证券虚假陈述索赔
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鹏博士(600804)已和解获赔,4.5万股民索赔
Xin Lang Cai Jing· 2025-12-18 04:01
根据中国证监会四川监管局于2024年出具的《行政处罚决定书》([2024]1号),鹏博士电信传媒集团 股份有限公司(以下简称"鹏博士")因信息披露违法违规受到行政处罚。经查明,鹏博士存在未按规定 披露关联交易、定期报告存在重大遗漏等违法事实。 具体涉及事项包括但不限于:公司未及时披露与关联方之间的非经营性资金往来,导致相关年度报告信 息披露不准确、不完整。该行为严重违反了《中华人民共和国证券法》及相关信息披露规定,侵害了广 大投资者的合法权益。 根据《中华人民共和国证券法》(2020年修订)及最高人民法院关于证券虚假陈述侵权民事赔偿的相关 司法解释,因上市公司虚假陈述行为而遭受损失的投资者,有权提起民事赔偿诉讼。 上海百悦律师事务所牛彬律师表示,鹏博士已被监管部门认定存在信息披露违法行为,受损投资者可依 法维权索赔。结合行政处罚决定书认定的事实及司法解释,暂定以下两类投资者符合索赔条件(最终以 法院认定为准):(牛彬律师专栏) 一、第一区间索赔暂定条件(ST鹏博士维权入口) 凡于 2013年4月12日 至 2023年7月18日 期间买入鹏博士(600804)股票,并且在 2023年7月18日 之后卖 出或继续 ...
朗进科技(300594)收预处罚,投资者索赔分析
Xin Lang Cai Jing· 2025-12-17 07:41
2025年12月16日晚,朗进科技(维权)公告称收到《证监会行政处罚事先告知书》。告知书显示,朗进 科技未及时披露也未在2024年半年度报告披露上述关联方非经营性资金占用,2024 年半年度报告存在 重大遗漏;2024年7月至2025年7月发生关联方非经营性资金占用,朗进科技未及时披露上述关联方非经 营性资金占用。证监会拟对公司、实控人及相关责任给予警告及罚款。部分股民或许存在索赔机会。 暂定索赔条件: 于2024年2月1日至2025年8月27日之间买入,并且在2025年8月27日之后卖出或仍持有而亏损的投资者 (最终索赔结果以法院判决为准)。(朗进科技维权入口) 投资者应准备下列材料:身份证复印件,证券账户开户信息确认单(原件加盖证券公司营业部印章), 证券交易记录流水(从首次买入该股票至今并加盖证券公司营业部印章,有库存股的还要打印出库存股 数)。 (本文由北京市盈科(深圳)律师事务所徐劲律师(执业证号14403200610948623)供稿,不代表新浪 财经的立场。徐劲律师擅长在上市公司虚假陈述案件中为股民维权索赔,执业十余年来,曾代理投资者 起诉多家上市公司成功索赔。)(徐劲律师专栏) 责任编辑:韦子 ...
卓朗科技索赔持续推进 此前部分股民一审胜诉
Xin Lang Cai Jing· 2025-12-15 11:26
受损股民可至新浪股民维权平台登记该公司维权:http://wq.finance.sina.com.cn/ 关注@新浪证券、微信关注新浪券商基金、百度搜索新浪股民维权、访问新浪财经客户端、 新浪财经首页都能找到我们! 近日,备受关注的投资者诉天津卓朗信息科技股份有限公司(原简称:卓朗科技、退市卓朗,原证券代 码:600225)证券虚假陈述案又有新进展。 曾代理投资者告赢130余家上市公司并获赔的浙江裕丰律师事务所厉健律师表示,卓朗科技案索赔时效 尚未届满,我们已代理多批股民提交起诉材料。 案情回溯,2024年12月26日,卓朗科技发布《关于收到中国券监会<行政处罚决定书>的公告》。公告 显示,经查:一、卓朗科技定期报告存在虚假记载,2019 年至2023年,卓朗科技子公司天津卓朗科技 发展有限公司虚构服务器、软件和系统集成服务销售业务,虚增收入和利润。二、卓朗科技未按规定披 露对外担保,未在2019年至2020年年度报告中披露对外担保情况,导致卓朗科技2019年至2020年年度报 告存在重大遗漏。 根据最高人民法院虚假陈述司法解释,上市公司等因证券虚假陈述行为导致投资者权益受损,投资者可 以依法起诉索赔,索赔范 ...
