关于实朴检测技术（上海）股份有限公司 使用超募资金及自筹资金收购上海洁壤环保科技有限 国泰海通证券股份有限公司 公司少数股东权益暨关联交易的核查意见 截至 2025 年 9 月 30 日，公司募投项目资金使用情况如下： 一、募集资金及募投项目基本情况 单位：人民币万元 （一）募集资金基本情况 | 序 | 募投项目名称 | 项目总投 | 调整后募集资金承诺 | 累计已使用募集资金 | | --- | --- | --- | --- | --- | | 号 | | 资金额 | 投资总额 | 金额 | | 1 | 中春路新建实验室项目 | 13,388.35 | 9,683.92 | 9,685.90 | | 2 | 研发信息中心建设项目 | 6,821.72 | 1,728.00 | 1,728.00 | | 3 | 补充流动资金 | 20,000.00 | 20,000.00 | 20,077.61 | | | 合计 | 40,210.07 | 31,411.92 | 31,491.51 | 根据中国证券监督管理委员会于 2021 年 12 月 21 日核发的"证监许可 [2021]4041 号"文《关于同意实 ...

Market Overview - The professional services sector experienced a decline of 0.12% on the trading day, with Shizhen Testing leading the losses [1] - The Shanghai Composite Index closed at 4016.33, up by 0.7%, while the Shenzhen Component Index closed at 13691.38, up by 1.95% [1] Stock Performance - Shizhen Testing (301228) saw a significant drop of 11.79%, closing at 23.35 with a trading volume of 84,700 shares and a turnover of 208 million yuan [1] - Other notable declines included Fengshang Culture (300860) down by 3.01% and Zhongsi Fuzhao (300962) down by 2.22% [1] - The overall trading activity in the professional services sector is detailed in a table, highlighting various stocks and their respective performance metrics [1] Capital Flow Analysis - The professional services sector experienced a net outflow of 167 million yuan from institutional investors, while retail investors saw a net inflow of 102 million yuan [3] - Notable stocks with significant capital inflows from retail investors included Guoluan Testing (301289) with a net inflow of 15.90 million yuan [3] - The capital flow table provides insights into the net inflows and outflows for various stocks within the sector, indicating varying levels of investor interest [3]

Group 1 - The core business of the company involves third-party testing services with a focus on soil and groundwater, covering areas such as soil, water quality, gas, solid waste, food safety, and dioxins [2] - As of October 20, the company reported a total revenue of 252 million yuan for the period from January to September 2025, representing a year-on-year decrease of 17.87%, and a net profit attributable to shareholders of -39.79 million yuan, a decrease of 5.45% year-on-year [2] - The company has a total of 6,728 shareholders as of October 20, which is a decrease of 0.52% from the previous period, while the average circulating shares per person increased by 0.52% to 17,758 shares [2] Group 2 - The company has cumulatively distributed 24 million yuan in dividends since its A-share listing, with no dividends distributed in the last three years [3] - On October 28, the company's stock price increased by 0.42%, with a trading volume of 59.896 million yuan [1] - The financing balance of the company as of October 28 is 143 million yuan, accounting for 4.49% of its market capitalization, which is above the 60th percentile level over the past year [1]

Core Viewpoint - The report indicates a slight decrease in institutional ownership of Shibao Testing, with a total of 69.72 million shares held by seven institutional investors, representing 58.11% of the total share capital, down by 1.18 percentage points from the previous quarter [1] Institutional Ownership - As of October 27, 2025, seven institutional investors disclosed their holdings in Shibao Testing, totaling 69.72 million shares, which is 58.11% of the company's total share capital [1] - The institutional investors include Shipu (Shanghai) Enterprise Management Co., Ltd., Rizhao Zhongyi Ren Private Fund Management Co., Ltd., Shanghai Weili Enterprise Management Co., Ltd., Shanghai Yishi Enterprise Management Consulting Partnership (Limited Partnership), Shibao Testing Technology (Shanghai) Co., Ltd. - 2024 Employee Stock Ownership Plan, CITIC Securities Asset Management (Hong Kong) Co., Ltd. - Client Funds, and Huatai Securities Co., Ltd. [1] - The total institutional ownership percentage decreased by 1.18 percentage points compared to the previous quarter [1] Public Fund and Foreign Investment - In this period, nine public funds were not disclosed compared to the previous quarter, including funds such as China Europe Small Cap Growth Mixed A, E Fund Yi Bai Intelligent Quantitative Strategy Mixed A, GF Quantitative Multi-Factor Mixed A, Xin'ao Xingrui Smart Selection Mixed A, and Xin'ao Ningjun Smart Selection Mixed A [1] - One new foreign institution disclosed its holdings this quarter, namely CITIC Securities Asset Management (Hong Kong) Co., Ltd. - Client Funds, while one foreign institution, China Merchants Securities International Co., Ltd. - Client Funds, was not disclosed compared to the previous quarter [1]

