the same period last year[20]. - The company's operating revenue increased by 31.31% year-on-year, primarily due to growth in the emerging equipment industry[21]. - Net profit attributable to shareholders increased by 32.52% year-on-year, driven by revenue growth leading to increased operating profit[21]. - Basic and diluted earnings per share rose by 32.79% year-on-year, reflecting the growth in net profit attributable to shareholders[21]. - The weighted average return on net assets increased by 0.65 percentage points to 3.28%[21]. Research and Development - Research and development expenditure as a percentage of operating revenue decreased by 1.18 percentage points to 9.97%[21]. - The company achieved a total R&D investment of approximately ¥854.58 million, representing a 17.46% increase compared to ¥727.53 million in the previous year[52]. - The proportion of R&D investment to operating income decreased to 9.97% from 11.15% in the previous year[52]. - The company has developed a new generation of IGBT chip products across all voltage levels, enhancing its product offerings in power electronics[47]. - The company has successfully developed over 50 sets of big data platform products for urban rail and railway sectors, focusing on data integration, governance, processing, storage, and sharing[41]. - The company has made significant advancements in high-performance edge computing and multi-sensor fusion technologies, leading to the development of an intelligent perception application platform[25]. - The company has developed a new SiC integrated motor drive system that reduces device weight by over 30% and meets the performance requirements for metro systems operating at 1500V[58]. - The company is focusing on expanding its market presence through the engineering application of intelligent driving technology in heavy-duty locomotives[59]. - The company has established a comprehensive R&D system with over 20 laboratories, enhancing its continuous innovation capabilities across various business areas[64]. Market Expansion and Strategy - The company is expanding into new markets outside of rail transit, including power semiconductor devices and new energy vehicle drive systems[28]. - The national "dual carbon" strategy is expected to create significant growth opportunities in the new energy market, valued in the hundreds of billions[32]. - The company aims to provide comprehensive solutions for rail transit equipment, emphasizing smart and low-carbon technologies[30]. - The company is actively pursuing mergers and acquisitions to strengthen its market position and expand its technological portfolio[182]. - The company is expanding its overseas operations, facing challenges from international trade policies and local economic conditions[80]. - The company is committed to enhancing its core competitiveness through innovative product designs and advanced cooling technologies[58]. - The company plans to establish over 25 new production lines in the sensor segment, aiming for mass production of new chips[72]. - The company is focusing on expanding its market presence and enhancing product development in the upcoming quarters[198]. Environmental and Social Responsibility - The company achieved 100% compliance in wastewater, waste gas, and noise emissions during the first half of 2023[119]. - The company processed 49.99 million tons of wastewater and reused 9.19 million tons in the first half of 2023[115]. - The company has engaged in outdoor environmental awareness activities in collaboration with local environmental departments[124]. - The company is committed to carbon management, conducting carbon emission checks and developing carbon neutrality plans[127]. - The company has successfully produced the first batch of "green hydrogen" at a national-level 10,000-ton new energy hydrogen production project[126]. - The company has established an emergency response plan for environmental incidents and has completed the necessary filings with local environmental authorities[118]. Corporate Governance and Compliance - The board of directors confirmed that the financial report is true, accurate, and complete, with no significant omissions[4]. - The report includes a forward-looking statement risk declaration, indicating that future plans and strategies do not constitute a commitment to investors[6]. - The company has not reported any non-operating fund occupation by controlling shareholders or related parties[6]. - The company has committed to maintaining a healthy capital ratio to support business development and maximize shareholder value[100]. - The company will strictly adhere to laws regarding related party transactions, ensuring fair pricing and protecting the rights of shareholders[150]. - The company has established long-term commitments regarding the fulfillment of public promises made in the prospectus, with specific measures outlined for violations[147]. - The company will publicly disclose reasons for any failure to fulfill commitments regarding share repurchase[138]. - The company has a long-term commitment to ensure the accuracy and completeness of its financial disclosures and will face civil liability for any misleading information[140]. Shareholder Information - The total number of shares outstanding is 1,416,236,912, with 758,570,493 shares under unrestricted conditions, representing 53.56% of total shares[189]. - The company has 20,088 total shareholders as of the end of the reporting period, with 19,011 A-share holders and 1,077 H-share holders[195]. - The largest shareholder, CRRC Zhuzhou Electric Locomotive Co., Ltd., holds 589,585,699 shares, representing 41.63% of total shares[198]. - The report indicates that there were no changes in earnings per share or net asset per share due to share changes after the reporting period[191]. - The report emphasizes the importance of maintaining a diversified shareholder base to mitigate risks associated with ownership concentration[198].

