【导读】开源证券IPO撤单 中国基金报记者 莫琳 又一家券商IPO撤单。 近日，深交所发行上市审核官网显示， 开源证券IPO审核状态更新为"终止（撤回）"。 不过截至目前，开源证券始终未提交第一轮审核问询的回复。 去年6月，华宝证券撤回IPO申请。日前随着开源证券IPO申请撤回，仅剩4家券商仍在交易所排队IPO，分别是 财信证券、华龙证券、渤海 证券和东莞证券 。 截至目前， 三家拟登陆上交所的财信证券、华龙证券和渤海证券均已被问询 ，但仍未有进一步信息；拟登陆深交所的东莞证券仍处于"已 受理"状态 。 "新三板之王 " 遭遇"滑铁卢" 作为陕西省国资控股的地方券商，开源证券通过差异化竞争，走出了一条特色券商之路。由于长期扎根于新三板业务，开源证券在业内一 直被称为"新三板之王"。 据记者统计，这已经是去年以来第二家宣布终止IPO的证券公司。 对此，开源证券方面回应，以深交所公告为准。 排队近3年 IPO进度早已停滞 深交所公告显示，因保荐人民生证券撤回发行上市申请，因此深交所决定终止开源证券发行上市审核。对于撤回的原因，并未提及。 不过，记者注意到，2018年开源证券从新三板摘牌，随后于2022年"转战"A ...

Core Viewpoint - The IPO application of Kaiyuan Securities has been terminated, marking the second securities company to withdraw its listing application since last year, primarily due to the need to change its accounting firm after exceeding the maximum tenure of eight years for state-owned enterprises [1][3][10]. Group 1: IPO Status and Plans - Kaiyuan Securities' IPO was initially planned to raise 4 billion yuan for various business enhancements, including upgrading traditional brokerage services and strengthening investment banking capabilities [5]. - The company has been in the IPO queue since July 2022, with the application transitioning to the Shenzhen Stock Exchange after the implementation of a comprehensive registration system in the first quarter of 2023 [6][7]. - Despite the withdrawal, the company intends to continue pursuing its IPO plans, potentially resubmitting its application in 2026 [3][10]. Group 2: Market Environment and Challenges - The regulatory environment for IPOs has tightened significantly since the second half of 2023, with the China Securities Regulatory Commission announcing a "phase of tightening IPO pace" to balance investment and financing [8]. - The overall IPO market is expected to shrink further in 2024, with only 100 companies projected to go public, the lowest number since 2014 [8]. Group 3: Business Strategy and Performance - Kaiyuan Securities has established a strategic focus on the New Third Board and the Beijing Stock Exchange, aiming to create a differentiated service model for small and medium-sized enterprises [11][12]. - The company has consistently ranked first in the industry for the number of new companies recommended for listing on the New Third Board for seven consecutive years [11]. - Financial performance shows a steady increase in net profit from 5.15 billion yuan in 2021 to an expected 6.87 billion yuan in 2024, with securities investment being the primary revenue source [13].

开源证券是全面注册制之后，第二家终止审核的券商，目前还剩4家券商在排队IPO。 6月23日-6月29日，沪深北交易所共有2家企业终止审核，分别为深市主板申报企业开源证券股份有限公 司（下称"开源证券"）、创业板申报企业浙江长城搅拌设备股份有限公司。保荐机构分别为民生证券、 东方证券。 其中，开源证券是全面注册制之后，第二家终止审核的券商，目前还剩4家券商在排队IPO。 还剩4家券商排队 在全面注册制实施之前，共有6家拟上市券商IPO排队，包括东莞证券、渤海证券、财信证券、开源证 券、华宝证券和华龙证券。其中，东莞证券、开源证券申报深交所主板上市，渤海证券、财信证券、华 宝证券、华龙证券申报上交所主板上市。 2024年6月，华宝证券率先终止审核，一年之后，开源证券也宣布终止审核。招股书显示：开源证券此 次预计融资40亿元，扣除发行费用后，全部用于补充公司资本金，增加公司营运资金，发展主营业务。 开源证券的控股股东为陕煤集团，持股58.80%，实际控制人为陕西省国资委，其通过陕煤集团、第4大 股东汇通投资间接拥有64.17%的表决权。开源证券的股东以国有股东为主，国有股东的持股比例超过 了99%。 开源证券曾于2 ...