中信建投证券股份有限公司关于 天壕能源股份有限公司 2023 年上半年度跟踪报告 | 公司及股东承诺事项 | 是否 | 未履行承诺的原因及解决措施 | | --- | --- | --- | | | 履行承诺 | | | 1、首次公开发行或再融资时所作的关于同 | 是 | 不适用 | | 业竞争、关联交易、资金占用方面的承诺 | | | | 2、首次公开发行或再融资时所作的关于填 补被摊薄即期回报措施得以切实履行的承 | 是 | 不适用 | | 诺 | | | | 3、首次公开发行或再融资时所作的类金融 | 是 | 不适用 | | 业务承诺 | | | | 4、首次公开发行或再融资时所作的其他承 | 是 | 不适用 | | 诺 | | | | 5、资产重组时所作的关于合法性的承诺函 | 是 | 不适用 | | 6、资产重组时所作的业绩承诺及补偿安排 | 是 | 不适用 | | 7、资产重组时所作的关于同业竞争、关联 | 是 | 不适用 | | 交易、资金占用方面的承诺 | | | | 8、资产重组时所作的其他承诺 | 是 | 不适用 | | --- | --- | --- | | 9、股权激励承诺 | 是 | ...

天壕能源股份有限公司 董事会关于 2023 年半年度募集资金存放与使用情况的专项报告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 一、募集资金基本情况 （一） 募集资金金额及到位时间 根据本公司于 2020 年 4 月 15 日召开的第三届董事会第四十七次会议、2020 年 4 月 28 日召开的 2020 年第三次临时股东大会、2020 年 6 月 22 日召开的第四届董事会第四次 会议、2020 年 9 月 24 日召开的第四届董事会第八次会议通过的相关决议，并经中国证券 监督管理委员会（以下简称中国证监会）出具的《关于同意天壕环境股份有限公司向不特 定对象发行可转换公司债券注册的批复》（证监许可〔2020〕3357 号）的核准，本公司获 准向不特定对象发行 423 万张可转换公司债券，每张面值人民币 100 元，按面值发行，募 集资金金额为人民币 42,300.00 万元。2020 年 12 月 30 日，扣除承销及保荐费用人民币 915.00 万元（含税）后，实际到账的募集资金金额为人民币 41,385.00 万元。该项募集 资金已由信永中和会计师 ...

| 证券代码：300332 | 证券简称：天壕能源 公告编号：2023-075 | | --- | --- | | 债券代码：123092 | 债券简称：天壕转债 | 第五届董事会第五次会议决议的公告 天壕能源股份有限公司 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 一、本次董事会会议的召开情况 天壕能源股份有限公司（以下简称"公司"或"本公司"）第五届董事会第 五次会议于2023年8月21日10:00在公司会议室以现场及通讯表决的方式召开。 会议通知于 2023 年 8 月 11 日以电话、电子邮件的形式发出。会议应到董事 7 人，实到董事 7 人。会议由董事长陈作涛主持，部分监事及高级管理人员列席了 本次会议。本次会议的召集及召开程序符合《公司法》等有关法律、行政法规、 部门规章、规范性文件及《公司章程》的规定。 二、董事会会议审议情况 全体董事经审议通过了以下议案： 1、以 7 票赞成、0 票反对、0 票弃权审议通过了《关于<2023 年半年度报告> 全文及摘要的议案》。 经审议，董事会认为：《2023 年半年度报告》全文及摘要的编制和审核的 程序符 ...

独立董事认为：公司发生的对外担保决策程序符合有关法律、法规及《公司 章程》的规定，符合公司实际生产经营需要，不存在损害公司和股东利益的行为。 天壕能源股份有限公司 四、关于2023年半年度公司募集资金存放与使用情况的独立意见 独立董事关于第五届董事会第五次会议相关事项的独立意见 独立董事认为：经核查，2023 年半年度公司募集资金的存放和使用符合中 国证监会、深圳证券交易所关于上市公司募集资金存放和使用的相关规定，不存 在募集资金存放和使用违规的情形。 我们作为天壕能源股份有限公司（以下简称"公司"）的独立董事，根据《深 圳证券交易所创业板股票上市规则》、《深圳证券交易所上市公司自律监管指引 第 2 号——创业板上市公司规范运作》及《公司章程》、《独立董事工作制度》 等有关规定，基于独立判断的立场，经认真审阅涉及本次会议事项的所有相关资 料，现就公司第五届董事会第五次会议相关事项发表独立意见如下： 一、 关于 2023 年半年度公司关联交易事项的独立意见 独立董事认为：2023 年上半年，公司发生的关联交易决策程序符合有关法律、 法规及《公司章程》的规定，符合公司实际生产经营需要，交易定价公允合理， 没有违反 ...

