Core Points - The document outlines the behavior norms for the controlling shareholders and actual controllers of Suzhou Guangge Technology Co., Ltd, aiming to protect the rights and interests of the company and its shareholders [1][2][3] Group 1: General Principles - The controlling shareholder is defined as a shareholder holding more than 50% of the company's total share capital or having significant influence over shareholder meetings [1] - The actual controller is defined as a natural person, legal entity, or organization that can actually control the company's actions through investment relationships or agreements [1] - Controlling shareholders and actual controllers must comply with relevant securities market laws and regulations to promote the company's standardized operation and improve its quality [1][2] Group 2: Corporate Governance - Controlling shareholders and actual controllers should establish systems to clarify decision-making processes for significant company matters and ensure the company's independence [2] - They must maintain the integrity of the company's assets and not infringe upon the company's rights to its property [2][3] - They are required to handle the transfer of assets to the company in a timely manner according to legal and contractual agreements [2] Group 3: Independence Maintenance - Controlling shareholders and actual controllers must ensure the independence of company personnel and not influence personnel decisions outside of their legal rights [3][4] - They should maintain the financial independence of the company and not misuse company funds for non-operational purposes [4] - They must support the independent operation of the company's board and other departments without exerting undue influence [4][5] Group 4: Information Disclosure - Controlling shareholders and actual controllers are obligated to fulfill information disclosure duties in a timely, fair, truthful, and complete manner [6][7] - They must notify the company of significant events that could impact the company's securities trading prices [7][8] - They are required to cooperate with the company's information disclosure processes and maintain confidentiality regarding undisclosed significant information [8][9] Group 5: Share Trading and Control Transfer - Controlling shareholders and actual controllers must adhere to legal regulations when trading company shares and cannot engage in short selling or derivative trading involving the company's stock [10][11] - They are prohibited from reducing their shareholdings under certain conditions, such as ongoing investigations or significant financial issues [11][12] - Any transfer of control must be conducted fairly and without harming the interests of the company and other shareholders [15][16]

苏州光格科技股份有限公司 募集资金管理制度 苏州光格科技股份有限公司 第一章 总 则 第一条 为进一步加强苏州光格科技股份有限公司（以下简称"公司"）募 集资金的管理和运用，提高募集资金使用效率，根据《中华人民共和国公司法》 （以下简称"《公司法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）、 《上海证券交易所科创板股票上市规则》 《上市公司募集资金监管规则》 《上海证 券交易所科创板上市公司自律监管指引第1号——规范运作》等有关法律、法规 和中国证券监督管理委员会（下称"中国证监会"）、上海证券交易所有关规范性 文件的规定，结合公司实际情况，制定本制度。 第二条 本制度所称募集资金是指，公司通过发行股票或者其他具有股权性 质的证券，向投资者募集并用于特定用途的资金监管，但不包括上市公司为实施 股权激励计划募集的资金监管。 第三条 本制度是公司对募集资金使用和管理的基本行为准则。募集资金投 资项目（以下简称"募投项目"）通过公司的子公司或公司控制的其他企业实施 的，该子公司或受控制的其他企业应当遵守本制度。 第四条 募集资金应当专款专用。公司使用募集资金应当符合国家产业政策 和相关法律法规，践行可 ...

General Principles - The rules are established to promote the standardized operation of Suzhou Guangge Technology Co., Ltd. and to ensure the board of directors independently exercises its rights and fulfills its obligations according to the Company Law and the company's articles of association [1][2]. Board Meetings - The board of directors must hold at least two meetings each year, convened by the chairman with a written notice sent to all directors ten days prior to the meeting [2]. - In urgent situations, a temporary meeting can be called with a shorter notice period, and the chairman must explain the urgency during the meeting [2][3]. Proposals and Voting - Proposals for board meetings are categorized into fixed and temporary proposals, with fixed proposals being submitted annually for review [3][6]. - Temporary proposals can be submitted by relevant proposers to the chairman, who may request modifications before they are presented to the board [6][7]. Meeting Procedures - The chairman presides over the meetings, which require the presence of more than half of the directors to be valid [8]. - Decisions are made through written or show-of-hands voting, with each director having one vote. A majority of directors must agree for a resolution to pass [8][9]. Attendance and Representation - Directors must attend meetings in person but can delegate another director to attend on their behalf if they cannot be present [9][10]. - Directors with a conflict of interest must disclose their relationship and cannot vote on related matters [10][11]. Documentation and Record Keeping - Meeting records must be created, including attendance and decisions made, and must be signed by attendees [12][13]. - The rules stipulate that meeting records and resolutions should be archived for at least ten years [13][14]. Amendments and Compliance - The rules serve as an attachment to the company's articles of association and will take effect upon approval by the shareholders' meeting [14]. - Any inconsistencies with laws or regulations will defer to those legal standards, and the board is responsible for proposing amendments as necessary [14].

