安徽壹石通材料科技股份有限公司 募集资金管理制度 安徽壹石通材料科技股份有限公司 募集资金管理制度 二〇二四年三月 安徽壹石通材料科技股份有限公司 募集资金管理制度 安徽壹石通材料科技股份有限公司 募集资金管理制度 第一章 总 则 第一条 为了加强和规范公司募集资金管理，确保资金使用安全，提高其 使用效率和效益，最大限度地保障投资者合法利益，根据《中华人民共和国公 司法》（以下简称《公司法》）、《中华人民共和国证券法》（以下简称《证 券法》）、《上海证券交易所科创板股票上市规则》（以下简称《上市规则》）、 《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要求》《上 海证券交易所科创板上市公司自律监管指引第 1 号——规范运作》等法律、法 规、规范性文件和《安徽壹石通材料科技股份有限公司章程》，结合安徽壹石 通材料科技股份有限公司（以下简称"公司"）的实际情况，特制定本制度。 第二条 本制度所称募集资金是指公司通过公开发行证券（包括首次公开 发行股票、配股、增发、发行可转换公司债券、发行分离交易的可转换公司债 券等）以及非公开发行证券向投资者募集的资金，但不包括公司实施股权激励 计划募集的资金。 ...

证券代码：688733 证券简称：壹石通 安徽壹石通材料科技股份有限公司 2023 年年度股东大会会议资料 2024 年 4 月 安徽壹石通材料科技股份有限公司 2023 年年度股东大会会议资料 安徽壹石通材料科技股份有限公司 2023 年年度股东大会会议资料 目 录 | 2023 年年度股东大会会议须知 1 | | --- | | 年年度股东大会会议议程 2023 3 | | 2023 年年度股东大会会议议案 5 | | 议案一：关于公司 年年度报告全文及其摘要的议案 5 2023 | | 议案二：关于公司 2023 年年度董事会工作报告的议案 6 | | 议案三：关于公司 年年度监事会工作报告的议案 12 2023 | | 议案四：关于公司 2023 年年度财务决算报告的议案 17 | | 议案五：关于公司 年年度财务预算报告的议案 22 2024 | | 议案六：关于公司 2023 年年度利润分配预案的议案 25 | | 议案七：关于公司董事 2024 年年度薪酬的议案 27 | | 议案八：关于公司监事 2024 年年度薪酬的议案 28 | | 议案九：关于续聘公司 2024 年年度审计机构的议案 2 ...

Investment Rating - The report maintains a "Buy" rating for the company, expecting its stock price to outperform the benchmark index by 10%-20% over the next 6-12 months [6][22]. Core Views - The company reported a revenue of 465 million RMB for 2023, a year-on-year decline of 22.96%, and a net profit attributable to shareholders of 24.52 million RMB, down 83.31% year-on-year. The results were in line with market expectations [1][23]. - The demand in the new energy sector has seen a temporary decline, leading to pressure on the profitability of coating materials. The company's revenue from lithium battery coating materials was 374 million RMB, a decrease of 22.60% year-on-year, with a gross margin drop of 16.05 percentage points to 27.48% [1][23]. - The company is actively developing next-generation coating materials and has established stable partnerships with leading battery and diaphragm manufacturers, which is expected to support growth in product sales [1][23]. - New products are anticipated to gradually contribute to profit growth, with the company entering the Huawei 5G product supply chain and establishing collaborations in various high-tech material sectors [1][23]. Summary by Sections Financial Performance - In 2023, the company achieved a total revenue of 465 million RMB, with a net profit of 24.52 million RMB, reflecting a significant decline compared to 2022 [1][23]. - The gross profit margin for 2023 was 26.18%, down from 40.41% in 2022, indicating increased cost pressures and competitive pricing in the market [23][24]. Product Development - The company is focusing on high-purity quartz sand production, with plans for a 20,000-ton annual capacity project announced in February 2024, and has formed a strategic partnership in this area [1][23]. - The company has successfully introduced aluminum thermal conductive materials into leading electric vehicle manufacturers and is capable of mass production of low-alpha ray spherical alumina for high-end chip packaging [1][23]. Market Outlook - The report projects adjusted earnings per share for 2024-2026 at 0.36, 0.56, and 0.78 RMB respectively, with corresponding price-to-earnings ratios of 59.2, 38.1, and 27.1 times [1][23].

