华泰联合证券有限责任公司 关于胜科纳米（苏州）股份有限公司 2025 年半年度持续督导跟踪报告 | 保荐机构名称：华泰联合证券有限责任 | 被保荐公司简称：胜科纳米 | | --- | --- | | 公司 | | | 保荐代表人姓名：李伟 | 联系电话：0512-85883377 | | 保荐代表人姓名：姚泽安 | 联系电话：0512-85883377 | 根据《证券法》《证券发行上市保荐业务管理办法》和《上海证券交易所科 创板股票上市规则》等有关法律、法规的规定，华泰联合证券有限责任公司（以 下简称"华泰联合证券"或"保荐机构"）作为胜科纳米（苏州）股份有限公司 （以下简称"胜科纳米"、"公司"或"发行人"）首次公开发行股票的保荐机 构，对胜科纳米进行持续督导，并出具本持续督导跟踪报告： 一、保荐机构和保荐代表人发现的问题及整改情况 无。 二、重大风险事项 公司面临的风险因素主要如下： （一）管理风险 公司未来盈利的实现受到宏观经济、市场环境、产业政策、行业竞争情况、 管理层经营决策、募集资金投资项目实施情况等诸多因素的影响。随着公司总体 经营规模进一步扩大，这将对公司在战略规划、组织机构、内部控制、运营 ...

Group 1 - The core viewpoint of the news is that Shengke Nano has shown positive financial performance with significant growth in revenue and net profit, alongside active trading in the stock market [2][3] - As of September 12, Shengke Nano's financing balance reached 118 million yuan, accounting for 11.90% of its market capitalization, indicating strong investor interest [1] - The company specializes in semiconductor third-party testing and analysis, with its main revenue sources being failure analysis (64.04%), material analysis (33.17%), and reliability analysis (2.63%) [1] Group 2 - For the first half of 2025, Shengke Nano reported a revenue of 239 million yuan, representing a year-on-year growth of 29.03%, and a net profit of 33.37 million yuan, up 11.48% from the previous year [2] - The number of shareholders decreased by 29.30% to 11,300, while the average number of circulating shares per person increased by 41.45% to 2,891 shares [2] - Since its A-share listing, Shengke Nano has distributed a total of 60.09 million yuan in dividends [3]

Meeting Overview - The company held its second extraordinary general meeting on September 12, 2025, at its conference room located at No. 9, Chaoqian Road, Suzhou Industrial Park, Jiangsu Province [1] - The meeting was convened by the board of directors and was conducted through a combination of on-site attendance and online voting, presided over by Chairman Li Xiaomin [1] Attendance - All 9 current directors attended the meeting, along with the board secretary Zhou Qiumei and other senior management personnel [2] Agenda and Resolutions - The meeting reviewed and approved the following ordinary resolutions: 1. Proposal for the 2025 semi-annual profit distribution plan [3] 2. Proposal for the establishment of a new "Accountant Firm Selection System" [3] - All resolutions were passed with more than half of the valid voting rights held by attending shareholders (including proxies) [4] Legal Verification - The meeting was witnessed by Shanghai Jintiancheng Law Firm, with lawyers Li Yanan and Dong Min confirming that the meeting's procedures and voting were in compliance with the Company Law and other relevant regulations [4] Documentation - The company announced the resolutions from the meeting and the legal opinion from the law firm as part of the filing documents [5]

本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次会议是否有被否决议案：无 证券代码：688757 证券简称：胜科纳米 公告编号：2025-029 胜科纳米（苏州）股份有限公司 2025年第二次临时股东会决议公告 一、 会议召开和出席情况 （一） 股东会召开的时间：2025 年 9 月 12 日 （二） 股东会召开的地点：江苏省苏州市工业园区朝前路 9 号公司会议室 （三） 出席会议的普通股股东、特别表决权股东、恢复表决权的优先股股东及 其持有表决权数量的情况： | 1、出席会议的股东和代理人人数 | 113 | | --- | --- | | 普通股股东人数 | 113 | | 2、出席会议的股东所持有的表决权数量 | 224,630,550 | | 普通股股东所持有表决权数量 | 224,630,550 | | 3、出席会议的股东所持有表决权数量占公司表决权数量的比例 | 55.6965 | | （%） | | | 普通股股东所持有表决权数量占公司表决权数量的比例（%） | 55.6965 | （四） ...

