宁波色母粒股份有限公司 独立董事关于第二届董事会第九次会议 相关事项的独立意见 根据《中华人民共和国公司法》、《深圳证券交易所创业板股票上市规则》、 《深圳证券交易所上市公司自律监管指引第2号——创业板上市公司规范运作》、 《上市公司独立董事规则》及《公司章程》等有关法律、法规和规范性文件的规 定，我们作为宁波色母粒股份有限公司（以下简称"公司"）的独立董事，本着 认真、负责的态度，通过对有关情况进行详细了解，基于独立判断，对公司第二 届董事会第九次会议审议的相关事项发表以下独立意见： 一、关于2023年半年度募集资金存放与使用情况的专项报告的独立意见 经核查，我们认为公司2023年半年度募集资金的存放和使用符合相关法律法 规关于募集资金存放与使用的相关规定，不存在募集资金存放和使用违规的情形。 公司编制的《2023年半年度募集资金存放与使用情况的专项报告》真实、准确、 完整，客观地反映了公司募集资金存放和使用的实际情况，不存在虚假记录、误 导性陈述和重大遗漏。 二、关于2023年半年度公司控股股东及其他关联方资金占用情况及对外担 保情况的独立意见 （一）对外担保情况 2023年上半年，公司无对外担保事项，无 ...

宁波色母粒股份有限公司 独立董事年报工作制度 宁波色母粒股份有限公司 独立董事年报工作制度 第一条 为完善宁波色母粒股份有限公司（以下简称"公司"或"本公司"） 管理治理机制，加强公司内部控制建设，进一步夯实信息披露编制工作的基础， 充分发挥独立董事在年报信息披露中的监督、协调作用，维护中小投资者的利益， 根据《上市公司独立董事管理办法》《深圳证券交易所创业板股票上市规则（2023 年修订）》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司 规范运作（2023 年修订）》等相关法律法规及业务规则，特制订本制度。 第二条 独立董事应在公司年度报告的编制和披露过程中，切实履行独立董 事的责任和义务，勤勉尽责。 第三条 年度报告编制期间，公司相关职能部门和人员应当为独立董事行使 职权提供必要的工作条件，不得限制或者阻碍独立董事了解公司经营运作情况。 独立董事应高度关注公司年审期间发生改聘会计师事务所的情形，一旦发生 改聘情形，独立董事应当发表书面意见。 第四条 年度报告编制期间，独立董事负有保密义务。在年度报告公布前， 不得以任何形式向外界泄漏年度报告的内容。 第五条 公司应当制订年度报告工作计划， ...

宁波色母粒股份有限公司 董事会提名委员会工作细则 第一章 总则 宁波色母粒股份有限公司 董事会提名委员会工作细则 第一条 第一条 为规范宁波色母粒股份有限公司（以下简称"公司"或"本 公司"）领导人员的产生，优化董事会组成，完善公司治理结构，根据《中华人 民共和国公司法》《中华人名共和国证券法》《上市公司治理准则》《深圳证券交 易所上市公司自律监管指引第 2 号——创业板上市公司规范运作（2023 年修订）》 《深圳证券交易所创业板股票上市规则（2023 年修订）》等法律、法规、规范性 文件以及《宁波色母粒股份有限公司章程》（以下简称"《公司章程》"）的有关规 定，公司特设立董事会提名委员会（以下简称"提名委员会"），并制订本工作细 则。 第二条 提名委员会是董事会按照股东大会决议设立的专门工作机构，对董 事会负责，主要职责是对公司董事(包括独立董事)、高级管理人员的人选的选择 向董事会提出意见和建议，提名委员会提案应当提交董事会审议决定。 第二章 人员组成 第三条 提名委员会委员由三名董事组成，其中独立董事应当过半数。提名 委员会设主任委员（召集人）一名，由独立董事委员担任，负责主持委员会工作。 主任委员在 ...

