北京市嘉源律师事务所 关于五矿新能源材料（湖南）股份有限公司 2025 年第二次临时股东会的 法律意见书 嘉源律师事务所 JIA YUAN LAW OFFICES 西城区复兴门内大街 158 号远洋大厦 4 楼 中国·北京 二〇二五年七月 喜源律师事务所 A YUAN LAW OFFICES 北京 BEIJING·上海 SHANGHAI·深圳 SHENZHEN·香港 HONGKONG·广州 GUANGZHOU·西安 XI'AN 致:五矿新能源材料(湖南)股份有限公司 北京市嘉源律师事务所 关于五矿新能源材料(湖南)股份有限公司 2025 年第二次临时股东会的 法律意见书 嘉源(2025)-04-534 北京市嘉源律师事务所(以下简称"本所")接受五矿新能源材料(湖南)股 份有限公司(以下简称"公司")的委托,根据《中华人民共和国公司法》(以下 简称"《公司法》")《上市公司股东会规则》(以下简称"《股东会规则》") 等现行有效的法律、行政法规、部门规章、规范性文件(以下简称"法律法规") 以及《五矿新能源材料(湖南)股份有限公司章程》(以下简称"《公司章程》") 的有关规定,指派本所律师对公司 2025年第二 ...

Group 1 - The core viewpoint of the news is that companies are actively engaging in share buyback and employee stock ownership plans to enhance investor confidence and align management interests with shareholders [1][2]. - Shenzhen Overseas Chinese Town Holdings Company plans to increase its stake in Huaqiang City A by investing between 111 million and 220 million RMB within six months, currently holding 48.78% of the total shares [1]. - Chengyi Pharmaceutical announced an employee stock ownership plan for 2025, targeting to raise up to 48.2864 million RMB, with a share price set at 5.02 RMB per share, covering up to 228 employees [1][2]. Group 2 - The employee stock ownership plan has performance targets for revenue and net profit from 2025 to 2027, with growth rates set at 30%, 55%, and 85% for revenue, and 35%, 65%, and 100% for net profit [2]. - Several companies have announced plans for share reductions by executives and major shareholders, including Jinzheng Co., which plans to reduce up to 28.8 million shares, equivalent to approximately 568 million RMB [3][4][5]. - The reduction plans are set to commence from July 15, indicating a trend of liquidity events in the market as companies adjust their shareholder structures [7][8].

Core Viewpoint - The company is currently involved in a lawsuit where its wholly-owned subsidiary, Hunan Changyuan Lithium Technology Co., Ltd., and Jinch Energy Materials Co., Ltd. are the plaintiffs, seeking compensation of approximately RMB 180.56 million plus related interest from several defendants [1][2]. Group 1: Lawsuit Overview - The lawsuit pertains to a contract dispute involving Hunan Changyuan Lithium Technology Co., Ltd. and Jinch Energy Materials Co., Ltd. against Zhizun Lithium Industry Group Co., Ltd., Jiangxi Jinhui Lithium Industry Co., Ltd., and Yichun Tianzhuo New Materials Co., Ltd. [2][3]. - The case was heard in the Changsha Intermediate People's Court on June 5, 2025 [2]. Group 2: Judgment Details - The court's first-instance judgment includes the cancellation of the lithium carbonate procurement framework agreement and orders the defendants to return prepayments along with interest calculated at double the one-year Loan Prime Rate (LPR) from September 30, 2024, until actual payment [2][3]. - The judgment also imposes penalties on the defendants, including a breach of contract fine and a 10% penalty on unpaid amounts, totaling RMB 9,032,174.7 [3]. Group 3: Financial Implications - The company has prudently recognized a bad debt provision in its 2024 annual report in relation to this lawsuit [2][3]. - The first-instance judgment may potentially increase the company's current profits, subject to audit confirmation [2][3].

