关于长城证券股份有限公司 涉及财务公司关联交易的存贷款等 金融业务的情况汇总表的专项审核报告 众环专字（2025）2700417号 目 录 起始页码 专项审核报告 涉及财务公司关联交易的存贷款等金融业务的情况汇总表 1 一、管理层对汇总表的责任 按照《深圳证券交易所上市公司自律监管指引第 7 号——交易与关联交易》的规定,编 制和披露汇总表，提供真实、合法、完整的审核证据,是长城证券管理层的责任。 二、注册会计师的责任 我们的责任是在执行审核工作的基础上对汇总表发表专项审核意见。我们按照中国注册 会计师审计准则的相关规定执行了审核工作。中国注册会计师审计准则要求我们遵守中国注 册会计师职业道德守则,计划和执行审核工作以对汇总表是否不存在重大错报获取合理保 证。在审核过程中,我们实施了包括检查会计记录、重新计算相关项目金额等我们认为必要 的程序。我们相信,我们的审核工作为发表审核意见提供了合理的基础。 三、审核情况 关于长城证券股份有限公司 涉及财务公司关联交易的存贷款等金融业务的情况汇总表 的专项审核报告 众环专字(2025) 2700417 号 长城证券股份有限公司: 我们接受委托,在审计了长城证券股份有限 ...

长城证券股份有限公司 内部控制审计报告 众环审字（2025）2700283号 三、内部控制的固有局限性 内部控制审计报告 众环审字(2025) 2700283 号 长城证券股份有限公司全体股东: 按照《企业内部控制审计指引》及中国注册会计师执业准则的相关要求,我们审计了长 城证券股份有限公司(以下简称"长城证券公司")2024年12月 31 日的财务报告内部控制 的有效性。 一、长城证券公司对内部控制的责任 按照《企业内部控制基本规范》、《企业内部控制应用指引》、《企业内部控制评价指引》 的规定,建立健全和有效实施内部控制,并评价其有效性是长城证券公司董事会的责任。 二、注册会计师的责任 我们的责任是在实施审计工作的基础上,对财务报告内部控制的有效性发表审计意见, 并对注意到的非财务报告内部控制的重大缺陷进行披露。 内部控制具有固有局限性,存在不能防止和发现错报的可能性。此外,由于情况的变化 可能导致内部控制变得不恰当,或对控制政策和程序遵循的程度降低,根据内部控制审计结 果推测未来内部控制的有效性具有一定风险。 四、财务报告内部控制审计意见 我们认为,长城证券股份有限公司于 2024年12月31日按照《企业 ...

长城证券股份有限公司 2024 年度独立董事述职报告（周凤翱） 二、独立董事年度履职概况 | 姓名 | | | 参加董事会会议情况 | | | 参加股东大会情况 | | | --- | --- | --- | --- | --- | --- | --- | --- | | | 本年应出 | 现场出席 | 以通讯方式出席 | 委托出席 | 表决 | 本年应出席 | 实际出席股 | | | 席董事会 | 次数 | 次数（含视频、 | 次数 | 情况 | 股东大会次 | 东大会次数 | | | 会议次数 | | 电话等方式） | | | 数 | | | 周凤翱 | 11 | 2 | 9 | 0 | 均同意 | 2 | 2 | （二）本年度参与董事会专门委员会工作情况 2024 年，作为长城证券股份有限公司（以下简称公司）独立董事，本人严格 按照《公司法》、中国证监会《上市公司治理准则》《上市公司独立董事管理办法》 等相关法律法规以及《公司章程》的有关规定，本着客观、独立、审慎的原则， 积极出席了董事会及专门委员会会议、独立董事专门会议，认真、专业、独立地 审议了每个议题，充分发挥了独立董事作用，切实维护了公司和中小 ...