证券代码：301228 证券简称：实朴检测 公告编号：2025-068 实朴检测技术（上海）股份有限公司 关于召开 2025 年第二次临时股东大会的通知 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导性陈述或重 大遗漏。 实朴检测技术（上海）股份有限公司（以下简称"公司"）于 2025 年 10 月 27 日召 开第二届董事会第二十一次会议，审议通过了《关于召开 2025 年第二次临时股东大会的 议案》，公司决定于 2025 年 11 月 12 日（星期三）14:30 以现场表决与网络投票相结合的 方式召开 2025 年第二次临时股东大会（以下简称"股东大会"），根据有关规定，现将 本次会议的有关事项通知如下： 一、召开会议的基本情况 1、股东会届次：2025 年第二次临时股东大会 2、股东会的召集人：董事会 3、本次会议的召集、召开符合《中华人民共和国公司法》《深圳证券交易所创业板股 票上市规则》《深圳证券交易所上市公司自律监管指引第 2 号—创业板上市公司规范运作》 等法律、行政法规、部门规章、规范性文件及《公司章程》的有关规定。 4、会议时间： （1）现场会议时间：2025 ...

证券代码：301228 证券简称：实朴检测 公告编号：2025-064 实朴检测技术（上海）股份有限公司 第二届监事会第十八次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 实朴检测技术（上海）股份有限公司（以下简称"公司"）第二届监事会第 十八次会议于 2025 年 10 月 27 日在公司会议室以通讯方式召开。会议通知已于 2025 年 10 月 24 日通过邮件方式送达各位监事。本次会议应出席监事 3 人，实 际出席监事 3 人。本次会议由监事会主席胡佩雷先生召集并主持。本次会议的召 集、召开和表决程序符合《中华人民共和国公司法》等法律、法规和《公司章程》 的有关规定，会议合法有效。 具体内容详见公司同日披露于巨潮资讯网（http://www.cninfo.com.cn）的 《2025 年第三季度报告》。 表决结果：3 票同意，0 票反对，0 票弃权。 （二）审议通过《关于使用超募资金及自筹资金收购上海洁壤环保科技有 限公司少数股东权益暨关联交易的议案》 经审核，监事会认为：本次收购暨关联交易事项审议程序合法、合规； ...

证券代码：301228 证券简称：实朴检测 公告编号：2025-063 实朴检测技术（上海）股份有限公司 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 实朴检测技术（上海）股份有限公司（以下简称"公司"）第二届董事会第 二十一次会议于 2025 年 10 月 27 日在公司会议室以现场结合通讯的方式召开。 会议通知已于 2025 年 10 月 24 日通过邮件的方式送达各位董事。本次会议应出 席董事 5 人，实际出席董事 5 人。本次会议由董事长杨进先生召集并主持，公司 监事及高级管理人员列席了会议。本次会议的召集、召开和表决程序符合《中华 人民共和国公司法》等法律、法规和《公司章程》的有关规定，会议合法有效。 二、董事会会议审议情况 经与会董事认真审议，形成以下决议： （一）审议通过《关于<2025 年第三季度报告>的议案》 经审议，董事会认为：公司编制的《2025 年第三季度报告》所披露的信息 真实、准确、完整，不存在任何虚假记载、误导性陈述或者重大遗漏。 第二届董事会第二十一次会议决议公告 表决结果：5 票同意，0 票反对，0 ...