华软科技(002453)投资者索赔分析
Xin Lang Cai Jing· 2025-12-15 11:26
受损股民可至新浪股民维权平台登记该公司维权:http://wq.finance.sina.com.cn/ 关注@新浪证券、微信关注新浪券商基金、百度搜索新浪股民维权、访问新浪财经客户端、 新浪财经首页都能找到我们! 徐劲律师(北京市盈科(深圳)律师事务所)认为,根据证券虚假陈述新司法解释,已明确取消前置程 序,投资者因上市公司虚假陈述导致损失,可以向有管辖权的法院提起民事赔偿诉讼以维护自己的合法 权益,可索赔损失范围包括投资差额损失、印花税及佣金损失。 暂定索赔条件: 于2025年11月28日前买入,并在2025年11月28日之后卖出或仍持有而亏损的投资者(最终索赔结果以法 院判决为准)。 投资者应准备下列材料:身份证复印件,证券账户开户信息确认单(原件加盖证券公司营业部印章), 证券交易记录流水(从首次买入该股票至今并加盖证券公司营业部印章,有库存股的还要打印出库存股 数)。 (本文由北京市盈科(深圳)律师事务所徐劲律师(执业证号14403200610948623)供稿,不代表新浪 财经的立场。徐劲律师擅长在上市公司虚假陈述案件中为股民维权索赔,执业十余年来,曾代理投资者 起诉多家上市公司成功索赔。) 责任 ...
第一创业涉嫌未勤勉尽责,或须对鸿达兴业索赔案承担赔偿责任
Xin Lang Cai Jing· 2025-12-09 03:41
Core Points - The China Securities Regulatory Commission (CSRC) has issued a notice of administrative penalty against First Capital Securities for failing to fulfill its supervisory duties during the 2019 convertible bond project of Hongda Xingye [1][5] - Hongda Xingye has previously been penalized for violations related to the misuse of raised funds and false disclosures in its financial reports [2][5] - Investors who purchased Hongda Xingye's stock or convertible bonds between January 6, 2020, and September 22, 2023, may be eligible for compensation if they suffered losses [3][6] Summary of Relevant Sections Administrative Penalty - First Capital Securities is accused of not adequately verifying the use and repayment of raised funds, failing to issue proper supervisory opinions, and not fulfilling reporting obligations, which led to false records in supervisory documents [1][5] - The proposed penalties include a warning, confiscation of underwriting income amounting to approximately 4.25 million yuan, and a fine of about 12.74 million yuan [5] Violations by Hongda Xingye - Hongda Xingye has been found to have changed the intended use of funds raised in 2019 without authorization [2][5] - The company’s annual reports from 2019 to 2022 and the semi-annual report for 2023 contained false records regarding the use of raised funds [2][5] - The company failed to timely disclose significant litigation, arbitration, and guarantee matters [2][5] Investor Compensation - Investors who bought shares or bonds during the specified period and continued to hold or sold at a loss after September 23, 2023, have the right to claim compensation [3][6] - Required documentation for claims includes trading statements and identification copies [7] - Legal representation for claims is typically on a contingency basis, meaning no upfront fees are required, and fees are only paid upon winning the case [7]
奥联电子索赔时效剩两个月 此前已有股民获赔
Xin Lang Cai Jing· 2025-12-08 23:24
近日,备受关注的投资者诉南京奥联汽车电子电器股份有限公司(证券简称:奥联电子(维权),证券 代码:300585)证券虚假陈述索赔案持续推进。公开信息显示,已有部分股民获赔。 登录新浪财经APP 搜索【信披】查看更多考评等级 受损股民可至新浪股民维权平台登记该公司维权:http://wq.finance.sina.com.cn/ 关注@新浪证券、微信关注新浪券商基金、百度搜索新浪股民维权、访问新浪财经客户端、 新浪财经首页都能找到我们! 登录新浪财经APP 搜索【信披】查看更多考评等级 受损股民可至新浪股民维权平台登记该公司维权:http://wq.finance.sina.com.cn/ 关注@新浪证券、微信关注新浪券商基金、百度搜索新浪股民维权、访问新浪财经客户端、 新浪财经首页都能找到我们! 案情回溯,2024年4月7日晚,奥联电子发布《关于收到行政处罚决定书的公告》,公告显示,证监会查 明,奥联电子存在以下违法事实:奥联电子披露的胥明军在钙钛矿领域的业绩存在误导性陈述。关于胥 明军在钙钛矿行业主要业绩的内容存在误导性陈述,关于胥明军及团队的核心竞争力的内容存在误导性 陈述。根据当事人违法行为的事实、性质 ...