| 证券代码：688779 | 证券简称：五矿新能 | 公告编号：2025-037 | | --- | --- | --- | | 转债代码：118022 | 转债简称：锂科转债 | | 五矿新能源材料（湖南）股份有限公司 关于全资子公司提起诉讼的进展公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 案件所处的诉讼阶段：一审判决。 上市公司所处的当事人地位：五矿新能源材料（湖南）股份有限公司（以 下简称"公司"）的全资子公司湖南长远锂科新能源有限公司、金驰能源材料有 限公司为原告。 涉案的金额：人民币 180,560,894.43 元及相关利息。 是否会对上市公司损益产生负面影响：公司根据审慎性原则按照会计准 则已在 2024 年年度报告中对本次诉讼事项计提了相关坏账准备。根据一审判决 结果，子公司将获得一定经济损失及合理开支赔偿，或将增加公司本期利润，具 体以审计为准。由于本次判决为一审判决，截至本公告披露日尚处于上诉期内， 最终结果尚存在不确定性，对公司造成的具体影响需以生效判决的实际执行情况 为准 ...

Core Viewpoint - The company is holding a shareholders' meeting to discuss several key proposals, including the cancellation of the supervisory board, changes to registered capital, and the election of a new board of directors [1][6][10]. Group 1: Shareholders' Meeting Procedures - The company will verify the identity of attendees and requires necessary documentation for participation [2]. - Attendees must sign in at least 30 minutes before the meeting and are not allowed to vote if they arrive after the meeting starts [2][3]. - The meeting will follow a specific agenda, allowing shareholders to exercise their rights to speak, inquire, and vote [2][3]. Group 2: Proposals for Discussion - Proposal 1 involves the cancellation of the supervisory board, changes to registered capital, and amendments to the company's articles of association [6][8]. - The registered capital will change to RMB 192,921.8895 million following the issuance of convertible bonds totaling RMB 325,000 million [6][8]. - Proposal 2 focuses on revising certain corporate governance systems to enhance operational standards [9][10]. - Proposal 3 and Proposal 4 pertain to the election of the third board of directors, with specific candidates nominated for both non-independent and independent director positions [10][12]. Group 3: Voting and Legal Oversight - The meeting will utilize both on-site and online voting methods, with results announced after counting [3][5]. - A legal representative will witness the meeting and provide a legal opinion on the proceedings [4].

证券代码：688779 证券简称：五矿新能 转债代码：118022 转债简称：锂科转债 五矿新能源材料（湖南）股份有限公司 2025 年第二次临时股东会 会 议 资 料 $$\Xi{\cal O}\,{\underline{{{-\,}}}}\,\Xi{\cal H}\,\rlap{/}\Xi+{\cal L}{\cal H}$$ 目 录 | 2025 | 年第二次临时股东会会议须知 1 | | --- | --- | | 2025 | 年第二次临时股东会会议议程 3 | | 2025 | 年第二次临时股东会会议议案 5 | | | 议案一：关于公司取消监事会、变更注册资本、修订《公司章程》并办理工商变 | | | 更登记的议案 5 | | | 议案二：关于修订部分公司治理制度的议案 7 | | | 议案三：关于董事会换届选举暨选举第三届董事会非独立董事（不含职工代表董 | | | 事）的议案 8 | | | 议案四：关于董事会换届选举暨选举第三届董事会独立董事的议案 9 | 五矿新能源材料（湖南）股份有限公司 2025 年第二次临时股东会会议须知 为维护广大投资者的合法权益，保障股东在本次股东会期间依法行使 ...

| 证券代码：688779 | 证券简称：五矿新能 | 公告编号：2025-036 | | --- | --- | --- | | 转债代码：118022 | 转债简称：锂科转债 | | 五矿新能源材料（湖南）股份有限公司 可转债转股结果暨股份变动公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 累计转股情况：五矿新能源材料（湖南）股份有限公司（以下简称"公 司"）向不特定对象发行可转换公司债券"锂科转债"自 2023 年 4 月 17 日开始 转股。截至 2025 年 6 月 30 日，"锂科转债"共有人民币 199,000 元已转换为公 司股票，转股数量为 12,623 股，占"锂科转债"转股前公司已发行股份总额的 0.000654%。 未转股可转债情况：截至 2025 年 6 月 30 日，"锂科转债"尚未转股的 可转债金额为人民币 3,249,801,000 元，占"锂科转债"发行总量的 99.993877%。 二、可转债本次转股情况 "锂科转债"的转股期限为 2023 年 4 月 17 日至 ...

