苏州国芯科技股份有限公司董事会薪酬与考核委员会 关于 2025 年限制性股票激励计划激励对象名单 （授予日）的核查意见 苏州国芯科技股份有限公司（以下简称"公司"）董事会薪酬与考核委员会 依据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券 法》（以下简称"《证券法》"）、《上市公司股权激励管理办法》（以下简称"《管理 办法》"）、《上海证券交易所科创板股票上市规则》（以下简称"《上市规则》"）、 《科创板上市公司自律监管指南第 4 号——股权激励信息披露》等相关法律、法 规、规章及规范性文件和《苏州国芯科技股份有限公司章程》（以下简称"《公司 章程》"）的有关规定，对公司本次限制性股票激励计划激励对象名单（授予日） 进行了核查，发表核查意见如下： 1、列入本激励计划激励对象名单的人员具备《公司法》、《证券法》、《管理 办法》等法律、法规和规范性文件及《苏州国芯科技股份有限公司章程》（以下 简称"《公司章程》"）规定的任职资格和激励对象条件。 2、激励对象的基本情况属实，不存在虚假、故意隐瞒或引起重大误解之处。 （5）法律法规规定不得参与上市公司股权激励的； （6）中国证监会认定的其他 ...

证券代码：688262 证券简称：国芯科技 公告编号：2025-073 关于向2025年限制性股票激励计划激励对象授予限制性股 票的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 苏州国芯科技股份有限公司（以下简称"公司"）《2025 年限制性股票激 励计划（草案）》（以下简称"本激励计划"或"《激励计划》"）规定的限 制性股票授予条件已经成就。根据 2025 年第三次临时股东会的授权，公司于 2025 年 10 月 16 日召开第三届董事会第四次会议，审议通过了《关于向 2025 年限制性股票激励计划激励对象授予限制性股票的议案》，确定以 2025 年 10 月 16 日为授予日，以 14.97 元/股的授予价格向符合条件的 176 名激励对象授予 922.0686 万股限制性股票。现将有关事项说明如下： 一、权益授予情况 （一）本次限制性股票授予已履行的决策程序和信息披露情况 1、2025 年 9 月 12 日，公司召开第三届董事会第三次会议，会议审议通过 了《关于公司<2025 年限制性股票激励 ...

关于 苏州国芯科技股份有限公司 2025 年限制性股票激励计划授予事项的 法律意见书 上海市浦东新区世纪大道88号金茂大厦18层 电话：86-21-3886 2288 传真：021-3886 2288*1018 北京金诚同达（上海）律师事务所 法律意见书 北京金诚同达（上海）律师事务所 释 义 在本法律意见书内，除非文意另有所指，下列词语具有下述涵义： | 国芯科技、公司 | 指 | 苏州国芯科技股份有限公司 | | --- | --- | --- | | 本激励计划、2025 年 | 指 | 苏州国芯科技股份有限公司 2025 年限制性股票激励计划 | | 激励计划 | | | | 《激励计划（草案）》 | 指 | 《苏州国芯科技股份有限公司 2025 年限制性股票激励计划（草 | | | | 案）》 | | 限制性股票 | 指 | 符合本激励计划授予条件的激励对象，在满足相应获益条件后分 次获得并登记的本公司股票 | | 激励对象 | 指 | 按照本激励计划规定，获得限制性股票的公司董事、高级管理人 | | | | 员、核心技术人员、中层管理人员、技术（业务）骨干人员 | | 授予日 | 指 | 公司向激 ...

