公司代码：688262 公司简称：国芯科技 苏州国芯科技股份有限公司 2023 年度内部控制评价报告 苏州国芯科技股份有限公司全体股东： 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求（以下简称企业内部 控制规范体系），结合本公司（以下简称公司）内部控制制度和评价办法，在内部控制日常监督和专项 监督的基础上，我们对公司2023年12月31日（内部控制评价报告基准日）的内部控制有效性进行了评价。 一. 重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效性，并如实披露 内部控制评价报告是公司董事会的责任。监事会对董事会建立和实施内部控制进行监督。经理层负责 组织领导企业内部控制的日常运行。公司董事会、监事会及董事、监事、高级管理人员保证本报告内 容不存在任何虚假记载、误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完整性承担个别 及连带法律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及相关信息真实完整，提 高经营效率和效果，促进实现发展战略。由于内部控制存在的固有局限性，故仅能为实现上述目标提供 合理保证。此外，由于情况的变化可能 ...

一、2023 年度公司整体经营情况 截至 2023 年 12 月 31 日，公司总资产 297,861.15 万元，净资产 243,932.34 万元；2023 年，公司实现营业收入 44,937.55 万元，较上年同期减少 9.65%；实 现归属于上市公司股东的净利润-16,875.03 万元，较上年同期减少 325.08%；实 现归属于上市公司股东的扣除非经常性损益的净利润-22,368.63 万元，比上年 同期减少 3263.02%。 二、2023 年董事会主要工作情况 （一）董事会召开情况 报告期内，公司董事会召开了 10 次会议。公司第二届董事会设董事 9 名， 其中独立董事 3 名，董事会的人数和人员构成符合法律、法规和《公司章程》的 要求。公司全体董事认真出席董事会并参加股东大会，不断加深有关法律法规知 识的学习，及时掌握公司业务情况，以诚信、勤勉、尽责的态度履行相应职责。 董事会严格按照《公司章程》《苏州国芯科技股份有限公司董事会议事规则》等 相关规定召集、召开，并依法行使职权。具体情况如下： 1 苏州国芯科技股份有限公司 2023 年度董事会工作报告 2023 年度，在广大股东的坚定支持下， ...

Financial Performance - The company's revenue for 2023 decreased by 9.65% year-on-year, primarily due to fluctuations in the semiconductor industry cycle and a decline in IP licensing revenue[21]. - The sales revenue and gross margin of self-developed chips and modules decreased year-on-year, influenced by inventory destocking and price adjustments in the chip market[21]. - The basic earnings per share for 2023 was -0.50 CNY, compared to 0.22 CNY in 2022 (adjusted) and 0.32 CNY (unadjusted) in 2022[20]. - The diluted earnings per share for 2023 was also -0.50 CNY, reflecting the same trend as basic earnings per share[20]. - The company has not yet achieved profitability since its listing, indicating ongoing financial challenges[2]. - The company reported a non-operating income of -19,494.09 million RMB, compared to -41,158.37 million RMB in the previous year, with total operating income at 200,717.37 million RMB[50]. - The company’s net profit attributable to shareholders was CNY -168.75 million, representing a decline of 325.08% year-on-year[75]. - The average gross margin for the reporting period was 21.54%, down 22.28 percentage points from 43.82% in the same period last year[75]. Strategic Focus and Growth Plans - The company plans not to distribute cash dividends or issue bonus shares for the 2023 fiscal year, pending approval at the annual shareholders' meeting[4]. - The company is focusing on expanding its custom services despite the challenges faced in the semiconductor market[21]. - The company aims to leverage its R&D capabilities to develop new technologies and products in the coming years[40]. - The company is actively exploring strategic partnerships and potential acquisitions to bolster its growth trajectory[40]. - The company plans to provide updated performance guidance in the next earnings call, reflecting its optimistic outlook for the upcoming fiscal year[40]. - The company is investing in talent development and innovation to sustain its competitive advantage in the semiconductor market[40]. - The company is planning to enter two new international markets by Q3 2024, aiming to enhance its global footprint[48]. - The company is exploring potential acquisitions to bolster its technology portfolio and expand its capabilities[43]. Research and Development - The company has significantly increased R&D investment and expanded its R&D team, leading to a 48.63% increase in sales expenses to CNY 55.39 million[75]. - The company is focusing on the development of embedded CPU technology and has launched several new products in automotive electronics and high-reliability storage control chips[74]. - The company’s R&D expenses reached CNY 283.38 million, an increase of 86.18% compared to the previous year, while investment income