中国企业成功登陆纳斯达克上市，系统化、分阶段的专业辅导是贯穿全程的生命线。这些辅导工作旨在帮助企业跨越中美监管鸿沟、构建符合国际标准的运 营体系，并最终赢得投资者信任。纳斯达克上市咨询网小编分享以下几点纳斯达克上市辅导关键领域及具体内容： 一、前期战略与架构设计辅导（6-12个月） 目标：明确可行性，搭建合规架构，规避致命硬伤。 （1）上市可行性诊断： 财务健康度审计：评估历史财务数据是否符合US GAAP/IFRS，识别调整点（如收入确认、关联交易处理）。 业务合规性扫描：核查行业是否受中国境外上市负面清单限制（如教育、金融科技），是否存在数据安全、牌照缺失等风险。 法律架构评估：确定适用直接上市、红筹股权模式或VIE架构，分析VIE协议控制的法律风险及备案可行性。 HFCAA应对预判：审计机构是否为PCAOB认可名单？能否配合中美审计监管合作？ （2）红筹/VIE架构搭建与优化： 跨境重组方案：设计股权重组、资产剥离、境外控股公司设立路径，确保外汇登记（37号文/7号文）合规。 VIE协议完善：由中美律师联合起草《独家技术咨询协议》《股权质押协议》等核心文件，平衡中美法律认可度。 税务筹划：设计跨境资金流 ...

Core Viewpoint - The implementation of the regulations has led to increased transparency and standardization in intermediary fees, enhancing the independence of intermediary institutions and improving the quality of listed companies [1][2][4]. Summary by Sections Regulation Overview - The regulations specify the principles for intermediary fees, including underwriting and sponsorship fees from investment banks, audit and verification fees from accounting firms, and legal fees from law firms [2][3]. - Since the regulations took effect on February 15, 2023, 41 companies have gone public, raising a total of 34.074 billion yuan, with an average fundraising of 831 million yuan per company [2]. Fee Structure - The average initial issuance cost per company is approximately 82.1288 million yuan, with underwriting and sponsorship fees averaging 53.6677 million yuan, audit and verification fees averaging 15.4988 million yuan, and legal fees averaging 7.9045 million yuan [2]. - The regulations require that fees be paid in stages based on project progress, enhancing clarity in fee structures [2][3]. Impact on Intermediary Practices - Intermediary institutions are now more focused on project rationality and compliance rather than merely maximizing fundraising amounts, leading to a more thorough due diligence process [4]. - Law firms have shifted their focus from compliance checks to comprehensive risk management throughout the entire process, necessitating a multidisciplinary approach [4]. Regulatory Enforcement - The regulations emphasize the need for strict oversight of intermediary practices, with the possibility of joint inspections and penalties for non-compliance [5]. - Regulatory scrutiny has increased, with more frequent inspections of IPO companies and related intermediaries, resulting in a rise in penalties for non-compliance [5][6].

Core Viewpoint - The Ministry of Finance and the China Securities Regulatory Commission have signed a memorandum of cooperation to enhance the management of accounting firms engaged in securities services [1] Group 1: Regulatory Framework - The memorandum aims to establish a joint working mechanism to implement various regulatory documents, including the State Council's opinions on regulating financial auditing and promoting the healthy development of the CPA industry [1] - It emphasizes the importance of regulatory collaboration to achieve system integration and data sharing among relevant authorities [1] Group 2: Implementation Measures - The parties will work on developing procedures for the filing management of accounting firms engaged in securities services, in line with the requirements set forth in the memorandum [1]

