中信证券股份有限公司 关于尤洛卡精准信息工程股份有限公司 2023年度跟踪报告 | 保荐人名称：中信证券股份有限公司 | 被保荐公司简称：尤洛卡 | | --- | --- | | 保荐代表人姓名：辛星 | 联系电话：0531-88199918 | | 保荐代表人姓名：李靖 | 联系电话：010-60838707 | 一、保荐工作概述 | 项目 | 工作内容 | | --- | --- | | 1.公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 无 | | 2．督导公司建立健全并有效执行规章制度的情况 | | | （1）是否督导公司建立健全规章制度（包括但不 限于防止关联方占用公司资源的制度、募集资金 | 是 | | 管理制度、内控制度、内部审计制度、关联交易 | | | 制度） | | | （2）公司是否有效执行相关规章制度 | 是，根据《尤洛卡精准信息工程股份有限公司 2023年度内部控制自我评价报告》，发行人有 | | | 效执行了相关规章制度。 | | 3.募集资金监督情况 | | | （1）查询公司募集资金专户次数 | ...

关于尤洛卡精准信息工程股份有限公司 2024年度持续督导培训情况的报告 深圳证券交易所： 中信证券股份有限公司 二、上市公司的配合情况 中信证券股份有限公司（以下简称"中信证券"、"保荐人"）根据《深 圳证券交易所上市公司自律监管指引第13号——保荐业务》对尤洛卡精准信息 工程股份有限公司（以下简称"尤洛卡"、"公司"）进行了2024年度持续督 导培训，报告如下： 一、本次持续督导培训的基本情况 （一）保荐人：中信证券股份有限公司 （二）保荐代表人：辛星、李靖 （三）协办人：王彬 （四）培训时间：2024年04月26日 （五）培训地点：公司会议室 （六）培训人员：辛星、李靖、王琦 （七）培训对象：公司董事、监事、高级管理人员、中层以上管理人员及 控股股东、实际控制人相关人员 （八）培训内容：根据《深圳证券交易所创业板股票上市规则》《深圳证 券交易所上市公司自律监管指引第2号——创业板上市公司规范运作》等规则要 求，对上市公司信息披露、公司治理、三会运作、募集资金使用、合规交易、 投资者关系管理等进行培训 1 保荐人本次持续督导培训的工作过程中，公司积极予以配合，保证了培训 工作的有序进行，达到了良好效果。 三 ...

中信证券股份有限公司 关于尤洛卡精准信息工程股份有限公司 2023 年度持续督导工作现场检查报告 查阅了公司募集资金管理使用制度，查阅了募集资金专户银行对账单和募集资金 使用明细账，并对大额募集资金支付进行凭证抽查，查阅募集资金使用信息披露 文件和决策程序文件，实地查看募集资金投资项目现场，了解项目建设进度及资 金使用进度，取得上市公司出具的募集资金使用情况报告和年审会计师出具的募 集资金使用情况鉴证报告，访谈公司高级管理人员 | 1.是否在募集资金到位后一个月内签订三方监管协议 | √ | | --- | --- | | 2.募集资金三方监管协议是否有效执行 | √ | | 3.募集资金是否不存在第三方占用或违规进行委托理财等 | √ | | 情形 | | | 4.是否不存在未履行审议程序擅自变更募集资金用途、暂 | √ | | 时补充流动资金、置换预先投入、改变实施地点等情形 | | | 5.使用闲置募集资金暂时补充流动资金、将募集资金投向 变更为永久性补充流动资金或者使用超募资金补充流动资 | | | √ 金或者偿还银行贷款的，公司是否未在承诺期间进行风险 | | | 投资 | | | 6.募集资金使用 ...

