中国深圳市福田区益田路 6001 号太平金融大厦 11-12 楼 邮编：518038 关于深圳市燕麦科技股份有限公司 2022 年限制性股票激励计划预留授予相关事项的 法律意见书 电话(Tel)：(0755)88265288 传真(Fax)：(0755)88265537 网址(Website)：www.sundiallawfirm.com 法律意见书 11-12/F, TAIPING FINANCE TOWER, YITIAN ROAD 6001, FUTIAN DISTRICT, SHENZHEN, P.R. CHINA | 释义 2 | | --- | | 第一节 律师声明 3 | | 第二节 正文 5 | | 一、本次授予的批准与授权 5 | | 二、本次授予的授予日 6 | | 三、本次授予的授予对象、授予数量及授予价格 6 | | 四、本次授予的授予条件 7 | | 五、结论性意见 8 | 法律意见书 释义 在本法律意见书内，除非文义另有所指，下列简称和词语具有以下含义： | 公司 | 指 | 深圳市燕麦科技股份有限公司 | | --- | --- | --- | | 本次激励计划/本计划 | 指 ...

一、《关于<2023 年半年度募集资金存放与使用情况专项报告>的议案》 经审阅，公司 2023 年半年度募集资金存放与实际使用情况符合中国证监会 《上市公司监管指引第 2 号—上市公司募集资金管理和使用的监管要求》《上海证 券交易所科创板股票上市规则》等有关规定，募集资金的管理与使用不存在违规情 形，不存在损害公司及股东特别是中小股东利益的情形。综上，我们一致同意该议 案。 深圳市燕麦科技股份有限公司独立董事 关于第三届董事会第十二次会议之独立意见 根据《中华人民共和国公司法》《中华人民共和国证券法》《上海证券交易所 科创板股票上市规则》等法律、法规、规章、规范性文件以及《深圳市燕麦科技股 份有限公司章程》《深圳市燕麦科技股份有限公司独立董事工作制度》等有关规定， 我们作为深圳市燕麦科技股份有限公司（以下简称"公司"）的独立董事，对公司 第三届董事会第十二次会议审议的相关事项发表如下独立意见： （2）未发现公司存在《上市公司股权激励管理办法》等法律、法规和规范性 文件规定的禁止实施股权激励计划的情形，公司具备实施股权激励计划的主体资格。 （3）公司确定预留授予限制性股票的激励对象，均符合《中华人民共和国公 司 ...

投资者可于 2023 年 8 月 29 日(星期二)至 9 月 4 日(星期一)16:00 前登 录上证路演中心网站首页点击 " 提问预征集 " 栏目或通过公司邮箱 ir@yanmade.com 进行提问。公司将在说明会上对投资者普遍关注的问题进行回 答。 证券代码：688312 证券简称：燕麦科技 公告编号：2023-036 深圳市燕麦科技股份有限公司 关于召开 2023 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 会议召开时间：2023 年 9 月 5 日(星期二)上午 11:00-12:00 会 议 召 开 地 点 ： 上海证券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 深圳市燕麦科技股份有限公司（以下简称"公司"）已于 2023 年 8 月 26 日 发布公司《2023 年半年度报告》，为便于广大投资者更全面深入地了解公司经 营成果、财务状况，公司计划于 2023 ...

证券代码：688312 证券简称：燕麦科技 公告编号：2023-033 深圳市燕麦科技股份有限公司 关于向激励对象授予预留限制性股票的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： ● 限制性股票预留授予日：2023 年 8 月 24 日 ● 限制性股票预留授予数量：80 万股，约占目前公司股本总额 14484.8536 万股的 0.5523% ● 股权激励方式：第二类限制性股票 《深圳市燕麦科技股份有限公司 2022 年限制性股票激励计划（草案）》（以 下简称"《激励计划（草案）》"或"本激励计划"）规定的限制性股票授予条件已 经成就，根据深圳市燕麦科技股份有限公司（以下简称"公司"）2022 年第四次 临时股东大会授权，公司于 2023 年 8 月 24 日召开的第三届董事会第十二次会 议、第三届监事会第九次会议，审议通过了《关于向激励对象授予预留限制性股 票的议案》，确定 2023 年 8 月 24 日为预留授予日，以 9.60 元/股的授予价格向 45 名激励对象授予 80 万股限制性股票。现 ...