Core Viewpoint - The company, Wulian New Energy Materials, has announced the cancellation of its supervisory board, changes in registered capital, and amendments to its articles of association, which will be submitted for approval at the upcoming shareholders' meeting [1][2]. Group 1: Cancellation of Supervisory Board - The company will no longer have a supervisory board, with its functions being transferred to the audit committee of the board of directors [1]. - Relevant rules and regulations concerning the supervisory board will be abolished, and corresponding amendments will be made to the company's articles of association [1]. Group 2: Changes in Registered Capital - The company issued 32.5 million convertible bonds on October 11, 2022, with a total issuance amount of 3.25 billion yuan, maturing on October 10, 2028 [2]. - As of March 31, 2025, 199,000 yuan worth of these bonds have been converted into 12,623 shares of the company [2]. Group 3: Amendments to Articles of Association - The company plans to amend certain provisions of its articles of association to enhance governance and operational efficiency, in accordance with relevant laws and regulations [2]. - Specific amendments include changes to the roles and responsibilities of the board and the legal representative of the company [2][3].

五矿新能源材料（湖南）股份有限公司 投资者关系管理办法 （2021 年 9 月发布，2025 年 6 月第一次修订） 第一章 总 则 第一条 为规范五矿新能源材料（湖南）股份有限公司（以 下简称公司）的投资者关系管理工作，保持公司诚信、公正、 透明的对外形象，提高公司治理水准，实现公司公平的企业 价值，根据《中华人民共和国公司法》《中华人民共和国证 券法》《上市公司投资者关系管理工作指引》等法律、法规、 规章、规范性文件及《五矿新能源材料（湖南）股份有限公 司章程》（以下简称《公司章程》），制定本办法。 第二条 投资者关系管理是指通过便利股东权利行使、信 息披露、互动交流和诉求处理等工作，加强与投资者及潜在 投资者之间的沟通，增进投资者对公司的了解和认同，以提 升公司治理水平和企业整体价值，实现尊重投资者、回报投 资者、保护投资者目的的相关活动。 第三条 投资者关系管理的目的是： （一）促进公司与投资者之间的良性关系，增进投资者 对公司的进一步了解和熟悉； （二）建立稳定和优质的投资者基础，获得长期的市场 支持； （三）形成服务投资者、尊重投资者的企业文化； （四）促进公司整体利益最大化和股东财富增长并举 的 ...

第三条 本办法所称授权，指董事会在一定条件和范围内， 将法律、行政法规以及公司章程所赋予的部分职权委托董事长、 总经理代为行使的行为。 第四条 董事会授权应当坚持依法合规、权责对等、风险 可控等原则，切实规范授权程序，落实授权责任，完善授权监 督管理机制，实现规范授权、科学授权、适度授权，确保决策 质量与效率相统一。 第二章 授权的基本范围 五矿新能源材料（湖南）股份有限公司 董事会授权管理办法 （2022年4月发布，2025年6月第一次修订） 第五条 董事会可以根据有关规定和集团公司经营决策的 实际需要，将部分职权授予董事长、总经理等主体行使。企业 第一章 总 则 第一条 为深入贯彻习近平新时代中国特色社会主义思想， 完善中国特色现代企业制度，规范董事会授权管理行为，提高 经营决策效率，增强公司改革发展活力，根据《中华人民共和 国公司法》《中华人民共和国企业国有资产法》《五矿新能源 材料（湖南）股份有限公司章程》等有关规定，按照《关于中 央企业在完善公司治理中加强党的领导的意见》《关于进一步 完善国有企业法人治理结构的指导意见》《中央企业董事会工 作规则（试行）》等文件要求，结合公司实际，制定本办法。 第二 ...