的进展公告 | 证券代码：300332 | 证券简称：天壕能源 公告编号：2023-074 | | --- | --- | | 债券代码：123092 | 债券简称：天壕转债 | 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 一、交易概述 天壕能源股份有限公司（以下简称"天壕能源"、"公司"）或公司香港全资 子公司拟参与中国油气控股有限公司（702.HK）（以下简称"中国油气控股"）的 重组交易（以下简称"本次重组交易"）。2023 年 3 月 24 日，公司与中国油气控 股签署了重组意向条款清单，就公司拟参与中国油气控股重组的相关事项达成初 步意向 ， 具 体 内 容 详 见 公 司 于 2023 年 3 月 24 日 在 巨 潮 资 讯 网 （http://www.cninfo.com.cn）披露的《关于拟参与中国油气控股有限公司 （702.HK）重组交易暨签署重组意向条款清单的公告》（2023-022）。 天壕能源股份有限公司 关于拟参与中国油气控股有限公司（702.HK）重组交易 二、交易进展 公司自签署重组意向条款清单后，与相关方积极推进本次重组交 ...

证券代码：300332 证券简称：天壕环境 债券代码：123092 债券简称：天壕转债 天壕环境股份有限公司 2023 年 5 月 12 日投资者关系活动记录表 编号：2023-002 投资者关系活动 类别 □特定对象调研 □分析师会议 □媒体采访 业绩说明会 □新闻发布会 □路演活动 □现场参观 □其他 参与单位名称及 人员姓名 通过全景网参与公司 2022 年度网上业绩说明会的投资者 时 间 2023 年 5 月 12 日（星期五）下午 15:00-17:00 地 点 在全景网"投资者关系互动平台"（http://rs.p5w.net）以网络 远程方式召开 上市公司接待 人员姓名 董事长：陈作涛先生 董事会秘书：汪芳敏女士 财务总监：刘彦山先生 独立董事：潘红波先生 投资者关系活动 主要内容介绍 公司于 2023 年 5 月 12 日 15:00-17:00 在全景网以网络远 程方式召开 2022 年度网上业绩说明会，与投资者进行互动问答： 1、5 月以来每日供气量能达到多少？收购中国油气大概好 久能有初步结果？ 回复：尊敬的投资人您好！公司于 2023 年 3 月 24 日与中国 油气控股有限公司签署了 ...

证券代码：300332 证券简称：天壕环境 债券代码：123092 债券简称：天壕转债 天壕环境股份有限公司 2023 年 5 月 12 日投资者关系活动记录表 | --- | --- | --- | |--------------------------------------------|--------------------------------------------|------------------| | | | 2023-002 | | □特定对象调研 □分析师会议 | | | | □媒体采访 □新闻发布会 □路演活动□现场参观 | 业绩说明会 | | | □其他 | | | | 通过全景网参与公司 | 2022 年度网上业绩说明会的投资者 | | | | | | | 年 5 月 12 | 日（星期五）下午 15:00-17:00 | | | 在全景网"投资者关系互动平台"（远程方式召开 | http://rs.p5w.net | ）以网络 | | 董事长：陈作涛先生 | | | | 董事会秘书：汪芳敏女士 | | | | 财务总监：刘彦山先生 | | | | 独立董事：潘红波先生 | | ...