证券代码：688312 证券简称：燕麦科技 公告编号：2023-034 深圳市燕麦科技股份有限公司 第三届董事会第十二次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、董事会会议召开情况 深圳市燕麦科技股份有限公司（以下简称"公司"）第三届董事会第十二次 会议（以下简称"本次会议"）于 2023 年 8 月 24 日在公司会议室召开，本次会 议通知及相关材料已于 2023 年 8 月 14 日以电子邮件方式送达公司全体董事。本 次会议由董事长刘燕女士主持，会议应出席董事五人，实际出席董事五人。本次 会议的召集、召开符合《中华人民共和国公司法》等法律、法规、规章、规范性 文件和《深圳市燕麦科技股份有限公司章程》的有关规定。 2、审议通过《关于<2023 年半年度募集资金存放与使用情况专项报告>的议 案》 公司董事会认为，公司 2023 年 1-6 月募集资金存放与使用情况符合《上市 公司监管指引第 2 号-上市公司募集资金管理和使用的监管要求》和《上海证券 交易所科创板股票上市规则》等法律法规和制度文件的规 ...

股票代码：688312 股票简称：燕麦科技 公告编号：2023-032 2023 年半年度募集资金存放与使用情况专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 根据《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管 要求》《上海证券交易所科创板股票上市规则》以及《上海证券交易所科创板 上市公司自律监管指引第 1 号—规范运作》等有关规定，深圳市燕麦科技股份 有限公司（以下简称"公司"）2023 年半年度募集资金存放与实际使用情况专 项说明如下： 一、募集资金的基本情况 （一）募集资金到位时间 （二）募集资金使用和结余情况 截至 2023 年 6 月 30 日，募集资金累计使用及结余情况如下： 单位：万元 | | 项 目 | 金 额 | | | --- | --- | --- | --- | | 募集资金净额 | | | 62,612.04 | | 截至期初累计发生额 | 项目投入 | | 35,360.43 | | | 利息收入净额 | | 911.43 | 深圳市燕麦科技股份有限公司 经中国证券监 ...