Financial Performance - The company's revenue for Q3 2025 was ¥84,996,183.03, representing a decrease of 21.38% compared to the same period last year[5] - The net profit attributable to shareholders was -¥12,808,876.08, a decline of 12.38% year-over-year[5] - The basic and diluted earnings per share were both -¥0.11, down 37.50% from the previous year[5] - The company's total revenue for the current period was approximately RMB 252.20 million, down from RMB 307.08 million in the previous period, representing a decline of about 17.9%[27] - Net profit attributable to shareholders was -¥39,786,532.31, compared to -¥37,730,072.76 in the previous period, indicating a worsening of approximately 5.4%[29] - Basic and diluted earnings per share were both -¥0.34, compared to -¥0.31 in the previous period, indicating a decrease in profitability per share[29] Assets and Liabilities - Total assets at the end of Q3 2025 amounted to ¥1,105,932,354.47, a decrease of 2.09% from the end of the previous year[5] - The company reported a significant increase in trading financial assets, rising by 501,857.04% to ¥21,497,816.11 due to the purchase of financial products[8] - The goodwill increased by 65.56% to ¥79,578,079.24, primarily due to the acquisition of Zhonghuan Lianshu[8] - The company’s total liabilities increased by 95.46% to ¥51,238,859.00, primarily due to the acquisition of Zhonghuan Lianshu[8] - As of September 30, 2025, total assets amounted to approximately RMB 1.11 billion, a decrease from RMB 1.13 billion at the beginning of the period[24] - Total liabilities were reported at approximately RMB 337.24 million, showing a slight decrease from RMB 337.29 million at the beginning of the period[25] Cash Flow - Cash flow from operating activities showed a net outflow of -¥14,941,268.83, an improvement of 21.30% compared to the same period last year[10] - Operating cash flow net amount improved to -¥14,941,268.83 from -¥18,986,064.36, showing a positive trend in cash flow management[32] - Cash and cash equivalents decreased from approximately RMB 313.74 million to RMB 207.89 million, a decline of about 33.7%[24] - Cash and cash equivalents at the end of the period decreased to ¥201,558,936.83 from ¥244,331,146.86, a decline of about 17.4%[33] - The company experienced a net cash outflow from financing activities of -¥3,191,750.99, an improvement from -¥70,760,085.69 in the previous period, suggesting better management of financing[32] Investment Activities - The net cash flow from investment activities was -¥93,654,404.18, a drastic increase of 847.75% compared to the previous year, mainly due to increased equity investments[10] - Investment activities generated a net cash outflow of -¥93,654,404.18, worsening from -¥9,881,715.78 in the previous period[32] - The company incurred a loss from investment activities amounting to -¥3,413,690.04, compared to -¥661,584.67 previously, reflecting a significant decline in investment performance[28] Shareholder Information - The largest shareholder, Shipu (Shanghai) Enterprise Management Co., Ltd., holds 37.99% of shares, totaling 45,593,997 shares, with 1,950,000 shares pledged[14] - The second-largest shareholder, Rizhao Zhongyiren Private Fund Management Co., Ltd., holds 9.50% of shares, totaling 11,400,000 shares[14] - The total number of common stock shareholders at the end of the reporting period is 6,671[12] - The repurchase account holds 966,155 shares, representing 0.81% of total shares, ranking 9th among all shareholders[15] - The total number of restricted shares at the beginning of the period was 65,381,020, with 65,135,020 shares released during the period[17] - The company’s actual controllers, Yang Jin and Wu Yaohua, hold 66.00% and 20.00% of Shipu (Shanghai) Enterprise Management Co., Ltd., respectively[14] - The company plans to release restricted shares for executives according to the lock-up regulations, with specific dates set for 2025[17] - The total number of shares held by the top 10 shareholders is significant, with the largest shareholder alone holding nearly 38%[14] - The total number of shares held by the top 10 unrestricted shareholders is 69,000,000[14] - The company repurchased a total of 329,900 shares, accounting for 0.275% of the total share capital, with a total expenditure of approximately RMB 5.68 million[19] - The highest transaction price for the repurchased shares was RMB 28.40 per share, while the lowest was RMB 11.78 per share[19] - The company acquired 81% of Sichuan Zhonghuan Lianshu Environmental Consulting Service Co., Ltd. for RMB 52.65 million[20] Operating Costs and Expenses - Total operating costs decreased to ¥295,679,898.31 from ¥318,267,329.92, a reduction of approximately 7.5%[28] - The company reported a decrease in research and development expenses to ¥20,110,601.61 from ¥23,819,846.15, a reduction of approximately 15.4%[28] - The company experienced a 163.57% increase in other income, totaling ¥3,680,192.04, attributed to increased government subsidies[9]

Core Insights - The company reported a third-quarter revenue of 84.9962 million yuan, representing a year-on-year decline of 21.38% [1] - The net profit for the third quarter was a loss of 12.8089 million yuan, which is a decrease of 12.38% compared to the previous year [1] - For the first three quarters, the company achieved a revenue of 252 million yuan, down 17.87% year-on-year [1] - The net profit for the first three quarters was a loss of 39.7865 million yuan, reflecting a decline of 5.45% [1]

第一章 总则 第一条 为了进一步规范实朴检测技术（上海）股份有限公司（以下简称"公 司"）内部审计工作,明确内部审计机构和人员的责任，保证审计质量，明确审计 责任，促进经营管理，提高经济效益，根据《中华人民共和国审计法》《审计署 关于内部审计工作的规定》《深圳证券交易所创业板股票上市规则》《深圳证券交 易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等法律、法规、 规范性文件以及《实朴检测技术（上海）股份有限公司章程》（以下简称《公司 章程》）的规定，结合公司实际情况，制定本制度。 第二条 本制度所称内部审计，是指由公司内部机构或人员，对公司内部控 制和风险管理的有效性、财务信息的真实性和完整性以及经营活动的效率和效果 等开展的一种评价活动。 第三条 本制度所称内部控制，是指公司董事会、审计委员会、高级管理人 员及其他有关人员为实现下列目标而提供合理保证的过程： 实朴检测技术（上海）股份有限公司 内部审计制度 实朴检测技术（上海）股份有限公司 内部审计制度 （一）遵守国家法律、法规、规章及其他相关规定； （二）提高公司经营的效率和效果； （三）保障公司资产的安全； （四）确保公司信息披露的真实、 ...