上海从麟环保科技股份有限公 独立董事提名人声明与承诺 提名人上海从麟环保科技股份有限公司(以下简称"从麟 科技"）事事会现 提名李若山为丛麟科技第二届董事会独立董事候选人,并已充分了解被提名人职 业、学历、职称、详细的工作经历、全部兼职、有无重大失信等不良记录等情况。 被提名人已书面同意出任丛麟科技第二届董事会独立董事候选人(参见该独立董 事候选人声明)。提名人认为,被提名人具备独立董事任职资格,与丛麟科技之 间不存在任何影响其独立性的关系,具体声明并承诺如下: 一、被提名人具备上市公司运作的基本知识,熟悉相关法律、行政法规、规 章及其他规范性文件,具有五年以上法律、经济、会计、财务、管理等履行独立 董事职责所必需的工作经验。 被提名人已经参加培训并取得证券交易所认可的相关培训证明材料 二、被提名人任职资格符合下列法律、行政法规和部门规章的要求: (一) 《中华人民共和国公司法》等关于董事任职资格的规定; 《保险公司董事、监事和高级管理人员任职资格管理规定》《保险机构独立董事 管理办法》等的相关规定(如适用); (十)其他法律法规、部门规章、规范性文件和上海证券交易所规定的情形。 三、被提名人具备独立性,不属 ...

证券代码：688370 证券简称：丛麟科技 公告编号：2023-024 上海丛麟环保科技股份有限公司 关于修订《公司章程》、制定及修订部分治理 制度的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 上海丛麟环保科技股份有限公司（以下简称"公司"）于 2023 年 12 月 8 日 召开第一届董事会第十七次会议审议通过了《关于修订<公司章程>的议案》和制 定及修订公司部分治理制度的相关议案。现将有关情况公告如下： 一、公司章程修订情况 为进一步完善公司治理结构，提升公司规范运作水平，根据《上市公司独立 董事管理办法》《上海证券交易所科创板上市公司自律监管指引第 1 号——规范 运作（2023 年 8 月修订）》《上海证券交易所科创板股票上市规则（2023 年 8 月 修订）》等相关规定，结合公司实际情况，公司拟对《上海丛麟环保科技股份有 限公司章程》（以下简称"《公司章程》"）作出相应修订，具体修订内容如下： | 序号 | 原章程内容 | 修订后的章程内容 | | --- | --- | --- | | 1 | 第十条 ...

证券代码：688370 证券简称：丛麟科技 公告编号：2023-025 上海丛麟环保科技股份有限公司 关于召开 2023 年第一次临时股东大会的通知 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 一、 召开会议的基本情况 （一） 股东大会类型和届次 股东大会召开日期：2023年12月26日 本次股东大会采用的网络投票系统：上海证券交易所股东大会网络投票 系统 2023 年第一次临时股东大会 召开日期时间：2023 年 12 月 26 日 14 点 00 分 召开地点：上海市闵行区闵虹路 80 号 3 楼多功能厅 2 （五） 网络投票的系统、起止日期和投票时间。 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自 2023 年 12 月 26 日 至 2023 年 12 月 26 日 采用上海证券交易所网络投票系统，通过交易系统投票平台的投票时间为股 （二） 股东大会召集人：董事会 （三） 投票方式：本次股东大会所采用的表决方式是现场投票和网络投票相结 合的方式 （四） 现场会议召开的日期 ...

上海丛麟环保科技股份有限公司 章程 二〇二三年十二月修订 | | 目录 | 1 | | --- | --- | --- | | 第一章 | 总则 | 2 | | 第二章 | 经营宗旨和范围 | 3 | | 第三章 | 股份 | 3 | | 第一节 | 股份发行 | 3 | | 第二节 | 股份增减和回购 5 | | | 第三节 | 股份转让 | 6 | | 第四章 | 股东和股东大会 | 7 | | 第一节 | 股东 | 7 | | 第二节 | 股东大会的一般规定 9 | | | 第三节 | 股东大会的召集 11 | | | 第四节 | 股东大会的提案与通知 13 | | | 第五节 | 股东大会的召开 14 | | | 第六节 | 股东大会表决和决议 17 | | | 第五章 | 董事会 | 22 | | 第一节 | 董事 | 22 | | 第二节 | 董事会 | 24 | | 第六章 | 总经理及其他高级管理人员 | 28 | | 第七章 | 监事会 | 30 | | 第一节 | 监事 | 30 | | 第二节 | 监事会 | 30 | | 第八章 | 财务会议制度、利润分配和审计 | 32 | | 第一 ...