Financial Performance - The company's operating revenue for Q1 2023 was ¥52,515,369.13, representing a decrease of 19.16% compared to the same period last year[5]. - The net profit attributable to shareholders was ¥1,369,064.24, down 86.11% year-on-year[5]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was -¥2,446,329.86, a decline of 160.87%[5]. - The basic earnings per share were ¥0.01, down 85.71% year-on-year[5]. - The diluted earnings per share were also ¥0.01, with a decrease of 85.71% compared to the previous year[6]. - The company reported a net loss for Q1 2023, with total costs exceeding total revenue[17]. - In Q1 2023, the company reported a net profit of CNY 944,308.58, a significant decrease from CNY 9,395,063.23 in Q1 2022, reflecting a decline of approximately 90%[18]. - The total operating profit for Q1 2023 was CNY -1,476,750.30, compared to CNY 9,913,993.73 in the same period last year, indicating a substantial loss[18]. - The total comprehensive income for Q1 2023 was CNY -49,325.79, a stark contrast to CNY 9,169,123.08 in Q1 2022, highlighting a significant decline[19]. - Basic and diluted earnings per share were both CNY 0.01 in Q1 2023, down from CNY 0.07 in Q1 2022, reflecting a decrease of approximately 86%[19]. Revenue and Costs - Total operating revenue for Q1 2023 was RMB 52,515,369.13, a decrease of 19.1% compared to RMB 64,960,768.86 in Q1 2022[17]. - Total operating costs for Q1 2023 were RMB 58,848,557.19, down from RMB 63,312,279.20 in Q1 2022, reflecting a reduction of 7.3%[17]. - The company experienced a significant decline in net profit due to a downward trend in traditional business revenue and reduced VAT software refunds received during the quarter[7]. - The company recorded a total revenue from sales of goods and services of CNY 120,456,907.48 in Q1 2023, an increase from CNY 109,582,896.11 in Q1 2022, reflecting a growth of approximately 10%[21]. Cash Flow and Assets - The net cash flow from operating activities was ¥43,345,563.62, an increase of 8.27%[5]. - Cash and cash equivalents decreased to RMB 538,841,093.58 from RMB 640,110,238.54 as of December 31, 2022, a decline of 15.8%[13]. - Trade receivables decreased to RMB 81,298,482.01 from RMB 140,353,394.05, a significant drop of 42.0%[13]. - Cash and cash equivalents at the end of Q1 2023 were CNY 260,605,289.90, down from CNY 467,065,953.11 at the end of Q1 2022, a decrease of about 44%[22]. - The company generated operating cash flow of CNY 43,345,563.62 in Q1 2023, compared to CNY 40,033,629.09 in Q1 2022, marking an increase of approximately 6%[21]. - The company's investment activities resulted in a net cash outflow of CNY -135,487,515.29 in Q1 2023, compared to CNY -158,313,771.94 in Q1 2022, showing an improvement in cash flow management[22]. Assets and Liabilities - Total assets at the end of the reporting period were ¥1,545,403,615.25, reflecting a 3.30% increase from the end of the previous year[6]. - Total assets increased to RMB 1,545,403,615.25 from RMB 1,496,022,580.33, representing a growth of 3.3%[14]. - Total liabilities rose to RMB 207,845,441.12 from RMB 160,913,931.37, an increase of 29.1%[15]. - Non-current liabilities increased to RMB 13,568,311.89 from RMB 4,577,537.53, marking a rise of 196.5%[15]. - The company's total equity as of March 31, 2023, was RMB 1,337,558,174.13, slightly up from RMB 1,335,108,648.96[15]. Research and Development - Research and development expenses totaled ¥21,324,104.26, accounting for 40.61% of operating revenue, an increase of 31.45 percentage points[6]. - Research and development expenses increased to CNY 21,324,104.26 in Q1 2023, up from CNY 20,425,565.21 in Q1 2022, representing a growth of about 4%[18]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 9,001[9].

