目 录 一、非经营性资金占用及其他关联资金往来情况的专项 一、对报告使用者和使用目的的限定 本报告仅供中国海诚公司年度报告披露时使用，不得用作任何其他目的。我 们同意将本报告作为中国海诚公司年度报告的必备文件，随同其他文件一起报送 并对外披露。 审计说明…………………………………………………………第 1—2 页 二、非经营性资金占用及其他关联资金往来情况汇总表…………第 3—6 页 三、执业资质证书……………………………………………………第 7—10 页 非经营性资金占用及其他关联资金往来情况的 专项审计说明 天健审〔2024〕1-465 号 中国海诚工程科技股份有限公司全体股东： 我们接受委托，审计了中国海诚工程科技股份有限公司（以下简称中国海诚 公司）2023 年度财务报表，包括 2023 年 12 月 31 日的合并及母公司资产负债表， 2023 年度的合并及母公司利润表、合并及母公司现金流量表、合并及母公司所 有者权益变动表，以及财务报表附注，并出具了审计报告。在此基础上，我们审 计了后附的中国海诚公司管理层编制的 2023 年度《非经营性资金占用及其他关 联资金往来情况汇总表》（以下简称汇总表）。 ...

华泰联合证券有限责任公司 关于中国海诚工程科技股份有限公司 2023 年度涉及财务公司关联交易的存贷款等金融业务 的专项核查意见 华泰联合证券有限责任公司（以下简称"华泰联合"或"保荐人"）作为中 国海诚工程科技股份有限公司（以下简称"中国海诚"或"公司"）向特定对象 发行股票的保荐人，根据《证券发行上市保荐业务管理办法》《深圳证券交易所 股票上市规则》《深圳证券交易所上市公司自律监管指引第 7 号——交易与关联 交易》等有关规定，对中国海诚 2023 年度涉及财务公司关联交易的存款、贷款 等金融业务的事项进行了审慎核查，具体情况如下： 一、金融服务协议条款的完备性 （一）金融服务协议条款内容 根据公司经营发展需要，并经公司第六届董事会第三十五次会议及 2022 年 第三次临时股东大会审议通过，公司与关联方保利财务有限公司（以下简称"保 利财务"）签署了《金融服务协议》，协议有效期三年。在协议期内，财务公司与 公司合作良好。该协议主要条款内容如下： 1、协议签署方 （1）甲方：中国海诚工程科技股份有限公司 （2）乙方：保利财务有限公司 2、服务内容 （1）保利财务为公司提供存款服务，公司（包括所属全资子公司） ...

华泰联合证券有限责任公司 关于中国海诚工程科技股份有限公司 2024 年度日常关联交易预计的核查意见 华泰联合证券有限责任公司（以下简称"华泰联合"或"保荐人"）作为中 国海诚工程科技股份有限公司（以下简称"中国海诚"或"公司"）向特定对象 发行股票的保荐人，据《证券发行上市保荐业务管理办法》《深圳证券交易所股 票上市规则》《深圳证券交易所上市公司自律监管指引第 7 号——交易与关联交 易》等有关规定，对公司 2024 年度日常关联交易预计进行了核查，具体情况如 下： 一、日常关联交易基本情况 （一）日常关联交易概述 公司及下属子公司与关联人中国保利集团有限公司及下属子公司之间因日 常业务经营需要存在以下类别日常关联交易行为：①公司及下属子公司因日常业 务经营需要向关联人提供工程咨询、工程设计、工程监理、工程总承包等工程服 务以及采购设备和商品；②公司部分子公司因办公场所需要向关联人租赁办公场 所以及接受相关物业服务等。 2024 年 4 月 17 日，公司召开独立董事专门会议，独立董事针对《关于 2024 年度日常关联交易的议案》发表了同意的审议意见并同意提交董事会审议。 2024 年 4 月 25 日，公 ...