General Principles - The company establishes investment behavior regulations to control risks and enhance returns, ensuring the safety and profitability of fund operations [1] - External investments are defined as various investment activities aimed at generating returns, applicable to the company and its subsidiaries [1] - Investments are categorized into short-term (up to one year) and long-term (over one year) based on the investment duration [1] Investment Principles - Investment activities must comply with national industrial policies and laws, align with the company's strategic planning, and be proportionate to the asset structure [2] - The company emphasizes scientific decision-making in its investment activities [2] Decision-Making Authority and Procedures - Investment approvals must adhere to the regulations set forth by the Company Law, Listing Rules, and the company's articles of association [6] - The company's decision-making bodies include the shareholders' meeting, board of directors, and general manager, with no other departments or individuals authorized to make investment decisions [7] - High-risk investments require approval from the board of directors or shareholders' meeting [3] Investment Management - The company’s investment management department is responsible for conducting feasibility studies and evaluations for external investment projects [15] - Financial management of investments is handled by the finance department, which oversees funding, registration, and compliance with borrowing and payment procedures [16] - The company must establish internal control systems to manage risks associated with securities investments [18] Investment Recovery and Transfer - The company can recover investments under specific circumstances, such as project completion or bankruptcy of the invested entity [26] - Investment transfers are permissible when projects diverge from the company's direction or show continuous losses [27] Additional Provisions - The company’s investment policies must comply with relevant laws and regulations, and any conflicts with these regulations will defer to the legal standards [30] - The board of directors is responsible for drafting and interpreting these investment regulations [32]

苏州光格科技股份有限公司 股东会议事规则 《上市公司股东会规则》和《苏州光格科技股份有限公司章程》 （以下简称"公司 章程"）等有关规定，制定本规则。 第二条 公司股东会由全体股东组成，是公司的最高权力机构。公司股东会 的召集、提案、通知、召开等事项适用本规则。 苏州光格科技股份有限公司 第一章 总则 第一条 为规范苏州光格科技股份有限公司（以下简称 "公司"）行为，保证 股东会依法行使职权，根据《中华人民共和国公司法》 （以下简称"《公司法》"） (四)董事会认为必要时； (五)审计委员会提议召开时； (六)法律、行政法规、部门规章或公司章程规定的其他情形。 第六条 公司召开股东会，应当聘请律师对以下问题出具法律意见： 第三条 公司应当严格按照法律、行政法规、本规则及公司章程的相关规定 召开股东会，保证股东能够依法行使权利。 公司董事会应当切实履行职责，认真、按时组织股东会。公司全体董事应当 勤勉尽责，确保股东会正常召开和依法行使职权。 第四条 股东会应当在《公司法》和公司章程规定的范围内行使职权。 第五条 股东会分为年度股东会和临时股东会。年度股东会每年召开一次， 应当于上一会计年度结束后的 6 个月内举 ...

Core Viewpoint - The external guarantee management system of Suzhou Guangge Technology Co., Ltd. is established to ensure standardized operations and protect shareholders' rights, adhering to relevant laws and regulations [1]. Group 1: General Principles - External guarantees must comply with the Company Law, Articles of Association, and other relevant regulations [2]. - Guarantees provided to controlling shareholders and related parties require counter-guarantees from them [2]. - The board of directors and management must exercise caution regarding external guarantees and reject any coercive requests for guarantees [2]. - All external guarantees must be managed uniformly and require approval from the board of directors or shareholders' meeting [2]. Group 2: Guarantee Conditions - External guarantees are limited to legal entities with strong repayment capabilities [3]. - The guarantee objects must meet specific criteria, including having independent legal status and a good credit rating [3][4]. Group 3: Application and Review - The finance department is responsible for handling external guarantee applications [4]. - Guarantee applicants must submit a detailed application at least 15 working days in advance, including necessary documentation [4][5]. Group 4: Approval Authority and Procedures - Guarantees exceeding 10% of the latest audited net assets require shareholders' meeting approval after board review [6]. - Guarantees for controlling shareholders or related parties must be approved by non-related shareholders [6][7]. Group 5: Contract Review and Signing - Written guarantee contracts must be established, and the finance department must review the contract terms [8]. - The chairman or authorized personnel must sign the guarantee contract based on board or shareholder resolutions [8]. Group 6: Daily Risk Management - The finance department must monitor the financial status of the guaranteed party and report any anomalies [9][10]. - Measures must be taken to recover debts if the guaranteed party fails to meet repayment obligations [10]. Group 7: Information Disclosure - Relevant documents regarding external guarantees must be submitted to the board secretary for timely disclosure [11]. - If the guaranteed party fails to repay within 15 trading days after the due date, the company must disclose this information [11]. Group 8: Responsibilities of Personnel - All directors must strictly review external guarantee matters and bear joint liability for any violations [12]. - Management personnel who exceed their authority in approving guarantees may face legal consequences [12].

