证券代码：430139 证券简称：华岭股份 公告编号：2024-017 上海华岭集成电路技术股份有限公司 审计委员会对会计师事务所履行监督职责情况报告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个 别及连带法律责任。 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司治理准 则》《国有企业、上市公司选聘会计师事务所管理办法》《公司章程》等规定和要 求，董事会审计委员会本着勤勉尽责的原则，恪尽职守，认真履职。现将董事会审 计委员会对会计师事务所 2023 年度履职评估及履行监督职责的情况汇报如下： 3、2023 年 12 月 20 日，审计委员会与负责公司审计工作的注册会计师及 项目经理进行初审后沟通，对 2023 年度审计基本情况、审定后基本数据、初步 确定的关键审计事项、总体审计结论等相关事项进行了沟通。 经公司第五届董事会第二次会议及 2022 年年度股东大会审议，同意公司聘 任安永华明担任公司 2023 年年度审计机构。公司独立董事对该事项发表了事前 审核意见及独立意见。 二、审计委员会对会计师事务所监 ...

Company Recognition and Awards - In March 2023, the company was awarded the title of Shanghai High-Density System-Level Chip Quality Inspection and Testing Center by multiple government bodies [4]. - The company was recognized as one of the "Top 100 Hard Technology Enterprises in Shanghai" at the Shanghai Industrial Technology Innovation Conference in March 2023 [6]. - The company has received various honors for its integrated circuit testing services, enhancing its market position [5]. Financial Performance - The company's operating revenue for 2023 was ¥315,489,626.61, representing a year-over-year increase of 14.52% compared to ¥275,493,855.32 in 2022 [25]. - The net profit attributable to shareholders was ¥74,862,558.72, reflecting a growth of 7.15% from ¥69,867,260.95 in the previous year [25]. - The total assets increased by 15.20% to ¥1,319,631,808.63 from ¥1,145,466,709.61 in 2022 [27]. - The total liabilities rose significantly by 73.41% to ¥203,950,156.01 compared to ¥117,612,215.71 in 2022 [27]. - The weighted average return on equity decreased to 7.00% from 11.32% in 2022 [25]. - The company reported a basic earnings per share of ¥0.28, down 6.67% from ¥0.30 in the previous year [25]. - The cash flow from operating activities increased by 16.29% to ¥172,368,356.89 from ¥148,227,008.38 in 2022 [28]. - The company received government subsidies amounting to ¥23,832,312.49, which contributed to its financial performance [33]. Operational Insights - The company operates in the manufacturing sector, specifically in integrated circuit manufacturing [19]. - The company maintained its business model as an independent professional integrated circuit testing enterprise, providing comprehensive testing solutions and value-added services [38]. - The company is actively developing chip testing programs to enhance gross profit levels and differentiate from traditional testing enterprises [46]. - The company is focusing on the development of core testing equipment and devices to optimize testing risk control processes [40]. - The company aims to improve efficiency and reduce costs by optimizing internal processes and coordinating capacity allocation [42]. Research and Development - R&D expenditure amounted to ¥67,051,167.49, representing 21.25% of operating revenue, up from 14.47% in the previous period [84]. - The total number of R&D personnel increased from 70 to 139, with the proportion of R&D staff in total employees rising from 19.28% to 36.01% [86]. - The company completed 10 invention patent applications and registered 18 software copyrights during the reporting period [40]. - Key R&D projects include automotive-grade chips and low-power Beidou positioning chips, both in the development stage aimed at enhancing business efficiency [88][89]. - The company is focused on developing a digital transformation solution for integrated circuit testing, enhancing management and application of testing data [90]. Corporate Governance and Shareholder Information - The company has no actual controller, with the controlling shareholder being Shanghai Fudan Microelectronics Group Co., Ltd. [20]. - The company has established a reasonable corporate governance structure to limit the controlling shareholder's influence on operational decisions, ensuring fairness in related transactions [106]. - The company has not identified any new significant risk factors during the reporting period, indicating stable external and internal operating conditions [107]. - The company’s major shareholders include strategic investors who acquired shares during the public offering [134]. - The company has implemented employee stock ownership plans for most core technical personnel to mitigate the risk of talent loss [105]. Market and Industry Trends - The integrated circuit industry in China is expected to reach a market size of 1,309.3 billion yuan in 2023, representing a year-on-year growth of 8.8% [97]. - The integrated circuit design industry is projected to grow to 654.3 billion yuan in 2023, reflecting continued market expansion [98]. - The integrated circuit industry is recognized as a strategic industry by the government, with policies supporting its development since 2013 [180]. - The government has established tax incentives and support measures to encourage innovation and development in the integrated circuit industry [181]. - The overall market size of the integrated circuit industry is rapidly expanding, driven by advancements in IoT, 5G, and AI technologies [185]. Employee and Management Information - The company experienced a significant increase in total employees, growing from 363 to 469, representing a 29.2% increase [165]. - The total remuneration paid to directors, supervisors, and senior management during the reporting period amounted to 9.8853 million yuan [161]. - The company implemented a differentiated salary structure based on job value and performance assessment, aiming to enhance competitiveness while controlling costs [166]. - The company has tailored compensation policies and career development plans for core employees to align their contributions with personal value realization [177]. Investment and Capital Structure - The total investment amount for the reporting period was 998,000,000.00 yuan, a 126.83% increase from 439,984,995.00 yuan in the previous year [71]. - The company made a significant equity investment of ¥508,000,000 in integrated circuit technology, holding a 100% stake [73]. - The company has ongoing non-equity investments totaling ¥568,702,742.30, with ¥287,769,500.09 invested in the Lingang integrated circuit testing industrialization project [76]. - The company raised a total of RMB 540 million through public offerings, with RMB 213.31 million utilized during the reporting period [140]. Risk Management - The company has no delisting risk as per the risk assessment in the report [12]. - The company has not faced any major litigation or arbitration matters during the reporting period [111]. - The company has not engaged in any debt transactions with related parties [119].