证券代码：688262 证券简称：国芯科技 上海荣正企业咨询服务（集团）股份有限公司 2025 年限制性股票激励计划 2025 年 10 月 关于 苏州国芯科技股份有限公司 授予相关事项 之 独立财务顾问报告 | 一、释义 3 | | --- | | 二、声明 5 | | 三、基本假设 6 | | 四、独立财务顾问意见 7 | | 五、备查文件及咨询方式 12 | 一、释义 以下词语如无特殊说明，在本文中具有如下含义： | 简称 | | 释义 | | --- | --- | --- | | 国芯科技、本公司、 | 指 | 苏州国芯科技股份有限公司（含控股子公司） | | 公司、上市公司 | | | | 本激励计划、本计划 | 指 | 苏州国芯科技股份有限公司 年限制性股票激励计划 2025 | | 独立财务顾问 | 指 | 上海荣正企业咨询服务（集团）股份有限公司 | | | | 《上海荣正企业咨询服务（集团）股份有限公司关于苏州国芯科 | | 独立财务顾问报告 | 指 | 技股份有限公司 2025 年限制性股票激励计划授予相关事项之独 | | | | 立财务顾问报告》 | | 限制性股票、第二类 | 指 | ...

Core Insights - The automotive-grade MCU chip market in China is projected to reach 26.8 billion yuan in 2024, representing a growth of 3.47% from 2023, and is expected to grow to 29.4 billion yuan in 2025 [1][9] - The increasing intelligence of electric vehicles is driving the demand for MCUs, with smart cars requiring up to 300 MCUs per vehicle, compared to 70 for traditional fuel vehicles and 150 for luxury fuel vehicles [7][9] - The MCU market in China is expected to grow to 62.51 billion yuan in 2024, with a year-on-year increase of 49.7 million yuan, and is projected to reach 65.64 billion yuan in 2025 [5] Industry Definition and Classification - Automotive-grade MCU chips are defined as chips that meet automotive standards and are used for vehicle control [2][3] - MCUs are categorized into different grades: consumer, industrial, automotive, QJ, and GJ, with automotive-grade being one of the highest standards [2] Market Size and Growth - The automotive MCU chip market in China is expected to grow significantly, with a forecasted market size of 26.8 billion yuan in 2024 and 29.4 billion yuan in 2025 [1][9] - The overall MCU market in China is projected to reach 62.51 billion yuan in 2024 and 65.64 billion yuan in 2025 [5] Industry Chain - The upstream of the automotive MCU chip industry includes semiconductor equipment and materials, while the midstream involves design, wafer foundry, and packaging testing [11][12] - The downstream applications primarily involve automotive manufacturers such as BYD, Geely, and Tesla [11] Policy Environment - The automotive chip sector is crucial for the transformation and upgrading of the automotive industry, with various policies introduced to support the development and application of automotive chips [13][14] Competitive Landscape - The automotive MCU chip market in China is becoming increasingly competitive, with key players including Zhaoyi Innovation, Zhongying Electronics, and Guomin Technology [16] - Companies like Zhongwei Semiconductor and Zhaoyi Innovation are focusing on MCU chip development and have reported significant revenue from automotive electronic chips [17][18]

Group 1 - The collaboration between OpenAI and Broadcom aims to develop a custom AI chip and network system architecture with a scale of 10 gigawatts, set to begin deployment in the second half of 2026 and complete by the end of 2029 [4] - The domestic AI chip market is showing significant strength and potential, with notable achievements in performance and commercialization [4] Group 2 - Huawei's Ascend chip roadmap includes the launch of the 950PR and 950DT chips in 2026, followed by the 960 in 2027 and the 970 in 2028, with significant upgrades in specifications aimed at competing with Nvidia's Blackwell [5] - Baidu's Kunlun chip has secured a high market share in AI inference device procurement for China Mobile, demonstrating strong performance in various sectors [5] - Alibaba's T-head PPU chip has surpassed Nvidia's A800 in memory and bandwidth, winning a major contract with China Unicom [5] Group 3 - Guoxin Technology has been surveyed 23 times this year, focusing on its AI chip business, including AIMCU and AI cloud security chips based on RISC-V CPU technology [6] - Chipone has been surveyed 19 times, offering a range of custom chip solutions for AI applications across various devices, with nearly 200 million AI chips shipped globally [6] - Fudan Microelectronics has been surveyed 16 times, developing a product line of chips with computing power ranging from 4 TOPS to 128 TOPS, with a focus on high-reliability markets [6] Group 4 - As of October 14, 13 AI chip concept stocks have seen a more than 13% increase in average daily trading volume compared to the previous month, with Hengshuo Technology leading with a 116.61% increase [7] - Among these stocks, 8 have recorded net financing purchases exceeding 10 million yuan, with Beijing Junzheng leading at 207 million yuan in net purchases [7]