20 24 目录 | 关于本报告 | 4 | | --- | --- | | 董事长致辞 | 6 | | 关于长城证券 | | | 公司简介 | 8 | | 主营业务 | 9 | | 企业文化 | 9 | | 责任管理 | 10 | | ESG 治理架构 | 10 | | 实质性议题识别 | 10 | | 利益相关方沟通 | 12 | | 专题一： | | | 坚持党建引领 | | | 打造高质量发展新格局 14 | | | 专题二： | | | 聚焦主责主业 | | --- | 提升服务实体经济质效 18 04 以人为本 成就金融报国之梦 8 低碳转型 01 | 稳健经营 | | --- | | 筑牢企业发展之基 | | 完善公司治理 | 24 | | --- | --- | | 深化国企改革 | 26 | | 投资者关系管理 | 26 | | 强化合规管理 | 28 | | 全面风险管理 | 29 | | 加强商业道德 | 31 | | 筑牢安全防线 | 32 | | 知识产权保护与品牌建设 | 33 | 02 绘就绿色发展画卷 | 应对气候变化 | 36 | | --- | --- | | 发展绿色金融 ...

长城证券股份有限公司 2024 年度独立董事述职报告（林斌） 2024 年，作为长城证券股份有限公司（以下简称公司）独立董事，本人严格 按照《公司法》、中国证监会《上市公司治理准则》《上市公司独立董事管理办法》 等相关法律法规以及《公司章程》的有关规定，本着客观、独立、审慎的原则， 积极出席了董事会及专门委员会会议、独立董事专门会议，认真、专业、独立地 审议了每个议题，充分发挥了独立董事作用，切实维护了公司和中小股东的权益。 现将本人 2024 年度履行独立董事职责情况报告如下： 一、独立董事基本情况 （一）个人履历、专业背景及兼职情况 本人林斌，1962 年 9 月出生，中国籍，无境外永久居留权，博士，教授，澳 大利亚资深注册会计师，中共党员。1984 年 7 月至 1998 年 10 月，历任华东交 通大学助教、讲师、副教授；1998 年 10 月至 2023 年 9 月，历任中山大学管理 学院会计学系主任、MPAcc 教育中心主任、教授、博士生导师，中山大学企业与 非营利组织内部控制研究中心主任；2019 年 6 月至今，任潮州农村商业银行股 份有限公司独立董事；2020 年 10 月至今，任中船海洋与 ...

