Workflow
基金投资风险
icon
Search documents
泓德基金管理有限公司关于泓德红利优选混合型证券投资基金(LOF)A类份额溢价风险的提示性公告
Group 1 - The company has issued a notice regarding the high premium of the trading price of the Hongde Dividend Preferred Mixed Securities Investment Fund (LOF) A shares, urging investors to be cautious of the premium risk in the secondary market [1][2][3] - The fund operates normally and the company will continue to adhere to legal regulations and fund contracts for investment operations [3][6] - The company has disclosed that there is no other significant information that has not been disclosed [3] Group 2 - Starting from November 13, 2025, the company will collaborate with China Postal Savings Bank to sell the Hongde Yufeng Short-term Bond Fund through the "You Ni Tong Ying" platform [6][12] - Investors can perform subscription, redemption, and regular investment (Ding Tou) through the platform, with a minimum subscription amount of 1 RMB [7][13] - The fund will participate in fee discount activities offered by the Postal Savings Bank, with specific rules to be determined by the bank [7][12]
国泰基金管理有限公司关于纳斯达克100 交易型开放式指数证券投资基金二级市场交易价格溢价风险提示公告
Group 1 - The core viewpoint of the announcement is to alert investors about the significant premium of the Nasdaq 100 ETF's market trading price over its reference net asset value, indicating potential investment risks [1] - The fund management company emphasizes that the ETF can be traded in the secondary market, and investors should be aware of various risks including market supply and demand, systemic risks, and liquidity risks [1][2] - The fund management company has suspended subscription services for the ETF since November 25, 2024, and may take measures such as applying for temporary trading suspension if the premium persists [1] Group 2 - The fund management company confirms that the fund is operating normally and has disclosed all significant information as required by regulations [2] - The company commits to managing the fund assets with integrity and diligence but does not guarantee profits or minimum returns for investors [2] - Investors are reminded to read the fund's legal documents carefully and consider their risk tolerance before making investment decisions [2] Group 3 - The company has designated liquidity service providers for various securities investment funds effective November 3, 2025, including招商证券股份有限公司 and广发证券股份有限公司 for specific funds [4][5]
景顺长城基金管理有限公司关于旗下部分基金非港股通交易日暂停申购、赎回等业务安排的提示性公告
Group 1 - The company announced the suspension of subscription, redemption, conversion, and regular investment for certain funds starting from October 29, 2025, due to it being a non-Hong Kong Stock Connect trading day, with operations resuming on October 30, 2025 [1][2] - The announcement specifies that the affected funds are those participating in the Hong Kong Stock Connect, and any new funds added later will also follow the same suspension rules [1][2] - Investors are advised to check the company's website or contact customer service for further details regarding the fund operations [2] Group 2 - The company issued a notice regarding the significant premium of the market trading price over the reference net asset value for the Invesco Nasdaq Technology ETF, leading to a temporary suspension of trading from October 27, 2025, until 10:30 AM [3] - The fund management emphasizes that the trading price can be influenced by market supply and demand, systemic risks, and liquidity risks, which may lead to potential losses for investors [3][4] - The fund management assures that the fund is operating normally and will comply with legal regulations and disclosure obligations [4] Group 3 - The company has entered into a sales agreement with GF Securities to expand the distribution of its funds, effective from October 27, 2025 [6] - The announcement includes details about the sales institution, including its address, contact information, and the nature of the services provided [6][7] - Investors are encouraged to consult the company or GF Securities for more information regarding fund operations and any applicable fee discounts [7][8]
汇添富创业板交易型开放式指数证券投资基金基金份额发售公告
