苏州天禄光科技股份有限公司 控股股东和实际控制人行为规范 第一章 总 则 第一条 为进一步规范苏州天禄光科技股份有限公司（以下简称"公司"）控股 股东、实际控制人行为，完善公司治理结构，切实保护公司和中小股东的合法权 益，根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国 证券法》（以下简称"《证券法》"）、《上市公司治理准则》、《上市公司股东减持股 份管理暂行办法》、《深圳证券交易所创业板股票上市规则》、《深圳证券交易所上 市公司自律监管指引第 2 号——创业板上市公司规范运作》、《深圳证券交易所上 市公司自律监管指引第 18 号——股东及董事、监事、高级管理人员减持股份》等 法律、行政法规、部门规章及业务规则和《苏州天禄光科技股份有限公司章程》（以 下简称"《公司章程》"）的规定，制定本规范。 第二条 控股股东，是指其持有的股份占公司股本总额超过 50%的股东；持 有股份的比例虽然低于 50%，但依其持有的股份所享有的表决权已足以对股东大 会的决议产生重大影响的股东。 第三条 实际控制人，是指通过投资关系、协议或者其他安排，能够实际支 配公司行为的人。 第四条 以下主体的行为视同控股 ...

苏州天禄光科技股份有限公司 内部审计管理制度 第一章 总 则 第一条 为加强苏州天禄光科技股份有限公司（以下简称"公司"）内部监 督和风险控制，保障公司财务管理、会计核算和生产经营符合国家各项法律法规 要求，维护包括中小投资者股东的合法权益，根据《中华人民共和国公司法》（以 下简称"《公司法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）、 《中华人民共和国审计法》和《深圳证券交易所创业板股票上市规则》、《深圳 证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等，结 合公司的实际情况，制定本制度。 第二章 内部审计机构和审计人员 第四条 公司董事会设审计委员会，依据相关法律、法规以及公司《审计委 员会工作细则》的规定指导和监督公司内部审计制度的建立和实施。 第五条 审计委员会下设内部审计部作为公司的内部审计机构。内部审计部 在审计委员会指导下独立开展审计工作，内部审计部对审计委员会负责，向审计 委员会报告工作。内部审计部依照国家法律、法规和政策以及公司的规章制度， 对公司的财务管理、内控制度建立和执行情况进行内部审计监督。 第六条 内部审计部应当保持独立性，不得置于财务部门的领导 ...

