（一）实际募集资金金额和资金到位时间 1、2021 年首次公开发行股票 中信证券股份有限公司、五矿证券有限公司 关于五矿新能源材料（湖南）股份有限公司 2024 年度募集资金存放与实际使用情况的核查意见 中信证券股份有限公司、五矿证券有限公司（以下简称"保荐机构"）作为 五矿新能源材料（湖南）股份有限公司（以下简称"公司"、"五矿新能"或"发 行人"）的持续督导机构，根据《中华人民共和国公司法》《中华人民共和国证 券法》《上市公司章程指引》《证券发行上市保荐业务管理办法》《上市公司监 管指引第 2 号——上市公司募集资金管理和使用的监管要求》《上海证券交易所 科创板股票上市规则》《科创板上市公司持续监管办法（试行）》《上海证券交 易所上市公司自律监管指引第 1 号——规范运作》等有关法律法规和规范性文件 的要求，保荐机构对五矿新能 2024 年度募集资金存放与使用情况进行了审慎核 查，并发表如下意见： 一、募集资金基本情况 经中国证券监督管理委员会证监许可[2021]2260 号文核准，并经上海证券交 易所同意，公司由承销商中信证券股份有限公司、五矿证券有限公司采用向社会 公开发行方式，向社会公众公开发行人民 ...

五矿新能源材料（湖南）股份有限公司 2024 年度独立董事述职报告 2024 年，本人作为五矿新能源材料（湖南）股份有限公司（以下简称"公 司"）的独立董事严格按照《中华人民共和国公司法》（以下简称"《公司法》"） 《中华人民共和国证券法》《上市公司独立董事管理办法》《上海证券交易所科 创板股票上市规则》等有关法律法规和《五矿新能源材料（湖南）股份有限公司 章程》（以下简称"《公司章程》"）及《五矿新能源材料（湖南）股份有限公 司独立董事工作管理办法》等相关规定，忠实、勤勉、独立履行职责，积极出席 相关会议，认真审议董事会各项议案，并对相关议案发表独立意见，切实维护本 公司整体利益和全体股东的合法权益。现将本人 2024 年度履职情况报告如下： 一、独立董事基本情况 公司董事会由八名董事组成，其中独立董事三名，占董事会成员的比例不低 于三分之一，符合相关法律法规及公司制度的规定。 丁亭亭，男，1975 年出生，中国国籍，无永久境外居留权，会计电算化专 业，本科学历，中国注册会计师。2013 年 5 月至今，历任大信会计师事务所（特 殊普通合伙）高级经理、合伙人。2024 年 4 月至今，任深圳市兴森快捷电路科 ...

五矿新能源材料（湖南）股份有限公司 2024 年度独立董事述职报告 2024 年，本人作为五矿新能源材料（湖南）股份有限公司（以下简称"公 司"）的独立董事严格按照《中华人民共和国公司法》（以下简称"《公司法》"） 《中华人民共和国证券法》《上市公司独立董事管理办法》《上海证券交易所科 创板股票上市规则》等有关法律法规和《五矿新能源材料（湖南）股份有限公司 章程》（以下简称"《公司章程》"）及《五矿新能源材料（湖南）股份有限公 司独立董事工作管理办法》等相关规定，忠实、勤勉、独立履行职责，积极出席 相关会议，认真审议董事会各项议案，并对相关议案发表独立意见，切实维护本 公司整体利益和全体股东的合法权益。现将本人 2024 年度履职情况报告如下： 一、独立董事基本情况 公司董事会由八名董事组成，其中独立董事三名，占董事会成员的比例不低 于三分之一，符合相关法律法规及公司制度的规定。 （一）个人工作履历、专业背景以及兼职情况 唐有根，男，1962 年出生，中国国籍，无永久境外居留权，材料学专业， 工学博士学历。1986 年至今，任职于中南大学，历任讲师、副教授、教授、博 士生导师。2016 年 9 月至 2022 ...

