深圳市德方纳米科技股份有限公司 关于持股 5%以上股东部分股份补充质押的公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 深圳市德方纳米科技股份有限公司（以下简称"公司"）近日接到公司持股 5%以上股东孔令涌先生的通知，获悉孔令涌先生将其所持有的公司部分股份办 理了补充质押手续，具体事项如下： 一、 股东股份质押基本情况 | 股东 | 是否为控股 股东或第一 | 本次质押 数量 | 占其所持 | 占公司总 | 是否为 | 是否为补 | 质押起始 | 质押到期 | 质权人 | 质押用 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 名称 | 大股东及其 | （股） | 股份比例 | 股本比例 | 限售股 | 充质押 | 日 | 日 | | 途 | | | 一致行动人 | | | | | | | | | | | 孔令 | | | | | | | 2023-09- | 办理解除 | 华泰证券 | 补充质 | | | 否 | 420,000 | 1.16% | 0.15 ...

3、公司向中国证券登记结算有限责任公司深圳分公司申请查询核查对象在 自查期间买卖公司股票的情况，中国证券登记结算有限责任公司深圳分公司已于 2023年9月1日出具《信息披露义务人持股及股份变更查询证明》和《股东股份变 更明细清单》。 二、核查对象买卖公司股票情况的说明 证券代码：300769 证券简称：德方纳米 公告编号：2023-091 深圳市德方纳米科技股份有限公司 关于第四期限制性股票激励计划内幕信息知情人和激励对象买卖公司股票情况 的自查报告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 深圳市德方纳米科技股份有限公司（以下简称"公司"）于2023年8月29日 分别召开第四届董事会第四次会议和第四届监事会第四次会议，审议通过《关于 <第四期限制性股票激励计划（草案）>及摘要的议案》等相关议案，根据《上 市公司股权激励管理办法》《深圳证券交易所创业板上市公司自律监管指南第1 号—业务办理》的相关规定，公司通过向中国证券登记结算有限责任公司深圳分 公司提交申请，对第四期限制性股票激励计划（以下简称"本激励计划"）的内 幕信息知情人和激励对象在本激励计划公 ...

深圳市德方纳米科技股份有限公司监事会的核查意见 深圳市德方纳米科技股份有限公司监事会 关于第四期限制性股票激励计划激励对象名单的公示情况说明及核查意见 深圳市德方纳米科技股份有限公司（以下简称"公司"）于 2023 年 8 月 29 日分别召开第四届董事会第四次会议和第四届监事会第四次会议，审议通过《关 于<第四期限制性股票激励计划（草案）>及摘要的议案》等相关议案，根据《上 市公司股权激励管理办法》的相关规定，公司对第四期限制性股票激励计划（以 下简称"本激励计划"）的激励对象名单进行内部公示，公司监事会结合公示情 况对激励对象名单进行核查，相关内容如下： 一、公示情况 3、公示方式：公司内部张贴。 4、反馈方式：公示期内，公司（含子公司）员工可通过电话、电子邮件以 及现场沟通等方式向公司监事会反馈相关情况，公司监事会将作出适当记录。 5、公示结果：公示期满，公司监事会未收到任何异议。 二、核查情况 公司监事会对激励对象名单、激励对象的身份证件、激励对象与公司（含子 公司）签订的劳动合同或者聘用协议、激励对象于公司（含子公司）的任职情况 等相关信息进行核查。 三、核查意见 1、公示内容：激励对象的姓名和职务 ...

证券代码:300769 证券简称:德方纳米 编号:2023-008 ■特定对象调研 □分析师会议 □媒体采访 □业绩说明会 投资者关系 □新闻发布会 □路演活动 活动类别 □现场参观 ■其他(电话会议) BlackRock Americas、Coatue Management、Power Corporation of Canada、Millennium Partners、Canada Pension Plan Investment Board、State Teachers Retirement System of Ohio、Columbia Wanger 参与单位名 称及人员姓 名 Asset Management、FifthDelta、GAM International Management、 Sands Capital Management、Timessquare Capital Management、HG Tech、中信证券、中信里昂证券、聚鸣投资、乾图投资等机构参 与(以上排名不分先后) 时间 2023 年 9 月 8 日 地点 公司会议室 上市公司接 待人员姓名 副总经理、董事会秘书何艳艳女士 一、 ...