decreased by 45.72% to CNY 19.47 million[97]. - The company is enhancing its supply chain management and production processes to improve product quality and reduce costs, supporting overall performance and market competitiveness[168]. - The company is focusing on high-end chip product development to capture new market opportunities amid increased competition in the information security industry[118]. - The company has increased its R&D personnel and optimized the structure of its R&D team to enhance technological capabilities and support new product development[198]. Market Presence and Customer Engagement - The company is focused on expanding its market presence and enhancing its product offerings in the semiconductor sector[40]. - The company has launched a new product line that is projected to contribute an additional 10 million in revenue over the next year[48]. - Customer satisfaction ratings have improved to 90%, reflecting the effectiveness of recent service enhancements[47]. - The company has reported a growing shipment volume of the CCM4201S and CCM4202S chips in the fingerprint module and smart lock sectors, indicating strong demand from key clients[124]. - The company has established strategic partnerships with leading customers in the automotive engine sector to define new products and achieve domestic substitution[104]. Corporate Governance and Compliance - The board of directors and supervisory board were present at the meeting, ensuring governance and oversight[3]. - The company emphasizes the importance of risk awareness in its forward-looking statements regarding future plans and strategies[5]. - The company has taken corrective measures to address issues related to revenue recognition and internal controls following regulatory scrutiny[54]. - The company faced regulatory scrutiny for recognizing revenue prematurely, with a warning issued by the Jiangsu Securities Regulatory Bureau[176]. Product Development and Innovation - The company has launched new generation automotive information security chip products, enhancing performance and meeting customer demands for higher computing power and security levels[106]. - The company is actively developing automotive-grade MCU chips, with the CCFC3007PT and CCFC3008PT chips expected to enter mass production in Q2 2024[132]. - The company has successfully developed high-performance edge computing and network communication integrated controller chips, which can replace foreign products like NXP's MPC8548 series[164]. - The company has introduced the cost-effective security biometric recognition chip CCM4101, enhancing its product offerings in the biometric recognition field[118]. - The company has completed the development and promotion of the CCP903T and CCP907T series chips, along with related products such as quantum password cards and U shields, to support customer application development and mass production[190]. Financial and Operational Metrics - The company reported a total of 26,247,060 shares held by directors and senior management, with an increase of 10,576,988 shares compared to the previous period[37]. - The company’s chairman, Zheng Zha, holds 16,448,900 shares indirectly through various investment partnerships[37]. - The total number of shares held by the chairman increased by 5,321,752 shares due to capital reserve conversion, with a total pre-tax remuneration of 177.91 million RMB[64]. - The company has a backlog of orders amounting to CNY 579 million as of December 31, 2023, with CNY 42 million in automotive electronics and industrial control, CNY 48 million in information security, and CNY 489 million in edge computing and AI[77]. - The company has established a comprehensive quality management system for automotive electronic chips, ensuring product quality and enhancing supply chain stability through rigorous supplier management and monthly evaluations[192].