Investment Rating - The investment rating for the company is "Accumulate," with the previous rating being "Buy" [5]. Core Views - The company is experiencing short-term performance pressure, but its diversified layout is expected to create new growth drivers [14]. - The company reported a significant decline in net profit for 2023, with a year-on-year decrease of 83.3% [5]. - The company is focusing on innovation and expanding its product offerings, which may open new growth opportunities [5]. Financial Summary - Total revenue for 2023 is projected to be 465 million, reflecting a year-on-year decrease of 23.0% [5]. - The net profit attributable to the parent company for 2023 is expected to be 25 million, down 83.3% year-on-year [5]. - Gross margin is forecasted to be 26.2% in 2023, a decline from 40.4% in 2022 [5]. - Return on equity (ROE) is anticipated to drop to 1.1% in 2023, compared to 6.5% in 2022 [5]. - Earnings per share (EPS) for 2023 is projected at 0.12 yuan, down from 0.74 yuan in 2022 [5]. - The price-to-earnings (P/E) ratio is expected to rise significantly to 238.44 in 2023, compared to 51.23 in 2022 [5]. - The price-to-book (P/B) ratio is forecasted to decrease to 2.61 in 2023 from 3.33 in 2022 [5]. - The EV/EBITDA ratio is projected to increase to 79.49 in 2023, compared to 38.64 in 2022 [5].

Investment Rating - The investment rating for the company is "Accumulate" (maintained) [1] Core Views - In Q4, the shipment of beryllium stone is expected to decrease by approximately 10%, but the shipment growth rate for 2024 is anticipated to recover to over 30%. The company is projected to ship 23,200 tons of beryllium stone in 2023, a year-on-year decline of 7%, with an estimated shipment of about 6,000 tons in Q4 2023, reflecting a quarter-on-quarter decrease of about 10%. With the gradual production of small particle beryllium stone and alumina products, along with the continuous ramp-up of new products, the company expects to achieve over 30% growth in beryllium stone shipments in 2024, reaching over 30,000 tons [1][14] Summary by Sections Financial Performance - The company reported total revenue of 464.55 million yuan in 2023, a year-on-year decline of 22.96%. The net profit attributable to the parent company was 24.52 million yuan, down 83.31% year-on-year. In Q4 2023, revenue was 120 million yuan, a year-on-year decline of 21% and a quarter-on-quarter decline of 11%. The net profit for Q4 was 9 million yuan, down 70% year-on-year but up 143% quarter-on-quarter. The gross margin for Q4 was 29.1%, down 8 percentage points year-on-year and up 2 percentage points quarter-on-quarter [12][14] Cash Flow and Expenses - The company's total operating expenses for 2023 amounted to 140 million yuan, an increase of 39% year-on-year, with an expense ratio of 29.5%, up 13 percentage points. In Q4 2023, operating expenses totaled 30 million yuan, reflecting a quarter-on-quarter increase of 5% and a year-on-year increase of 13%. The net cash flow from operating activities for 2023 was 6 million yuan, a year-on-year decline of 89% [2][12] Future Outlook - The company plans to launch new products in the first half of 2024, which are expected to contribute to profit growth. In the battery materials sector, the company has completed the construction of alumina production capacity, which is expected to ramp up in the first half of 2024. Additionally, the Chongqing base's 9,800 tons of thermal conductive aluminum production capacity is expected to be operational by Q2 2024 [13][14]