Group 1 - 24 solar companies, including JA Solar, JinkoSolar, Tongwei Co., Longi Green Energy, and GCL Group, jointly released the "Global Solar Sustainable Alliance" initiative to promote sustainable development in the solar industry [1] - The initiative aims to address social and environmental challenges while providing clean energy, focusing on building a sustainable supply chain and promoting green mining practices [1] - The theme of the initiative is "Together Towards Tomorrow," emphasizing collaboration among stakeholders in the solar industry for sustainable growth [2] Group 2 - The Shanghai Stock Exchange and China Securities Index Co. announced revisions to the Shanghai 380 Index, including new ESG screening criteria and investment conditions [3] - The revised index will implement changes such as excluding companies with ESG ratings of C or below and limiting the weight of individual samples to a maximum of 10% [3] - These changes are set to take effect on June 16, 2025, aiming to enhance the index's focus on sustainable and responsible investment [3] Group 3 - China's first national standard for green data center evaluation, titled "Green Data Center Evaluation," will be implemented starting June 1, providing guidelines for energy-efficient and environmentally friendly data center construction [4] - The standard outlines five key indicators for data centers, including energy resource utilization, green design, procurement, operation, and service [4] - This initiative aims to facilitate the regular assessment and certification of green data centers in the industry [4] Group 4 - The Hong Kong government is taking measures to assist small and medium-sized enterprises (SMEs) in integrating ESG principles, addressing challenges such as rising costs and lack of knowledge [5] - SMEs represent over 98% of businesses in Hong Kong, and the government aims to support them in adopting ESG practices through various initiatives [5] - The focus is on providing resources and professional assistance to help SMEs overcome difficulties in implementing ESG strategies [5] Group 5 - The Chinese paper industry is undergoing a significant green transformation in response to the EU's Carbon Border Adjustment Mechanism (CBAM) and the ongoing "dual carbon" policy [6][7] - The industry is exploring the "forest-pulp-paper integration" model, which includes carbon trading and ecological co-construction to enhance sustainability [7] - This transformation is seen as essential for the survival of high-carbon industries in the face of global ecological challenges [6] Group 6 - The China Red Cross Foundation launched the "Oral Health and Nutrition Promotion Project" to enhance public awareness of oral disease prevention and improve overall oral health [8] - The project will focus on high-risk groups such as children and the elderly, conducting community screenings and educational activities [8] - The initiative aligns with national health priorities and aims to strengthen the capabilities of grassroots medical institutions in oral health care [8] Group 7 - Zhinanzhen announced the resignation of its chairman, Dun Heng, due to personal reasons, with the vice chairman, Leng Xiaoxiang, temporarily assuming the chairman's responsibilities [9] - The company is in the process of electing a new chairman and will continue its operations under the interim leadership [9] Group 8 - Jinfutech was fined 7.5 million yuan for false financial reporting, including inflated revenue figures for the first three quarters of 2021 [10] - The Jiangsu Securities Regulatory Bureau has issued a warning to the company and its executives for the violations [10] Group 9 - Aerospace Chenguang has been suspended from participating in military procurement activities due to violations of regulations, affecting its logistics support business [11] - The company is currently investigating the reasons behind the suspension and preparing to appeal the decision [11]

以下文章来源于e公司 ，作者证券时报 曾剑 e公司 . e公司，证券时报旗下专注上市公司新媒体产品，立志打造A股上市公司资讯第一平台。提供7x24小时 上市公司标准化快讯，针对可能影响上市公司股价的主题概念、行业事件及时采访二次解读，从投资者 需求出发，直播上市公司有价值的活动、会议。 据上海市律师行业信用信息服务平台发布的信息，上海国浩的执业律师及合伙人阵容较为庞大。但即便如此， 有的律师依然面临短期跨省转场的情况。 近日，证券时报·e公司记者在一家四川上市公司的年度股东大会上看到，有律师面对董事长的停留邀请公开感 叹："太忙了，没时间休息。"他表示，现在是上市公司年度股东大会召开的高峰期，其所在律所有签字资格的 律师已全部上阵，一周就要参加18场股东大会。他个人刚从北京来成都，接下来又要去其他城市。 "这两天（律所）就要见证12场股东大会。"他透露，律所的人手根本不够，甚至需要临时从外部找人。 当前正处于上市公司年度股东大会的繁忙季，单日就有数百场会议。一些律所的确会面临人手不足的状况。 律师是上市公司股东大会上的重要角色。据证监会发布的《上市公司股东会规则》，上市公司召开股东会，应 当聘请律师对会议的召 ...

Group 1 - The event "5.15-5.19 Small Investor Protection Publicity Week" was officially launched, aimed at enhancing investor protection awareness [1] - Securities lawyers play a dual role as "gatekeepers" and "trustees" in the capital market, ensuring the authenticity and completeness of documents while assisting issuers in compliance [4] - The emergence of securities rights protection lawyers has improved the environment for investor claims, with better compensation responses due to advancements in loss assessment methods and judicial maturity [5] Group 2 - Collaboration between securities lawyers and organizations like the China Securities Investor Service Center has led to successful mediation of investor disputes, demonstrating a balance of interests [5] - The increasing emphasis on the right to defense by regulatory bodies has resulted in a growing number of cases where defendants' opinions are considered, indicating a potential for greater involvement of securities lawyers in regulatory processes [5] - The commitment of securities lawyers to diligent work is seen as a significant effort towards investor protection [6]