（2024 年 9 月发布，2025 年 2 月第一次修订） 第一章 总则 第一条 为规范五矿新能源材料（湖南）股份有限公司（以 下简称公司）期货套期保值业务，有效防范和化解风险，根据《中 华人民共和国公司法》《中华人民共和国证券法》《上海证券交易 所科创板股票上市规则》《上市公司信息披露管理办法》《上海证 券交易所科创板上市公司自律监管指引第 1 号--规范运作》《上 海证券交易所上市公司自律监管指引第 5 号--交易与关联交易》 等相关法律、法规及规范性文件的规定，结合公司具体实际，特 制定本办法。 第二条 本办法适用于公司、全资子公司及控股子公司。全 资或控股子公司的套期保值业务由公司进行统一管理，未经公司 审批同意，公司及控股子公司不得操作该业务。 第三条 公司进行套期保值业务只能以规避生产经营所需原 材料及生产产品价格波动等风险为目的，业务管理运作中应遵循 以下原则： （一）公司在期货市场，仅限于从事套期保值业务，不得进 行投机和套利交易； （二）公司从事期货套期保值业务，只限于在中国境内期货 交易所进行场内市场交易，不得进行场外市场交易； - 1 - （三）公司从事期货套期保值业务的品种，只限于在 ...

五矿新能源材料（湖南）股份有限公司 2024 年度独立董事述职报告 2024 年，本人作为五矿新能源材料（湖南）股份有限公司（以下简称"公 司"）的独立董事严格按照《中华人民共和国公司法》（以下简称"《公司法》"） 《中华人民共和国证券法》《上市公司独立董事管理办法》《上海证券交易所科创 板股票上市规则》等有关法律法规和《五矿新能源材料（湖南）股份有限公司章 程》（以下简称"《公司章程》"）及《五矿新能源材料（湖南）股份有限公司独立 董事工作管理办法》等相关规定，忠实、勤勉、独立地履行职责，积极出席相关 会议，认真审议董事会各项议案，并对相关议案发表独立意见，切实维护本公司 整体利益和全体股东的合法权益。现将本人 2024 年度履职情况报告如下： 一、独立董事基本情况 公司董事会由八名董事组成，其中独立董事三名，占董事会成员的比例不低 于三分之一，符合相关法律法规及公司制度的规定。 （一）个人工作履历、专业背景以及兼职情况 邓超，男，1965 年出生，中国国籍，无永久境外居留权，管理科学与工程 专业，管理学博士学历。1991 年 3 月至今，在中南大学任教，历任助教、讲师、 副教授、教授、博士生导师；曾任株洲 ...

五矿新能源材料（湖南）股份有限公司 2024 年度独立董事述职报告 2024 年，本人作为五矿新能源材料（湖南）股份有限公司（以下简称"公 司"）的独立董事严格按照《中华人民共和国公司法》（以下简称"《公司法》"） 《中华人民共和国证券法》《上市公司独立董事管理办法》《上海证券交易所科创 板股票上市规则》等有关法律法规和《五矿新能源材料（湖南）股份有限公司章 程》（以下简称"《公司章程》"）及《五矿新能源材料（湖南）股份有限公司独立 董事工作管理办法》等相关规定，忠实、勤勉、独立履行职责，积极出席相关会 议，认真审议董事会各项议案，并对相关议案发表独立意见，切实维护本公司整 体利益和全体股东的合法权益。现将本人 2024 年度履职情况报告如下： 一、独立董事基本情况 公司董事会由八名董事组成，其中独立董事三名，占董事会成员的比例不低 于三分之一，符合相关法律法规及公司制度的规定。 （一）个人工作履历、专业背景以及兼职情况 饶育蕾，女，1964 年出生，中国国籍，无境外永久居留权，2002 年毕业于 中南大学管理科学与工程专业，博士学历，教授，博士生导师。1988 年至 1997 年，任中南工业大学管理工程系助 ...