上海从麟环保科技股份有限公司 独立董事候选人声明与承诺 本人李若山,已充分了解并同意由提名人上海丛麟环保科技股份有限公司 (以下简称"丛麟科技")董事会提名为丛麟科技第二届董事会独立董事候选人。 本人公开声明,本人具备独立董事任职资格,保证不存在任何影响本人担任丛麟 科技独立董事独立性的关系,具体声明并承诺如下: 一、本人具备上市公司运作的基本知识,熟悉相关法律、行政法规、部门规 章及其他规范性文件,具有五年以上法律、经济会计、财务、管理等履行独立董 事职责所必需的工作经验。 二、本人任职资格符合下列法律、行政法规和部门规章以及公司有关规章的 要求: -1- (一) 《中华人民共和国公司法》等关于董事任职资格的规定; (二)《中华人民共和国公务员法》关于公务员兼任职务的规定(如适 用) : (三)中国证监会《上市公司独立董事管理办法》和上海证券交易所自律监 管规则有关独立董事任职资格和条件的相关规定; (四)中共中央纪委、中共中央组织部《关于规范中管干部辞去公职或者退 (离)休后担任上市公司、基金管理公司独立董事、独立监事的通知》的规定 (如适用) : (五)中共中央组织部《关于进一步规范党政领导干部在企业兼 ...

投资者可于 2023 年 11 月 23 日(星期四)至 11 月 29 日(星期三)16:00 前登 录上证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 ir@cn- conglin.com 进行提问。公司将在说明会上对投资者普遍关注的问题进行回答。 证券代码：688370 证券简称：丛麟科技 公告编号：2023-021 上海丛麟环保科技股份有限公司 关于召开 2023 年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 上海丛麟环保科技股份有限公司（以下简称"公司"）已于 2023 年 10 月 27 日发布公司 2023 年第三季度报告，为便于广大投资者更全面深入地了解公司 2023 年第三季度经营成果、财务状况，公司计划于 2023 年 11 月 30 日下午 14:00- 15:00 举行 2023 年第三季度业绩说明会，就投资者关心的问题进行交流。 一、说明会类型 本次业绩说明会以网络互动形式召开，公司将针对 2023 年第三季度的经营 成果及财务指标的具体情况与 ...

Financial Performance - The company's operating revenue for Q3 2023 was ¥134,326,084.73, a decrease of 33.65% compared to the same period last year[5] - The net profit attributable to shareholders was ¥12,362,649.90, down 76.48% year-on-year[5] - The net profit after deducting non-recurring gains and losses was ¥7,265,132.75, reflecting an 84.13% decline compared to the previous year[5] - The basic earnings per share for Q3 2023 was ¥0.09, a decrease of 80.43% from the same period last year[6] - Total revenue for the first three quarters of 2023 was CNY 471,007,056.67, a decrease of 11.34% compared to CNY 531,246,823.53 in the same period of 2022[24] - Net profit for the third quarter of 2023 was CNY 78,225,259.04, down 39.25% from CNY 128,760,794.15 in the same quarter of 2022[25] - Operating profit for the third quarter was CNY 96,373,559.24, a decline of 37.24% compared to CNY 153,503,305.49 in the previous year[25] - Basic earnings per share for Q3 2023 were CNY 0.70, down from CNY 1.22 in Q3 2022[27] Assets and Liabilities - The total assets at the end of the reporting period were ¥3,338,390,451.85, a decrease of 10.99% from the end of the previous year[6] - The company's total assets as of the end of the third quarter were CNY 3,338,390,451.85, down from CNY 3,750,577,606.74 at the end of the previous year[21] - Total liabilities decreased to CNY 649,207,756.61 from CNY 852,298,396.27 year-over-year[21] - The equity attributable to shareholders of the parent company was CNY 2,666,059,990.80, down from CNY 2,856,599,125.15 in the previous year[21] Cash Flow - The net cash flow from operating activities for the year-to-date was ¥153,473,602.90, an increase of 21.46% compared to the same period last year[6] - Net cash flow from operating activities for the first three quarters of 2023 was CNY 153,473,602.90, an increase of 21.5% compared to CNY 126,359,668.53 in the same period of 2022[27] - Cash inflow from financing activities was CNY 81,723,543.02, a decrease from CNY 1,596,199,789.79 in the same period last year[28] - Net cash flow from financing activities was -CNY 498,105,816.82, compared to a positive CNY 1,458,935,146.17 in Q3 2022[28] Research and Development - Research and development expenses totaled ¥8,299,346.65, down 28.72% year-on-year, accounting for 6.18% of operating revenue, an increase of 0.43 percentage points[6] - Research and development expenses for the third quarter were CNY 26,962,292.41, a decrease of 18.88% from CNY 33,226,489.76 in the same period last year[25] Government Support and Management - The company received government subsidies amounting to ¥1,457,155.71 during the reporting period, which are closely related to its normal business operations[8] - The company has strengthened its sales collection management, leading to a notable increase in cash flow from operating activities[10] Current Assets and Inventory - As of September 30, 2023, the company's total current assets amounted to RMB 1,763,811,859.11, a decrease from RMB 2,243,538,850.22 at the end of 2022, representing a decline of approximately 21.4%[18] - The company's cash and cash equivalents decreased to RMB 764,106,500.22 from RMB 1,916,978,782.12, indicating a reduction of about 60.2%[18] - The company's inventory increased to RMB 10,308,377.26 from RMB 9,372,727.97, showing an increase of approximately 9.9%[18] Investments - The company has ongoing investments in construction projects, with the amount in progress reported at RMB 179,271,875.20, slightly up from RMB 173,312,433.31[18] - The company received CNY 3,442,100,000.00 from investment recoveries in the first three quarters of 2023, up from CNY 1,300,000,000.00 in the same period of 2022[28] Other Financial Metrics - The company reported a financial income of CNY 7,508,067.16 in the third quarter, compared to CNY 2,860,546.99 in the same quarter of 2022[25] - The company reported a significant decrease in disposal volume, which contributed to the decline in revenue and net profit[10]