融券方面，国芯科技10月9日融券偿还4270.00股，融券卖出200.00股，按当日收盘价计算，卖出金额 6426.00元；融券余量1.81万股，融券余额58.03万元，低于近一年10%分位水平，处于低位。 资料显示，苏州国芯科技股份有限公司位于江苏省苏州市高新区汾湖路99号狮山总部经济中心1号楼， 成立日期2001年6月25日，上市日期2022年1月6日，公司主营业务涉及致力于服务安全自主可控的国家 战略,为国家重大需求和市场需求领域客户提供IP授权、芯片定制服务和自主芯片及模组产品,主要应用 于信息安全、汽车电子和工业控制、边缘计算和网络通信三大关键领域。主营业务收入构成为：自主芯 片及模组产品42.19%，芯片定制服务28.54%，芯片定制服务:量产服务22.06%，芯片定制服务:定制服务 6.48%，IP授权0.70%，其他0.03%。 10月9日，国芯科技涨2.10%，成交额6.11亿元。两融数据显示，当日国芯科技获融资买入额7970.15万 元，融资偿还6435.34万元，融资净买入1534.82万元。截至10月9日，国芯科技融资融券余额合计3.60亿 元。 融资方面，国芯科技当日融资买入7970 ...

Core Insights - Guoxin Technology has successfully completed the design of the CCFC3009PT AI MCU chip, which is based on the RISC-V architecture and aimed at next-generation automotive electronic architectures [1] Group 1 - The CCFC3009PT chip is a high-performance automotive intelligent domain control AI MCU [1] - The chip has officially entered the tape-out trial production phase [1]

Investment Rating - The report maintains a "Positive" investment rating for the electronic industry, indicating an expectation of returns exceeding the market benchmark by more than 5% [6][17]. Core Insights - The Nobel Prize in Physics awarded for quantum science research is expected to enhance the attention of governments and leading tech companies towards the industrialization of quantum technology, accelerating its commercialization process [3][10]. - The research recognized by the Nobel Prize lays a theoretical foundation for the industrialization of quantum technology, with significant contributions from the awarded scientists in developing superconducting circuits and quantum bits [9][10]. - Recent advancements in quantum technology, such as the installation of the first quantum computer in a data center in New York City, signify a shift from laboratory research to practical applications in the industry [9][10]. Summary by Sections Investment Recommendations and Targets - The report suggests focusing on leading domestic quantum technology companies, including Guandun Quantum, Guoxin Technology, Tengjing Technology, and Huagong Technology, as potential investment targets [3][10]. Industry Overview - The report highlights the growing interest in quantum technology following the Nobel Prize announcement, with expectations for increased investment and development in quantum computing, communication, and measurement technologies [9][10].

Core Viewpoint - Suzhou Guoxin Technology Co., Ltd. has approved the 2025 Restricted Stock Incentive Plan and has taken necessary confidentiality measures to ensure compliance with relevant laws and regulations regarding insider information [1][3]. Group 1: Incentive Plan Approval - The company's board of directors held a meeting on September 12, 2025, where the 2025 Restricted Stock Incentive Plan (draft) was approved [1]. - The company has established relevant systems for information disclosure and insider information management, ensuring that no insider information was leaked prior to the public disclosure of the incentive plan [3]. Group 2: Insider Information Management - The company conducted a self-examination of insider information traders, confirming that two individuals engaged in stock trading during the self-examination period based on publicly available information and independent judgment [2]. - The company verified the trading activities of the insider information traders with the China Securities Depository and Clearing Corporation Limited, confirming no insider trading occurred [2][3]. Group 3: Shareholder Meeting - The third temporary shareholders' meeting was held on September 29, 2025, where the incentive plan and related management measures were approved [9][10]. - The meeting was conducted in accordance with the Company Law and the company's articles of association, with all procedures and voting methods compliant with legal requirements [7][12].