Financial Performance - The company's operating revenue for 2022 reached ¥3,841,838,988.88, representing an increase of 87.23% compared to ¥2,051,986,716.96 in 2021[19]. - The net profit attributable to shareholders for 2022 was ¥365,495,194.43, up 79.22% from ¥203,932,210.48 in 2021[19]. - The net profit after deducting non-recurring gains and losses was ¥356,296,471.01, a significant increase of 139.67% from ¥148,659,100.76 in 2021[19]. - The cash flow from operating activities for 2022 was ¥469,328,296.13, reflecting a growth of 113.90% compared to ¥219,409,719.89 in 2021[19]. - The total assets at the end of 2022 amounted to ¥9,293,575,950.36, which is a 12.28% increase from ¥8,277,374,908.76 at the end of 2021[19]. - The basic earnings per share for 2022 was ¥0.42, representing a 75.00% increase from ¥0.24 in 2021[19]. - The company achieved operating revenue of CNY 3,841.84 million in 2022, an increase of CNY 1,789.85 million compared to the previous year, primarily due to a significant increase in gas sales volume[68]. - The gas segment's sales volume reached 1.171 billion cubic meters, representing a growth of 77.42% year-over-year, with gas sales revenue increasing by 136.49% to CNY 3,402.37 million[70]. - The company reported a net profit of CNY 362.48 million, an increase of 88.00% year-over-year, with net profit attributable to shareholders rising by 79.22% to CNY 365.50 million[69]. Dividend Distribution - The company reported a cash dividend of 0.85 CNY per 10 shares (including tax) based on a total share capital of 864,794,119 shares after deducting repurchased shares[5]. - The total cash dividend distributed in 2021 was 41,304,313.78 yuan, representing 20.25% of the net profit attributable to shareholders[172]. - The cash dividend policy was approved by the shareholders' meeting and aligns with the company's articles of association[173]. - The company’s cash dividend total represents 100% of the profit distribution amount for the reporting period[173]. - The company distributed a cash dividend of 0.85 yuan per 10 shares, totaling 73,507,500.12 yuan, which accounts for 20.12% of the net profit attributable to shareholders in 2022[175]. Risk Management - The company emphasizes that there are no significant risks affecting normal operations, but it may face industry cyclicality, market demand fluctuations, and safety production risks[4]. - The company has outlined potential risks and corresponding countermeasures in its management discussion and analysis section[4]. - The company faces risks from industry cyclicality and policy changes, which can impact natural gas demand and market performance[124]. - Market demand for natural gas is influenced by macroeconomic conditions and competition from alternative fuels, posing challenges for future business development[125]. - Safety risks are significant due to the flammable nature of natural gas, with potential operational disruptions from accidents affecting production[127]. Corporate Governance - The company strictly adheres to relevant laws and regulations, continuously improving its corporate governance structure and internal control systems[135]. - The board of directors consists of 7 members, including 3 independent directors, meeting legal and regulatory requirements[136]. - The company has established a transparent performance evaluation and incentive mechanism for directors and senior management, linking their income to business performance[136]. - The company ensures timely and accurate information disclosure, providing equal access to information for all investors[137]. - The company actively respects and protects the legitimate rights and interests of stakeholders, promoting communication and cooperation with all parties[137]. Market Expansion and Strategy - The company expects strong growth in natural gas consumption demand in 2023, driven by economic recovery[30]. - The company plans to enhance its infrastructure for natural gas, including pipeline networks and LNG receiving stations, as part of the national energy strategy[31]. - The company is actively expanding its downstream market by developing industrial users and establishing connections with major gas groups along the newly constructed pipeline[49]. - The company is focused on providing integrated water treatment solutions, including technology design, system integration, and operational management, to enhance service offerings in municipal and industrial water treatment[50]. - The company plans to enhance R&D investment in smart water management, leveraging advanced IoT and mobile communication technologies[78]. Research and Development - The company has obtained 12 authorized patents during the reporting period, including 6 invention patents, and has a total of 114 authorized patents to date[67]. - The company is focusing on developing new membrane products and technologies, with significant progress in pressure ultrafiltration membrane production and municipal water treatment processes[76]. - The company aims to enhance membrane technology R&D and production capacity to capture opportunities in the water treatment industry[119]. - The company is focusing on enhancing its R&D capabilities, increasing the budget by 30% to support new technology initiatives[199]. Environmental and Social Responsibility - The company emphasizes environmental protection and has established a robust environmental management system, adhering to national laws and regulations[187]. - The company actively promotes the use of clean energy, contributing to urban environmental improvement and enhancing the quality of life[188]. - The company has engaged in various social responsibility initiatives, including disaster relief and poverty alleviation efforts[188]. - The company has strengthened its poverty alleviation efforts, ensuring stable income growth for previously impoverished populations and preventing the return to poverty[194]. Management Changes - The company experienced a change in management with multiple resignations and appointments to adapt to operational needs[146]. - The management team remains committed to enhancing operational efficiency and strategic direction amidst leadership changes[146]. - The company reported a significant management change with the resignation of Vice General Manager Yan Bing on May 25, 2022, and the dismissal of Vice General Manager Zhang Yanggang on March 17, 2023, who will continue to oversee the water services sector[147]. Operational Efficiency - The company aims to reduce operational costs by 15% through efficiency improvements and automation[130]. - The company has implemented measures to strengthen internal management and optimize business processes, improving risk prevention awareness[180]. - The company has established a comprehensive employee care system, providing a healthy and safe work environment, and regularly conducts skills competitions and training programs[191].