Financial Performance - The net profit attributable to shareholders, excluding non-recurring gains and losses, for the current reporting period is -319.55 million RMB, primarily due to a decline in average gross margin of business revenue[1]. - The net profit attributable to shareholders, excluding non-recurring gains and losses, from the beginning of the year to the current reporting period is -385.90 million RMB, also attributed to a decrease in average gross margin[1]. - Basic earnings per share for the current reporting period is -154.55 RMB, resulting from a decrease in net profit and an increase in total shares[1]. - Basic earnings per share from the beginning of the year to the current reporting period is -158.62 RMB, due to the same reasons as above[1]. - The net profit for the third quarter of 2023 was -57,284,843.63 RMB, compared to a net profit of 96,647,643.39 RMB in the same period of 2022, representing a significant decline[21]. - The total profit for the third quarter was -91,170,186.40 RMB, compared to a profit of 103,810,786.19 RMB in the same period last year[21]. - The net profit attributable to shareholders for Q3 2023 was -¥21,872,355.37, a decrease of 161.42% compared to the same period last year[37]. - Year-to-date net profit attributable to shareholders decreased by 159.27%, primarily due to a reduction in IP licensing revenue and increased production costs, leading to a decline in gross margin[49]. Revenue and Growth - The company's total revenue for the first three quarters of 2023 reached RMB 402,802,243.29, an increase of 24.9% compared to RMB 322,407,545.75 in the same period of 2022[17]. - Revenue for the current reporting period increased by 36.66%, primarily due to the growth in edge computing business, with revenue from edge computing chips reaching 68.05 million CNY compared to 2.61 million CNY in the same period last year[49]. - Year-to-date revenue increased by 24.94%, with edge computing chip revenue at 205.69 million CNY, up from 56.82 million CNY in the same period last year[49]. - The company's operating revenue for Q3 2023 was ¥154,659,397.56, representing a year-over-year increase of 36.66%[37]. Expenses - Research and development expenses for the current reporting period amount to 177.53 million RMB, reflecting a significant increase of 99.24% compared to the same period last year[1]. - Sales expenses for the current reporting period are 31.30 million RMB, which is an increase of 41.49% year-on-year[1]. - Management expenses for the current reporting period are 35.55 million RMB, showing a growth of 41.18% compared to the previous year[1]. - Total sales, management, and R&D expenses for the current period were 89.35 million CNY, up 89.07% from 47.26 million CNY in the same period last year[49]. - Research and development expenses increased by 111.72% to 67.46 million CNY, compared to 31.86 million CNY in the same period last year[49]. Assets and Liabilities - As of September 30, 2023, total assets amounted to RMB 3,018,021,744.13, a decrease from RMB 3,073,502,970.36 as of December 31, 2022, reflecting a decline of approximately 1.8%[12]. - The total current assets decreased to RMB 2,562,245,438.48 from RMB 2,746,886,008.61, representing a decline of about 6.7%[12]. - The total liabilities increased to RMB 452,558,987.87 from RMB 254,462,736.24, reflecting an increase of approximately 77.9%[17]. - The company's retained earnings decreased to RMB 27,566,333.20 from RMB 144,139,305.48, a decline of about 80.8%[17]. - Non-current assets totaled RMB 455,776,305.65, up from RMB 326,616,961.75, indicating an increase of approximately 39.4%[15]. - The equity attributable to shareholders decreased by 9.00% year-over-year, amounting to ¥2,565,462,756.26 at the end of Q3 2023[40]. Cash Flow - Cash inflow from operating activities totaled 743,652,874.23 RMB, compared to 493,793,517.34 RMB in the same period last year, marking a 50.7% increase[26]. - The net cash flow from operating activities for Q3 2023 was -¥61,139,354.66, with a cumulative cash flow of -¥140,458,457.05 year-to-date[37]. - The net cash flow from investing activities was -¥297,693,694.06 for Q3 2023, compared to -¥858,208,581.38 in the same period last year[37]. - The net cash flow from financing activities was -¥154,178,014.95 in Q3 2023, compared to -¥89,149,711.93 in the previous year[37]. - The company reported a net increase in cash and cash equivalents of -¥592,355,469.93 for Q3 2023, compared to -¥1,007,612,000.30 in the same period last year[37]. - The cash and cash equivalents decreased significantly to RMB 636,399,144.10 from RMB 1,214,524,614.03, a drop of about 47.5%[12]. Investment and Income - Investment income from the beginning of the year to the current reporting period is 13.59 million RMB, a decrease of 53.46% year-on-year[1]. - The company reported a decrease in investment income to 13,590,500.61 RMB from 29,200,585.61 RMB, a decline of 53.5%[21]. - Other income increased to 36,210,401.93 RMB from 27,019,887.48 RMB, showing a 34.5% increase year-over-year[21]. Strategic Focus - The company continues to enhance its core competitiveness in automotive electronic chips, high-reliability storage control chips, and high-performance edge computing chips[1].