Financial Performance - The company reported its unaudited interim results for the six months ending June 30, 2023[1]. - The company's operating revenue for the first half of 2023 reached CNY 8,570,210,633, representing a year-on-year increase of 31.31%[16]. - Net profit attributable to shareholders increased by 32.52% year-on-year, amounting to CNY 1,154,168,154, driven by revenue growth[18]. - The net profit attributable to shareholders after deducting non-recurring gains and losses rose by 50.33% year-on-year, totaling CNY 928,692,585[18]. - Basic and diluted earnings per share increased by 32.79% to CNY 0.81[17]. - Total assets at the end of the reporting period were CNY 50,389,952,338, reflecting a year-on-year increase of 3.88%[16]. - The rail transportation equipment business generated revenue of RMB 4.69 billion, growing by 1.97%, while the emerging equipment business saw revenue of RMB 3.75 billion, an increase of 105.13%[94]. - The company achieved a total R&D investment of CNY 854,577,771, representing a 17.46% increase compared to the previous year[48]. Corporate Governance - The report indicates that there are no significant risks or governance issues affecting the accuracy of the financial statements[3]. - The company confirms that all directors attended the board meeting to ensure the report's integrity[4]. - The company is committed to enhancing corporate governance and transparency to maximize long-term shareholder value[122]. - The company has established an effective corporate governance structure and regularly reviews its internal controls and governance mechanisms[122]. - Independent non-executive directors were present at the annual general meeting held on June 27, 2023, ensuring comprehensive understanding of shareholder opinions[123]. - The company continues to comply with the Hong Kong Stock Exchange's corporate governance codes and regulations[122]. Research and Development - Research and development expenses accounted for 9.97% of operating revenue, a decrease of 1.18 percentage points compared to the previous year[17]. - The company has established a robust R&D system with over 20 laboratories covering various business areas, enhancing its continuous innovation capabilities[72]. - The company has developed a new generation of IGBT chip products across all voltage levels[46]. - The company has achieved breakthroughs in advanced motor control technology based on direct torque control, including sensorless motor control and AI-based fault prediction and diagnosis[30]. - The company has successfully delivered over 50 big data platform products in the urban rail and railway sectors, enhancing data integration, governance, and processing capabilities[22]. - The company has made significant progress in the development of new materials and technologies for track engineering, focusing on structural strength and vibration reduction[34]. Market Strategy and Expansion - The company aims to expand its market presence in the rail transit sector while maintaining a focus on high-quality operations and efficiency[22]. - The company is actively expanding into industries outside rail transit, including power semiconductor devices and new energy vehicle drive systems, aligning with national strategies for carbon neutrality[23][28]. - The company has successfully entered overseas markets in Asia and the Americas, capitalizing on the growing demand for freight and passenger services[82]. - The company is committed to continuous monitoring of industry dynamics and enhancing risk assessment for overseas projects[93]. Environmental Commitment - The company achieved 100% compliance in wastewater, waste gas, and noise emissions during the first half of 2023, with all hazardous waste disposed of in accordance with regulations[138]. - The company has implemented energy-saving measures that achieved a 15% energy-saving rate in the Wenzhou S2 permanent magnet traction system project, marking it as the first large-scale project of its kind in the domestic market[141]. - The company is actively responding to the national "dual carbon" strategy by developing new products and technologies aimed at reducing carbon emissions[142]. - The company has established a comprehensive energy system in the Tianxin Industrial Park, focusing on the integration of solar and storage systems to reduce carbon emissions from electricity[142]. Shareholder Commitments - The company reported a commitment to maintain the accuracy and completeness of its information disclosure materials, ensuring no false statements or significant omissions[160]. - The company has committed to transparency and accountability in its financial reporting and disclosures[160]. - The company will bear legal responsibility for any inaccuracies in the prospectus that lead to losses for shareholders and the public[163]. - The company has established specific measures for stabilizing stock prices, including share buybacks and increases by directors and senior management[150]. - The company will ensure that any illegal gains from share reductions will be returned to the company, and any non-compliance will result in withholding of cash dividends equivalent to the illegal gains[147]. Investment and Financial Assets - Cash and cash equivalents at the end of the period amounted to CNY 7,449,097,496, accounting for 14.78% of total assets, a decrease of 0.68% compared to the previous year[98]. - The total amount of external equity investments at the end of the period was CNY 739,792,759, up 20.05% from CNY 616,224,407 at the beginning of the year[103]. - The company approved an investment of CNY 1,107,990,000 for the new energy passenger vehicle electric drive system and key components manufacturing base project, which is currently under implementation[104]. - The company's leverage ratio was reported at 13.69%, which is below the policy limit of 30%[113]. Risk Management - The company faces risks from international trade policies and local political and economic environments affecting overseas operations[92]. - The company has faced challenges in overseas operations due to international political events and supply chain issues, necessitating improved risk management strategies[88]. - The company is committed to continuous innovation and improving product competitiveness to address the increasing market competition in the new energy vehicle components sector[90].