中国海诚 关于对会计师事务所 2023 年度履职情况的评估报告 中国海诚工程科技股份有限公司 关于对会计师事务所 2023 年度履职情况的评估报告 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司治理 准则》《国有企业、上市公司选聘会计师事务所管理办法》等规定和要求，董事 会审计委员会本着勤勉尽责的原则，恪尽职守，认真履职，现将对天健会计师事 务所（特殊普通合伙）（以下简称"天健/会计师事务所"）2023 年度履职评估 情况及董事会审计委员会履行监督职责情况汇报如下： 一、会计师事务所基本情况 （一）基本信息 | 事务所名称 | 天健会计师事务所（特殊普通合伙） | | | | | | | --- | --- | --- | --- | --- | --- | --- | | 成立日期 | 2011 7 月 组织形式 | 年 | 18 | 日 | 特殊普通合伙 | | | 注册地址 | 浙江省杭州市西湖区灵隐街道西溪路 128 | | | | 号 | | | 首席合伙人 | 王国海 上年末合伙人数量 | | | | 238 人 | | | 上年末执业人员数量 | 注册会计师 | | | | 2, ...

华泰联合证券有限责任公司 关于中国海诚工程科技股份有限公司 2023 年度募集资金存放与使用情况的专项核查意见 华泰联合证券有限责任公司（以下简称"华泰联合"或"保荐人"）作为中 国海诚工程科技股份有限公司（以下简称"中国海诚"或"公司"）向特定对象 发行股票的保荐人，根据《上市公司监管指引第 2 号——上市公司募集资金管理 和使用的监管要求》《深圳证券交易所股票上市规则》《深圳证券交易所上市公司 自律监管指引第 1 号——主板上市公司规范运作》等相关规定，对中国海诚 2023 年度募集资金存放与使用情况相关事项进行了核查，具体情况如下： 一、募集资金基本情况 （一）募集资金到位情况 经中国证券监督管理委员会（以下简称"中国证监会"）《关于同意中国海诚 工程科技股份有限公司向特定对象发行股票注册的批复》（证监许可〔2023〕1077 号）批复同意，公司向特定对象发行人民币普通股(A 股)37,086,127 股，发行价 格为每股人民币 11.13 元，共计募集资金为人民币 412,768,593.51 元，扣除不含 税发行费用人民币 5,259,447.33 元后，实际募集资金净额为 407,509,146. ...

Financial Performance - The company's operating revenue for Q1 2024 was CNY 1,239,140,780.92, representing a 2.30% increase compared to CNY 1,211,284,915.65 in the same period last year[4] - Net profit attributable to shareholders for Q1 2024 was CNY 55,259,118.86, up 6.61% from CNY 51,834,850.93 in the previous year[4] - The operating profit for Q1 2024 was CNY 63,625,701.28, compared to CNY 59,185,139.92 in the previous year, indicating a growth of 7.3%[18] - The comprehensive income total for Q1 2024 was CNY 55,517,828.38, compared to CNY 51,823,310.47 in the same quarter last year, indicating an increase of 7.3%[19] - Basic and diluted earnings per share remained stable at CNY 0.12 for both Q1 2024 and Q1 2023[19] Cash Flow - The net cash flow from operating activities increased by 148.12%, reaching CNY 165,472,474.97, compared to a negative cash flow of CNY -343,876,742.57 in the same period last year[4] - Cash inflows from operating activities totaled ¥1,550,968,972.40, compared to ¥1,204,305,907.48 in the previous period, reflecting a year-over-year increase of approximately 28.7%[20] - Cash outflows from operating activities decreased to ¥1,385,496,497.43 from ¥1,548,182,650.05, indicating a reduction of about 10.5%[20] - Total cash and cash equivalents at the end of the period increased to ¥3,291,739,235.94 from ¥2,902,246,993.00, marking a net increase of approximately 13.4%[22] - The company reported cash received from sales of goods and services amounting to ¥1,466,565,043.10, up from ¥1,159,490,974.58, representing a growth of about 26.4%[20] Assets and Liabilities - Total assets at the end of Q1 2024 were CNY 6,029,023,039.21, reflecting a 5.41% increase from CNY 5,719,607,328.58 at the end of the previous year[4] - The total liabilities as of Q1 2024 amounted to CNY 3,668,080,826.88, compared to CNY 3,418,130,326.72 in the previous year, reflecting an increase of 7.3%[18] - The company's total liabilities increased significantly, with accounts payable rising by 596.53% to CNY 12,972,800 from CNY 1,862,500 at the beginning of the period[7] - Accounts receivable decreased to CNY 506,590,354.61 from CNY 555,427,031.06, indicating a reduction in outstanding payments[15] - The company’s non-current assets totaled CNY 700,488,836.39, up from CNY 680,322,958.96 at the beginning of the period[15] Research and Development - Research and development expenses for the period were CNY 47,587,700, an increase of 51.83% from CNY 31,342,800 in the previous year[7] - Research and development expenses increased significantly to CNY 47,587,657.95, up from CNY 31,342,783.62, marking a year-over-year increase of 51.8%[18] Contracts and Business Segments - Total new contracts signed in Q1 2024 amounted to CNY 165,834.89 million, a decrease of 26.05% compared to CNY 224,244.52 million in Q1 2023[12] - Engineering general contracting business contributed CNY 127,304.97 million in Q1 2024, up 4.07% from CNY 122,322.34 million in Q1 2023[12] - The design business saw a significant decline of 63.84%, dropping to CNY 20,735.45 million from CNY 57,351.19 million year-over-year[12] Shareholder Information - The company reported a total of 28,482 common shareholders at the end of the reporting period[11] - The largest shareholder, China Light Industry Group Co., Ltd., holds 46.48% of the shares, amounting to 216,769,435 shares[11]