Financial Performance - The company's operating revenue for Q1 2024 was ¥178,567,059.77, representing a 9.17% increase compared to ¥163,570,840.37 in the same period last year[6]. - The net profit attributable to shareholders was -¥46,347,609.13, a decline from -¥25,000,535.71 in the previous year, indicating a significant increase in losses[6]. - Total operating revenue for Q1 2024 was CNY 178,567,059.77, an increase of 9.1% compared to CNY 163,570,840.37 in Q1 2023[20]. - Net loss for Q1 2024 was CNY 46,347,609.13, compared to a net loss of CNY 25,000,535.71 in Q1 2023, indicating a deterioration in profitability[22]. - Basic and diluted earnings per share for Q1 2024 were both CNY -0.14, compared to CNY -0.07 in Q1 2023[22]. Research and Development - Research and development (R&D) expenses totaled ¥71,736,778.55, up 37.02% from ¥52,353,434.43 in the same period last year, reflecting increased investment in innovation[7][11]. - R&D expenses accounted for 40.17% of operating revenue, an increase of 8.16 percentage points compared to 32.01% in the previous year[7]. - R&D expenses increased to CNY 71,736,778.55 in Q1 2024, representing a 37.0% rise from CNY 52,353,434.43 in Q1 2023[20]. Cash Flow and Liquidity - The net cash flow from operating activities was -¥220,398,638.60, worsening from -¥129,828,080.12 in the previous year, primarily due to increased operational and personnel costs[6][11]. - The net cash flow from operating activities for Q1 2024 was -$220.40 million, compared to -$129.83 million in Q1 2023, indicating a decline in operational cash generation[24]. - Cash inflow from operating activities was CNY 253,379,700.38 in Q1 2024, slightly up from CNY 244,727,423.63 in Q1 2023[23]. - Cash outflow from operating activities increased to CNY 473,778,338.98 in Q1 2024, compared to CNY 374,555,503.75 in Q1 2023[23]. - The ending cash and cash equivalents balance for Q1 2024 was $770.07 million, down from $806.91 million in Q1 2023, reflecting a decrease in liquidity[24]. Assets and Liabilities - The total assets at the end of the reporting period were ¥2,918,597,496.65, a decrease of 2.01% from ¥2,978,611,496.70 at the end of the previous year[7]. - The total current assets decreased to ¥2,238,810,530.54 from ¥2,315,702,397.32, representing a decline of about 3.3%[17]. - The company's inventory decreased to ¥435,567,710.14 from ¥476,497,528.46, indicating a reduction of approximately 8.6%[17]. - Total liabilities as of Q1 2024 were CNY 555,950,563.57, an increase from CNY 539,288,135.91 in Q1 2023[19]. - The total liabilities decreased to ¥2,238,810,530.54 from ¥2,315,702,397.32, reflecting a decrease of about 3.3%[17]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 17,614, with the top ten shareholders holding a combined 25.58% of the shares[12]. - The company reported a total of 4,610,343 shares held in the repurchase account as of March 31, 2024, representing 1.74% of the total shares[14]. - The company has not reported any significant changes in the participation of major shareholders in the margin trading and securities lending business[14]. Other Financial Metrics - The company reported non-recurring gains of ¥5,622,268.06, which included government subsidies and other non-operating income[9]. - The company's long-term equity investments were valued at ¥21,188,741.54, down from ¥21,893,865.44, a decrease of approximately 3.2%[17]. - The company reported a significant increase in sales expenses to CNY 10,561,016.34 in Q1 2024, compared to CNY 8,916,302.43 in Q1 2023[20]. - The cash outflow for capital expenditures in Q1 2024 was $9.44 million, down from $52.50 million in Q1 2023, indicating reduced capital spending[24]. - The company did not apply new accounting standards for the first quarter of 2024, maintaining consistency in financial reporting[25].