Financial Performance - Total operating revenue for 2024 reached ¥4,020,172,277.70, a 0.73% increase from ¥3,991,223,756.79 in 2023[38] - Net profit attributable to shareholders increased by 9.82% to ¥1,579,705,498.18 in 2024 from ¥1,438,472,745.34 in 2023[38] - Basic earnings per share rose by 8.33% to ¥0.39 in 2024 compared to ¥0.36 in 2023[38] - Total assets as of the end of 2024 amounted to ¥123,255,771,604.91, reflecting a 6.58% increase from ¥115,642,457,784.90 in 2023[38] - Total liabilities increased by 7.15% to ¥92,766,165,420.93 in 2024 from ¥86,573,129,564.84 in 2023[38] - The weighted average return on equity improved to 5.38% in 2024, up 0.26 percentage points from 5.12% in 2023[38] - The company reported a significant cash flow from operating activities of ¥13,270,056,144.64 in 2024, a recovery from negative cash flow in the previous year[38] - Net profit for 2024 was ¥1,499,056,041.37, reflecting a growth of 12.44% from ¥1,333,197,662.34 in 2023[39] - Basic earnings per share increased to ¥0.37, up 12.12% from ¥0.33 in the previous year[39] Capital Structure and Shareholder Information - The company plans to distribute a cash dividend of 0.92 RMB per 10 shares to all shareholders, totaling approximately 3.71 billion RMB based on the total share capital of 4,034,426,956 shares[4] - The company’s registered capital stands at 4.03 billion RMB, reflecting its financial stability and capacity for growth[13] - The registered capital of the company increased from 206,700 million to 279,306.4815 million on November 30, 2015[30] - The company completed its initial public offering on October 26, 2018, with 310,340,536 shares listed on the Shenzhen Stock Exchange, raising the registered capital to 310,340.5351 million[30] - The company conducted a non-public offering of 931,021,605 shares on August 22, 2022, increasing the registered capital to 403,442.6956 million[30] - The company has not experienced any changes in its controlling shareholders since its establishment[17] Business Operations and Services - The company has expanded its securities business scope to include securities brokerage, investment consulting, financial advisory related to securities transactions, underwriting and sponsorship, proprietary trading, margin financing and securities lending, public securities investment fund sales, and fund custody services[17] - The company holds various qualifications for brokerage services, including membership in both the Shanghai and Shenzhen Stock Exchanges, and has been authorized for margin financing and securities lending by the China Securities Regulatory Commission[19] - The company holds various qualifications for investment banking, asset management, and OTC business, approved by relevant regulatory bodies[22][24][26] - The company has multiple subsidiaries with qualifications in private equity fund management and securities business[27][28] - The company operates a total of 111 securities business departments across various regions[36] - The company has established 16 domestic branches with no overseas branches as of the end of 2024[33] Risk Management - The company acknowledges potential risks including market risk, credit risk, liquidity risk, operational risk, and compliance risk, which may significantly impact its business and financial performance[4] - The company maintains a strong risk control and compliance framework, ensuring stable operations and high-quality development[60] - The liquidity risk management framework includes setting liquidity risk limits and conducting regular assessments to ensure sufficient cash flow under normal and stressed conditions[126] - The company plans to enhance its operational risk management by refining business processes and implementing a closed-loop management mechanism[128] Strategic Initiatives and Future Plans - The company plans to enhance its investment banking services focusing on strategic emerging industries and high-tech sectors to support new quality productivity[50] - The launch of "Cross-border Wealth Management Connect 2.0" is expected to strengthen the company's international expansion efforts[50] - The company aims to strengthen its investment banking business by focusing on regional and industry-specific strategies in 2025[67] - The company plans to enhance its digital transformation and optimize its wealth management platform in 2025[65] - The company is committed to integrating financial services with real economy needs, emphasizing responsibility and value[119] Governance and Compliance - The company has established a governance structure that includes a general meeting of shareholders, a board of directors, and a supervisory board, ensuring clear responsibilities and coordination[134] - The company actively considers independent directors' opinions on significant matters affecting minority shareholders[135] - The board of directors consists of 12 members, including 8 non-independent directors and 4 independent directors, with a term of 3 years for each director[138] - The company has established 7 specialized committees to enhance decision-making professionalism and compliance[146] - The company disclosed a total of 191 announcements during the reporting period, ensuring transparency and compliance with information disclosure regulations[149] Management Changes - The company reported a resignation letter from Wang Zhangwei on August 23, 2024, due to work adjustments, and he officially left the board on November 15, 2024[159] - Ma Boyin also submitted his resignation on August 23, 2024, and officially left the supervisory board on November 15, 2024[160] - Wu Lixin resigned as the board secretary on April 9, 2024, and will continue to serve as chairman in several subsidiaries[160] - The company is expanding its leadership team with new appointments, including two vice chairpersons and several new directors elected on June 28, 2024[163] - The company is focusing on strategic adjustments in its management structure to enhance operational efficiency[162] Investor Relations - The company engaged with investors through 89 inquiries on the "Interactive Easy" platform and provided responses via a dedicated consultation phone and email[132] - The company emphasized its commitment to high-quality development and investor value sharing in its future outlook[133] - The company held its annual general meeting with an investor participation rate of 69.6456% on June 26, 2024[157]