Financial Performance - The company's operating revenue for Q1 2023 was ¥1,298,288,710.03, representing a 52.73% increase compared to ¥850,067,118.72 in the same period last year[6] - Net profit attributable to shareholders was ¥203,703,518.85, up 53.86% from ¥132,398,368.46 year-on-year[6] - The basic earnings per share increased by 56.86% to ¥0.2356 from ¥0.1502 in the previous year[6] - The total profit for the period was ¥283,875,882.02, reflecting a 57.11% increase from ¥180,682,291.78 in the previous year[12] - The net profit for Q1 2023 was CNY 207.72 million, a 58.6% increase from CNY 130.99 million in Q1 2022[28] - The total revenue from operating activities reached CNY 1.82 billion, up 68.9% from CNY 1.08 billion in the same period last year[30] - The operating profit for Q1 2023 was CNY 283.88 million, compared to CNY 180.68 million in Q1 2022, reflecting a growth of 56.9%[28] - The basic and diluted earnings per share increased to CNY 0.2356 from CNY 0.1502, representing a growth of 56.7%[28] Cash Flow and Assets - The net cash flow from operating activities was negative at -¥97,225,186.29, a significant decrease of 1,745.00% compared to ¥5,910,339.70 in the same period last year[15] - Cash and cash equivalents decreased to ¥1,586,065,788.26 from ¥1,741,689,283.66 at the beginning of the year, a decline of 8.9%[24] - The cash flow from operating activities showed a net outflow of CNY 97.23 million, a decline from a net inflow of CNY 5.91 million in Q1 2022[31] - The cash and cash equivalents at the end of Q1 2023 were CNY 357.71 million, down from CNY 408.62 million at the end of Q1 2022[31] - Total assets at the end of the reporting period were ¥9,270,388,020.71, a slight decrease of 0.25% from ¥9,293,575,950.36 at the end of the previous year[6] - Total liabilities decreased to ¥4,889,105,320.32 from ¥5,120,565,744.94 at the beginning of the year, indicating a reduction of 4.5%[25] Shareholder Information - The total number of common shareholders at the end of the reporting period is 17,467[17] - The largest shareholder, Tianhao Investment Group, holds 14.85% of shares, totaling 130,951,823 shares, with 50,710,000 shares pledged[17] - The second-largest shareholder, Chen Zuotao, holds 5.03% of shares, totaling 44,362,867 shares, with 16,300,000 shares pledged[17] - The company has a total of 38,159,600 restricted shares held by executives, with no shares released during the reporting period[19] - The company repurchased 17,104,934 shares, accounting for 1.94% of the total share capital[18] Operational Changes - The company has revised its articles of association and changed its registered address to a new location in Beijing[20] - The company is in the process of electing a new board of directors and supervisory board, with candidates nominated for the fifth board[21] - The company has not disclosed any new product developments or market expansion strategies in the current report[22] Costs and Expenses - Total operating costs for Q1 2023 were ¥1,009,214,300.63, up 49.9% from ¥672,115,981.19 in Q1 2022[26] - The company plans to continue investing in research and development, with R&D expenses amounting to ¥5,415,474.43 in Q1 2023, up from ¥4,912,322.23 in Q1 2022[26] Other Financial Metrics - The company's weighted average return on equity increased to 4.71%, up from 3.58% in the previous year[6] - The company experienced a 40.04% decrease in notes receivable, which fell to ¥15,361,183.11 from ¥25,617,560.45[11] - Prepaid accounts increased by 71.81% to ¥174,008,904.17 from ¥101,281,688.86 year-on-year[11] - The company recorded a foreign exchange loss of CNY 430,042.50 during the quarter[31] - The investment activities resulted in a net cash outflow of CNY 70.71 million, an improvement from a net outflow of CNY 90.99 million in Q1 2022[31] - The financing activities generated a net cash outflow of CNY 97.82 million, compared to a net inflow of CNY 18.08 million in the same period last year[31]