基金投资风险

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由于第一品牌集团“爆雷” 贝莱德试图从杰富瑞基金中抽回资金
Sou Hu Cai Jing· 2025-10-09 09:51
据知情人士透露,贝莱德公司已要求从杰富瑞金融集团(Jefferies Financial Group Inc.)旗下一只基金中抽回部分投资,该基金对破产汽车零部件供应商第一 品牌集团(First Brands Group Inc.)的贸易债务存在大量敞口。贝莱德及其他投资者,包括德克萨斯州财政保管信托公司,一直在就部分赎回投资于杰富瑞 旗下利卡迪亚资产管理公司(Leucadia Asset Management)旗下单位——Point Bonita Capital的资金进行谈判。Point Bonita在第一品牌的应收账款上投资了 7.15亿美元,而第一品牌9月15日(几乎比该公司申请破产早两周)停止了付款。 公开资料显示,贝莱德成立于1988年,集团总部位于美国纽约,于1999年在纽约证券交易所上市,是全球规模较大的资产管理集团之一,主要业务有养老基 金、主权财富基金、保险等。 ...
招商中证A50交易型开放式指数证券投资基金发起式联接基金基金份额发售公告
Shang Hai Zheng Quan Bao· 2025-09-28 17:34
登录新浪财经APP 搜索【信披】查看更多考评等级 基金管理人:招商基金管理有限公司 基金托管人:中国建设银行股份有限公司 登记机构:招商基金管理有限公司 重要提示 1、招商中证A50交易型开放式指数证券投资基金发起式联接基金(以下简称"本基金")的发售已获中 国证监会证监许可【2025】1839号文准予注册。 2、本基金类型为契约型开放式、ETF联接基金。 3、本基金的管理人为招商基金管理有限公司(以下简称"招商基金"或"本公司"),托管人为中国建设 银行股份有限公司,登记机构为招商基金管理有限公司。 4、本基金自2025年10月13日至2025年10月31日(具体办理业务时间见各销售机构的相关业务公告或拨 打客户服务电话咨询)通过销售机构公开发售。基金管理人根据认购的情况可适当调整募集时间,并及 时公告,但最长不超过法定募集期限。 5、本基金的募集对象为符合法律法规规定的可投资于证券投资基金的个人投资者、机构投资者、合格 境外投资者、发起资金提供方以及法律法规或中国证监会允许购买证券投资基金的其他投资人。 6、本基金的销售机构包括直销机构和非直销销售机构。 12、本基金的招募说明书及本公告将同时发布在本公司 ...
识破不正当竞争陷阱,守护投资者合法权益
Xin Lang Ji Jin· 2025-09-16 10:16
专题:2025金融教育宣传周:保障金融权益 助力美好生活 基金行业在行动 在金融市场体系中,公平竞争是维护市场秩序、保障投资者合法权益的重要基础。但市场中也存在 多种不正当竞争行为,严重扰乱资本市场正常运行机制,对投资者财产安全构成严重威胁。 常见的不正当竞争行为① 1、虚假宣传 通过虚假宣传或者使用引人误解的商业宣传,欺骗、误导投资者在认知不足的情况下做出非理性投资决 策。 2、技术干扰 利用技术手段,影响用户正常选择,妨碍、破坏其他经营者合法提供的网络产品或者服务的正常运行。 3、混淆行为 擅自使用与他人有一定影响的名称、信息或者近似的标识,使投资者误认为与冒用机构或产品有特定联 系。 4、商业诋毁 利用网络编造、传播虚假信息或者误导性信息等方式,实施损害或者可能损害竞争对手的商业信誉、商 品声誉的不正当竞争行为。 不正当竞争行为防范策略 1、主动全面了解信息② 投资过程中,主动掌握更加全面的信息,多关注上市公司公告和证监会的行政处罚信息,对异常交易数 据保持警惕,防范潜在的欺诈行为。 2、理性评估投资风险 谨记"收益与风险相匹配",保持冷静和理性的投资心态,审慎评估投资项目的合理性与可行性,避免因 盲目 ...
