华能澜沧江水电股份有限公司 关于对中国华能集团香港财资管理有限公司 的风险持续评估报告 经营范围：在境外开展财资管理及投资业务。落实香港财资融资资源；在华 能集团统筹管理下，实施华能集团境外资金集中管理，建设华能集团跨境融资平 台；按照华能集团有关规定，开展境外投资业务。 华能澜沧江水电股份有限公司（以下简称"公司"）按照《上海证券交易所 上市公司自律监管指引第 5 号—交易与关联交易》（上证发〔2025〕42 号）相 关要求，通过查验中国华能集团香港财资管理有限公司（以下简称"香港财资"） 《公司注册证明书》《章程》等资料，并审阅包括资产负债表、利润表等在内的 香港财资 2025 年上半年度财务报表，对香港财资的经营资质、内部控制、业务 和风险状况进行了评估，具体情况报告如下： 二、香港财资内部控制的基本情况 一、香港财资基本情况 香港财资于 2018 年 2 月根据中国华能集团有限公司（以下简称"华能集团"） 《关于成立中国华能集团香港财资管理有限公司的批复》（华能人〔2017〕389 号）在香港注册成立，注册资本金 3.9 亿港元，香港财资控股股东为中国华能集 团香港财资管理控股有限公司，实际控制人为华 ...

Company Overview - Rongshi International Financial Management Co., Ltd. was established on November 20, 2018, in Hong Kong and is a wholly-owned subsidiary of Rongshi International, controlled by the National Development Investment Corporation [1] - The registered capital of Rongshi Financial is 50 million USD, and its business scope includes financial and tax consulting, internal transfer settlement, deposit acceptance, and loan services [1] Internal Control - Rongshi Financial has established a sound corporate governance system, with the board of directors responsible for internal control implementation and daily operations [1] - The company emphasizes risk prevention and control, improving internal control processes, and clarifying responsibilities [2] Internal Control Activities - The company manages funds through a structured plan to ensure safety, liquidity, and profitability [2] - Internal accounts are used for fund settlement, ensuring the safety of transactions and protecting the rights of depositors [2] - Regular reconciliations with clients are conducted to maintain the safety of funds [2] - Rongshi Financial maintains sufficient liquidity and follows strict management protocols for loan assessments and post-loan monitoring [2] Financial Performance - As of December 31, 2024, Rongshi Financial's unaudited financial data shows total assets of 871,760.45 million CNY, net assets of 46,842.23 million CNY, and a net profit of 1,253.10 million CNY [3] Risk Management - Since its inception, Rongshi Financial has adhered to prudent management principles and has not identified significant deficiencies in its risk control systems related to finance, credit, investment, or information management [3] Company Deposits and Loans - As of December 31, 2024, the company and its subsidiaries had a deposit balance of 200,000 USD with Rongshi Financial, while the loan balance was 0 USD [4] Ongoing Risk Assessment - The company will review Rongshi Financial's financial reports biannually to assess its operational qualifications and risk status, issuing risk assessment reports in conjunction with its semi-annual and annual reports [4] Risk Assessment Opinion - Based on the analysis, the company believes that Rongshi Financial possesses valid registration documents and effectively manages financial risks, with no significant deficiencies identified in its risk management practices [4]