Financial Performance - The company reported a net profit attributable to shareholders of -507.58 million yuan for the year 2024, indicating a negative performance [6]. - As of the end of 2024, the company's distributable profits amounted to 338.96 million yuan, with no cash dividends or stock bonuses proposed due to the negative net profit [6]. - The company's operating revenue for 2024 was approximately ¥5.54 billion, a decrease of 48.37% compared to ¥10.73 billion in 2023 [22]. - The net profit attributable to shareholders was a loss of approximately ¥507.58 million in 2024, compared to a loss of ¥124.47 million in 2023 [22]. - The basic earnings per share for 2024 was -¥0.26, compared to -¥0.06 in 2023 [24]. - The company's total assets decreased by 9.23% to approximately ¥12.85 billion at the end of 2024, down from ¥14.16 billion at the end of 2023 [23]. - The gross profit margin for the main business was 2.30%, a decrease of 1.75 percentage points compared to the previous year [78]. - The main business revenue from lithium battery cathode materials was 5.436 billion RMB, down 48.75% year-on-year [84]. - The company reported a net cash flow from operating activities of 262 million RMB, an increase of 147.37% year-on-year [82]. Risk Management - The company has detailed various operational risks and corresponding countermeasures in the report, emphasizing the importance of risk management [4]. - The company faces risks from increased market competition and potential fluctuations in raw material prices [77]. - The company has identified risks related to the loss of key technologies and the potential outflow of R&D personnel [76]. - The company is exposed to macroeconomic risks, including changes in industry policies and economic growth rates [80]. - The company plans to conduct a risk assessment report for its financial subsidiary, indicating a proactive approach to risk management [158]. Research and Development - Research and development expenses accounted for 4.20% of operating revenue in 2024, an increase of 0.69 percentage points from 3.51% in 2023 [24]. - The total R&D investment amounted to approximately ¥232.61 million, a decrease of 38.23% compared to the previous year, while the R&D investment as a percentage of operating revenue increased by 0.69 percentage points to 4.20% [65]. - The company has accumulated 118 invention patents and 44 utility model patents, reflecting its strong commitment to R&D [39]. - The company achieved significant progress in the development of high-voltage ternary, ultra-high nickel ternary, high-power ternary, manganese/iron lithium, sodium battery materials, and solid-state battery materials during the reporting period [60]. - The company is focusing on expanding its research and development efforts in battery materials and related technologies [138]. Market Position and Strategy - The company continues to focus on its core business and has not disclosed any new product developments or market expansion strategies in the current report [11]. - The company plans to leverage cutting-edge technology and an innovative product matrix to drive growth in 2025 [39]. - The company aims to enhance its competitive edge by focusing on technology leadership, deepening industry chain collaboration, and expanding internationally [121]. - The company plans to implement a global strategy by 2025, focusing on "technology going abroad + capacity going abroad" to enhance market share [123]. - The company is actively seeking resource investment opportunities through mergers, joint ventures, and partnerships to enhance resource security [124]. Governance and Compliance - The audit report issued by Tianzhi International Accounting Firm confirmed the financial statements' authenticity and completeness, providing a standard unqualified opinion [6]. - There are no violations of decision-making procedures regarding external guarantees, maintaining compliance with regulations [11]. - The company has not experienced any significant governance issues or special arrangements that could affect its operations [9]. - The company has fulfilled its information disclosure obligations, ensuring transparency and accuracy in reporting [130]. - The company's governance structure aligns with legal and regulatory standards, with no significant discrepancies noted [130]. Environmental and Social Responsibility - The company has established a comprehensive ESG management system to integrate ESG principles into its strategic goals and daily operations [181]. - The company invested 53.70 million RMB in environmental protection during the reporting period [182]. - The total greenhouse gas emissions amounted to 340,700 tons, with net electricity purchases contributing 287,300 tons of CO2 emissions [194][195]. - The company achieved a total of 0 tons of COD emissions and maintained compliance with all pollution discharge standards [186][198]. - The company has implemented various pollution control measures, including ammonia absorption towers and bag dust collectors, which have been operating stably [186]. Employee and Management Changes - The company reported a total of 7,493 employees, with a total compensation of 781.73 million [135]. - The company has seen changes in its board members, with several resignations and appointments due to personal reasons and work adjustments [154]. - The company is committed to employee training, with a plan that covers all levels and categories to enhance growth and development [170]. - The management team is actively involved in overseeing the company's strategic direction and operational performance [138]. - The total remuneration for core technical personnel at the end of the reporting period amounted to 2.7328 million RMB [152].