2023 年度独立董事述职报告（陈弘毅） 2023 年，本人陈弘毅作为苏州国芯科技股份有限公司（以下简称 "公司"） 的独立董事，我按照《公司法》《证券法》《上市公司独立董事管理办法》等有关 法律法规的规范要求，以及《公司章程》《独立董事工作制度》等相关制度赋予 的权力和义务，积极参加公司股东大会、董事会及各专门委员会会议，勤勉履职， 积极审议各项议案，发挥专业特长，为公司经营发展提出合理化建议。通过对董 事会审议的重大事项发表审慎、客观的独立意见，为董事会的科学决策提供有力 支撑，促进公司稳健、规范、可持续发展，切实维护了公司和中小股东的合法利 益。现将我在 2023 年度的工作情况汇报如下： 苏州国芯科技股份有限公司 一、独立董事的基本情况 （一）独立董事人员情况 陈弘毅先生，男，1942年出生，中国国籍，无境外永久居留权，硕士研究 生学历，研究员。1968年至1978年任呼和浩特内蒙古半导体厂职员；1978年至 1981年于清华大学计算机系攻读并取得硕士学位；1981年至今历任清华大学微 电子学研究所教师、所长、学术委员会主任、退休教师；2015年3月至2021年6 月任上海韦尔半导体股份有限公司独立董 ...

Technology Development - The company focuses on the research and industrial application of domestically controllable embedded CPU technology, providing IP licensing, customized chip services, and self-developed chip products primarily in information security, automotive electronics, and industrial control sectors[5]. - The company is actively involved in the development of SoC technology, which integrates complex functions into single chips, thus shortening design cycles and enhancing competitiveness[16]. - The company is focusing on R&D, with significant investments in developing CPUs based on RISC-V and PowerPC architectures, including a 64-bit multi-core CPU aimed at edge computing and network communication applications[129]. - The company is developing several new chips, including the CCFC3007PT for powertrain control and the CCFC3008PT for battery management, both based on 40nm technology and achieving ASIL-D safety level[198]. - The company is focusing on domestic data security chip localization, with the market for high-performance password SoC chips just beginning to develop[200]. Automotive Electronics - The company is developing a series of automotive electronic chips to address the "chip shortage" issue in China's automotive industry, including body control chips and battery management system (BMS) control chips[6]. - The company has shipped over 4 million automotive electronic chips, establishing a leading position in the domestic market for high-end automotive electronic chips[28]. - The automotive electronics chip product line has established partnerships with over 10 Tier 1 module manufacturers and several major automotive manufacturers, enhancing market presence[115]. - The company aims to solidify its position as a leading supplier of automotive electronic chips in China, with a comprehensive product coverage across seven product lines[116]. - The automotive chip business has seen rapid growth due to strong domestic demand driven by national policies and the need for local alternatives amid chip shortages[136]. Financial Performance - The company's operating revenue increased by 22.09% year-on-year, driven by adjustments in product structure and significant growth in automotive electronics and customized chip services[82]. - Net profit attributable to shareholders grew by 6.79% year-on-year, primarily due to substantial increases in investment income and government subsidies compared to the previous year[82]. - The net cash flow from operating activities decreased by 402.60%, mainly due to significant investments in chip wafer production and increased R&D expenditures[84]. - The company's total assets increased by 3.22% to RMB 3,073,502,970.36 at the end of 2022, up from RMB 2,977,711,602.83 at the end of 2021[105]. - The net profit attributable to shareholders after deducting non-recurring gains and losses decreased by 83.85%, amounting to RMB 7,071,917.78, down from RMB 43,801,025.88 in 2021[105][107]. Research and Development - The company emphasizes talent development and corporate culture, with a stable growth in the core team and an increase in R&D personnel to enhance its research capabilities[4]. - R&D