Financial Performance - The company's operating revenue for 2023 was CNY 315,489,626.61, representing a year-on-year increase of 14.52%[6] - The net profit attributable to shareholders was CNY 75,522,908.45, an increase of 8.09% compared to the previous year[6] - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 53,960,118.03, up 8.28% year-on-year[6] - Basic earnings per share decreased to CNY 0.28, a decline of 6.67% from the previous year[6] Assets and Equity - Total assets at the end of the reporting period reached CNY 1,320,106,916.20, reflecting a growth of 15.25% year-on-year[6] - Shareholders' equity attributable to the company was CNY 1,116,342,002.35, an increase of 8.61% compared to the beginning of the period[6] - The company's per-share net asset value rose to CNY 4.18, marking an 8.57% increase year-on-year[6] Revenue Growth Factors - The increase in revenue was attributed to enhanced market expansion efforts and effective coverage of clients in the Yangtze River Delta and Pearl River Delta regions[7] - Other income grew by 56.4% year-on-year due to adjustments in government subsidies, contributing to the increase in net profit[7] Investment and Infrastructure - The company invested in production equipment and infrastructure, leading to a significant increase in total assets[8]

上海华岭集成电路技术股份有限公司 购买资产的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个 别及连带法律责任。 证券代码：430139 证券简称：华岭股份 公告编号：2024-004 一、交易概况 （一）基本情况 为应对激烈的测试市场竞争格局，以最优测试设备配置抢占市场，华岭需 要加快打造测试能力并在规模化方面有策略有重点地提升能级和战略储备，经 过公司管理层慎重考虑和认真研判，拟购置测试设备共 5 台，预算金额约为 88,010 万日元。 （二）是否构成重大资产重组 本次交易不构成重大资产重组。 根据《上市公司重大资产重组管理办法》第十二条规定，"上市公司及其 控 股或者控制的公司购买、出售资产，达到下列标准之一的，构成重大资产 重组： （三）是否构成关联交易 （一）购买、出售的资产总额占上市公司最近一个会计年度经审计的合并财 务会计报告期末资产总额的比例达到 50%以上； （二）购买、出售的资产在最近一个会计年度所产生的营业收入占上市公司 同期经审计的合并财务会计报告营业收入的比例达到 50%以上； （三）购买、 ...

一、会议召开和出席情况 （一）会议召开情况 证券代码：430139 证券简称：华岭股份 公告编号：2024-003 上海华岭集成电路技术股份有限公司 第五届董事会第十次会议决议公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 会议应出席董事 9 人，出席和授权出席董事 9 人。 3.回避表决情况： 无。 4.提交股东大会表决情况： 本议案无需提交股东大会审议。 二、议案审议情况 为应对激烈的测试市场竞争格局，以最优测试设备配置抢占市场，华岭需 1. 会议召开时间：2024 年 2 月 23 日 2. 会议召开地点：上海市郭守敬路 351 号 2 号楼 6 楼公司会议室 3. 会议召开方式：现场及通讯 4. 发出董事会会议通知的时间和方式：2024 年 2 月 19 日以书面及通讯方式发 出 5. 会议主持人：董事长施瑾先生 6. 会议列席人员：公司监事、董事会秘书 7. 召开情况合法、合规、合章程性说明： 本次会议的召开和表决程序符合《公司法》和《公司章程》的有关规定。 （二）会议出席情况 （一）审 ...