Financial Performance - The company's operating revenue for 2023 was CNY 46,454.57 million, a decrease of 22.96% compared to CNY 60,298.60 million in 2022[23]. - The net profit attributable to shareholders for 2023 was CNY 2,452.37 million, down 83.31% from CNY 14,689.41 million in 2022[23]. - The net cash flow from operating activities was CNY 568.06 million, a decline of 88.75% compared to CNY 5,048.05 million in the previous year[23]. - The basic earnings per share for 2023 was CNY 0.12, a decrease of 84.81% from CNY 0.79 in 2022[24]. - The company's total assets at the end of 2023 were CNY 297,290.13 million, a slight decrease of 0.46% from CNY 298,668.43 million at the end of 2022[23]. - The net profit excluding non-recurring gains and losses of CNY -849.72 million for 2023, compared to CNY 11,869.41 million in 2022, marking a 107.16% decline[23]. - The company's operating revenue for 2023 was 465 million RMB, a decrease of 22.96% year-on-year due to reduced shipments of lithium battery coating materials and intensified market competition[25]. - The net profit attributable to shareholders for 2023 was 24.52 million RMB, down 83.31% compared to the previous year[25]. - The net cash flow from operating activities decreased significantly, primarily due to the decline in revenue[25]. - The company reported a basic earnings per share of 0.12 RMB, reflecting a decline in profitability metrics following the drop in net profit[25]. Research and Development - Research and development expenses accounted for 12.13% of operating revenue in 2023, an increase of 5.52 percentage points from 6.61% in 2022[24]. - The company’s research and development expenses increased significantly, contributing to the overall cost structure despite efforts to reduce production costs[25]. - The company invested CNY 56.36 million in R&D, a 41.32% increase year-on-year, and expanded its R&D team from 104 to 141 members[63]. - The company has filed 47 new invention patent applications and received 23 new authorizations in 2023, increasing its total authorized patents to 83[63]. - The company has successfully developed and started small-scale production of new products, including sub-micron high-purity alumina and low-alpha spherical alumina for high-end chip packaging, with expectations for mass shipments in 2024[64]. - The company is actively developing next-generation coating materials with higher purity and smaller particle sizes, building a strong technological foundation[83]. Market Strategy and Expansion - The company plans to enhance its market expansion strategies and invest in new product development to improve future performance[23]. - The company has established partnerships with major lithium battery manufacturers and leading companies in the electric vehicle sector, enhancing its market influence[56]. - The company is expanding its overseas market presence, particularly in South Korea, to enhance its competitive position[94]. - The company aims to enhance market share and capacity utilization for its barium stone products while exploring new application scenarios[139]. - The company plans to establish a pilot production line for high-purity quartz sand with a capacity of 1,000 tons, followed by a controlled ramp-up to 20,000 tons based on market demand[139]. - The company is committed to integrating ESG principles into its sustainable development goals and will publish its first ESG annual report in 2024[138]. Corporate Governance - The company has received a standard unqualified audit report from Tianzhi International Accounting Firm[5]. - The board of directors and supervisory board members have confirmed the authenticity, accuracy, and completeness of the annual report[4]. - The company does not have any special arrangements for corporate governance[9]. - The company has not violated any decision-making procedures for providing guarantees[9]. - The company has established a compensation and assessment committee responsible for setting and evaluating the performance criteria for senior management, ensuring competitive compensation within the industry[199]. - The company has not reported any significant deficiencies in its internal control systems during the reporting period[200]. Shareholder Returns - The company plans to distribute a cash dividend of RMB 1.00 per 10 shares to all shareholders, totaling RMB 19,796,512.40 (including tax) based on 197,965,124 shares as of March 27, 2024[6]. - The cash dividend distribution for 2023 represents 80.72% of the net profit attributable to ordinary shareholders of the listed company, which is ¥2,452.37 million[191]. - The cash dividend for 2022 was ¥2.00 per 10 shares, amounting to a total of ¥39,818,801.60 (including tax) based on 199,094,008 shares[187]. - The cash dividend for 2021 was ¥2.00 per 10 shares, totaling ¥36,432,868.00 (including tax) based on 182,164,340 shares[186]. Operational Efficiency - The company is focusing on cost reduction and efficiency improvement strategies, which have shown expected results in production line upgrades[36]. - The company has achieved significant progress in cost reduction and efficiency improvement through continuous innovation in the preparation process of barium titanate products[64]. - The company is committed to improving operational efficiency and profitability through strategic initiatives and cost management[156]. - The company has implemented a new strategy to enhance customer engagement, aiming for a 30% increase in customer satisfaction scores[159]. Employee and Management - The company employed a total of 771 staff, with 404 in production, 203 in technical roles, and 17 in sales[180]. - The total compensation for R&D personnel rose to RMB 2,223.16 million, up from RMB 1,748.04 million in the previous year[78]. - The company has a total of 53 employees with master's degrees and 10 with doctoral degrees[180]. - The total remuneration for all directors, supervisors, and senior management at the end of the reporting period amounted to 824.04 million yuan[166]. - The company is committed to improving employee compensation and benefits based on regional averages and performance[182]. Future Outlook - In 2024, China's new energy vehicle sales are expected to reach approximately 11.5 million units, representing a year-on-year growth of 21%[135]. - The lithium battery market in China is projected to exceed 1,100 GWh in shipments in 2024, with a year-on-year increase of over 27%[135]. - The company has projected a revenue growth guidance of 10% for the next fiscal year, aiming for a target revenue of approximately 2.874 billion[159]. - New product launches are expected to contribute an additional 5% to overall revenue, with two major products set to be released in Q2 2024[159].

