中国企业成功登陆纳斯达克上市，系统化、分阶段的专业辅导是贯穿全程的生命线。这些辅导工作旨在帮助企业跨越中美监管鸿沟、构建符合国际标准的运 营体系，并最终赢得投资者信任。纳斯达克上市咨询网小编分享以下几点纳斯达克上市辅导关键领域及具体内容： 一、前期战略与架构设计辅导（6-12个月） 目标：明确可行性，搭建合规架构，规避致命硬伤。 （1）上市可行性诊断： 财务健康度审计：评估历史财务数据是否符合US GAAP/IFRS，识别调整点（如收入确认、关联交易处理）。 业务合规性扫描：核查行业是否受中国境外上市负面清单限制（如教育、金融科技），是否存在数据安全、牌照缺失等风险。 法律架构评估：确定适用直接上市、红筹股权模式或VIE架构，分析VIE协议控制的法律风险及备案可行性。 HFCAA应对预判：审计机构是否为PCAOB认可名单？能否配合中美审计监管合作？ （2）红筹/VIE架构搭建与优化： 跨境重组方案：设计股权重组、资产剥离、境外控股公司设立路径，确保外汇登记（37号文/7号文）合规。 VIE协议完善：由中美律师联合起草《独家技术咨询协议》《股权质押协议》等核心文件，平衡中美法律认可度。 税务筹划：设计跨境资金流 ...

Core Viewpoint - The role of Nasdaq listing advisory firms is crucial for companies planning to go public, serving as a bridge between local operations and international capital markets, focusing on governance frameworks, financial transparency, and market positioning [2] Group 1: Strategic Compliance - The Nasdaq's new regulations in 2025 will significantly alter the calculation of market value for public float, requiring companies to rely solely on new stock issuance to meet the $18 million public float requirement [3] - Advisory firms must help companies assess fundraising needs using DCF models to ensure compliance with global market standards [3] - Companies must establish internal control systems compliant with SOX, adapting Chinese accounting standards to US GAAP, and ensuring data compliance with local laws and SEC requirements [3] Group 2: Capital Operations - Advisory firms need to balance company growth with market expectations, utilizing valuation strategies like the "Berkshire formula" to quantify future revenue growth [4] - Pre-IPO roadshows should gather investor feedback to avoid overpricing, ensuring at least 80% of IPO funds come from new stock issuance [4][5] - Financing structures should include phased investments from strategic investors and derivatives to hedge against currency risks [5][6] Group 3: Market Penetration - Building investor relations involves translating company strengths into language understandable to international investors, with tailored communication strategies for different investor types [7] - Continuous support post-IPO includes compliance maintenance and market value management through share buyback programs and ESG ratings [8] Group 4: Risk Management - Pre-IPO risk assessments must include legal compliance checks for VIE structures and financial risk identification related to revenue recognition [9] - Post-IPO strategies should address stock price volatility and regulatory inquiries, with established media communication mechanisms for reputation management [10] Group 5: Resource Integration - The selection of intermediary institutions should align with company size, choosing boutique firms for smaller companies and larger banks for those exceeding $1 billion in market value [11] - Engaging dual-jurisdiction legal teams and experienced audit firms is essential for navigating cross-border legal differences [12] - Strategic partnerships with sovereign funds and industry leaders can enhance resource access, while leveraging regulatory frameworks can expedite the listing process [13]