证券代码：002116 证券简称：中国海诚 公告编号：2024-022 中国海诚工程科技股份有限公司 根据《企业会计准则》的有关规定，为公允反映公司截至 2023 年 12 月 31 日的财务状况及 2023 年度经营成果，公司对截至 2023 年 12 月 31 日相关资产进行减值测试，对可能发生资产减值损失的资产 计提资产减值准备。其中，2023 年第四季度，公司对存在减值迹象 的资产计提各项资产减值准备 4,707.02 万元，对公司当期损益的影 响超过公司净利润 10%。明细如下： 二、本次计提资产减值准备对公司的影响 2023 年第四季度，公司计提减值准备 4,707.02 万元，减少利润 总额 4,707.02 万元。 三、本次计提减值准备的具体说明 关于计提资产减值准备的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 根据《深圳证券交易所股票上市规则》相关规定，公司对截至 2023 年 12 月 31 日可能发生资产减值损失的资产计提了资产减值准 备。具体情况公告如下： 一、本次资产减值准备情况概述 （二）应收账款 依据信用风险特征将应收账 ...

华泰联合证券有限责任公司 关于中国海诚工程科技股份有限公司 2023 年度保荐工作报告 | 保荐人名称：华泰联合证券有限责任公司 | 被保荐公司简称：中国海诚 | | --- | --- | | 保荐代表人姓名：陈一尧 | 联系电话：021-20426486 | | 保荐代表人姓名：汪怡 | 联系电话：021-20426486 | 一、保荐工作概述 | 项目 | 工作内容 | | --- | --- | | 1.公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 0 | | 2．督导公司建立健全并有效执行规章制度的情 | | | 况 | | | （1）是否督导公司建立健全规章制度（包括 但不限于防止关联方占用公司资源的制度、 | 是 | | 募集资金管理制度、内控制度、内部审计制 | | | 度、关联交易制度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3.募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 5 | | （2）公司募集资金项目进展是否与信息披 | 是 | | 露文件一致 | | | ...