Financial Performance - The company's operating revenue for 2022 was ¥317,883,404.87, a decrease of 25.65% compared to ¥427,554,397.42 in 2021[23]. - The net profit attributable to shareholders for 2022 was ¥81,596,512.30, down 33.33% from ¥122,390,517.80 in the previous year[23]. - The net cash flow from operating activities decreased by 47.72% to ¥82,279,107.98 in 2022, compared to ¥157,374,953.94 in 2021[23]. - The company's total assets increased by 7.66% to ¥1,496,022,580.33 at the end of 2022, up from ¥1,389,618,509.27 at the end of 2021[23]. - The basic earnings per share for 2022 was ¥0.57, a decline of 32.94% from ¥0.85 in 2021[24]. - The net profit after deducting non-recurring gains and losses was ¥63,486,332.70, a decrease of 39.30% from ¥104,583,415.74 in 2021[23]. - The company's total revenue for 2022 was CNY 317,523,582.22, a decrease of 25.72% compared to the previous year[104]. - The gross profit margin for the main business was 57.38%, down by 1.42 percentage points year-on-year[104]. - The production volume decreased by 25.49% and sales volume decreased by 24.07% in 2022 compared to 2021, primarily due to weak demand in the global consumer electronics market[106]. Dividend Policy - The company plans to distribute a cash dividend of 2.00 RMB per 10 shares to all shareholders, totaling approximately 28.95 million RMB (including tax) based on a total share capital of 144,848,536 shares as of March 31, 2023[6]. - The total amount of cash dividends for 2022 is approximately 30.23 million RMB, which accounts for 37.04% of the net profit attributable to shareholders of the listed company[7]. - The total dividend amount, including cash dividends and share repurchases, reached CNY 30,225,068.44, accounting for 37.04% of the net profit attributable to ordinary shareholders[178]. Research and Development - The R&D expenditure as a percentage of operating revenue increased to 28.42% in 2022, up from 20.45% in 2021, marking an increase of 7.97 percentage points[24]. - The company invested CNY 90.34 million in R&D in 2022, a 3.33% increase year-on-year, accounting for 28.42% of total revenue[37]. - The company has developed several core technologies in testing measurement, including analog testing technology and sensor testing technology, all of which are in mass production[56]. - The company has accumulated multiple patents in precision machinery, testing measurement, motion control, and artificial intelligence, enhancing its competitive edge[52]. - The company aims to apply for over 15 new utility model and invention patents annually to protect its core technological achievements[140]. Market Expansion and Strategy - The company is actively expanding into new business areas such as semiconductor components and automotive FPC testing, which are currently in the technology development and new product introduction stages[26]. - The company is focusing on developing intelligent equipment software and AI algorithms for defect detection, which are currently in trial use[57]. - The company plans to expand its market presence in the automotive electronics sector, particularly in areas like battery systems and intelligent cockpits, to align with the trends of electrification and intelligence in new energy vehicles[139]. - The company is considering potential mergers and acquisitions to bolster its product offerings and market presence[148]. - The company is expanding its operations with a new headquarters in Hangzhou, covering approximately 83,600 square meters, expected to be operational by 2024[38]. Governance and Compliance - The company emphasizes that forward-looking statements regarding future plans and strategies do not constitute substantial commitments to investors[8]. - The company has received a standard unqualified audit report from Tianjian Accounting Firm[5]. - The company has confirmed that all board members attended the board meeting, ensuring proper governance[5]. - The independent directors fulfilled their responsibilities effectively, ensuring the protection of minority shareholders' rights[176]. - The company has maintained a structured approach to governance with regular elections for key positions[157]. Challenges and Risks - The decline in performance was primarily due to reduced demand for new testing equipment in the consumer electronics sector amid global economic pressures[26]. - The company faced significant challenges due to global economic recession risks, inflation, and geopolitical factors affecting consumer demand[36]. - The company is at risk of talent loss due to increasing competition for technical personnel in the industry[88]. - The company's reliance on the consumer electronics sector, particularly products related to Apple, poses a risk to revenue growth potential[91]. - The company may experience significant fluctuations in net profit due to rising R&D and market expansion costs[93]. Employee and Compensation - The company has a total of 669 employees, with 258 in R&D, 231 in production, and 119 in sales[169]. - The total compensation for R&D personnel increased to 66.46 million RMB, with an average salary rise to 25.76 thousand RMB[82]. - The total remuneration for all directors, supervisors, and senior management was CNY 5.4157 million at the end of the reporting period[156]. - The company has established a competitive salary and benefits policy, providing annual performance bonuses based on employee performance and company results[170]. Environmental Responsibility - The company invested 0.85 million yuan in environmental protection during the reporting period[193]. - The company does not belong to the key pollutant discharge units as per environmental protection department[194]. - There were no administrative penalties due to environmental issues during the reporting period[195]. - The company produces minimal pollution, primarily consisting of solid waste such as waste packaging containers and life garbage[196]. - The company has established environmental management regulations to ensure effective implementation of environmental management[199].

Group 1: Company Performance and Market Outlook - The company has introduced new products including FPCA and semiconductor testing equipment, with market expansion being a key focus [1] - There is uncertainty regarding the growth of orders and performance for the year, with macroeconomic factors affecting the consumer electronics sector [1] - The FPC testing industry is expected to face challenges, with the company adopting a linear growth strategy [1] Group 2: Financial Concerns and Stock Performance - The company reported a decline in profits for the first quarter, attributed to revenue drop, increased R&D investment, and foreign exchange losses [2] - There are concerns from investors regarding the continuous decline in stock price and measures to stabilize market value [2] - The company emphasizes the importance of operational management and enhancing competitiveness to improve overall value [2] Group 3: Strategic Partnerships and Market Expansion - The company is currently focused on FPC testing and is planning to expand its customer base to include domestic brands like Huawei, Xiaomi, OPPO, and VIVO [2] - 5G RF testing is identified as a key area of focus, with existing products primarily related to antenna and RF front-end FPC testing [2] - The company has not disclosed specific plans for mergers or acquisitions but will comply with legal regulations for any related announcements [2]