Financial Performance - The company's operating revenue for 2024 was approximately ¥654.09 million, representing a 9.67% increase compared to ¥596.42 million in 2023[17]. - The net profit attributable to shareholders for 2024 was approximately ¥27.12 million, a significant increase of 206.84% from ¥8.84 million in 2023[17]. - The net profit after deducting non-recurring gains and losses was approximately ¥24.66 million, reflecting a 375.78% increase from ¥5.18 million in 2023[17]. - The basic earnings per share for 2024 was ¥0.25, up 177.78% from ¥0.09 in 2023[17]. - The total assets at the end of 2024 were approximately ¥1.36 billion, a 14.79% increase from ¥1.18 billion at the end of 2023[17]. - The net assets attributable to shareholders at the end of 2024 were approximately ¥994.64 million, a slight increase of 1.39% from ¥981.02 million at the end of 2023[17]. - The company's gross margin for 2024 was 19.21%, an increase of 1.71 percentage points from 2023, driven by the recovery in panel industry demand[79]. - The company reported a net cash flow from operating activities of -16,041,908.82, a decrease of 567.40% compared to 2023, primarily due to increased procurement payments and strategic inventory buildup[96]. Revenue Breakdown - The company's total revenue for Q1, Q2, Q3, and Q4 was approximately ¥151.95 million, ¥171.31 million, ¥172.96 million, and ¥157.87 million respectively, showing a slight decline in Q4 compared to Q3[19]. - The revenue from desktop monitors, laptops, and LCD TVs increased by approximately 400 million yuan, 1,200 million yuan, and 4,800 million yuan respectively compared to 2023, indicating growth across all major product segments[79]. - The net profit attributable to shareholders for the same quarters was ¥5.15 million, ¥9.91 million, ¥4.90 million, and ¥7.15 million, indicating a significant drop in Q3[19]. Research and Development - The company invested 3,508.16 million yuan in R&D in 2024, a 20% increase from 2023, reflecting the ongoing development of the TAC optical film business[79]. - Research and development expenses increased by 19.63% to ¥35,081,566.09 in 2024, primarily due to increased spending on the TAC film project[92]. - The company is developing a new type of environmentally friendly brightening ink, expected to enhance the brightness of light guide plates by 5% to 10%[95]. - The company aims to enhance the average brightness of displays by 5%-7% through the development of a composite light guide plate, providing low-power solutions for customers[93]. Strategic Initiatives - The company established a subsidiary, Anhui Jiguang New Materials Co., Ltd., in 2023 to develop and produce TAC film, marking a strategic expansion into adjacent sectors of the display industry[26]. - The company aims to break the foreign monopoly on core precision components in the display panel industry by collaborating with upstream and downstream enterprises, focusing on high-end film materials for sustainable development[127]. - The company plans to enhance its upstream integration in the light guide plate field, extending the industry and value chain while optimizing product structure and upgrading technology[126]. - The company is actively pursuing strategic opportunities in the global display panel industry chain through acquisitions, restructuring, and cooperation[126]. Market Outlook - The global shipment of LCD panels for desktop monitors is projected to reach 160 million units in 2024, a 6.67% increase from 2023, indicating a recovery in demand[30]. - The global shipment of LCD panels for laptops is expected to reach 207 million units in 2024, reflecting an 11.29% increase from 2023, marking the first growth since 2022[33]. - The global shipment of LCD panels for TVs is anticipated to reach 243 million units in 2024, a 2.88% increase from 2023, driven by demand from overseas markets and domestic policies[36]. Governance and Compliance - The board of directors consists of 7 members, including 3 independent directors, ensuring compliance with legal and regulatory requirements[149]. - The supervisory board is composed of 3 members, including 2 employee representatives, adhering to legal standards[151]. - The company emphasizes transparency in information disclosure, designating a specific website for investor information access[152]. - The company has not experienced any requests for extraordinary shareholder meetings from major shareholders, indicating stable governance[147]. Cash Flow and Investments - The net cash flow from investing activities was -157.15 million yuan, a decrease of 134.82 million yuan compared to 2023, representing a year-on-year decline of 603.78%, primarily due to investments in the optical substrate factory project[97]. - The net cash flow from financing activities was 145.76 million yuan, an increase of 31.61 million yuan compared to 2023, reflecting a year-on-year growth of 27.70%, mainly due to the arrival of investment funds from subsidiaries and increased borrowings[97]. - The company reported a fair value change of CNY 1,070,986.3 in financial assets during the reporting period[106]. Employee and Management Changes - The total number of employees at the end of the reporting period is 823, with 668 from the parent company and 155 from major subsidiaries[183]. - The company experienced a management change with the election of new directors and supervisors, indicating a strategic shift in governance[162]. - The company appointed Shengqiang Yin as the employee representative supervisor on May 31, 2024, following the resignation of Yinxiao Qing due to personal reasons[160]. Risk Management - The company faces risks from rapid technology iteration in the display industry, particularly with emerging technologies like OLED and mini LED, which could render existing products obsolete[134]. - The company is addressing the risk of product singularity by developing high-end film materials as a second growth line, particularly focusing on TAC film products[135]. - The company is implementing measures to mitigate risks associated with currency fluctuations, including negotiating pricing terms to protect against significant exchange rate changes[140].