Fund Overview - The fund is named "Huitianfu ChiNext Exchange-Traded Open-Ended Index Securities Investment Fund" with the abbreviation "Huitianfu ChiNext ETF" and the security code 159247 [11] - It is categorized as an equity securities investment fund and operates as an exchange-traded fund [12] Fund Management and Custody - The fund is managed by Huitianfu Fund Management Co., Ltd., and the custodian is China Construction Bank Co., Ltd. [1] Fund Offering Period - The fund will be available for subscription from October 20, 2025, to January 19, 2026 [16] - Investors can choose between online cash subscription and offline cash subscription [16] Subscription Details - The maximum fundraising limit for the fund is set at 2 billion RMB [11][5] - Each subscription must be in multiples of 1,000 shares, with a minimum of 50,000 shares for offline subscriptions through the fund manager [5][31] Subscription Fees - The subscription fee rate will not exceed 0.80% of the subscription amount [8][20] - The subscription fees are to be borne by the investors and will not be included in the fund's assets [20] Investor Requirements - Investors must have a Shenzhen A-share account or a Shenzhen securities investment fund account to subscribe [24] - New investors need to open an account at designated institutions before subscribing [25] Fund Management and Operations - The fund management company may adjust the fundraising arrangements as necessary and will announce any changes promptly [18] - The fund will be subject to verification and registration with the China Securities Regulatory Commission (CSRC) after the fundraising period [17][46]
由于第一品牌集团“爆雷” 贝莱德试图从杰富瑞基金中抽回资金
Sou Hu Cai Jing· 2025-10-09 09:51
据知情人士透露,贝莱德公司已要求从杰富瑞金融集团(Jefferies Financial Group Inc.)旗下一只基金中抽回部分投资,该基金对破产汽车零部件供应商第一 品牌集团(First Brands Group Inc.)的贸易债务存在大量敞口。贝莱德及其他投资者,包括德克萨斯州财政保管信托公司,一直在就部分赎回投资于杰富瑞 旗下利卡迪亚资产管理公司(Leucadia Asset Management)旗下单位——Point Bonita Capital的资金进行谈判。Point Bonita在第一品牌的应收账款上投资了 7.15亿美元,而第一品牌9月15日(几乎比该公司申请破产早两周)停止了付款。 公开资料显示,贝莱德成立于1988年,集团总部位于美国纽约,于1999年在纽约证券交易所上市,是全球规模较大的资产管理集团之一,主要业务有养老基 金、主权财富基金、保险等。 ...
招商中证A50交易型开放式指数证券投资基金发起式联接基金基金份额发售公告
Group 1 - The fund being launched is the "招商中证A50交易型开放式指数证券投资基金发起式联接基金" [25] - The fund is categorized as a contract-type open-end ETF linked fund [2] - The fund will be publicly offered from October 13, 2025, to October 31, 2025, with the possibility of adjustments based on subscription conditions [4][33] Group 2 - The fund is managed by 招商基金管理有限公司 and the custodian is 中国建设银行股份有限公司 [2][3] - The minimum subscription amount for the A class fund shares through direct sales is 500,000 RMB, while for non-direct sales, it is 1 RMB [3][42] - The fund has two classes of shares: A class, which charges subscription fees, and C class, which does not [27][36] Group 3 - The total amount of fund shares to be raised is no less than 1 million shares, with a total fundraising amount of at least 10 million RMB [31] - The fund's initial share price is set at 1 RMB [30][36] - Investors can subscribe multiple times during the fundraising period, but each subscription will be treated separately for fee calculations [42][43] Group 4 - The fund's sales institutions include both direct and non-direct sales channels [6][34] - Investors must ensure that the funds used for subscription are legally sourced and not borrowed [3][42] - The fund's effective subscription funds will earn interest during the fundraising period, which will be converted into fund shares for the holders [10][61]
识破不正当竞争陷阱,守护投资者合法权益
Xin Lang Ji Jin· 2025-09-16 10:16
Core Viewpoint - The article emphasizes the importance of fair competition in the financial market to protect investors' rights and maintain market order, while highlighting various unfair competition practices that threaten investor safety [1]. Unfair Competition Behaviors - **False Advertising**: Misleading promotional activities that deceive investors into making irrational investment decisions due to a lack of understanding [3]. - **Technical Interference**: Utilizing technology to disrupt normal user choices and hinder the operation of legitimate network products or services [4]. - **Confusion Behavior**: Unauthorized use of influential names or similar logos that mislead investors into believing there is a specific connection with the impersonated institution or product [5]. - **Commercial Defamation**: Spreading false or misleading information online to damage the reputation of competitors or their products [6]. Prevention Strategies for Unfair Competition - **Proactive Information Gathering**: Investors should actively seek comprehensive information, monitor company announcements, and be vigilant about unusual trading data to prevent potential fraud [8]. - **Rational Risk Assessment**: Investors are advised to maintain a calm and rational mindset, carefully evaluate the feasibility of investment projects, and avoid blindly pursuing high returns [9]. - **Strict Verification of Institutional Qualifications**: Before engaging in financial activities, investors should verify the legitimacy and compliance of institutions, ensuring they choose qualified and reputable investment channels [10]. - **Legal Protection of Rights**: Investors should keep records of promotional materials and contracts, and seek legal remedies through litigation or arbitration if their rights are infringed [11].
