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Nasdaq Tightens Rules as Many Small IPOs Run Into Trouble
Barrons· 2025-12-12 18:17
At a time when listing deals are scarce, Nasdaq has enjoyed one of the world's most packed initial-offering calendars. ...
MBMC观察:纳斯达克正推动美国证监会审批代币化股票方案
Xin Lang Cai Jing· 2025-12-12 14:13
(来源:MBMC美顺) 纳斯达克正将代币化股票的监管审批列为首要任务。据其数字资产主管马特·萨瓦雷斯(Matt Savares)透露,交易所已"尽最大努力"与美国证券交易委员 会(SEC,简称"美国证监会")协作,推动在现有市场规则下实现基于区块链的数字股票交易,同时严格维持投资者保护与结算标准。 在现行规则下引入"数字股票" 01 与外界对"区块链革命"的想象不同,纳斯达克明确选择了"演进而非颠覆"的策略。萨瓦雷斯强调:"我们并非要创造新奇的金融工具,股票的本质未变 ——投资者仍保留完整的股东权利与所有权。" 根据9月提交的规则变更申请,纳斯达克拟在现行国家市场体系规则下,允许交易链上"股票代币"(即公开上市股票的数字表征)。这些代币将与传统股 票使用相同的股票代码和CUSIP标识符,清算公司与存托信托公司可无缝处理代币化订单。交易仍将在纳斯达克订单簿上进行,受SEC规则及国家市场体 系监管,确保与传统证券等同的投资者保护和执行标准。 从结算效率到智能合约潜力 02 萨瓦雷斯指出,代币化的价值将分阶段释放:近期聚焦交易后效率提升——链上结算可立即优化流程;中期则通过增强抵押品流动性释放资本效率(代币 化股权 ...
Wealthfront CEO David Fortunato on going public on Nasdaq, state of investing and growth outlook
Youtube· 2025-12-12 13:20
Fintech platform Wealthfront going public on the NASDAQ today under the ticker symbol WLTH. It priced its IPO at $14 per share. That was the top end of the expected range.Joining us now first on CNBC is Wealthfront CEO David Fortonado. David, good to see you. >> Thanks for having me.>> Big day uh for you. And you know, I was saying we kind of remember this industry as we used to call it the robo advisor industry, the sort of automated investment services from 15 years ago. Well, at the time it seemed like, ...
Nasdaq seeks more power to block IPOs vulnerable to manipulation
Reuters· 2025-12-12 13:03
Core Viewpoint - Nasdaq has proposed a new rule to block IPOs even if companies meet listing standards if there are red flags indicating potential stock manipulation [1] Group 1 - The proposed rule aims to enhance the integrity of the IPO process by allowing Nasdaq to intervene based on detected vulnerabilities [1] - This move reflects a proactive approach to prevent market manipulation and protect investors [1] - The rule signifies a shift in regulatory practices, emphasizing the importance of scrutinizing companies beyond just meeting standard requirements [1]
Capitol Hill Confronts AI’s Growing Grip on Financial Services
PYMNTS.com· 2025-12-11 00:25
The panel signaled broad support for clearer federal guardrails as AI becomes embedded in everyday financial workflows.Industry witnesses from markets, cloud infrastructure, cybersecurity and housing platforms agreed that AI can strengthen financial systems, but warned of risks tied to data quality and scoring models.Lawmakers zeroed in on how AI is already influencing underwriting, fraud analytics, surveillance systems, and other functions central to financial services.Artificial intelligence (AI) has move ...
Nasdaq, Inc. (NDAQ) Presents at Goldman Sachs 2025 U.S. Financial Services Conference Transcript
Seeking Alpha· 2025-12-10 20:43
PresentationAlexander BlosteinGoldman Sachs Group, Inc., Research Division Okay. Great. We'll get started with our next session. Thank you, everybody. Thank you for joining us. It's my pleasure to welcome Sarah Youngwood, CFO of Nasdaq. Over the course of 2025, NASDAQ continued to deliver on multiple fronts sustaining a double-digit organic revenue growth, driving positive operating leverage and returning capital to shareholders, with capital markets showing an improvement over the course of the year, Nasd ...