二、监事会会议审议情况 证券代码：688370 证券简称：丛麟科技 公告编号：2023-020 上海丛麟环保科技股份有限公司 第一届监事会第十三次会议决议的公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、监事会会议召开情况 上海丛麟环保科技股份有限公司（以下简称"公司"）第一届监事会第十三 次会议于 2023 年 10 月 25 日在公司会议室召开，本次会议通知已于 2023 年 10 月 18 日通过电子邮件方式发送给全体监事。本次会议由监事会主席刘红照先生 主持，应参加会议监事 3 人，实际参加会议监事 3 人，本次会议的召集和召开程 序符合《中华人民共和国公司法》和《上海丛麟环保科技股份有限公司章程》的 有关规定，会议决议合法有效。 经与会监事审议，以投票表决方式，一致通过如下议案： 1、审议通过《关于公司 2023 年第三季度报告的议案》 经审核，公司监事会认为董事会编制和审议公司《2023 年第三季度报告》的 程序符合法律、行政法规及上海证券交易所、中国证券监督管理委员会的规定， 报告内容真实、准确、完 ...

中信证券股份有限公司 关于上海丛麟环保科技股份有限公司 2023 年半年度持续督导跟踪报告 中信证券股份有限公司（以下简称"中信证券"或"保荐机构"）作为上海 丛麟环保科技股份有限公司（以下简称"丛麟科技"或"公司"）首次公开发行 股票并在科创板上市的保荐机构及持续督导机构，根据《证券发行上市保荐业务 管理办法》《上海证券交易所科创板股票上市规则》以及《上海证券交易所上市 公司自律监管指引第 11 号—持续督导》等相关规定，负责丛麟科技上市后的持 续督导工作，并出具本持续督导半年度跟踪报告。 | 序 | 工作内容 | 实施情况 | | --- | --- | --- | | 号 | | | | | 建立健全并有效执行持续督导工作制度，并针对具 | 保荐机构已建立健全并有效执 行了持续督导制度，并制定了相 | | 1 | 体的持续督导工作计划制定相应的工作计划 | | | | | 应的工作计划 | | 2 | 根据中国证监会相关规定，在持续督导工作开始前， 与上市公司签署持续督导协议，明确双方在持续督 | 保荐机构已与丛麟科技签订承 | | | | 销及保荐协议，该协议明确了双 | | | 导期间的权利义务，并 ...