expenses increased by approximately CNY 62.73 million, a growth rate of 70.11% compared to the previous year[93]. - The proportion of R&D investment to operating revenue rose to 30.60%, an increase of 8.64 percentage points from 21.96% in 2021[105]. - The total R&D investment for the reporting period was ¥152,204,444.14, an increase of 70.11% compared to ¥89,472,485.02 in the previous year[193]. - The company has achieved significant progress in R&D, with a total of 156 valid software copyrights and 39 commercial password certificates as of the reporting date[192]. Market Position and Strategy - The company is positioned as one of the few domestic manufacturers of RAID controller chips, aiming to break the long-standing foreign monopoly in this sector[14]. - The company aims to strengthen partnerships with over ten Tier 1 module manufacturers and several major automotive manufacturers, including BYD and SAIC[28]. - The company is focusing on customized chip services for national major demand areas, leveraging its technology in embedded CPU and SoC platforms to meet urgent domestic needs[127]. - The company is committed to increasing its R&D capabilities to enhance its competitive position in the market[194]. - The company has received multiple awards for innovation, including the "IC Innovation Award" and recognition as a "National Specialized and New Small Giant" enterprise[135]. Product Development - The company has developed over 40 embedded CPU cores, achieving significant applications in key areas such as information security and automotive electronics, with over 1 million units applied by 2006, 10 million by 2008, and over 100 million by 2015[23]. - The company has developed three automotive electronic safety chip products, with the CCM3310S-T and CCM3310S-H already in mass production, achieving the highest level of safety certification in the domestic automotive industry[118]. - The company is advancing the development of a second-generation high-performance RAID chip based on its proprietary RISC-V CPU, aiming to achieve performance comparable to international mainstream RAID chips[126]. - The company has successfully developed a first-generation RAID chip CCRD3316 based on the PowerPC architecture, capable of supporting up to 40 mechanical hard drives or SSDs, and is currently in mass production[190]. - The company’s automotive electronic chip product lines cover seven categories, including body control and powertrain control chips, catering to various applications in new energy and traditional vehicles[27].

Financial Performance - The company's operating revenue for Q1 2023 was ¥163,570,840.37, representing a year-on-year increase of 228.42%[5] - The net profit attributable to shareholders was a loss of ¥25,000,535.71, a decrease of 8,233.88% compared to the same period last year[5] - The company's operating revenue for Q1 2023 reached RMB 163,570,840.37, a significant increase of 228.42% compared to RMB 49,806,002.11 in Q1 2022[25] - The company reported a net loss of -$23,902,912.66 for the period, compared to a profit of $2,324,767.78 in the same quarter last year, indicating a significant downturn in profitability[46] - The company's net profit for Q1 2023 was a loss of ¥23,902,912.66, compared to a profit of ¥2,324,767.78 in Q1 2022, indicating a significant decline in profitability[67] Research and Development - The total R&D investment amounted to ¥52,353,434.43, reflecting a significant increase of 136.02% year-on-year[5] - The net profit attributable to shareholders of the listed company was RMB -8,233,880, primarily due to a 136.02% increase in R&D expenses, amounting to RMB 52,353,434.43[25][35] - The