华软科技收警示函 受损股民或可索赔
Xin Lang Cai Jing· 2025-12-03 01:16
Core Points - Jinling Huasoft Technology Co., Ltd. (stock code: 002453) received a warning letter from the Beijing Securities Regulatory Bureau for suspected securities false statements [1] - The warning letter indicates issues such as inaccurate asset impairment accounting, irregular revenue financial treatment, and inaccuracies in fair value changes and investment income accounting [1] - Investors affected by these false statements may be eligible for legal compensation according to the Supreme People's Court's judicial interpretation on false statements [1] Financial Issues - The company has been found to have problems with financial accounting, including inaccurate asset impairment calculations and irregular revenue recognition [1] - Other issues include the failure to properly account for certain receivables and deficiencies in corporate governance related to shareholder meetings and other records [1] Legal Implications - Investors who held shares as of the market close on November 28, 2025, may have the right to sue for compensation, which could include losses from investment differences, commissions, and stamp duty [1] - Legal claims require investors to provide specific documentation, including securities account information and transaction records [1]
ST任子行索赔持续推进 后续股民仍可起诉
Xin Lang Cai Jing· 2025-12-03 01:16
Group 1 - The core issue involves a legal dispute against ST Renzi Hang Network Technology Co., Ltd. regarding false statements in securities, with ongoing claims from investors [1] - The company was found to have inflated its operating income by amounts of 36,951,333.48 yuan, 48,435,351.70 yuan, and 26,929,607.08 yuan from 2020 to mid-2022, representing 4.21%, 6.97%, and 10.81% of the reported figures respectively [2] - The inflated total profit figures were 19,406,901.32 yuan, 37,317,431.71 yuan, and 16,560,909.58 yuan, accounting for 85.93%, 70.03%, and 30.79% of the absolute values in the respective periods [2] Group 2 - Investors who purchased ST Renzi Hang shares between April 27, 2021, and August 9, 2024, and still hold them as of the latter date are eligible to file claims for compensation [3] - Required documentation for claims includes original securities account information, stock reconciliation statements from April 1, 2021, to the present, and detailed contact information [3]
得润电子索赔案获受理 后续股民仍可索赔
Xin Lang Cai Jing· 2025-12-01 02:06
登录新浪财经APP 搜索【信披】查看更多考评等级 近日,备受关注的投资者诉深圳市得润电子(维权)股份有限公司(简称:得润电子,代码:002055) 证券虚假陈述案取得重大进展,原告代理人之一、浙江裕丰律师事务所厉健律师表示,深圳中院已受理 我们代理的部分股民索赔案。(厉健律师专栏) 案情回溯,2024年12月26日晚,得润电子发布《关于公司及实控人之一收到中国证监会立案告知书的公 告》,因公司涉嫌信息披露违法违规,中国证监会决定对公司及实控人之一立案。 责任编辑:韦子蓉 根据虚假陈述司法解释,上市公司等因证券虚假陈述行为导致投资者权益受损,投资者可以依法起诉索 赔,索赔范围包括投资差额损失、佣金和印花税损失。 厉健律师表示,根据司法解释,暂定:一、在2020年8月27日至2023年12月29日期间买入得润电子股 票,并在2023年12月29日收盘还持有该股票的受损股民,可索赔。二、在2024年12月26日前买入得润电 子股票,并在2024年12月26日收盘时仍持有该股票的受损股民,可索赔。索赔条件将根据证监会结论进 一步调整,最终以法院认定为准。(得润电子维权入口) 索赔需提供证券开户信息查询单、股票对账单( ...
ST易事特索赔时效剩五个月此前部分股民一审胜诉
Xin Lang Cai Jing· 2025-11-21 07:40
Core Viewpoint - The ongoing legal case against ST Yishite Group Co., Ltd. (ST Yishite) regarding securities false statements is gaining attention, with a five-month deadline for affected investors to file claims [1] Group 1: Legal Proceedings - ST Yishite has been found by the China Securities Regulatory Commission (CSRC) to have engaged in false trade activities lacking commercial substance, including financing and agency businesses [1] - The Guangzhou Intermediate Court has ruled in favor of some ST Yishite shareholders in a first-instance compensation case [1] Group 2: Investor Compensation - Affected investors can claim compensation for investment losses, including differences in investment, commissions, and stamp duty losses, as per the new judicial interpretation on false statements [1] - Investors who purchased ST Yishite shares between March 15, 2018, and May 11, 2023, and held them until the market close on May 11, 2023, are eligible to file claims [1]