华商港股通价值回报混合型证券投资基金基金份额发售公告
Fund Overview - The fund is named "Huashang Hong Kong Stock Connect Value Return Mixed Securities Investment Fund" and is a mixed-type securities investment fund [10][15] - The fund's initial offering price is set at 1.00 RMB per share [15] - The fund aims to primarily invest in stocks listed under the Hong Kong Stock Connect mechanism, focusing on value investment strategies to achieve long-term stable asset growth [15][16] Fund Management and Custody - The fund is managed by Huashang Fund Management Co., Ltd., and the custodian is China Merchants Bank Co., Ltd. [43][44] Fund Offering Details - The fund's offering period is from September 8, 2025, to September 24, 2025, with a maximum fundraising limit of 1 billion RMB [6][7] - If the fundraising amount reaches or exceeds 1 billion RMB, the fund may close early [7] - Investors must open a fund account or a trading account with designated sales institutions to subscribe to the fund [8][20] Investment Strategy and Risk - The fund will invest in a variety of financial instruments, including stocks, bonds, financial derivatives, and asset-backed securities, with a stock investment ratio of 60%-95% [16][17] - The fund will maintain at least 80% of its non-cash assets in Hong Kong Stock Connect stocks [17] - The fund is subject to various risks, including credit risk, interest rate risk, liquidity risk, and market risk associated with the investment environment and trading mechanisms [2][3] Subscription and Fees - The fund adopts a front-end fee model for subscriptions, with specific fee rates for different types of investors, including pension clients [21][22] - Investors can subscribe multiple times during the offering period, with a minimum subscription amount of 1.00 RMB [9][21] Refund and Fund Activation - If the fund fails to meet the necessary conditions for activation by the end of the offering period, all funds will be returned to investors with interest [41][42] - The fund will be activated once it meets the conditions of raising at least 200 million RMB and having a minimum of 200 investors [42]
招商均衡优选混合型证券投资基金基金份额发售公告
Group 1 - The fund name is "Zhaoshang Balanced Preferred Mixed Securities Investment Fund" [22] - The fund type is a contractual open-end mixed securities investment fund [2] - The fund manager is Zhaoshang Fund Management Co., Ltd. and the custodian is Bank of Communications Co., Ltd. [2][3] Group 2 - The fund will be publicly offered from September 2, 2025, to September 12, 2025, with the possibility of adjusting the fundraising period [4][28] - The minimum total fundraising amount for the fund is 200 million units [27] - The fund's initial share value is set at 1.00 RMB per share [26][30] Group 3 - The fund has two classes of shares: Class A shares, which charge subscription fees, and Class C shares, which do not charge subscription fees [24][31] - The subscription fee for Class A shares is calculated based on the subscription amount [31] - Investors can subscribe multiple times during the fundraising period, with specific minimum subscription amounts depending on the sales channel [36] Group 4 - The fund's sales institutions include both direct sales and non-direct sales institutions [6][29] - Investors must open a fund account provided by the registration institution to purchase the fund [3] - The fund management company can adjust the sales institutions and announce changes on its website [15]
关于景顺长城基金管理有限公司旗下部分基金新增中欧财富为销售机构的公告
Core Viewpoint - In order to better meet the investment needs of investors, Invesco Great Wall Fund Management Co., Ltd. has signed a sales agreement with multiple sales institutions, allowing them to sell certain funds starting from August 21, 2025 [1][5][9][15][22]. Group 1: Applicable Funds - The announcement specifies that certain funds managed by Invesco Great Wall will be available for sale through the newly appointed sales institutions [1][5][9][15][22]. Group 2: Sales Institution Information - Shanghai Zhongou Wealth Fund Sales Co., Ltd. is one of the newly appointed sales institutions, with its registered address in the China (Shanghai) Free Trade Zone [2]. - China Zhongjin Wealth Securities Co., Ltd. is another sales institution, with its registered address in Shenzhen [5][10]. - Shanghai Changliang Fund Sales Co., Ltd. is also appointed, with its registered address in Shanghai [15]. - Industrial Securities Co., Ltd. is included as a sales institution, with its registered address in Fuzhou [22]. Group 3: Business Operations - Subscription and redemption services are only applicable during normal subscription periods and specific open days [2][5][10][15][22]. - Regular investment plans allow investors to set up automatic deductions for fund purchases [2][5][10][15][22]. - Fund conversion services will be available, subject to specific conditions regarding the redeemability of the outgoing fund and the availability of the incoming fund [3][6][11][17][24]. - Discounts on subscription fees may be offered for certain funds, depending on the sales institution's arrangements [4][6][11][17][24]. Group 4: Investor Consultation - Investors can consult Invesco Great Wall Fund Management Co., Ltd. and the respective sales institutions for more details regarding the funds and services offered [4][7][12][23].