证券代码:300769 证券简称:德方纳米 深圳市德方纳米科技股份有限公司 投资者关系活动记录表 编号:2023-007 ■特定对象调研 □分析师会议 □媒体采访 □业绩说明会 投资者关系 □新闻发布会 □路演活动 活动类别 □现场参观 □其他 参与单位名 称及人员姓 名 长城基金、博时基金、民生证券、九泰基金、华能贵诚、中食科 创、新加坡新思路投资等机构参与(以上排名不分先后) 时间 2023 年 9 月 5 日 地点 公司会议室 上市公司接 待人员姓名 副总经理、董事会秘书何艳艳女士 一、 投资者主要问题 1、公司的液相法工艺壁垒主要体现在哪些方面? 答:公司的液相法具有独创优势,有较高的技术壁垒,主要 表现在:①配方精确控制壁垒高,液相法对材料配比精度要求 高,准确控制需要采用不同于行业的控制方法,保证溶液体系按 投资者关系 照摩尔比的形式存在;②工程及设备设计壁垒高,液相法的生产 活动主要内 工艺过程对设备及控制有特殊的要求,公司多年来积累了丰富 容介绍 的工艺工程经验,且不断迭代升级,具有较高的技术门槛。 2、公司的磷酸铁锂近年来有哪些提升? 答:通过持续的研发创新投入,公司不断提升核心产品的性 能 ...

Group 1: Production Capacity - The current production capacity of lithium iron phosphate is 265,000 tons/year, with manganese lithium capacity at 110,000 tons/year, and lithium supplement capacity at 5,000 tons/year. The capacity for phosphate-based positive materials is 80,000 tons/year [2] Group 2: Advantages of Manganese Lithium Phosphate - Manganese lithium phosphate retains the high safety and low-cost advantages of lithium iron phosphate while offering higher energy density, which enhances the range of electric vehicles. It also exhibits superior low-temperature performance, meeting the range requirements for electric vehicles in cold regions [3] Group 3: Investment and Application Progress - The investment for a single 10,000-ton manganese lithium phosphate production line is approximately 220 million to 250 million [3] - As of August 2023, four vehicle models have adopted "ternary lithium + manganese lithium phosphate batteries," indicating accelerated industrial application progress [3] Group 4: Raw Material Price Management - The company employs several strategies to manage raw material price fluctuations, including risk transfer through price transmission mechanisms, strengthening supply chain management, improving raw material turnover efficiency, driving cost reduction through technological innovation, and stabilizing material costs by engaging in upstream industry [3] Group 5: Overseas Client Development - The company maintains active engagement with mainstream overseas clients, conducting sample tests based on client needs, with smooth progress in the verification process [3] Group 6: Competitive Strategy - The company adheres to a leading technology strategy through independent innovation and increased R&D investment, a cost-leading strategy by optimizing processes and reducing product costs, and a differentiated strategy to meet diverse customer application needs [4]