上海市锦天城律师事务所 关于胜科纳米（苏州）股份有限公司 2025 年第二次临时股东会的 法律意见书 地址：上海市浦东新区银城中路 501 号上海中心大厦 9/11/12 层 电话：021-20511000 传真：021-20511999 邮编：200120 上海市锦天城律师事务所 法律意见书 上海市锦天城律师事务所 关于胜科纳米（苏州）股份有限公司 2025 年第二次临时股东会的 法律意见书 致：胜科纳米（苏州）股份有限公司 上海市锦天城律师事务所（以下简称"本所"）接受胜科纳米（苏州）股份有 限公司（以下简称"公司"）委托，就公司召开 2025 年第二次临时股东会（以下 简称"本次股东会"）的有关事宜，根据《中华人民共和国公司法》（以下简称"《公 司法》"）、《上市公司股东会规则》等法律、法规、规章和其他规范性文件以 及《胜科纳米（苏州）股份有限公司章程》（以下简称"《公司章程》"）的有关 规定，出具本法律意见书。 为出具本法律意见书，本所及本所律师依据《律师事务所从事证券法律业务 管理办法》和《律师事务所证券法律业务执业规则（试行）》等规定，严格履行 了法定职责，遵循了勤勉尽责和诚实信用原则，对本次股东 ...

Company Overview - Shengke Nano (Suzhou) Co., Ltd. specializes in semiconductor third-party testing and analysis, providing failure analysis, material analysis, and reliability analysis services for clients in the semiconductor industry [1] - The company was established on August 17, 2012, and is located in Suzhou Industrial Park, Jiangsu Province [1] Financial Performance - For the first half of 2025, Shengke Nano achieved operating revenue of 239 million yuan, representing a year-on-year growth of 29.03% [2] - The net profit attributable to the parent company was 33.37 million yuan, with a year-on-year increase of 11.48% [2] - The company's main business revenue composition includes failure analysis (FA) at 64.04%, material analysis (MA) at 33.17%, reliability analysis (RA) at 2.63%, and others at 0.16% [1] Stock Performance - As of September 11, the stock price of Shengke Nano increased by 2.02%, reaching 29.86 yuan per share, with a total market capitalization of 12.043 billion yuan [1] - Year-to-date, the stock price has risen by 9.33%, with a 3.39% increase over the last five trading days and a 30.73% increase over the last 60 days [1] - The company has appeared on the "Dragon and Tiger List" six times this year, with the most recent appearance on July 1, where it recorded a net buy of -18.15 million yuan [1] Shareholder Information - As of June 30, the number of shareholders for Shengke Nano was 11,300, a decrease of 29.30% from the previous period [2] - The average number of circulating shares per shareholder increased by 41.45% to 2,891 shares [2] Dividend Information - Since its A-share listing, Shengke Nano has distributed a total of 60.09 million yuan in dividends [3]

Core Points - The company is holding its second extraordinary general meeting of shareholders in 2025 to ensure the rights of investors and shareholders are protected [1] - The meeting will include discussions on the profit distribution plan for the first half of 2025, which proposes a cash dividend of 0.50 yuan per 10 shares, totaling approximately 20.17 million yuan [6][8] - The company will also propose a new "Accountant Firm Selection System" to enhance its operational standards [8][9] Meeting Procedures - Shareholders and their representatives must register at least 30 minutes before the meeting and present necessary identification documents [2] - The meeting will follow a predetermined agenda, allowing shareholders to exercise their rights to speak, inquire, and vote [3][4] - Voting will be conducted both on-site and online, with specific time frames for each method [5][6] Agenda Items - The first agenda item is the profit distribution plan, which has been approved by the company's board and is now presented for shareholder approval [6][8] - The second agenda item involves the introduction of the new "Accountant Firm Selection System," which aims to comply with various regulatory requirements [8][9]