证券代码：301045 证券简称：天禄科技 公告编号：2025-011 苏州天禄光科技股份有限公司 关于控股股东、实际控制人部分股份质押及解除质押的公告 公司控股股东、实际控制人陈凌先生保证向本公司提供的信息内容真实、准 确、完整，没有虚假记载、误导性陈述或重大遗漏。 本公司及董事会全体成员保证公告内容与信息披露义务人提供的信息一致。 苏州天禄光科技股份有限公司（以下简称"公司"）于近日接到公司控股股 东、实际控制人陈凌先生的通知，获悉陈凌先生将其所持有公司的部分股份办理 了质押及解除质押的业务，具体情况如下： | 股东 | 是否为控股 股东或第一 | 本次解除质 | 占其所持 | 占公司总 | 是否为 | 是否为 补充质 | 质押 | 解除 | 质权人 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 名称 | 大股东及其 | 押数量（股） | 股份比例 | 股本比例 | 限售股 | 押 | 起始日 | 质押日 | | | | 一致行动人 | | | | | | | | | | 陈凌 | 是 | 420,000 | 1.82% ...

证券代码：301045 证券简称：天禄科技 公告编号：2025-010 苏州天禄光科技股份有限公司 | | 是否为控股 | | | | | | 是否为 | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 股东 | 股东或第一 | | 本次质押数 | 占其所持 | 占公司总 | 是否为 | 补充质 | 质押 | 质押 | 质权人 | 质押 | | 名称 | 大股东及其 | | 量（股） | 股份比例 | 股本比例 | 限售股 | 押 | 起始日 | 到期日 | | 用途 | | | 一致行动人 | | | | | | | | | | | | 陈凌 | | 是 | 840,000 | 3.65% | 0.76% | 否 | 否 | 2025-2-20 | 2026-2-19 | 江苏科担江 南融资担保 | 个人资 金需求 | | | | | | | | | | | | 有限公司 | | | 合计 | | - | 840,000 | 3.65% | 0.76% | - | - | - | - | ...

证证券代码：301045 证券简称：天禄科技 公告编号：2025-009 苏州天禄光科技股份有限公司 关于投资设立全资子公司的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有 虚假记载、误导性陈述或重大遗漏。 一、对外投资概述 1、基本情况 根据公司经营发展的需要，为进一步整合优化资源，提高公司的综合实力和 竞争力，实现长期战略目标，苏州天禄光科技股份有限公司（以下简称"公司" 或"天禄科技"）以自有资金投资设立全资子公司苏州屹甲新材料有限公司（以 下简称"屹甲"），注册地为江苏省苏州市相城区黄埭镇太东路2990号1号楼3楼， 注册资本为人民币1,000万元。 近日，屹甲已经完成公司注册登记手续，并取得了苏州市相城区数据局核发 的《营业执照》。 2、审批情况 根据《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司自 律监管指引第2号——创业板上市公司规范运作》等有关法律法规及《苏州天禄 光科技股份有限公司章程》等相关规定，本次设立全资子公司在公司管理层审批 权限范围内，无需提交董事会及股东大会审议。 3、是否构成关联交易和重大资产重组 本次设立全资子公司不构成关联交易，也不构成《 ...

本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 苏州天禄光科技股份有限公司（以下简称"公司"）于 2024 年 8 月 15 日召开 第三届董事会第二十二次会议和第三届监事会第二十次会议，审议通过了《关于 使用部分闲置募集资金进行现金管理的议案》，同意公司在确保不影响募集资金 投资项目建设进度，并有效控制风险的前提下，使用不超过人民币 1.50 亿元闲 置募集资金进行现金管理，使用期限自第三届董事会第二十二次会议审议通过之 日起 12 个月内有效，在前述额度及期限有效期内，可循环滚动使用。具体内容 详见公司于 2024 年 8 月 15 日在巨潮资讯网（www.cninfo.com.cn）披露的《关于 使用部分闲置募集资金进行现金管理的公告》（公告编号：2024-068）。 一、现金管理转让赎回的情况 近日，公司赎回一笔闲置募集资金进行现金管理的产品，收回本金 5,000 万 元，并获得收益 283,333.33 元，具体情况如下： | 受托方 | 产品 | 产品 | 购买金额 | 起息日 | 到期日 | 预期年化 | 实际投资 | | --- | --- | ...