Financial Performance - The company reported a revenue of RMB 1.2 billion for the first half of 2023, representing a year-on-year increase of 25%[16]. - The net profit attributable to shareholders was RMB 300 million, up 15% compared to the same period last year[16]. - The company's operating revenue for the reporting period was ¥8,892,376,080.98, representing a 17.67% increase compared to the same period last year[23]. - The net profit attributable to shareholders was -¥1,043,870,795.58, a decrease of 181.55% year-on-year[23]. - The net cash flow from operating activities improved to ¥179,721,047.91, a 106.40% increase compared to the previous year[23]. - The management has set a revenue target of RMB 2.5 billion for the full year 2023, reflecting a growth rate of 20%[16]. - The company reported a significant increase in operating revenue, reaching approximately CNY 3,801.51 million for the reporting period[105]. - The net profit for the company was approximately CNY 531.89 million, indicating a growth of 7.96% compared to the previous period[105]. Research and Development - The company plans to invest RMB 200 million in R&D for new battery technologies in the next fiscal year[16]. - The company focuses on R&D through a model that emphasizes independent innovation, aiming to enhance product performance and optimize production processes[48]. - The company has applied for a total of 420 patents, including 397 invention patents, demonstrating its strong R&D capabilities and technological reserves[57]. - Research and development expenses totaled 223.26 million yuan, reflecting a year-on-year increase of 14.83%, with 127 new patent applications filed during the reporting period[68]. - The company has a strong focus on R&D, having developed four core technologies and established a comprehensive development system for lithium-ion battery materials[56]. Market Expansion and Sales - The company has expanded its market presence in Southeast Asia, achieving a 40% growth in sales in that region[16]. - User data indicates a 30% increase in the adoption of lithium-ion batteries in electric vehicles compared to the previous year[16]. - New product launches are expected to contribute an additional RMB 500 million in revenue by the end of 2023[16]. - The company is exploring potential acquisitions to enhance its product portfolio and market reach[16]. - The company is focused on expanding its market presence and developing new products and technologies[118]. Production Capacity and Operations - The company has established an annual production capacity of 110,000 tons for lithium manganese iron phosphate, positioning itself as a leader in production scale and mass production capability[46]. - The company has established an annual production capacity of 265,000 tons for nano lithium iron phosphate, leading the industry in production scale[62]. - The company's production capacity for lithium battery cathode materials is 138,349.25 tons, with an additional 190,000 tons under construction, resulting in a capacity utilization rate of 63.59%[77]. - The company has ongoing projects including an annual production capacity of 110,000 tons of new lithium-ion battery cathode materials, with a cumulative investment of CNY 2,307,113,788.12, achieving 97.72% of the planned investment[88]. Environmental Compliance and Sustainability - The company strictly adheres to various environmental protection laws and regulations during its operations[129]. - The company reported a total discharge of 8.77 tons of nitrogen oxides, complying with the inorganic chemical pollution discharge standards[131]. - The company has implemented measures to ensure compliance with the inorganic chemical industry pollution discharge standards[133]. - The total investment in environmental governance and protection during the reporting period amounted to 43.1515 million yuan, including an environmental protection tax of 232,200 yuan[143]. - The company is committed to reducing carbon emissions through energy-saving technology upgrades and optimizing production processes, resulting in improved efficiency and reduced energy waste[146]. Financial Strategy and Funding - The company initiated a fundraising effort to issue convertible bonds, aiming to raise up to 3.5 billion yuan to support the construction of a new production base for 110,000 tons of phosphate-based cathode materials and to supplement working capital[71]. - The company has provided guarantees for loans totaling 31 million in April 2022, reflecting its commitment to financial stability and growth[177]. - The company has provided joint liability guarantees for various credit applications, including a credit limit of 200 million CNY to Yunnan Hongta Bank in November 2022[199]. - The company’s financial strategy includes leveraging bank credit to support its operational and expansion needs[18][19][21][23][26][30][32][34][36][38][40][42][44][46][48]. Risks and Challenges - The company faces risks related to supply chain disruptions and has outlined measures to mitigate these risks[3]. - Fluctuations in raw material prices, particularly lithium carbonate, pose a risk to product costs and gross margins, requiring effective procurement strategies[109]. - There is a risk of structural overcapacity in the industry due to rapid expansion by competitors, which could adversely affect future operating performance[107]. - Changes in industrial policies related to the new energy vehicle sector could impact market demand, prompting the company to enhance cost control and product value[110]. Shareholder Engagement and Governance - The company plans not to distribute cash dividends, issue bonus shares, or convert capital reserves into share capital for the semi-annual period[118]. - The company appointed a new board of directors and management team on May 31, 2023, including the election of Kong Lingyong as chairman[116][117]. - The company maintains a strong governance structure, ensuring the protection of shareholder rights and compliance with relevant laws and regulations[148]. - The company has implemented various employee welfare programs, including stock incentive plans, to enhance employee engagement and satisfaction[149].

深圳市德方纳米科技股份有限公司 关于变更定期报告披露时间的公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 证券代码：300769 证券简称：德方纳米 公告编号：2023-083 特此公告。 深圳市德方纳米科技股份有限公司 2023年8月29日 深圳市德方纳米科技股份有限公司（以下简称"公司"）原定于2023年8月 30日披露公司2023年半年度报告。为确保信息披露的完整性和准确性，经向深圳 证券交易所申请，公司2023年半年度报告的披露时间变更为2023年8月31日。 公司对本次调整半年度报告的披露时间给投资者带来的不便致以诚挚的歉 意，敬请广大投资者谅解。 董事会 ...

上市保荐书 华泰联合证券有限责任公司关于 深圳市德方纳米科技股份有限公司 2023 年度向不特定对象 发行可转换公司债券并在创业板上市之上市保荐书 深圳证券交易所： 作为深圳市德方纳米科技股份有限公司（以下简称"发行人"、"公司"） 2023 年度向不特定对象发行可转换公司债券并在创业板上市的保荐人，华泰联 合证券有限责任公司及其保荐代表人已根据《中华人民共和国公司法》（以下简 称《公司法》）、《中华人民共和国证券法》（以下简称《证券法》）《上市公司证券 发行注册管理办法》（以下简称"《再融资注册办法》"）等法律法规和中国证 券监督管理委员会（以下简称中国证监会）及贵所的有关规定，诚实守信，勤勉 尽责，严格按照依法制定的业务规则和行业自律规范出具上市保荐书，并保证所 出具文件真实、准确、完整。 现将有关情况报告如下： 一、发行人基本情况 （一）发行人概况 发行人名称：深圳市德方纳米科技股份有限公司 报告期内，公司的主营业务未发生重大变化。 （三）发行人主要经营和财务数据及指标 注册地址：深圳市南山区桃源街道福光社区留仙大道 3370 号南山智园崇文 园区 1 号楼 1001 注册时间：2007 年 1 月 2 ...