胜科纳米（苏州）股份有限公司 2025 年第二次临时股东会 证券代码：688757 证券简称：胜科纳米 胜科纳米（苏州）股份有限公司 2025年第二次临时股东会 会议资料 2025年9月12日 二、出席会议的股东及股东代理人须在会议召开前半小时到会议现场办理签 到手续，并按规定出示身份证明文件或营业执照/注册证书复印件（加盖公章）、 授权委托书等，上述登记材料均需提供复印件一份，个人登记材料复印件须个人 签字，法定代表人证明文件复印件须加盖公司公章，经验证后方可出席会议。会 议开始后，由会议主持人宣布现场出席会议的股东及股东代理人人数及其所持有 表决权的股份总数，在此之后进场的股东无权参与现场投票表决。 胜科纳米（苏州）股份有限公司 2025 年第二次临时股东会 | | | | 2025 | 年第二次临时股东会会议须知 1 | | --- | --- | | 2025 | 年第二次临时股东会会议议程 3 | | 2025 | 年第二次临时股东会会议议案 5 | 胜科纳米（苏州）股份有限公司 2025 年第二次临时股东会 胜科纳米（苏州）股份有限公司 2025 年第二次临时股东会会议须知 为维护广大投资者的合法 ...

Investment Rating - The report assigns a rating of "Accumulate" to the company [1] Core Insights - The company reported a revenue of 239 million yuan for the first half of 2025, representing a year-on-year increase of 29.03%. The net profit attributable to shareholders was 33.37 million yuan, up 11.48% year-on-year [4][5] - The company is benefiting from the increasing demand for semiconductor testing driven by technologies such as AI and 5G, maintaining a leading position in failure analysis and materials analysis [5] - The "Labless" model proposed by the company is gaining traction, allowing semiconductor firms to outsource failure analysis and testing to specialized third-party laboratories, which can reduce costs and improve efficiency [7][8] Company Overview - The latest closing price of the company's stock is 32.07 yuan, with a total market capitalization of 12.9 billion yuan [3] - The company has a total share capital of 403 million shares, with 33 million shares in circulation [3] - The company has a debt-to-asset ratio of 59.4% and a price-to-earnings ratio of 145.77 [3] Financial Performance - In the second quarter of 2025, the company achieved a revenue of 131 million yuan, a year-on-year increase of 32.47%, and a net profit of 21.85 million yuan, up 2.36% year-on-year [4][5] - The company's advanced process-related business accounted for approximately 74% of its main revenue in the first half of 2025, with a focus on cutting-edge processes [5][6] - Revenue projections for 2025, 2026, and 2027 are estimated at 543 million, 706 million, and 919 million yuan, respectively, with net profits of 110 million, 160 million, and 240 million yuan [9][11]

Market Overview - The professional services sector experienced a decline of 2.04% on September 2, with Shengke Nano leading the drop [1] - The Shanghai Composite Index closed at 3858.13, down 0.45%, while the Shenzhen Component Index closed at 12553.84, down 2.14% [1] Stock Performance - Notable gainers in the professional services sector included: - Shicun Testing (301228) with a closing price of 28.98, up 5.38% on a trading volume of 79,600 shares and a turnover of 233 million [1] - Xince Standard (300938) closed at 25.80, up 5.26% with a trading volume of 245,200 shares and a turnover of 629 million [1] - Major decliners included: - Shengke Nano (688757) which closed at 30.30, down 5.52% with a trading volume of 36,700 shares and a turnover of 113 million [2] - Zero Point Data (301169) closed at 46.23, down 5.42% with a trading volume of 27,100 shares and a turnover of 127 million [2] Capital Flow - The professional services sector saw a net outflow of 511 million from institutional investors, while retail investors contributed a net inflow of 427 million [2][3] - The sector's capital flow indicated that: - Xince Standard (300938) had a net inflow of 37.01 million from institutional investors, but a net outflow of 44.26 million from retail investors [3] - Steel Research (300797) experienced a net inflow of 27.50 million from institutional investors, with a net outflow of 42.89 million from retail investors [3]