Workflow
基金合规
icon
Search documents
靖奇投资发声明公开怼招商证券!“未尽到基本核查义务,已涉嫌违反基金法律法规规定”
Xin Lang Ji Jin· 2025-08-07 09:09
8月7日,靖奇投资发布风险警示公告,特别提醒各基金托管机构、证券公司及合作方:应严格履行尽职 调查义务,认真核查基金设立、交易账户开立等行为中所使用的法人授权文件与印章是否合法、有效。 例如:靖奇天弓聚配专享1号私募证券投资基金在设立及运作过程中,相关行为未经我司法定代表人授 权,其托管人招商证券未尽到基本核查义务,已涉嫌违反基金法律法规规定。对此我司已向中国证监会 与中国证券投资基金业协会正式投诉举报。 责任编辑:石秀珍 SF183 ...
清盘统计!海富通+华安基金
Sou Hu Cai Jing· 2025-07-17 08:56
Group 1 - The core issue in the industry is the ongoing rumors of mergers, particularly involving Hai Futong and Hua An Fund, which are facing significant challenges such as frequent fund liquidations and poor performance [2][15] - Hai Futong has seen a wave of fund liquidations, with seven funds being liquidated in 2025 alone, and 19 funds currently below the 50 million threshold for liquidation [5][9] - The product structure of Hai Futong is heavily skewed towards bond and money market funds, which account for 84% of its total fund size, while equity funds only total 7.891 billion [11][12] Group 2 - Hua An Fund is also struggling, with 5 funds liquidated this year and 17% of its funds below the 50 million threshold, indicating a similar trend to Hai Futong [19][16] - The performance of equity products at Hua An Fund is weak, with many fund managers reporting negative returns, raising concerns about the overall management and strategy [20][22] - The management turmoil at Hai Futong, including the recent appointment of a new chairman without prior fund industry experience, complicates the resolution of its performance issues [14][30] Group 3 - The merger rumors between Hai Futong and Hua An Fund are driven by regulatory compliance issues following the merger of their parent companies, which necessitates the integration of their fund management operations [15][19] - Both companies have similar product structures, with a significant portion of their assets in bond and money market funds, limiting their growth potential in equity markets [16][18] - The historical performance of both funds has been marred by scandals, including a recent case of insider trading involving a former Hua An Fund manager, which has further damaged investor trust [24][34]