宁波色母粒股份有限公司（以下简称"公司"）于 2023 年 8 月 21 日召开 第二届董事会第九次会议，审议通过了《关于修订公司章程的议案》。该议案尚 需提交公司 2023 年第三次临时股东大会审议，现将有关情况公告如下： 一、公司《章程》修改情况 根据《深圳证券交易所创业板股票上市规则》、《深圳证券交易所上市公司 自律监管指引第 2 号——创业板上市公司规范运作》等法律法规、规范性文件 的规定，结合公司实际情况，并对《宁波色母粒股份有限公司章程》部分条款进 行了修订，具体修订内容如下： 证券代码：301019 证券简称：宁波色母 公告编号：2023-059 宁波色母粒股份有限公司 关于修订公司章程的公告 本公司及董事会全体成员保证公告内容真实、准确和完整，无虚假记载、 误导性陈述或重大遗漏。 | 修订前 | 修订后 | 备注 | | --- | --- | --- | | 第一条 为维护宁波色母粒股份有限 | 第一条 为维护宁波色母粒股份有限 | | | 公司（以下简称"公司"）、股东和债 | 公司（以下简称"公司"）、股东和债权 | | | 权人的合法权益，规范公司的组织 | 人的合法权益，规范公司的组 ...

证券代码：301019 证券简称：宁波色母 公告编号：2023-056 宁波色母粒股份有限公司 2023 年半年度募集资金存放与使用情况的专项报告 本公司及董事会全体成员保证公告内容真实、准确和完整，无虚假记载、 误导性陈述或重大遗漏。 根据《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规 范运作》、《深圳证券交易所创业板股票上市规则》、《上市公司监管指引第 2 号— —上市公司募集资金管理和使用的监管要求》等有关规定，现将宁波色母粒股份 有限公司（以下简称"公司"或"宁波色母"）2023 年半年度募集资金存放与使 用情况专项报告如下： 一、 募集资金基本情况 （一）实际募集资金金额、资金到位情况 根据中国证券监督管理委员会《关于同意宁波色母粒股份有限公司首次公开 发股票注册的批复》（证监许可[2021]1866 号），公司获准公开发行 2,000.00 万股 人民币普通股，本次发行不涉及发行人原有股东公开发售股票。本次发行价格为 28.94 元/股，募集资金总额为 57,880.00 万元，扣除发行费用后募集资金净额为 51,054.96 万元。上述募集资金于 2021 年 6 月 23 ...

宁波色母粒股份有限公司 独立董事制度 宁波色母粒股份有限公司 独立董事制度 第一章 总则 第一条 按照建立现代企业制度的要求，进一步完善宁波色母粒股份有限公 司（以下简称"公司"）治理结构，促进公司的规范运作，维护公司整体利 益，提高公司决策的科学性和民主性，根据《中华人民共和国公司法》（以下简 称"《公司法》"）、《上市公司独立董事管理办法》（以下简称"《管理办 法》"）、《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司 规范运作（2023 年修订）》和《宁波色母粒股份有限公司章程》（以下简称 "《公司章程》"）的有关规定，制定本制度。 第二条 独立董事是指不在公司担任除董事外的其他职务，并与公司及公司 主要股东、实际控制人不存在直接或者间接利害关系，或者其他可能影响其进 行独立客观判断关系的董事。 独立董事应当独立履行职责，不受公司及其主要股东、实际控制人等单位 或者个人的影响。 第三条 独立董事对公司及全体股东负有忠实与勤勉义务，应当按照法律、 行政法规、中国证券监督管理委员会（以下简称"中国证监会"）规定、深圳证 券交易所业务规则和《公司章程》的规定，认真履行职责，在董事会中发挥参 与 ...