Financial Performance - Total operating revenue for Q1 2025 reached ¥1,277,113,603.75, an increase of 41.02% compared to ¥905,601,837.50 in the same period last year[4] - Net profit attributable to shareholders was ¥605,272,462.39, reflecting a significant growth of 71.56% from ¥352,803,504.74 year-on-year[4] - Basic earnings per share increased by 66.67% to ¥0.15 from ¥0.09 in the previous year[4] - Operating profit increased to ¥724,440,702.87, representing an 87% rise from ¥387,326,958.33 in the prior period[24] - The company reported a net interest income of ¥36,842,032.95, a turnaround from a net loss of ¥2,830,324.81 in the previous period[24] Cash Flow and Liquidity - The net cash flow from operating activities decreased by 5.78% to ¥4,471,517,415.44, down from ¥4,745,653,437.00[4] - Cash and cash equivalents at the end of the period totaled ¥31,544,014,337.85, compared to ¥23,414,984,882.90 at the end of the previous period, marking a 34.7% increase[28] - The company reported a net increase in cash and cash equivalents of ¥1,725,821,633.61 during the period, compared to an increase of ¥767,547,750.74 in the previous period[28] - The company's liquidity coverage ratio improved to 320.34% from 307.96%, indicating better liquidity management[15] Assets and Liabilities - Total assets at the end of the reporting period were ¥125,838,265,609.58, a 2.10% increase from ¥123,255,771,604.91 at the end of the previous year[4] - Total liabilities increased to ¥94,704,179,883.05 from ¥92,766,165,420.93, a rise of 2.09%[23] - The net capital to net asset ratio stood at 83.85%, up from 81.81%, showing a stronger capital position[15] Shareholder Information - Shareholders' equity attributable to the parent company rose by 2.14% to ¥30,638,050,893.47 from ¥29,996,719,416.38[4] - The total number of ordinary shareholders at the end of the reporting period was 83,207[11] - The company reported a total equity attributable to shareholders of ¥30,638,050,893.47, an increase from ¥29,996,719,416.38[23] Growth Drivers and Future Plans - The increase in revenue and net profit was primarily driven by higher income from financial assets, brokerage services, and investment banking fees[9] - The company plans to continue expanding its market presence and investing in new technologies to drive future growth[30] Non-Recurring Items and Expenses - The company reported non-recurring gains of ¥1,209,108.93, primarily from government subsidies and the reversal of impairment provisions[7] - The total expenses for the current period were ¥552,672,900.88, up from ¥518,274,879.17 in the previous period, reflecting a 6.6% increase[24] Risk Management - Risk coverage ratio improved to 326.68% from 281.46%, indicating enhanced risk management capabilities[15]

Group 1 - The report indicates a slight recovery in trading volume in the Shanghai and Shenzhen markets, with daily trading amounts exceeding 1 trillion yuan over five trading days [2][9] - The newly established equity mutual fund shares saw a significant drop from 3.199 billion shares on Tuesday to 2.299 billion shares on Wednesday [2][9] - The proportion of trading in stock ETFs remained stable, fluctuating between 5% and 6% [2][9] Group 2 - The proportion of strong stocks increased, with over 30% of stocks classified as strong for five consecutive trading days [3][12] - The turnover rate of the broad-based index showed a downward trend, with the last trading day's turnover rate (MA20) dropping to 1.52%, at a percentile of 73.6% over the past two years [3][12] - The 14-day RSI for the entire A-share market rose, reaching 46.13 on Friday [3][12] Group 3 - The CSI 300 index rose by 0.38%, while the ChiNext index increased by 1.74% [4][30] - The automotive and beauty care sectors performed well, with net profit growth forecasts for the real estate and media industries being revised upward [4][30] - The Hang Seng Index increased by 2.74%, with southbound capital transaction volume accounting for 68.05% [4][30] Group 4 - The one-year cross-border RMB comparable interest rate fell to -0.00028, while the US dollar index rose to 99.5836 [4][31] - The report highlights that the stock-bond yield ratios for the entire A-share market, CSI 300, and the low-volatility dividend index are all near two standard deviations [3][12]

炒股就看金麒麟分析师研报，权威，专业，及时，全面，助您挖掘潜力主题机会！ 4月15日，近期全球市场"股债汇"三杀！美国不得不低头了？ 新浪证券连线长城证券首席经济学家汪毅 为投资者解析关税对垒下的投资逻辑与机会。>>视频直播 汪毅认为，当前博弈本质是"国际秩序主导权争夺"。相较于美国的胁迫式外交，中国通过提前布局周边 关系、主动提供合作方案，展现出更强的战略准备与诚意。尽管小国受制于现实压力可能摇摆，但中国 在争取欧盟等大型经济体、巩固区域合作等方面已抢占先机。长期来看，产业链自主性与内部市场规模 将成为破局关键。接下来的关键在于观察这两个经济体之间的多层博弈：金融市场博弈、与其他国家的 谈判博弈，以及各自经济韧性的博弈。 他表示，美债的崩盘将是特朗普政府最致命的压力点。美债市场的崩盘不仅会影响到美国政府的融资能 力， 而且还会对全球的金融市场造成冲击。 如果控制不好， 衰退预期将升级为大萧条预期，容易引发 信用危机。 局势一旦蔓延， 美元资产的信用就会崩溃。 美债无人购买， 借新还旧的剧本也无法继续进 行。 汪毅指出，他对今年往后的内需非常有信心。外部刺激逼迫我们进行改革，如果没有外部刺激，内部改 革可能还 ...