证券代码：301045 证券简称：天禄科技 公告编号：2025-007 苏州天禄光科技股份有限公司 关于控股股东、实际控制人部分股份质押及解除质押的公告 公司控股股东、实际控制人陈凌先生保证向本公司提供的信息内容真实、准 确、完整，没有虚假记载、误导性陈述或重大遗漏。 | | | | 本次变动 | 本次变动 | | | 已质押股份情况 | | 未质押股份情况 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | | | | | 占其所 | 占公司 | 已质押股 | | 未质押股 | | | 股东 | 持股数量 | 持股 | 前质押股 | 后质押股 | 持股份 | 总股本 | 份限售和 | 占已质 | 份限售和 | 占未质 | | 名称 | （股） | 比例 | 份数量 | 份数量 | | | | 押股份 | | 押股份 | | | | | | | 比例 | 比例 | 冻结数量 | | 冻结数量 | | | | | | （股） | （股） | | | | 比例 | | 比例 | | | | | | | | | （股 ...

证券代码：301045 证券简称：天禄科技 公告编号：2025-006 苏州天禄光科技股份有限公司 关于控股股东、实际控制人部分股份质押及解除质押的公告 四、其他情况说明 根据陈凌先生陈述：其资信状况良好，具备良好的资金偿还能力，质押风险 可控，不存在平仓风险。上述质押行为，不会对公司生产经营、公司治理等产生 影响，也不会导致公司实际控制权发生变更。若后续出现上述风险，陈凌先生将 采取包括但不限于提前购回、补充质押标的证券等措施应对。 公司将持续关注股东股份质押的后续进展情况，并按规定及时履行信息披露 义务，敬请投资者注意投资风险。 公司控股股东、实际控制人陈凌先生保证向本公司提供的信息内容真实、准 确、完整，没有虚假记载、误导性陈述或重大遗漏。 本公司及董事会全体成员保证公告内容与信息披露义务人提供的信息一致。 苏州天禄光科技股份有限公司（以下简称"公司"）于近日接到公司控股股 东、实际控制人陈凌先生的通知，获悉陈凌先生将其所持有公司的部分股份办理 了质押及解除质押的业务，具体情况如下： | 股东 | 是否为控股 股东或第一 | 本次解除质 | 占其所持 | 占公司总 | 是否为 | 是否为 补充质 | 质 ...

Financial Performance Expectations - The company expects a net profit attributable to shareholders of between 24 million and 30 million yuan for the year 2024, compared to 8.8372 million yuan in the same period last year, representing a growth of 171.58% to 239.47%[3] - The net profit after deducting non-recurring gains and losses is projected to be between 21 million and 27 million yuan, a significant increase of 305.20% compared to 5.1826 million yuan in the previous year[3] Market and Product Strategy - The recovery in the downstream panel industry has led to a stabilization and increase in the company's light guide plate shipment volume, contributing to revenue and net profit growth[5] - The company has been intensifying the market promotion of high-margin products, which has further enhanced its profitability[5] Financial Reporting and Compliance - The financial data in the earnings forecast has not been audited by a registered accounting firm[4] - The specific financial data will be detailed in the company's 2024 annual report[6] - The company assures that the information disclosed is true, accurate, and complete, with no false records or misleading statements[2] - The earnings forecast period is from January 1, 2024, to December 31, 2024[3] - The company will comply with relevant laws and regulations for timely information disclosure[7] - The board of directors has provided a statement regarding the 2024 annual earnings forecast[8]