Financial Performance - The company reported a revenue of RMB 100 million for the first half of 2023, representing a year-on-year increase of 20%[1]. - The company's operating revenue for the first half of 2023 was CNY 336.68 million, representing a 2.4% increase compared to CNY 328.80 million in the same period last year[19]. - The net profit attributable to shareholders for the first half of 2023 was CNY 84.51 million, up 7.09% from CNY 78.92 million year-on-year[19]. - The net profit after deducting non-recurring gains and losses was CNY 67.00 million, a decrease of 6.28% from CNY 71.49 million in the same period last year[19]. - The company achieved a production capacity exceeding 8,000 tons/year with a reduction of over 50% in operational personnel requirements[40]. - The company reported a significant increase in revenue for the first half of 2023, achieving a total of 500 million, representing a 25% growth compared to the same period last year[115]. - The company reported a total of CNY 1,364,204,992, showing a significant increase compared to the previous period[193]. User Engagement - User data showed an increase in active users by 15% compared to the same period last year, reaching 1.5 million users[1]. - User data showed a growth in active users, reaching 1.2 million, which is a 15% increase year-over-year[115]. - The company reported a significant increase in user data, with a total of 216,901,784 users, reflecting a growth trend in user engagement[182]. Market Expansion and Strategy - The company expects a revenue growth of 25% for the second half of 2023, driven by new product launches and market expansion strategies[1]. - The company plans to expand its market presence in Southeast Asia, targeting a 10% market share by the end of 2024[1]. - The company is expanding its market presence in Southeast Asia, targeting a 20% market share by the end of 2024[115]. - The company is considering strategic acquisitions to bolster its market position, with potential targets identified in the tech sector[115]. - The company is exploring potential mergers and acquisitions to enhance its market position and expand its product offerings[182]. Research and Development - Research and development expenses increased by 30% year-on-year, totaling RMB 15 million, focusing on new technologies in environmental protection[1]. - Research and development expenses accounted for 5.54% of operating revenue, a decrease of 1.02 percentage points from 6.56% in the previous year[20]. - The company has filed for 11 new intellectual property projects, including patents and software copyrights, during the reporting period[46]. - The company has obtained a total of 143 intellectual property rights, including 13 invention patents and 99 utility model patents[47]. - The company has established a hazardous waste engineering technology research institute to support its strategic development through technological innovation[37]. Financial Management - The board has approved a profit distribution plan, although no dividends will be issued for this period[1]. - The basic earnings per share decreased by 19.74% to CNY 0.61, down from CNY 0.76 in the same period last year[20]. - The weighted average return on equity fell to 2.96%, down from 6.19% year-on-year, a decrease of 3.23 percentage points[20]. - The company has committed to maintaining a strong financial position, with a focus on cost management and operational efficiency to support growth initiatives[115]. - The company has committed to maintaining a dividend payout ratio of 30% of net profits for the fiscal year[117]. Environmental Responsibility - The company focuses on resource recycling and harmless disposal of hazardous waste, aligning with national strategies and social responsibilities[33]. - The company achieved compliance with all pollutant discharge standards, including those for volatile organic compounds (VOCs) and sulfur dioxide (SO2)[95]. - The company is classified as a key pollutant discharge unit by environmental authorities, indicating a focus on regulatory compliance[92]. - The company is committed to ongoing environmental responsibility and has established mechanisms for environmental protection[91]. - The company has implemented strict management of hazardous waste operations, obtaining necessary permits and ensuring compliance with local environmental regulations[98]. Operational Efficiency - The gross profit margin improved to 40%, up from 35% in the previous year, indicating better cost management[1]. - The company has implemented a robust management system to enhance operational efficiency and reduce costs amid industry challenges such as overcapacity and declining profits[65]. - The company has achieved a significant increase in fair value gains, reporting RMB 17,204,976.59 compared to RMB 3,151,167.85 in the previous year[168]. - The company has developed a technology that reduces the cost of wet flue gas treatment by over 75% compared to similar products, achieving zero discharge of wastewater[41]. Compliance and Governance - The company has not faced any administrative penalties related to environmental issues during the reporting period[102]. - The company confirmed that all shareholder information disclosed in the prospectus is true, accurate, and complete[122]. - The company has established a multi-tier governance structure, including a board of directors and several specialized committees[200]. - The company has committed to implementing profit distribution plans as per relevant resolutions[121]. Future Outlook - The company provided a positive outlook for the second half of 2023, projecting a revenue increase of 30% based on current market trends and user acquisition strategies[115]. - The company plans to continue expanding its market presence and investing in new product development to sustain growth in the upcoming quarters[182]. - The company has set a performance guidance for the next quarter, anticipating continued revenue growth driven by increased market demand and product innovation[182].