证券代码：301019 证券简称：宁波色母 公告编号：2023-051 宁波色母粒股份有限公司 关于部分董事和监事减持计划时间届满暨减持结果的公告 公司股东周必红先生和张旭波先生保证向本公司提供的信息内容真实、准 确、完整，没有虚假记载、误导性陈述或重大遗漏。 本公司及董事会全体成员保证公告内容与信息披露义务人提供的信息一 致。 特别提示： 减持计划期限届满：宁波色母粒股份有限公司（以下简称"公司"）于2023 年1月17日在巨潮资讯网（http://www.cninfo.com.cn）上披露了《关于公司部分董 事、监事减持计划的预披露公告》（公告编号：2023-002），持有本公司股份 2,667,605股（占本公司总股本比例2.2230%）的董事周必红先生和持有本公司股 份1,633,527股（占本公司总股本比例1.3613%）的监事张旭波先生计划在本公告 披露之日起15个交易日后6个月内，以集中竞价方式或大宗交易方式减持本公司 股份666,000股（占本公司总股本比例0.5550%）和408,000股（占本公司总股本比 例0.3400%）。截至本公告披露日，上述减持计划期限已届满，在减持计划期限 内，董 ...

证券代码： 301019 证券简称：宁波色母 宁波色母粒股份有限公司投资者关系活动记录表 | 投资者关系活动 | □特定对象调研 □ 分析师会议 | | --- | --- | | 类别 | □ 媒体采访 √ 业绩说明会 | | | □ 新闻发布会 □ 路演活动 | | | 现场参观 □ | | | 其他 （请文字说明其他活动内容） □ | | 参与单位名称及 | 投资者网上提问 | | 人员姓名 | | | 时间 | 年 月 日 2023 5 26 (周五) 下午 15:00~17:00 | | 地点 | 公司通过全景网"投资者关系互动平台"（https://ir.p5w.net） | | | 采用网络远程的方式召开业绩说明会 | | 上市公司接待人 | 1、董事长、总经理任卫庆 | | 员姓名 | 2、财务总监陈忠芳 | | | 3、董事会秘书陈建国 | | | 4、保荐代表顾盼 | | | 5、独立董事周奇嵩 投资者提出的问题及公司回复情况 | | | 公司就投资者在本次说明会中提出的问题进行了回复： 1、募集的资金扩建的项目延后到2025年，有望提前投产吗？ | | | 尊敬的投资者，您好！"年产 2 ...