"财经主持人试水表演微短剧，的确是一个不小的挑战"。第一财经主持人黄伟告诉 记者，演员需要更多的表情、动作、感性表达技巧，这对以权威、专业为风格定位 的财经专业主持人来说，是一个新的领域。"有挑战，也就意味着成长。"黄伟信心 满满。 在这个5.15投保日，投教投保领域有"剧"变！财经主持人将试水微短剧演员，联 合破圈！第一财经和中证中小投资者服务中心携手切入微短剧赛道！防范非法证券 活动的系列投教微短剧预计9月闪亮登场。 近日，《股东来了》防范非法证券活动微剧场开机仪式在上海电视台举行。记者获 悉，第一财经与中证中小投资者服务中心将导演一部"非法证券骗局现形记"。 第一财经主持人出演 《繁花》证券顾问客串角色 导演试演大反派 该投教微短剧的演员阵容看点十足。据透露，众多第一财经知名主持人将在微短剧 中出演角色，包括观众熟悉的孙睿淇、黄伟、李婷、阳子、周俊夫等。据悉，这是 国内首次专业财经主持人联合出演财经微短剧。 "我在大学里就曾被著名导演选中担任演员，但因为各种原因没有实现。"该剧主演 之一：第一财经女主持人孙睿淇对记者表示，主持人都学过表演专业，自己的表现 力也比较强，一直想将表演专业能力发挥出来，丰富财 ...

本次活动旨在为贯彻落实《国务院关于进一步提高上市公司质量的意见》精神，推动福建辖区上市公司 做好投资者关系管理工作，更好帮助投资者了解辖区上市公司情况，进一步促进上市公司提升治理水 平，不断提高上市公司质量。通过全景投资者互动平台，上市公司高管将就2024年年报、战略规划、投 资者保护、分红方案以及ESG可持续发展等投资者高度关注的问题，进行深入交流，全方位回应市场关 切。 随着资本市场改革的持续深化，投资者与上市公司之间的沟通机制愈发成为推动市场健康发展的关键环 节。在此背景下，2025年福建辖区上市公司投资者网上集体接待日活动即将盛大开启。 本次活动由中国证券监督管理委员会福建监管局指导，福建省上市公司协会承办，全景网协办，将于5 月14日14:00至17:00在全景路演举行。105家福建辖区上市公司高管将齐聚一堂，与广大投资者展开深 度互动交流，共话企业发展与投资机遇。 全景网将充分发挥其在资本市场沟通领域的专业优势，利用视频直播、文字报道等多渠道对活动进行实 时、全方位报道，确保信息传播的及时性与透明度。自2008年以来，全景网已累计举办集体接待日活动 420余场集体接待日活动，参与上市公司累计超过2 ...

Core Viewpoint - The article discusses the ongoing legal proceedings involving Kangmei Pharmaceutical and its lawsuit against Guangdong Zhengzhong Zhujiang Accounting Firm, highlighting the complexities and implications of the case in the context of China's capital market [1][2]. Summary by Sections Legal Proceedings - Kangmei Pharmaceutical has initiated a lawsuit against Guangdong Zhengzhong Zhujiang Accounting Firm for a compensation claim of 340.89 million yuan, following a previous court ruling that mandated the company to compensate 52,037 investors for losses totaling 2.45892854 billion yuan [4][5]. - The Guangzhou Intermediate People's Court has decided to take over the case due to its complexity and significance, with the trial scheduled for July 2025 [2][6]. Background of the Case - The lawsuit stems from a 2020 civil judgment where Kangmei was ordered to compensate investors due to false statements made by the company, with several individuals, including former executives, held jointly liable [8]. - The accounting firm has been implicated in failing to conduct due diligence during the audits of Kangmei's financial statements for the years 2016, 2017, and 2018, leading to administrative penalties imposed by the China Securities Regulatory Commission (CSRC) [10][11]. Financial Implications - The total compensation amount claimed by Kangmei includes not only the principal amount but also interest, litigation fees, and attorney fees, amounting to 340.89 million yuan [4]. - The CSRC has previously fined the accounting firm 42.75 million yuan and ordered the return of 14.25 million yuan in business income due to their negligence in auditing [11].

龙虎榜数据显示，该股因连续三个交易日内，收盘价涨幅偏离值累计达到12%的ST证券、*ST证券上榜 龙虎榜1次，买卖居前营业部中，机构净卖出363.66万元，营业部席位合计净买入1842.78万元。 4月30日公司发布的一季报数据显示，一季度公司共实现营业总收入2.01亿元，同比下降15.05%，实现 净利润-671.86万元，同比下降345.24%。（数据宝） ST证通再度涨停，7个交易日内录得4个涨停，累计涨幅为27.32%，累计换手率为35.38%。截至10:04， 该股今日成交量1099.00万股，成交金额5595.05万元，换手率2.06%。最新A股总市值达32.07亿元，A股 流通市值27.87亿元。 近日该股表现 | 日期 | 当日涨跌幅（%） | 换手率（%） | 主力资金净流入（万元） | | --- | --- | --- | --- | | 2025.04.30 | 3.76 | 4.13 | 324.80 | | 2025.04.29 | 0.00 | 5.59 | -905.23 | | 2025.04.28 | 5.04 | 5.66 | 1797.75 | | 2025.04.25 ...