General Provisions - The company is established in accordance with the Company Law, Banking Law, and other relevant regulations, with independent legal status and registered in Hunan Province [1][2] - The company was approved by the China Securities Regulatory Commission to issue ordinary shares and listed on the Shanghai Stock Exchange in September 2018 [2] - The company operates under a unified accounting system and follows principles of safety, liquidity, and efficiency [3][4] Business Objectives and Scope - The company's business objective is to actively raise operating funds, focus on efficiency, create value for shareholders, provide quality financial services to clients, and promote social economic development [4][5] - The approved business scope includes accepting public deposits, issuing loans, handling domestic and international settlements, and engaging in various financial services [5][7] Capital and Shares - The initial capital of the company was RMB 4,021,553,754, divided into ordinary shares with a par value of RMB 100 [5][6] - The company issues both ordinary and preferred shares, with preferred shareholders having priority in profit distribution but limited decision-making rights [6][15] Shareholder Rights and Obligations - Ordinary shareholders have rights to participate in meetings, vote, and receive dividends based on their shareholdings [14][15] - Preferred shareholders have rights to receive dividends before ordinary shareholders and have specific voting rights under certain conditions [15][16] - Shareholders must comply with laws and regulations, fulfill capital contribution obligations, and avoid actions that harm the company's interests [18][19] Governance Structure - The company has a board of directors responsible for major decisions, and shareholders can request the board to take legal action if necessary [13][17] - The company holds annual and extraordinary shareholder meetings, with specific procedures for calling these meetings [51][52] Regulatory Compliance - The company must adhere to national financial policies and regulations, and its operations are subject to supervision by banking regulatory authorities [4][16] - Shareholders are required to report significant changes in their shareholdings and comply with regulations regarding share pledges and transfers [19][20]

Group 1 - The company is named Orient Securities Co., Ltd., with a registered capital of RMB 8,496,645,292 [3][11] - The company was approved by the China Securities Regulatory Commission (CSRC) for its initial public offering of 1 billion shares on February 27, 2015, and was listed on the Shanghai Stock Exchange on March 23, 2015 [3][4] - The company also issued 933,709,090 H shares, which were listed on the Hong Kong Stock Exchange on July 8, 2016 [3][4] Group 2 - The company's business scope includes securities business, investment consulting, and providing intermediary services for futures companies [13][14] - The company aims to support the real economy, fulfill corporate social responsibilities, and maximize long-term shareholder interests [13][14] Group 3 - The company has established a governance structure that includes a Party Committee, which plays a leading role in major decision-making processes [4][8] - The company emphasizes compliance, integrity, professionalism, and stability as core values of its corporate culture [16][17] Group 4 - The company can invest in other limited liability companies and establish wholly-owned subsidiaries, including those engaged in private equity fund business [6][14] - The company is committed to high-quality development and aims to build a first-class modern investment bank [16][17] Group 5 - The company has a total of 8,496,645,292 shares, consisting of 7,469,482,864 domestic shares and 1,027,162,428 H shares [11][12] - The company’s shares are issued in accordance with principles of openness, fairness, and justice, ensuring equal rights for all shareholders [10][11]