Financial Performance - The company's revenue for Q1 2023 was ¥98,669,730.44, a decrease of 15.27% compared to ¥116,450,796.97 in the same period last year[5] - Net profit attributable to shareholders was ¥19,567,566.59, down 24.25% from ¥25,833,130.24 year-on-year[5] - Total operating revenue for Q1 2023 was CNY 98,669,730.44, a decrease of 15.3% compared to CNY 116,450,796.97 in Q1 2022[22] - Net profit for Q1 2023 was CNY 19,567,566.59, representing a decline of 24.2% from CNY 25,833,130.24 in Q1 2022[23] - Earnings per share for Q1 2023 were CNY 0.16, compared to CNY 0.22 in Q1 2022[23] Cash Flow and Liquidity - The net cash flow from operating activities improved significantly to ¥771,764.72, compared to a negative cash flow of ¥6,000,871.92 in the previous year, marking a 112.86% increase[5] - Operating cash inflow for the current period was $121,356,435.90, slightly up from $120,535,714.14 in the previous period, indicating a marginal increase of 0.68%[25] - Cash and cash equivalents at the end of the period decreased to $388,285,704.69 from $465,808,318.64, a decline of approximately 16.6%[26] - The company reported a net cash outflow of $115,919,077.47 for the current period, compared to a net outflow of $63,738,785.01 previously, indicating a worsening cash position[26] Assets and Liabilities - The total assets at the end of the reporting period were ¥1,130,311,463.93, reflecting a 2.55% increase from ¥1,102,257,668.23 at the end of the previous year[5] - Total liabilities increased to CNY 66,945,434.62 in Q1 2023, up from CNY 58,459,205.51 in Q1 2022[21] - Total equity attributable to shareholders reached CNY 1,063,366,029.31, up from CNY 1,043,798,462.72 year-over-year[21] Operational Changes - The company has adjusted the implementation of its fundraising projects, including the "annual production of 20,000 tons of mid-to-high-end masterbatch project," with a new expected completion date of June 23, 2025[18] - The company appointed Zhu Xihua as the new vice president on February 13, 2023, following the resignation of Hong Yin[16] Investments and Expenses - Research and development expenses for Q1 2023 were CNY 4,741,834.12, compared to CNY 4,276,181.56 in Q1 2022, indicating a 10.9% increase[22] - The company reported a financial income of CNY 1,908,243.19 in Q1 2023, compared to CNY 1,826,802.59 in the previous year[22] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 9,549, with the largest shareholder holding 29.82% of the shares[12] - The total number of restricted shares at the end of the period is 63,488,554 shares, unchanged from the beginning of the period[15] Other Financial Metrics - The company's weighted average return on equity decreased to 1.86%, down from 2.59% in the same period last year[5] - The company recorded a significant decrease in other income, which fell by 85.33% to ¥346,034.01, primarily due to the previous year's government subsidies[10] - Total operating costs for Q1 2023 were CNY 77,886,003.03, down 18.8% from CNY 95,881,411.90 in the same period last year[22] Inventory and Prepayments - Inventory at the end of the period was ¥84,143,743.33, up from ¥71,013,717.84, indicating an increase of 18.4%[19] - Prepayments surged by 510.41% to ¥19,908,619.65, mainly due to increased raw material prepayments[10] - The company's prepayments increased significantly to ¥19,908,619.65 from ¥3,261,524.48, representing a growth of 510.5%[19] Financial Reporting - The first quarter report was not audited, which may affect the reliability of the financial data presented[27]