The Berkeley Group Holdings plc (BKGFY) Q2 2026 Earnings Call Prepared Remarks Transcript
Seeking Alpha· 2025-12-10 20:42
PresentationRob PerrinsExecutive Chairman Good morning, ladies and gentlemen, and welcome to the Berkeley Group Interim Results Presentation for the 6 months ended 31st of October 2025. This is my first results announcement as Executive Chair and my 50th since first joining the Board in 2001, which seems fitting as we look forward to celebrating Berkeley's 50th anniversary in 2026. I will shortly hand over to Richard Stearn, our Chief Executive; and our new CFO, Neil Eady, to review the first half of the ye ...
Nasdaq Announces End-of-Month Open Short Interest Positions in Nasdaq Stocks as of Settlement Date November 28, 2025
Globenewswire· 2025-12-09 21:05
Core Insights - The total short interest in Nasdaq Global Market securities increased to 14,879,370,342 shares as of November 28, 2025, up from 14,632,128,542 shares on November 14, 2025, indicating a rise in bearish sentiment [1] - The average short interest across all Nasdaq securities reached 18,191,305,171 shares, compared to 17,958,812,154 shares in the previous reporting period, reflecting a growing trend in short selling [3] Nasdaq Global Market - Short interest in 3,453 Nasdaq Global Market securities totaled 14,879,370,342 shares at the end of the settlement date of November 28, 2025, compared to 14,632,128,542 shares in 3,414 issues reported for the prior settlement date [1] - The short interest represents an average of 2.22 days, slightly up from 2.16 days in the previous reporting period [1] Nasdaq Capital Market - Short interest in 1,698 securities on The Nasdaq Capital Market was 3,311,934,829 shares at the end of the settlement date of November 28, 2025, down from 3,326,683,612 shares in the previous reporting period [2] - This represents a consistent average daily volume of 1.00 day, unchanged from the previous reporting period [2] Overall Nasdaq Securities - The total short interest across all 5,151 Nasdaq securities was 18,191,305,171 shares as of November 28, 2025, compared to 17,958,812,154 shares in the previous reporting period [3] - The average daily volume for all securities increased to 1.82 days from 1.75 days in the prior reporting period [3] Short Selling Definition - A short sale is defined as the sale of a security that the seller does not own or any sale consummated by the delivery of a security borrowed by or for the account of the seller [4]
Is Nasdaq Stock Underperforming the Nasdaq?
Yahoo Finance· 2025-12-09 15:30
Nasdaq, Inc. (NDAQ) is a leading financial services and technology company that operates stock exchanges and provides market data, analytics, financial technology tools, and listing services across global capital markets. The firm runs the NASDAQ Stock Market along with other U.S. exchanges. Headquartered in New York, Nasdaq has a market cap of $51.7 billion. Companies worth $10 billion or more are typically classified as “large-cap stocks,” and Nasdaq fits the label perfectly, with its market cap exceedi ...
Nasdaq open higher but Dow falls, Paramount gatecrashes Netflix-Warner deal
Proactiveinvestors NA· 2025-12-08 15:02
Core Insights - Proactive provides fast, accessible, and informative business and finance news content to a global investment audience [2] - The company specializes in medium and small-cap markets while also covering blue-chip companies and broader investment stories [3] - Proactive's news team delivers insights across various sectors including biotech, pharma, mining, natural resources, battery metals, oil and gas, crypto, and emerging technologies [3] Technology Adoption - Proactive is recognized for its forward-looking approach and enthusiastic adoption of technology [4] - The company utilizes automation and software tools, including generative AI, while ensuring all content is edited and authored by humans [5]