Financial Performance - The company's operating revenue for Q1 2025 was CNY 1,408,036,228, representing a 29.46% increase compared to CNY 1,087,644,532 in the same period last year[4] - The net profit attributable to shareholders was a loss of CNY 63,870,479, a significant decline of 2,101.00% from a profit of CNY 3,191,924 in the previous year[4] - The company reported a significant increase in cash received from sales, totaling ¥502,792,846.61 in Q1 2025, compared to ¥188,809,876.48 in Q1 2024[21] - The company recorded a gross loss of ¥65,687,064.59 in Q1 2025, compared to a gross profit of ¥16,555,300.95 in Q1 2024[19] - The total comprehensive loss for Q1 2025 was ¥63,870,479.33, compared to a comprehensive income of ¥3,191,924.08 in Q1 2024[19] Cash Flow and Liquidity - The net cash flow from operating activities was a negative CNY 250,959,277, improving from a negative CNY 1,553,241,899 in the same period last year[4] - Cash flow from operating activities showed a net outflow of ¥250,959,277.59, an improvement from a net outflow of ¥1,553,241,899.13 in Q1 2024[21] - The company's cash and cash equivalents decreased to RMB 2,355,457,557.29 from RMB 2,652,976,270.67, representing a decline of approximately 11.2%[15][16] - Cash and cash equivalents at the end of Q1 2025 were ¥2,300,276,917.57, down from ¥2,030,573,752.63 in Q1 2024[21] Assets and Liabilities - Total assets increased by 1.92% to CNY 13,096,510,418.68 from CNY 12,849,951,306.75 at the end of the previous year[5] - The total current assets reached RMB 7,262,156,301.37, compared to RMB 7,085,154,930.43 at the end of 2024, indicating an increase of about 2.5%[15][16] - The total liabilities increased to RMB 6,117,797,134.56 from RMB 5,807,367,543.30, marking an increase of approximately 5.34%[17] - The total equity attributable to shareholders decreased to RMB 6,978,713,284.12 from RMB 7,042,583,763.45, reflecting a decline of about 0.91%[17] Shareholder Information - The company had a total of 44,836 common shareholders at the end of the reporting period[11] - Major shareholders include China Minmetals Corporation and Changsha Minmetallurgy Research Institute, each holding 17.16% of shares[11] Research and Development - Research and development expenses totaled CNY 53,307,897, accounting for 3.79% of operating revenue, down from 5.20% in the previous year[5] - Research and development expenses for Q1 2025 were ¥53,307,897.11, a decrease of 5.4% from ¥56,569,465.84 in Q1 2024[18] Market Performance - The increase in operating revenue was attributed to growth in downstream market demand, with sales of ternary materials and lithium iron phosphate materials both rising[9] - Total operating costs increased to ¥1,490,057,415.57, up 34.7% from ¥1,107,043,495.11 in the same period last year[18] Other Information - The weighted average return on net assets decreased to -0.91%, down from 0.04% in the previous year[5] - The company has not disclosed any significant new strategies or product developments during this reporting period[14][13] - The company's short-term borrowings and other current liabilities are not specified, indicating a potential area for further analysis[17] - The non-current assets totaled RMB 5,834,354,117.31, slightly up from RMB 5,764,796,376.32, indicating a growth of about 1.21%[16][17] - Accounts receivable amounted to RMB 1,708,446,435.43, down from RMB 1,917,681,765.07, showing a decrease of about 10.9%[15][16] - The company reported non-recurring gains of CNY 10,268,067.58, primarily from government subsidies and other non-operating income[7]

CONTENTS | About this Report | 3 | | --- | --- | | Message from Chairman | 6 | | About Us | 10 | | ESG Management | 16 | | Communication with Stakeholders | 20 | | Material Issues | 22 | | 01 | | --- | Environmental Section: Harmony with Nature, Empowerment through Ecology | Optimizing Resource Management | 27 | | --- | --- | | Practicing the Thought on Ecological Civilization | 33 | | Combating Climate Change | 41 | 02 Community Section: Governance Section: Multi-stakeholder Co-governance for Collaborative ...

目录 | 关于本报告 | 3 | | --- | --- | | 董事长致辞 | 5 | | 关于我们 | 7 | | ESG 管理 | 11 | | 利益相关方沟通 | 14 | | 实质性议题 | 15 | | 01 | | | --- | --- | | 环境篇： | | | 山水蕴物，生态赋能 | 17 | | 优化资源管理 | 19 | | 践行生态文明思想 | 22 | | 应对气候变化 | 27 | | 02 | | 03 | | | --- | --- | --- | --- | | 社会篇： | | 治理篇： | | | 真情传递，善行守护 | 33 | 多元共治，协同发展 | 53 | | 打造幸福职场 | 35 | 坚持党建引领 | 55 | | 保障客户权益 | 42 | 优化公司治理 | 57 | | 精进创新研发 | 46 | 依法合规管控 | 59 | | 链动协同管理 | 50 | 恪守商业道德 | 66 | | 公益润泽社会 | 52 | 同心携手共享 | 68 | | 未来展望 | 69 | | --- | --- | | 附录一：关键绩效表 | 71 | | 附录二：索引 ...