Investment Rating - The report maintains a "Buy" rating for the company, expecting a relative performance increase of over 15% compared to the benchmark in the next six months [23]. Core Insights - The company is a leading third-party integrated circuit testing service provider in China, with stable revenue growth and a strong technical foundation [36][54]. - The integrated circuit testing industry is experiencing high demand due to the trend of domestic production and the increasing need for specialized testing services [37][93]. - The company has a robust project pipeline and is actively engaging in equity incentives, which supports its growth trajectory [10][45]. Summary by Sections Company Overview - The company, established in 2001, is the first professional integrated circuit testing service provider in China, offering comprehensive testing solutions across the entire lifecycle of integrated circuits [54][53]. - It has developed over 1,000 testing programs covering more than 80% of integrated circuit products available in the market, achieving a leading technical level domestically [54][54]. Industry Trends - The integrated circuit testing market is growing due to the segmentation of the industry, which reduces redundant capacity investments and lowers testing costs [37]. - Domestic policies are promoting the localization of integrated circuit technologies, leading to increased market demand for testing services [37][93]. - The ongoing development of AI models is driving the demand for computing power, which in turn boosts the prospects for domestic integrated circuit manufacturers and the testing market [37][36]. Financial Projections - The company is projected to achieve revenues of 317 million, 380 million, and 433 million yuan for 2023, 2024, and 2025, respectively, with year-on-year growth rates of 15%, 20%, and 14% [45]. - Expected net profits for the same years are 80 million, 94 million, and 118 million yuan, with corresponding EPS of 0.30, 0.35, and 0.44 yuan [15][45]. Investment Projects - The company has several investment projects aimed at alleviating supply bottlenecks, including an integrated circuit testing industrialization project with a total investment of 800 million yuan [9][6]. - The company is actively pursuing equity incentives and has received multiple technology awards, indicating its commitment to innovation and employee motivation [10][13].

2、授予日：2023 年 12 月 25 日 3、登记日：2024 年 1 月 30 日 （二）实际授予结果明细表 证券代码：430139 证券简称：华岭股份 公告编号：2024-001 上海华岭集成电路技术股份有限公司 2023 年股票期权激励计划预留权益授予结果公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假 记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担个别及连带法律责任。 一、股票期权授予结果 （一）实际授予基本情况 1、期权简称及代码：华岭 JLC2、850092 1．本激励计划授予的预留股票期权在各激励对象间的分配情况如下表所示： | | | 获授的股票期权数量 | 占本次拟授出 | 占股本总额 | | --- | --- | --- | --- | --- | | 职务 | | （万份） | 权益总量的比 例 | 的比例 | | 核心员工（11 | 人） | 62 | 100% | 0.23% | | 合计 | | 62 | 100% | 0.23% | 注：上表中部分合计数与各明细数相加之和在尾数上如有差异，系以上百分比结果四舍五入所致。 2.本次登 ...

证券代码：430139 证券简称：华岭股份 公告编号：2023-138 上海华岭集成电路技术股份有限公司 投资者关系活动记录表 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个 别及连带法律责任。 一、 投资者关系活动类别 ☑特定对象调研 □业绩说明会 □媒体采访 □现场参观 □新闻发布会 □分析师会议 □路演活动 □其他（请文字说明其他活动内容） 二、 投资者关系活动情况 (一) 活动时间、地点 1、 活动时间：2023年12月27日 2、 活动地点：公司会议室 ...

证券代码：430139 证券简称：华岭股份 公告编号：2023-139 二、 募集资金存放和管理情况 为规范公司募集资金的管理和使用，提高资金使用效率和效益，保护投资 者的利益，根据《北京证券交易所股票上市规则（试行）》等规定，公司于 2021 年 12 月 6 日召开了第四届董事会 2021 年第五次会议，于 2021 年 12 月 22 日召开了 2021 年第四次临时股东大会，审议通过了《关于设立募集资金专项账 户并签署募集资金三方监管协议的议案》《关于制定公司向不特定合格投资者公 开发行股票并在北京证券交易所上市后适用的系列内部治理制度的议案》，通过 了《上海华岭集成电路技术股份有限公司募集资金管理制度》（以下简称"《募 集资金管理制度》"）。公司已对募集资金实行了专户存储，并与中信建投证券 上海华岭集成电路技术股份有限公司 关于募集资金专户完成销户的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个 别及连带法律责任。 一、 募集资金基本情况 公司于2022年9月2日收到中国证券监督管理委员会下发的《关于同意上 ...