针对以上问题，广东证监局决定对深圳市华拓至远叁号投资企业（有限合伙）采取出具警示函的行政监管措施，并记入证券期货市场诚信档案。 蓝鲸新闻1月10日讯，近日，广东证监局发布了一则行政监管措施决定书，剑指深圳市华拓至远叁号投资企业（有限合伙）。 决定书显示，深圳市华拓至远叁号投资企业（有限合伙）作为广东广康生化科技股份有限公司首次公开发行股票上市前股东，在公司招股说明书中承诺减持 上述股份时价格不低于公司首次公开发行股票时发行价格，公司首次公开发行股票发行价格经除权除息调整后为41.78元/股。 2025年11月3日，企业以41.63元/股的价格减持2.98万股公司股票，占总股本的0.04%，减持金额124.04万元。上述行为违反了《上市公司股东减持股份管理 暂行办法》的规定。11月4日，企业已购回违规减持股份，并将价差上缴广康生化。 1 并记入证券期货市场诚信档案。你企业应认真吸取教训，加强 对证券法律法规的学习，切实规范减持上市公司股份行为，杜 绝此类违规行为再次发生。 如果对本监督管理措施不服，可以在收到本决定书之日起 60 日内向中国证券监督管理委员会提出行政复议申请,也可以 在收到本决定书之日起６个月内 ...

Group 1 - The core issue involves administrative regulatory measures taken against Xiamen Jiucheng Enterprise Management Partnership for violating share reduction regulations related to Zhongjie Oil and Gas [1][3] - Xiamen Jiucheng reduced its holdings in Zhongjie Oil and Gas by selling 5.98 million shares, decreasing its ownership from 7.03% to 6.89%, which occurred within 15 trading days of the disclosure of the reduction plan, violating management regulations [3] - The regulatory decision mandates that Xiamen Jiucheng must repurchase the shares it improperly reduced within one month of receiving the decision and pay the price difference to Zhongjie Oil and Gas, while also enhancing its understanding of securities laws [3] Group 2 - Zhongjie Oil and Gas reported a 19.94% year-on-year decline in main revenue for the first three quarters of 2025, totaling 1.537 billion yuan, with a net profit attributable to shareholders of 83.08 million yuan, down 46.61% year-on-year [4] - In Q3 2025, Zhongjie Oil and Gas recorded a main revenue of 481 million yuan, a decrease of 18.45% year-on-year, and a net profit attributable to shareholders of 33.31 million yuan, down 28.39% year-on-year [4] - The company's non-recurring net profit for Q3 2025 was 46.75 million yuan, reflecting a 13.57% decline compared to the same quarter last year [4]

Core Viewpoint - The announcements detail regulatory actions taken by the China Securities Regulatory Commission (CSRC) against shareholders of Zhongjie Oil & Gas Co., Ltd. for violations related to stock reduction and trading activities [2][5]. Group 1: Regulatory Actions - Xiamen Jiucheng Enterprise Management Partnership (Limited Partnership) received a decision from the CSRC Hainan Regulatory Bureau on November 7, 2025, requiring it to repurchase 5,976,000 shares of Zhongjie Oil & Gas due to a violation of the interim measures for shareholders reducing their holdings [2][3]. - The shareholding of Xiamen Jiucheng decreased from 7.03% to 6.89% after the reduction, which occurred less than 15 trading days after the disclosure of the reduction plan, violating relevant regulations [2][3]. - Haikou Dongduo Business Service Partnership (Limited Partnership) was notified of a case filing by the CSRC on November 7, 2025, for failing to halt trading when its shareholding reached 5% [5][6]. Group 2: Impact on the Company - The regulatory actions against the shareholders do not involve Zhongjie Oil & Gas directly and will not adversely affect the company's daily operations, which remain normal [3][6]. - The company will continue to monitor the developments of these matters and will fulfill its information disclosure obligations in accordance with relevant laws and regulations [3][6].

Core Viewpoint - The controlling shareholder of Zhang Xiaoqing, Hangzhou Zhang Xiaoqing Group Co., Ltd., received a warning letter from the China Securities Regulatory Commission due to a significant reduction in its shareholding, which violated prior commitments made during the company's IPO [1] Summary by Relevant Sections - **Shareholding Reduction** - Hangzhou Zhang Xiaoqing Group's shareholding in Zhang Xiaoqing decreased by 31.9563 million shares, accounting for 42.05% of its holdings before the judicial auction [1] - **Regulatory Action** - The China Securities Regulatory Commission's Zhejiang Regulatory Bureau issued a warning letter as a result of the shareholding reduction, indicating a breach of the commitment regarding shareholding intentions made during the IPO [1]