一、本次股东大会召开的基本情况 1、股东大会届次：2023 年年度股东大会 2、召集人：公司董事会。 3、会议召开的合法、合规性： 经公司第六届董事会 2024 年第二次会议审议通过，召集程序符合有关法律、 行政法规、部门规章、规范性文件和公司章程的规定。 证券代码：300099 证券简称：尤洛卡 公告编号：2024—024 尤洛卡精准信息工程股份有限公司 关于召开 2023 年年度股东大会的提示性公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完 整，没有虚假记载、误导性陈述或重大遗漏。 尤洛卡精准信息工程股份有限公司（以下简称"公司"）于 2024 年 4 月 26 日在中国证监会指定的创业板上市公司信息披露网站上发布了《关于召开 2023 年年度股东大会通知的公告》（公告编号：2024—022）。本次股东大会采用现场 投票与网络投票相结合的方式召开，为方便公司股东行使股东大会表决权，现将 公司召开 2023 年年度股东大会的有关事项提示如下： 4、会议召开时间： （1）现场会议时间：2024 年 5 月 20 日 14:30 时； （2）网络投票时间：通过深圳证券交易所交易系统进行网络投票的具 ...

证券代码：300099 证券简称：尤洛卡 公告编号：2024-023 尤洛卡精准信息工程股份有限公司 关于举办2023年度网上业绩说明会的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 重要内容提示： https://eseb.cn/1dXBRDjR0aI 或使用微信扫描下方小程序码进行会前提问，公 司将通过本次业绩说明会，在信息披露允许范围内就投资者普遍关注的问题进行 回答。 尤洛卡精准信息工程股份有限公司（以下简称"公司"）已于 2024 年 4 月 26 日在巨潮资讯网上披露了《2023 年年度报告》。为便于广大投资者更加全面 深入地了解公司经营业绩、发展战略等情况，公司定于 2024 年 05 月 15 日（星 期三）15:00-17:00 在"价值在线"（www.ir-online.cn）举办尤洛卡精准信息 工程股份有限公司 2023 年度网上业绩说明会，与投资者进行沟通和交流，广泛 会议召开时间：2024 年 05 月 15 日（星期三）15:00-17:00 会议召开方式：网络互动方式 会议召开地点：价值在线（www.ir-online.c ...

目 录 关于尤洛卡精准信息工程股份有限公司 非经营性资金占用及其他关联 资金往来的专项说明 致同会计师事务所（特殊普通合伙） 关于尤洛卡精准信息工程股份有限公司非经营性资金占用及其他 关联资金往来的专项说明 尤洛卡精准信息工程股份有限公司2023年度非经营性资金占用及 其他关联资金往来情况汇总表 1 致同会计师事务所（特殊普通合伙） 中国北京 朝阳区建国门外大街 22号 赛特广场 5层 邮编 100004 电话 +86 10 8566 5588 传真 +86 10 8566 5120 www.grantthornton.cn 关于尤洛卡精准信息工程股份有限公司 非经营性资金占用及其他关联资金往来的专项说明 致同专字（2024）第 371A009873 号 尤洛卡精准信息工程股份有限公司全体股东： 我们接受尤洛卡精准信息工程股份有限公司（以下简称"尤洛卡公司"） 委托，根据中国注册会计师执业准则审计了尤洛卡公司 2023年 12月 31日的合 并及公司资产负债表，2023 年度合并及公司利润表、合并及公司现金流量表、 合并及公司股东权益变动表和财务报表附注，并出具了致同审字（2024）第 371A015296 ...