Financial Performance - The company's operating revenue for 2023 was ¥6,652,189,061, representing a 16.30% increase compared to ¥5,719,629,030 in 2022[29]. - The net profit attributable to shareholders for 2023 was ¥310,339,571, marking a significant increase of 50.23% from ¥207,091,452 in 2022[29]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥278,153,943, reflecting a 66.42% increase from ¥167,652,865 in 2022[29]. - The basic earnings per share for 2023 was ¥0.72, up 46.94% from ¥0.50 in 2022[29]. - The total assets at the end of 2023 were ¥5,719,607,320, a decrease of 5.64% from ¥6,060,919,340 at the end of 2022[29]. - The company reported a net cash flow from operating activities of ¥904,294,640, which is a significant decline of 126.19% compared to ¥429,463,177 in 2022[29]. - The total profit for the year was 359 million yuan, representing a growth of 58.43% year-on-year[69]. - The company's total operating costs were 5.68 billion yuan, an increase of 14.60% compared to the previous year[69]. - The company's total revenue for 2023 reached RMB 66.66 billion, with engineering general contracting contributing RMB 46.71 billion, accounting for 70.21% of total revenue[57]. Dividend Distribution - The company plans to distribute a cash dividend of 2.6165 RMB per 10 shares to all shareholders based on a total share capital of 466,364,611 shares as of December 31, 2023[6]. - The company reported a cash dividend of 2.6165 CNY per 10 shares, totaling 122,024,300.47 CNY, which represents 100% of the distributable profit[169]. Market Position and Strategy - The company emphasizes a strong correlation between its main business and macroeconomic conditions, particularly the operational and investment status of the industries it serves[11]. - The company aims to strengthen its market position by closely monitoring macroeconomic changes and adjusting its business strategies accordingly[13]. - The company is focusing on improving customer credit risk management by revising relevant systems and conducting dynamic credit investigations[12]. - The company is enhancing its brand reputation through increased marketing efforts and establishing deep collaborations with clients[13]. - The company is committed to advancing its digital strategy and technological innovation to improve core process capabilities[13]. Research and Development - The company holds a total of 601 valid patents, including 141 invention patents, and has developed 142 software copyrights[47]. - The company's R&D expenses rose to 255 million yuan, reflecting a 22.99% increase compared to the previous year[69]. - The company is actively promoting its high-efficiency energy-saving treatment technology for high-salinity organic wastewater, establishing a strong market position in environmental water treatment[91]. - The company is focusing on carbon dioxide recovery and utilization technologies in the production of white carbon black, aiming to improve resource utilization efficiency[92]. - The company is developing a lithium-ion battery recycling process, with a goal to lower the costs of nickel, cobalt, and manganese recovery while improving recycling rates[92]. Operational Efficiency and Risk Management - The company has implemented measures to mitigate international operational risks, including enhancing project reviews and conducting country analyses for overseas projects[11]. - The company has established a comprehensive quality control system in accordance with GB/T19001-2016/ISO9001:2015 standards, ensuring no technical quality issues occurred during the reporting period[59]. - The company emphasizes risk management by implementing comprehensive risk control measures and enhancing legal compliance in project management[125]. - The company has established a governance structure that includes a board of directors and supervisory board, ensuring clear decision-making processes and responsibilities[131]. Corporate Governance - The company has revised its governance documents to align with new regulations, enhancing the role of independent directors in decision-making and oversight[132]. - The board of directors has established a remuneration and assessment committee to evaluate the performance of senior management[151]. - The company has independent directors serving on various other companies, enhancing governance and oversight[150]. - The company has a compliance and risk management center directed by She Jingmei[150]. Environmental and Social Responsibility - In 2023, the company donated a total of 373,300 yuan to support rural revitalization efforts in various villages[184]. - The company has actively engaged in research related to "dual carbon" goals, completing the "dual carbon" digital product - Carbon Business Agile Application Platform V1.0, and obtaining software copyright certifications[180]. - The company is committed to sustainable development and aims to integrate environmentally friendly practices into its operations[141]. Future Outlook - The company anticipates continued economic recovery in China, with GDP growth projected at 5.2% for 2023, which may positively impact its operations[41]. - The company aims to achieve high-quality development by focusing on innovation, coordination, green development, and digital transformation, aligning with national strategies such as "Belt and Road" and "New Infrastructure" initiatives[121]. - The company plans to enhance its operational capabilities and management through deepened reforms and optimized operational management, targeting a significant improvement in performance[122].

中国海诚 关于对保利财务有限公司的持续风险评估报告 中国海诚工程科技股份有限公司 关于对保利财务有限公司的持续风险评估报告 一、基本情况 保利财务有限公司经国家金融监督管理总局批准成立，于 2008 年 3 月 28 日正式开业。保利财务隶属于中国保利集团有限公司，是以加强集团资金管理和 提高资金使用效率为目的，为企业集团内部成员单位提供金融服务的非银行金融 机构，法定代表人邓长清，注册资本 20 亿元。保利财务现有股东单位 8 家，其 中 7 家为保利集团成员单位，1 家为境外战略投资者。 金融许可证机构编码：L0090H211000001 统一社会信用代码：91110000717881749W 二、内部控制基本情况 （一）控制环境。 1.公司治理结构完善。 保利财务已按照《公司法》和《商业银行公司治理指引》等有关规定以及《公 司章程》中的要求设立了清晰的股东会、董事会、监事会和高管层为主体的组织 架构，各治理主体职责边界清晰，符合独立运作、有效制衡的原则。其中：股东 会是公司的最高权力机构；董事会、监事会和高级管理层分别履行公司重大经营 决策职能、监督职能和经营管理职能，在遵照职权相互制衡的前提下，客观、 ...