壹石通 关于天职国际会计师事务所(特殊普通合伙)履职情况评估报告 三门用 安徽壹石通材料科技股份有限公司 关于天职国际会计师事务所 (特殊普通合伙) 履职情况评估报告 有限公司、C以下简称"公司")聘请天 安徽壹石迪材料科技服 职国际会计师事务所(特殊普通合伙)(以下简称"天职国际")作为 公司 2023年年度审计机构及内控审计机构。 根据财政部、国资委及证监会颁布的《国有企业、上市公司选聘 会计师事务所管理办法》,本公司对天职国际在近一年审计中的履职 情况进行了评估。经评估,本公司认为,近一年天职国际的相关资质 条件合规有效,能够保持独立性和勤勉尽责,并公允表达意见。具体 情况如下: 一、资质条件 天职国际创立于 1988年 12月,总部北京,是一家专注于审计鉴 证、资本市场服务、管理咨询、政务咨询、税务服务、法务与清算、 信息技术咨询、工程咨询、企业估值的特大型综合性咨询机构。 天职国际首席合伙人为邱靖之,注册地址为北京市海淀区车公庄 西路 19 号 68 号楼 A-1 和 A-5 区域,组织形式为特殊普通合伙。 天职国际已取得北京市财政局颁发的执业证书,是中国首批获得 证券期货相关业务资格,获准从事特大 ...

壹石通 董事会审计委员会 2023 年年度履职情况报告 膏口〕 安徽壹石通材料科技股份有限公司 董事会审计委员会 2023年年度履职情况报告 2023年度,安徽壹石通材料科技股份有限公司(以下简称"公 司")董事会审计委员会勤勉尽责,恪尽职守,积极开展相关工作, 充分发挥专业作用,认真履行了审计过程的监督、核查和沟通等工作 职责。现将审计委员会在 2023年度的履职情况报告如下: 全体委员均亲自出席了会议。会议召开和审议情况如下: 1 壹石通 董事会审计委员会 2023年年度履职情况报告 第三届董事会审计委员会 2023 年 4 月 25 日 1、《关于公司 2023年第一季度报告的议案》。 第十次会议 1、《关于公司 2023年半年度报告及其摘要的议 案》: 第三届董事会审计委员会 2023 年 8月 16 日 第十一次会议 2、《关于公司 2023年半年度募集资金存放与实 际使用情况专项报告的议案》。 1、《关于公司 2023年第三季度报告的议案》; 第三届董事会审计委员会 2、《关于修订公司<董事会审计委员会工作制度> 2023 年 10月 26 日 第十二次会议 的议案》。 三、审计委员会 2023年 ...

安徽壹石通材料科技股份有限公司 小 带来 今 2024年5月 27 经核查公司独立董事李明发先生、肖成伟先生、张瑞稳先生 的兼职、任职情况以及其签署的独立性自查情况报告,上述人员 除在公司担任独立董事外,不存在在公司任职以及在公司主要服 东单位任职的情形,与公司以及主要股东之间不存在利害关系、 重大业务往来或其他可能妨碍其独立性的关系。 因此,董事会认为公司独立董事符合《上市公司独立董事管 理办法》《上海证券交易所科创板上市公司自律监管指引第1号 -- 规范运作》中对独立董事独立性的相关要求。 安徽壹石通材料科技股份有限公司董事会 2023 年度关于独立董事独立性情况评估的专项意见 根据中国证监会《上市公司独立董事管理办法》《上海证券 交易所科创板股票上市规则》《上海证券交易所科创板上市公司 自律监管指引第1号 -- 规范运作》等相关要求,安徽壹石通材 料科技股份有限公司(以下简称"公司")董事会现就公司 2023 年度在任独立董事李明发先生、肖成伟先生、张瑞稳先生的独立 性情况进行评估,并出具如下专项意见: ...

中国国际金融股份有限公司（以下简称"保荐机构"）作为安徽壹石通材料科技股份 有限公司（以下简称"壹石通"或"公司"）的保荐机构，根据《证券发行上市保荐业务管 理办法》《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要求》 《上海证券交易所科创板股票上市规则》《上海证券交易所科创板上市公司自律监管指 引第 1 号——规范运作》等有关法律、行政法规、部门规章及业务规则的要求，对壹石 通使用自有资金支付募投项目部分款项并以募集资金等额置换事项进行了认真、审慎核 查，具体情况如下： 一、募集资金基本情况 中国国际金融股份有限公司 关于安徽壹石通材料科技股份有限公司 使用自有资金支付募投项目部分款项并以募集资金等额置换 的核查意见 经中国证券监督管理委员会于 2022 年 7 月 26 日出具《关于同意安徽壹石通材料科 技股份有限公司向特定对象发行股票注册的批复》（证监许可【2022】1641 号）同意， 公司 2022 年度向特定对象发行人民币普通股股票（A 股）17,610,850 股，每股发行价 格为人民币 54.00 元，募集资金总额为人民币 950,985,900.00 元，扣除发行费用人民币 ...