Financial Performance - The company's operating revenue for 2023 was ¥667,976,640.61, a decrease of 12.28% compared to ¥761,528,770.39 in 2022[20]. - Net profit attributable to shareholders for 2023 was ¥132,267,639.29, an increase of 20.41% from ¥109,846,085.37 in 2022[20]. - The net profit after deducting non-recurring gains and losses was ¥123,351,904.06, up 8.19% from ¥114,016,775.70 in 2022[20]. - The total assets at the end of 2023 were ¥2,638,662,487.89, a decrease of 6.39% from ¥2,818,907,629.53 at the end of 2022[20]. - The basic earnings per share for 2023 was ¥0.1794, an increase of 10.88% from ¥0.1618 in 2022[20]. - The cash flow from operating activities for 2023 was ¥60,984,900.42, down 20.96% from ¥77,158,217.24 in 2022[20]. - The total profit amounted to CNY 135.57 million, representing a growth of 22.16% year-on-year[71]. - The defense and military industry revenue dropped to CNY 105.42 million, a decline of 51.38% compared to the previous year[72]. - The company achieved total operating revenue of CNY 667.98 million, a decrease of 12.28% compared to the previous year[72]. Risk Management and Governance - The company emphasizes the importance of risk awareness regarding forward-looking statements in the report, urging investors to understand the differences between plans, forecasts, and commitments[4]. - The company has outlined potential risks and corresponding countermeasures in the management discussion section of the report[4]. - The company maintains independent operations in assets, personnel, finance, and business, ensuring no interference from controlling shareholders[141]. - The company has a clear asset ownership structure, with no assets occupied or controlled by the controlling shareholders[142]. - The company ensures transparent information disclosure, providing equal access to information for all shareholders[140]. - The company has established specialized committees under the board to provide scientific and professional advice for decision-making[137]. - The company has established a governance structure that promotes effective checks and balances among its board and management[190]. Research and Development - The company has accumulated 391 patents, including 45 invention patents, and has established high-level R&D platforms, enhancing its technological advantages in the industry[62]. - The company is focused on maintaining shareholder value through strategic appointments and governance practices[151]. - The company is developing a series of inspection robots aimed at enhancing automation and safety in coal mining operations, with a target completion in 2024[83]. - The company is developing a smart inspection robot system that integrates remote control and real-time data display, enhancing product competitiveness[84]. - The company is investing in the construction of digital factories to increase production capacity and efficiency while reducing manufacturing costs[51]. - The company is committed to accelerating the transformation of innovative R&D outcomes into mature products to meet evolving market demands and ensure sustainable development[128]. Market and Industry Trends - The company has diversified into the defense and military industry, involving missile guidance systems and precision optics[30]. - The government has increased support for smart mining, with policies promoting intelligent construction and safety standards[31]. - The coal mining sector is expected to continue its dominant role in China's energy structure in the short term[35]. - The smart mining industry has high entry barriers due to strict product certification requirements and the need for advanced technology, providing the company with a competitive edge[67]. - The company faces intensified market competition due to the entry of major players like Huawei and Unicom into the smart mining sector, leading to a decline in overall industry gross margins[123]. Corporate Social Responsibility - The company strictly adhered to environmental protection laws and did not experience any pollution incidents or legal penalties during the reporting period[187]. - The company actively respects and protects the rights of stakeholders, promoting balanced interests among shareholders, employees, and society[140]. - The company maintained a focus on employee rights, providing training and ensuring a safe working environment[191]. Future Outlook - The company provided a positive outlook for the next fiscal year, projecting a revenue growth of 25%[158]. - The company plans to enhance its product offerings and market expansion in the smart mining sector, focusing on new product development and technology upgrades[108]. - The company is exploring potential mergers and acquisitions to strengthen its competitive position in the industry[198]. - The company aims to improve operational efficiency, targeting a 5% reduction in costs through process optimization[158].

证券代码：300099 证券简称：尤洛卡 公告编号：2024—016 尤洛卡精准信息工程股份有限公司 关于使用部分暂时闲置募集资金和自有资金 进行现金管理的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完 二、募集资金投资项目情况 公司第五届董事会2022年第七次会议和第五届监事会2022年第五次会议审 议通过了《关于调整募集资金投资项目拟使用募集资金金额的议案》，同意将募 1 集资金投资项目拟使用募集资金金额调整如下： | 单位：万元 | | --- | | 序号 | 项目名称 | 项目投资总额 | 调整前拟使用 募集资金金额 | 调整后拟使用 募集资金金额 | | --- | --- | --- | --- | --- | | 1 | 矿用智能单轨运输系 统数字化工厂建设项 | 47,733.55 | 42,500.00 | 27,612.01 | | | 目 | | | | | 2 | 补充流动资金 | 17,500.00 | 17,500.00 | 11,000.00 | | | 合计 | 65,233.55 | 60,000.00 | 38,612.01 | 整，没有虚假记载、误导性陈述 ...