华商港股通价值回报混合型证券投资基金基金份额发售公告
Shang Hai Zheng Quan Bao· 2025-08-25 19:34
Fund Overview - The fund is named "Huashang Hong Kong Stock Connect Value Return Mixed Securities Investment Fund" and is a mixed-type securities investment fund [10][15] - The fund's initial offering price is set at 1.00 RMB per share [15] - The fund aims to primarily invest in stocks listed under the Hong Kong Stock Connect mechanism, focusing on value investment strategies to achieve long-term stable asset growth [15][16] Fund Management and Custody - The fund is managed by Huashang Fund Management Co., Ltd., and the custodian is China Merchants Bank Co., Ltd. [43][44] Fund Offering Details - The fund's offering period is from September 8, 2025, to September 24, 2025, with a maximum fundraising limit of 1 billion RMB [6][7] - If the fundraising amount reaches or exceeds 1 billion RMB, the fund may close early [7] - Investors must open a fund account or a trading account with designated sales institutions to subscribe to the fund [8][20] Investment Strategy and Risk - The fund will invest in a variety of financial instruments, including stocks, bonds, financial derivatives, and asset-backed securities, with a stock investment ratio of 60%-95% [16][17] - The fund will maintain at least 80% of its non-cash assets in Hong Kong Stock Connect stocks [17] - The fund is subject to various risks, including credit risk, interest rate risk, liquidity risk, and market risk associated with the investment environment and trading mechanisms [2][3] Subscription and Fees - The fund adopts a front-end fee model for subscriptions, with specific fee rates for different types of investors, including pension clients [21][22] - Investors can subscribe multiple times during the offering period, with a minimum subscription amount of 1.00 RMB [9][21] Refund and Fund Activation - If the fund fails to meet the necessary conditions for activation by the end of the offering period, all funds will be returned to investors with interest [41][42] - The fund will be activated once it meets the conditions of raising at least 200 million RMB and having a minimum of 200 investors [42]
招商均衡优选混合型证券投资基金基金份额发售公告
Shang Hai Zheng Quan Bao· 2025-08-21 18:55
Group 1 - The fund name is "Zhaoshang Balanced Preferred Mixed Securities Investment Fund" [22] - The fund type is a contractual open-end mixed securities investment fund [2] - The fund manager is Zhaoshang Fund Management Co., Ltd. and the custodian is Bank of Communications Co., Ltd. [2][3] Group 2 - The fund will be publicly offered from September 2, 2025, to September 12, 2025, with the possibility of adjusting the fundraising period [4][28] - The minimum total fundraising amount for the fund is 200 million units [27] - The fund's initial share value is set at 1.00 RMB per share [26][30] Group 3 - The fund has two classes of shares: Class A shares, which charge subscription fees, and Class C shares, which do not charge subscription fees [24][31] - The subscription fee for Class A shares is calculated based on the subscription amount [31] - Investors can subscribe multiple times during the fundraising period, with specific minimum subscription amounts depending on the sales channel [36] Group 4 - The fund's sales institutions include both direct sales and non-direct sales institutions [6][29] - Investors must open a fund account provided by the registration institution to purchase the fund [3] - The fund management company can adjust the sales institutions and announce changes on its website [15]
关于景顺长城基金管理有限公司旗下部分基金新增中欧财富为销售机构的公告
Zhong Guo Zheng Quan Bao - Zhong Zheng Wang· 2025-08-21 01:45
Core Viewpoint - In order to better meet the investment needs of investors, Invesco Great Wall Fund Management Co., Ltd. has signed a sales agreement with multiple sales institutions, allowing them to sell certain funds starting from August 21, 2025 [1][5][9][15][22]. Group 1: Applicable Funds - The announcement specifies that certain funds managed by Invesco Great Wall will be available for sale through the newly appointed sales institutions [1][5][9][15][22]. Group 2: Sales Institution Information - Shanghai Zhongou Wealth Fund Sales Co., Ltd. is one of the newly appointed sales institutions, with its registered address in the China (Shanghai) Free Trade Zone [2]. - China Zhongjin Wealth Securities Co., Ltd. is another sales institution, with its registered address in Shenzhen [5][10]. - Shanghai Changliang Fund Sales Co., Ltd. is also appointed, with its registered address in Shanghai [15]. - Industrial Securities Co., Ltd. is included as a sales institution, with its registered address in Fuzhou [22]. Group 3: Business Operations - Subscription and redemption services are only applicable during normal subscription periods and specific open days [2][5][10][15][22]. - Regular investment plans allow investors to set up automatic deductions for fund purchases [2][5][10][15][22]. - Fund conversion services will be available, subject to specific conditions regarding the redeemability of the outgoing fund and the availability of the incoming fund [3][6][11][17][24]. - Discounts on subscription fees may be offered for certain funds, depending on the sales institution's arrangements [4][6][11][17][24]. Group 4: Investor Consultation - Investors can consult Invesco Great Wall Fund Management Co., Ltd. and the respective sales institutions for more details regarding the funds and services offered [4][7][12][23].