company's R&D expenses surged to ¥38,579,650.31 in Q1 2023, compared to ¥15,261,223.40 in Q1 2022, representing an increase of approximately 153%[67] Cash Flow and Liquidity - The net cash flow from operating activities was a negative ¥129,828,080.12, primarily due to increased operational expenditures[5] - The company's cash flow from operating activities showed a significant decline, reflecting challenges in maintaining liquidity[60] - The cash outflow from operating activities was ¥294,276,415.23 in Q1 2023, compared to ¥137,897,076.66 in Q1 2022, showing an increase of approximately 113%[70] - The company's cash and cash equivalents stood at RMB 806,914,957.49 as of March 31, 2023, compared to RMB 1,214,524,614.03 at the end of 2022[32] - The total cash and cash equivalents at the end of the period were $806,914,957.49, down from $1,265,553,375.07 a year earlier, reflecting liquidity challenges[40] Assets and Liabilities - The total assets at the end of the reporting period were ¥3,204,475,736.49, an increase of 4.26% from the end of the previous year[6] - The total liabilities increased to ¥442,434,974.60 in Q1 2023, up from ¥254,462,736.24 in the previous year, indicating a significant rise in financial obligations[57] - The total current liabilities reached ¥413,068,274.93, significantly higher than ¥231,742,021.44 in the previous year[57] - The total owner's equity decreased to ¥2,728,606,968.38 in Q1 2023 from ¥2,784,508,817.56 in Q1 2022, reflecting a decline of about 2%[67] Revenue Sources - Revenue from self-developed chips and modules reached RMB 36,303,900 and RMB 118,885,600, with growth rates of 32.67% and 557.24% respectively[25] - The company experienced a significant increase in revenue from automotive electronics and industrial control applications, generating RMB 31,346,300, a year-on-year growth of 224.74%[25] - The company reported a total cost of operating revenue of RMB 200,758,300.66, up from RMB 64,899,498.67 in the same period last year[35] Shareholder Information - The basic and diluted earnings per share were both -¥0.07, reflecting a significant decline in profitability[5] - Basic and diluted earnings per share were both -$0.11, a decrease from $0.0013 per share in the previous year, highlighting a decline in shareholder value[46] - The total number of ordinary shareholders at the end of the reporting period was 14,999[27] Government Support - The company received government subsidies amounting to RMB 6,646,847.45 during the reporting period[32] Future Outlook - The company plans to focus on market expansion and new product development in the upcoming quarters to improve financial performance[60]

国泰君安证券股份有限公司 关于苏州国芯科技股份有限公司 2023 年度持续督导跟踪报告 国泰君安证券股份有限公司（以下简称"国泰君安"或"保荐人"）作为苏 州国芯科技股份有限公司（以下简称"国芯科技"或"公司"）首次公开发行股 票并在科创板上市的保荐人，根据《证券发行上市保荐业务管理办法》《上海证 券交易所科创板股票上市规则》《上海证券交易所上市公司自律监管指引第 11 号——持续督导》《上海证券交易所科创板上市公司自律监管指引第 1 号——规 范运作》等相关法律法规的规定，负责国芯科技上市后的持续督导工作，并出 具本持续督导年度跟踪报告。 | 序号 | 工作内容 | 持续督导情况 | | --- | --- | --- | | | 建立健全并有效执行持续督导工作制 | 保荐人已建立健全并有效执行了持续 | | 1 | 度，并针对具体的持续督导工作制定相 | 督导工作制度，并制定了相应的工作 | | | 应的工作计划。 | 计划。 | | 2 | 根据中国证监会相关规定，在持续督导 | 保荐人已与国芯科技签订《持续督导 协议》，该协议明确了双方在持续督 导期间的权利和义务，并报上海证券 | | | 工作开始前 ...

证券代码：688262 证券简称：国芯科技 公告编号：2024-027 具体内容详见公司于同日在上海证券交易所网站(www.sse.com.cn) 披露的 的《2023 年度监事会工作报告》。 本议案尚需提交公司 2023 年年度股东大会审议。 苏州国芯科技股份有限公司 第二届监事会第二十一次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、监事会会议召开情况 苏州国芯科技股份有限公司（以下简称"公司"）第二届监事会第二十一次 会议（以下简称"本次会议"或"会议"）于 2024 年 4 月 25 日 11:00 在苏州市 新区竹园路 209 号创业园 3 号楼 2301 会议室举行。本次会议的通知于 2024 年 4 月 15 日通过电子邮件及电话等方式送达全体监事。本次会议采用现场表决和通 讯表决的方式召开，应参加表决监事 3 名，实际参加表决监事 3 名，会议由监事 会主席曹宏伟先生主持。本次会议的召集和召开程序符合《中华人民共和国公司 法》等法律法规、部门规章、规范性文件和《苏州国芯科技股份有限公司章 ...