关于召开 2023 年年度股东大会的通知 本公司及董事会全体成员保证信息披露的内容真实、准确、完 整，没有虚假记载、误导性陈述或重大遗漏。 尤洛卡精准信息工程股份有限公司（以下简称"公司"）第六届董事会 2024 年第二次会议决定于2024年5月20日(星期一)召开公司2023年年度股东大会。 现将有关事项通知如下： 一、召开会议的基本情况 1、股东大会届次：2023 年年度股东大会 2、股东大会的召集人：公司董事会。 3、会议召开的合法、合规性：公司第六届董事会 2024 年第二次会议审议通 过，决定召开 2023 年年度股东大会，本次股东大会的召开程序符合有关法律、 行政法规、部门规章、规范性文件和《公司章程》的规定。 4、会议召开的日期、时间： 证券代码：300099 证券简称：尤洛卡 公告编号：2024—022 尤洛卡精准信息工程股份有限公司 （1）现场会议召开日期、时间：2024 年 5 月 20 日 14:30 时； （2）网络投票日期、时间：通过深圳证券交易所交易系统进行网络投票的 具体时间为：2024 年 5 月 20 日 9:15—9：25，9：30—11:30 和 13:00—15:00； ...

Financial Performance - The company's operating revenue for Q1 2024 was ¥86,976,687.89, a decrease of 17.17% compared to ¥105,012,466.35 in the same period last year[3] - The net profit attributable to shareholders for Q1 2024 was ¥10,674,020.92, down 45.48% from ¥19,578,924.22 year-on-year[3] - The basic earnings per share for Q1 2024 was ¥0.0145, a decrease of 45.49% from ¥0.0266 in the same period last year[3] - Total operating revenue for Q1 2024 was CNY 86,976,687.89, a decrease of 17.2% compared to CNY 105,012,466.35 in Q1 2023[19] - Net profit for Q1 2024 was CNY 6,847,373.35, a decline of 60.0% from CNY 17,112,328.95 in Q1 2023[19] - Operating profit for Q1 2024 was CNY 8,892,313.90, down 57.7% from CNY 21,017,706.23 in Q1 2023[19] Cash Flow - The net cash flow from operating activities increased by 127.48% to ¥39,797,553.59, compared to ¥17,494,837.98 in the previous year[11] - Cash flow from operating activities for Q1 2024 was CNY 39,797,553.59, an increase from CNY 17,494,837.98 in Q1 2023[22] - The net cash flow from investment activities was -71,750,702.36 CNY, an improvement from -95,475,113.13 CNY in the previous year[23] - The net cash flow from financing activities was 1,859,638.82 CNY, a significant recovery from -910,196.65 CNY in the previous year[23] Assets and Liabilities - The company's total assets at the end of the reporting period were ¥2,646,794,126.23, reflecting a slight increase of 0.31% from the previous year-end[3] - The company's total assets as of March 31, 2024, amount to CNY 2,646,794,126.23, an increase from CNY 2,638,662,487.89 at the beginning of the period[16] - The company's total liabilities as of Q1 2024 were CNY 309,606,208.80, slightly up from CNY 308,321,943.81 in Q1 2023[17] - The total current liabilities include short-term borrowings of CNY 9,700,000.00, up from CNY 7,708,250.00[16] Shareholder Information - The total number of common shareholders at the end of the reporting period is 35,323[13] - The largest shareholder, Wang Jinghua, holds 27.64% of the shares, totaling 203,760,613 shares[13] Other Financial Metrics - The company reported a significant increase of 149.74% in other current assets, totaling ¥5,360,990.63, primarily due to an increase in input tax credits[7] - The company’s investment income for Q1 2024 was ¥1,137,394.94, an increase of 53.00% compared to the previous year[8] - The company’s financial expenses decreased by 61.24% to -¥974,156.83, attributed to a reduction in interest income from decreased time deposits[8] - The company recorded a 2707.85% increase in operating expenses, amounting to ¥1,746,994.50, mainly due to the demolition of fixed assets for the digital factory project[10] - The company reported a decrease in research and development expenses to CNY 12,862,798.76 from CNY 11,049,275.51 in Q1 2023[19] - Other income for Q1 2024 was CNY 1,719,210.56, an increase from CNY 1,068,301.34 in Q1 2023[19] Cash and Equivalents - Cash and cash equivalents decreased to CNY 262,345,588.98 from CNY 292,895,840.11[16] - Cash and cash equivalents at the end of the period totaled 260,520,808.79 CNY, down from 509,232,562.93 CNY year-over-year[23] Audit Status - The first quarter report was not audited[24]