招商中证500增强策略交易型开放式 指数证券投资基金发起式联接基金基金份额发售公告
Zhong Guo Zheng Quan Bao - Zhong Zheng Wang· 2025-08-14 08:43
Group 1 - The fund being launched is the "Zhaoshang CSI 500 Enhanced Strategy ETF Linked Fund" with a registration approval from the China Securities Regulatory Commission [1][2] - The fund is an open-ended ETF linked fund, managed by Zhaoshang Fund Management Co., Ltd. and custodied by Guotou Securities Co., Ltd. [2][3] - The public offering period for the fund is from August 18, 2025, to August 29, 2025, with the possibility of adjustments based on subscription conditions [4][5] Group 2 - The fund is categorized into two classes: Class A and Class C, with different fee structures for subscriptions [26][27] - The minimum subscription amount for Class A through direct sales is 500,000 RMB, while for non-direct sales, it is 1 RMB [3][39] - The fund aims to raise at least 1 billion RMB in total subscriptions, with the initiators required to contribute at least 10 million RMB [29][30] Group 3 - Investors must ensure that the funds used for subscription are legally sourced and cannot use borrowed funds [3][8] - The fund's initial share price is set at 1 RMB, and subscription fees will be calculated based on the amount subscribed [33][34] - The fund will generate interest on effective subscription amounts during the fundraising period, which will be converted into fund shares for the investors [62]
股票和基金的风险特征有何区别?
Sou Hu Cai Jing· 2025-08-04 05:52
Group 1 - The article discusses the differences in risk characteristics between stocks and funds, emphasizing the importance of understanding these differences for investors to make informed decisions based on their risk tolerance [1][2]. - Stocks are ownership certificates issued by companies, and their risks are influenced by the company's operational performance, macroeconomic conditions, and political stability, leading to potential significant losses for investors [1][3]. - Funds are collective investment vehicles that pool money from multiple investors, offering a diversified approach to risk management, with different types of funds (e.g., equity funds, bond funds) exhibiting varying risk levels [2][3]. Group 2 - Stock investments require a higher level of professional analysis and knowledge from investors, as they need to monitor macroeconomic trends, industry dynamics, and company performance closely [3]. - Fund investments generally require less expertise from individual investors, especially when managed by professional fund managers, allowing for a more hands-off approach to asset allocation and investment decisions [3]. - The inherent diversification of funds reduces the risk associated with individual securities, contrasting with the concentrated risk exposure of investing in single stocks [3].
上银慧增利货币市场基金暂停代销渠道大额申购、转换转入 及定期定额投资业务的公告
Sou Hu Cai Jing· 2025-08-03 23:15
Group 1 - The fund will impose restrictions on large purchases, conversions, and regular investment operations exceeding 500,000 yuan per day per account starting from August 4, 2025 [2] - The fund management has the right to reject applications exceeding the 500,000 yuan limit, while processing the remaining applications in descending order until the limit is met [2] - During the suspension of large transactions, redemption and conversion out operations will continue to be processed normally [2][3] Group 2 - The specific date for the resumption of large purchase and conversion operations will be announced separately by the fund management [2] - Investors are advised to consult the fund management company's website or customer service for further details [3]
万家国证港股通科技交易型开放式 指数证券投资基金上市交易公告书提示性公告
Zhong Guo Zheng Quan Bao - Zhong Zheng Wang· 2025-07-20 22:37
Group 1 - The Wanjiac Fund Management Co., Ltd. announced that the Wanjiac National Index Hong Kong Stock Connect Technology ETF will be listed on the Shenzhen Stock Exchange on July 24, 2025 [1][2] - The fund will begin accepting subscription and redemption requests from investors starting July 24, 2025, during normal trading days of the Shanghai and Shenzhen Stock Exchanges [2][3] - The minimum subscription and redemption unit for the fund is set at 1 million shares, with the possibility of adjustments based on market conditions [3][6] Group 2 - The fund management company may impose limits on the total subscription and redemption amounts on a daily basis to protect the interests of existing fund shareholders [4][6] - The subscription and redemption fees for investors are capped at 0.50%, which includes fees charged by securities exchanges and registration agencies [5][7] - The fund will disclose its net asset value on the following day after each trading day starting from July 24, 2025 [10]