华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容 的真实性、准确性和完整性承担法律责任。 证券代码：601688 证券简称：华泰证券公告编号：临2025-038 重要内容提示： 华泰证券股份有限公司（以下简称"公司"或"本公司"）境外全资子公司华泰国际金融控股有限公司（以 下简称"华泰国际"）的附属公司华泰国际财务有限公司（以下简称"华泰国际财务"）于2020年10月27日 设立本金总额最高为30亿美元（或等值其他货币）的境外中期票据计划（以下简称"中票计划"），此中 票计划由华泰国际提供担保（以下简称"本次担保"）。2025年8月25日，华泰国际财务在上述中票计划 下发行一笔中期票据，发行金额为3.00亿港币。按2025年7月31日港币兑人民币汇率（1港币=0.9108元 人民币）折算，担保金额共计为人民币2.73亿元。 二、被担保人基本情况 ■ 五、担保事项的内部决策程序及董事会意见 公司2020年12月31日召开的第五届董事会第十一次会议和2021年2月8日召开的2021 ...

Summary of Key Points Core Viewpoint - Guotai Junan Holdings Limited, a wholly-owned subsidiary of Guotai Junan Financial Holdings, has issued a medium-term note (MTN) of $120 million under a plan with a total principal amount of up to $3 billion, guaranteed by Guotai Haitong Securities Co., Ltd [1][2]. Group 1: Guarantee Overview - The guarantee provided by Guotai Haitong Securities for the MTN issuance is unconditional and irrevocable, covering principal, interest, and other payment obligations [2][3]. - The total amount of notes issued under the MTN plan after this issuance will be $1.675 billion [1][3]. Group 2: Issuer Information - Guotai Junan Holdings Limited is in normal operational status with no ongoing investments prior to this guarantee [2]. - The current directors of the issuer are Yan Feng and Zhuo Hong [2]. Group 3: Necessity and Reasonableness of Guarantee - The $120 million raised will primarily be used for refinancing maturing debt and general corporate purposes [3]. - The total guarantee amount after this issuance will be $1.731 billion, considering the exchange rate of 1 RMB = 0.1392 USD as of May 2025 [3]. Group 4: Internal Decision-Making Process - The guarantee was approved by the board of directors on April 29, 2025, and by the shareholders' meeting on May 29, 2025, within the authorized limits for debt financing guarantees [4]. Group 5: Cumulative External Guarantees - As of the announcement date, the total external guarantees provided by the company and its subsidiaries amount to RMB 28.586 billion, representing 16.74% of the latest audited net assets [4][5]. - The total guarantees to subsidiaries amount to RMB 26.389 billion, which is 15.45% of the latest audited net assets [4].

Summary of Key Points Core Viewpoint - CITIC Securities (600030) has shown a positive stock performance, with a closing price of 26.3 yuan as of June 13, 2025, reflecting a 1.23% increase from the previous week. The company is currently ranked 1st in market capitalization within the securities sector and 28th among all A-shares in the market [1]. Group 1: Company Announcements - CITIC Securities announced that its indirect subsidiary, CSI MTN Limited, issued medium-term notes with a total guarantee amount of 13.3 million USD provided by its wholly-owned subsidiary [1]. - The total guarantee amount provided by CITIC Securities International for CSI MTN Limited after this issuance will be 3.393 billion USD, with no counter-guarantee in place [2]. Group 2: Guarantee Situation Overview - CSI MTN Limited, established on December 30, 2021, in the British Virgin Islands, has a total principal amount of up to 5 billion USD under its medium-term note program, which is guaranteed by CITIC Securities International [2]. - The company has issued notes totaling 1.01 million USD and 3.2 million USD on June 10 and 11, 2025, respectively, bringing the total outstanding principal under the program to 3.393 billion USD [2]. Group 3: Total Guarantee Amount - As of the announcement date, the total amount of guarantees provided by the company and its subsidiaries is 168.214 billion RMB, which represents 57.39% of the company's most recent audited net assets. There are no overdue guarantees reported [3].

Summary of Key Points Core Viewpoint - Huatai Securities Co., Ltd. has announced a guarantee for its wholly-owned subsidiary, Huatai International Finance Co., Ltd., regarding the issuance of medium-term notes under a specific plan, with a total guarantee amount of $263 million [1][2]. Group 1: Guarantee Overview - The guaranteed party is Huatai International Finance Co., Ltd., a subsidiary of Huatai International, which is a wholly-owned offshore subsidiary of Huatai Securities [2]. - The total guarantee amount provided is $263 million, which includes the current guarantee [1][3]. - There are no overdue guarantees reported, and the guaranteed party has an asset-liability ratio exceeding 70% [1][3]. Group 2: Financial Status of the Guaranteed Party - Huatai International Finance Co., Ltd. is currently in a normal operational state without any ongoing investments or significant litigation [2]. - The company is 100% owned by Huatai International, allowing Huatai Securities to monitor its debt repayment capabilities closely [3]. Group 3: Guarantee Agreement Details - The guarantee is unconditional and irrevocable, as per the trust deed signed on January 24, 2025, between Huatai International Finance and Huatai International [2][3]. - The issuance includes five medium-term notes, with three notes of $50 million each and two notes of $7 million each [3]. Group 4: Internal Decision-Making Process - The guarantee was approved in meetings held on December 31, 2020, and February 8, 2021, as part of a general authorization for debt financing tools [4]. - The authorization for debt financing tools has been extended until the annual general meeting in 2025 [4]. Group 5: Total Guarantee Amount and Status - As of the announcement date, the total guarantee amount provided by the company and its subsidiaries is approximately RMB 34.178 billion, all of which are guarantees to subsidiaries [5]. - There are no overdue debts reported, and no guarantees have been provided to controlling shareholders or related parties [5].