苏州光格科技股份有限公司 独立董事工作制度 苏州光格科技股份有限公司 第一章 总则 第二条 独立董事是指不在公司担任除董事外的其他职务，并与其所受聘的 公司及其主要股东、实际控制人不存在直接或者间接利害关系，或者其他可能影 响其进行独立客观判断关系的董事。 第三条 独立董事对公司及全体股东负有忠实与勤勉义务。独立董事须按照 相关法律、法规、规章、规范性文件及《公司章程》的要求，认真履行职责，在 董事会中发挥参与决策、监督制衡、专业咨询作用，维护公司整体利益，保护中 小股东的合法权益。 第四条 独立董事应当独立履行职责，不受公司及其主要股东、实际控制人 或者其他与公司存在利害关系的单位或个人的影响。 第二章 独立董事的任职条件 第五条 本公司的独立董事应当具备与其行使职权相适应的任职条件： （一）根据法律、行政法规及其他有关规定，具备担任上市公司董事的资格； （五）具有良好的个人品德，不存在重大失信等不良记录； 第一条 为进一步完善苏州光格科技股份有限公司（以下简称"公司"）法 人治理结构建设，为独立董事创造良好的工作环境，促进公司规范运行，根据《中 华人民共和国公司法》（以下简称"《公司法》"）、《上市公司独 ...

苏州光格科技股份有限公司章程 第四条公司注册名称： 中文名称：苏州光格科技股份有限公司 苏州光格科技股份有限公司 章 程 苏州光格科技股份有限公司章程 苏州光格科技股份有限公司章程 第一章 总则 第一条 维护公司、股东和债权人的合法权益，规范公司的组织和行为，根 据《中华人民共和国公司法》（以下简称《公司法》）、《中华人民共和国证券 法》（以下简称《证券法》）及其他有关法律、法规、规范性文件的规定，制订 本章程。 第二条 公司系依照《公司法》和其他有关规定成立的股份有限公司。 公司系由苏州光格设备有限公司以整体变更的方式发起设立的股份有限公 司，在苏州市数据局注册登记，取得营业执照，统一社会信用代码为 第三条 公司于2023年05月30日经中国证券监督管理委员会（以下简称"中 国证监会"）核准注册，首次向社会公众发行人民币普通股 A 股，于2023年07 月24日在上海证券交易所科创板上市。 英文名称：Suzhou Agioe Technologies Co., Ltd 第五条 公司住所为苏州工业园区东平街270号澳洋顺昌大厦3C,3D。 第六条 公司注册资本为人民币6,600万元。 公司因增加或者减少注册资 ...

北京市汉坤律师事务所 关于 苏州光格科技股份有限公司 法律意见书 汉坤（证）字[2025]第[35654-3]-O-1 号 中国北京市东长安街 1 号东方广场 C1 座 9 层 100738 电话：(86 10) 8525 5500；传真：(86 10) 8525 5511 / 8525 5522 北京 ? 上海 ? 深圳 ? 香港 ? 海口 ? 武汉 ? 新加坡 ? 纽约 ? 硅谷 www.hankunlaw.com 北京市汉坤律师事务所 法律意见书 北京市汉坤律师事务所 关于苏州光格科技股份有限公司 法律意见书 汉坤（证）字[2025]第[35654-3]-O-1 号 致：苏州光格科技股份有限公司 北京市汉坤律师事务所（以下简称"本所"）接受苏州光格科技股份有限公司 （以下简称"公司"或"光格科技"）的委托，担任公司2025年限制性股票激励计 划（以下简称"本次激励计划"）的法律顾问，并根据《中华人民共和国公司法》 （以下简称"《公司法》"）、《中华人民共和国证券法》（以下简称"《证券法》 "）、 《上市公司股权激励管理办法》 （以下简称"《管理办法》"）等相关法律法规、规 章及其他规范性文件和《苏州光格 ...

Core Points - The company, Suzhou Guangge Technology Co., Ltd., has proposed a restricted stock incentive plan for 2025, aiming to attract and retain talent while aligning the interests of shareholders, the company, and individuals [1][6][24] - The plan involves granting up to 750,900 restricted shares, representing approximately 1.14% of the company's total share capital of 66 million shares [2][11] - The initial grant will consist of 617,200 shares, accounting for 0.94% of the total share capital, with a reserve of 133,700 shares [2][11] - The grant price for the restricted shares is set at 15.00 yuan per share, which is significantly lower than the average trading prices over various periods [3][19][20] Summary by Sections Incentive Plan Overview - The incentive plan is designed to establish a long-term incentive mechanism to enhance team cohesion and core competitiveness [6][24] - The plan will be executed after approval from the board and shareholders, with a maximum validity of 48 months [3][10] Grant and Vesting Conditions - The restricted shares will not confer shareholder rights until vested and cannot be transferred or used as collateral before vesting [2][21] - The vesting schedule includes three phases, with 30% vesting after 12 months, another 30% after 24 months, and the remaining 40% after 36 months [15][16] Eligible Participants - Eligible participants include directors, senior management, and key personnel deemed necessary for motivation, excluding independent directors and supervisors [4][9][10] - The plan includes the company's actual controller, Jiang Mingwu, as a participant [9][10] Performance Metrics - The performance assessment for vesting will be based on the company's revenue growth rate over the fiscal years 2025 to 2027 [22][24] - Individual performance evaluations will also influence the actual number of shares vested, categorized into four performance levels [23][24] Implementation Procedures - The plan requires a series of approvals, including from the board and shareholders, and must be publicly disclosed [25][26] - The company must complete the grant process within 60 days after shareholder approval [27][28]