登录新浪财经APP 搜索【信披】查看更多考评等级 一家市值20亿元的上市供热公司，因财报中几处看似简单的数据录入错误，同时收到了来自证监局和证 券交易所的双重监管处罚。 沈阳惠天热电股份有限公司于2025年9月12日披露公告，公司及相关人员收到了中国证券监督管理委员 会辽宁监管局的警示函。 监管函指出，公司披露的《2025年半年度报告》等文件存在部分内容制作、录入错误等信息披露不规范 问题。公司董事长兼总经理郑运、副总经理兼财务总监杨辉、董事会秘书李志对此负责。 01 监管处罚 2025年9月12日，惠天热电接连遭遇监管问责。辽宁证监局对公司及三位高管采取出具警示函的监督管 理措施，并记入证券期货市场诚信档案。 同日，深圳证券交易所也向该公司及相关责任人发出监管函，明确指出公司行为违反了《股票上市规 则》的相关规定。 辽宁证监局认定，惠天热电披露的《2025年半年度报告》《2025年半年度财务报告》《半年报财务报 表》存在部分内容制作、录入错误等信息披露不规范问题。 这一系列监管措施直接源于公司此前披露的财务报告问题。根据公司公告，这些错误被认定为"信息披 露不规范"。 02 错误详情 惠天热电的财务问题主要 ...

Core Viewpoint - The company received a warning letter from the Beijing Regulatory Bureau of the China Securities Regulatory Commission due to two violations, including non-operating fund occupation and irregular financial accounting practices [2][5]. Group 1: Violations and Regulatory Actions - The warning letter highlighted two main violations: 1. From February 2023 to May 2024, the company provided 69.5 million yuan to its actual controller, Li Weiguo, through various means, constituting non-operating fund occupation without timely disclosure [5]. 2. The company exhibited irregularities in financial accounting, including inaccurate revenue recognition and project income confirmation [5]. - The company and responsible individuals, including Li Weiguo, Zhang Zhiping, Zhang Bei, and Xu Wei, received administrative regulatory measures and were recorded in the capital market integrity database [5]. Group 2: Financial Performance - In the first half of 2025, the company reported revenue of 13.569 billion yuan, a year-on-year decline of 10.84%, and a net profit attributable to shareholders of 564 million yuan, down 40.16% [8]. - The company attributed the revenue decline to lower-than-expected market demand, with a continuous downward trend in performance since 2024 [8]. - In the first half of 2024, revenue decreased by 9.69%, and net profit dropped by 29.31%. For the entire year of 2024, revenue fell by 14.52%, and net profit plummeted by 95.24% [8]. Group 3: Market Capitalization and Shareholder Actions - The company's market capitalization peaked at 156.738 billion yuan in 2021 but has since declined significantly, losing over 100 billion yuan in value [8]. - In early 2024, the market capitalization reached a high of 46.995 billion yuan, but it has continued to decrease [8]. - In July 2023, the actual controller, Li Weiguo, announced a plan to reduce his holdings by up to 46.3822 million shares, representing no more than 1.94% of the total share capital, potentially cashing out over 500 million yuan [9].

Core Viewpoint - The announcement details the regulatory measures and penalties taken against Shangwei Co., Ltd. over the past five years, highlighting issues related to fund misuse and disclosure irregularities by the company's management. Summary by Sections Recent Regulatory Actions - Over the last five years, the company has not faced any penalties from regulatory authorities or exchanges [1] - On February 22, 2025, the Shanghai Stock Exchange issued a criticism against the company and its controlling shareholder, Li Guangsheng, for misusing company funds amounting to 20 million yuan, of which 15 million yuan has been recovered, leaving a balance of 5 million yuan [1][2] Disclosure Irregularities - The company failed to accurately disclose Li Guangsheng's shareholding information and changes in holdings, which led to regulatory scrutiny [2][5] - The company has committed to improving its internal control systems and enhancing training to prevent future occurrences of fund misuse and disclosure issues [3][7] Remedial Actions - Li Guangsheng has returned the misused funds, and the company has established a dedicated team to recover the remaining amount [3][6] - The company has implemented measures to strengthen internal controls, including training for all employees on risk awareness and compliance with relevant laws [7][8] Previous Warnings and Penalties - On June 28, 2024, the company received a verbal warning for delaying the construction of a project, which violated disclosure regulations [9] - In February 2022, the company faced warnings for improper stock trading activities by its management, including unauthorized share sales and short-term trading [10][11] Conclusion - The company has taken steps to address past issues and improve compliance with regulatory requirements, ensuring that similar incidents do not occur in the future [12]