Financial Performance - The company's operating revenue for 2022 was ¥464,145,484.66, a decrease of 5.73% compared to ¥492,341,950.92 in 2021[23]. - Net profit attributable to shareholders was ¥100,471,570.66, down 7.72% from ¥108,880,290.20 in the previous year[23]. - The net profit after deducting non-recurring gains and losses was ¥80,608,736.73, reflecting a decline of 21.92% from ¥103,241,547.91 in 2021[23]. - The cash flow from operating activities was ¥81,821,296.05, a significant drop of 33.69% compared to ¥123,400,161.11 in 2021[23]. - Basic earnings per share decreased by 19.23% to ¥0.84 from ¥1.04 in 2021[23]. - The overall gross margin decreased by 4.45% compared to the previous year due to rising costs and economic impacts on sales[62]. - The company achieved operating revenue of CNY 464,145,484.66 and a net profit attributable to shareholders of CNY 100,471,570.66, with a net profit of CNY 80,608,736.73 after deducting non-recurring gains and losses[43]. - The company reported a total capital increase of 1,921.9 million shares in 2022, compared to 1,549.4 million shares in 2021, reflecting a growth of approximately 24%[140]. Dividend Distribution - The company plans to distribute a cash dividend of 4 RMB per 10 shares to all shareholders, based on a total of 120,000,000 shares[5]. - The total distributable profit at the end of 2022 was RMB 258,755,354.62, with a cash dividend distribution of RMB 48,000,000, representing 100% of the profit distribution total[167]. - The cash dividend per 10 shares is RMB 4.00 (including tax), based on a total share capital of 120,000,000 shares[168]. - The company has not made any adjustments to its cash dividend policy during the reporting period[166]. Risk Management - The company emphasizes the importance of risk awareness, highlighting risks such as macroeconomic downturns, talent loss, and new product development risks[4]. - The company’s management has committed to addressing major risks that could impact future performance, including raw material price fluctuations and market competition[4]. - The company plans to enhance its operational and management capabilities, increase technological innovation, and reduce costs to mitigate risks from macroeconomic downturns[116]. - The company faces risks from intensified market competition, with a need for continuous innovation to maintain its market position[121]. - The company is facing risks related to inventory depreciation due to production surplus or order cancellations, which may increase inventory levels[123]. Research and Development - The company has a strong R&D capability with multiple core technologies and intellectual property rights, focusing on market-driven product development[40]. - R&D expenses totaled CNY 17,593,925.69, an increase of 4.41% year-on-year, representing 3.79% of operating revenue[44]. - The company has 12 R&D projects, with 5 completed and launched, and 6 ongoing projects achieving technological breakthroughs[44]. - The company launched several new products, including ultra-high concentration PS foaming masterbatch and transparent EVA ion-adsorbing masterbatch, which are expected to drive new economic growth[76]. - The company is focused on continuous technological innovation and new product development, aiming to strengthen its core competitiveness and market position[36]. Market Position and Strategy - The company has become a leading domestic supplier of plastic color masterbatches, with a significant market share in the plastic color masterbatch sector, ranking first in China[35]. - The company aims to shift towards precision customization in production to better meet diverse customer needs in the color masterbatch industry[32]. - The company is actively expanding its market presence through participation in exhibitions and marketing activities, aiming to enhance brand awareness and customer engagement[113]. - The company is focusing on customized masterbatch products to meet specific customer needs, which requires timely responses to market changes[118]. - The company has established long-term stable partnerships with numerous well-known enterprises across various industries, including electronics, food and beverage, and automotive[37]. Corporate Governance - The company emphasizes information disclosure, ensuring that all shareholders have equal access to information through designated media[131]. - The company has a complete and independent financial accounting system and management structure, ensuring independent financial decision-making[135]. - The company has established a transparent and effective performance evaluation and incentive mechanism for its directors and senior management[132]. - The company held 1 annual general meeting and 3 extraordinary general meetings during the reporting period, ensuring compliance with legal and regulatory requirements[129]. - The board of directors consists of 9 members, including 3 independent directors, and has held 10 meetings during the reporting period[129]. Environmental Responsibility - The company strictly adhered to environmental protection laws and regulations, with no pollution incidents or administrative penalties reported during the reporting period[177]. - The company implemented effective measures for environmental protection, including the installation of ventilation and dust removal equipment, and compliance with ISO9001, ISO14001, and ISO45001 standards[176]. - The company has taken measures to reduce carbon emissions, although specific details were not disclosed[177]. - The company was included in the positive list of ecological environment supervision and law enforcement in Ningbo City for 2022[177]. - The company emphasizes environmental protection and sustainable development, achieving tangible results in energy conservation, emission reduction, and efficiency enhancement during the reporting period[180]. Employee Management - The total number of employees at the end of the reporting period is 305, with 280 from the parent company and 1 from the main subsidiary[162]. - The employee composition includes 157 production staff, 40 sales staff, 39 technical staff, 10 financial staff, and 59 administrative staff[162]. - The company has implemented a training program that includes pre-job training, on-the-job training, and skill enhancement training[164]. - The company has established a long-term training mechanism for core talent to address the risk of talent loss and ensure the retention of key technical personnel[117]. - The company has not encountered any significant internal control deficiencies during the reporting period[171]. Shareholder Relations - The company is committed to improving information disclosure quality and investor relations management, ensuring timely and accurate communication with investors[115]. - The company has committed to maintaining transparency in its shareholding changes and ensuring compliance with securities trading rules[186]. - The company will disclose specific reasons for any failure to fulfill commitments and will apologize to investors if necessary[198]. - The company guarantees strict adherence to the commitments disclosed in the IPO prospectus, with penalties for non-compliance including public disclosure of reasons for failure[198]. - The company has pledged to compensate investors for losses incurred due to false statements or omissions in the prospectus, ensuring protection for small investors[192].