昆明理工恒达科技股份有限公司 2022 年年度权益分派预案公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 公司基于目前的经营业绩情况，在保证公司正常经营的前提下，为积极与全 体股东分享公司发展成果，合理回报广大投资者，拟定 2022 年度权益分派方案 如下： 证券代码：831152 证券简称：昆工科技 公告编号：2023-062 一、权益分派预案情况 根据公司 2023 年 4 月 25 日披露的 2022 年年度报告（财务报告已经审计）， 截至 2022 年 12 月 31 日，上市公司合并报表归属于母公司的未分配利润为 133,014,073.88 元，母公司未分配利润为 78,882,553.79 元。 公司本次权益分派预案如下：公司目前总股本为 108,591,700 股，以未分配 利润向全体股东每 10 股派发现金红利 1.00 元（含税）。本次权益分派共预计派 发现金红利 10,859,170.00 元。 公司将以权益分派实施时股权登记日应分配股数为基数，如股权登记日应分 配股数与目前 ...

证券代码：831152 证券简称：昆工科技 公告编号：2023-078 昆明理工恒达科技股份有限公司 使用超募资金永久补充流动资金公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 一、募集资金基本情况 2022 年 8 月 25 日，昆明理工恒达科技股份有限公司发行普通股 26,166,700 股（超额配售选择权行使前），发行方式为定价发行，发行价格为 5.80 元/股， 募集资金总额为 151,766,860.00 元，实际募集资金净额为 133,798,964.09 元， 超募资金为 0.00 元，到账时间为 2022 年 8 月 25 日。公司因行使超额配售取得 的募集资金净额为 20,488,107.50 元，到账时间为 2022 年 10 月 11 日。 超额配售选择权行使后，公司募集资金净额为 154,287,071.59 元，超募资金为 2,520,171.59 元。 二、募集资金使用情况 （一）募集资金使用情况 截至 2023 年 4 月 19 日，公司上述发行股份的募集资金使用情况 ...

关于昆明理工恒达科技股份有限公司 使用超募资金永久补充流动资金的核查意见 西南证券股份有限公司（以下简称"西南证券"、"保荐机构"）作为昆明理 工恒达科技股份有限公司（以下简称"昆工科技"、"公司"）的保荐机构，根据 《证券发行上市保荐业务管理办法》《北京证券交易所上市公司持续监管办法 （试行）》《北京证券交易所证券发行上市保荐业务管理细则》《北京证券交 易所股票上市规则（试行）》等相关法律、法规和规范性文件的规定，对昆工 科技使用超募资金用于永久补充流动资金事项进行核查，具体核查情况如下： 一、募集资金基本情况 2022 年 8 月 25 日，昆明理工恒达科技股份有限公司发行普通股 26,166,700 股（超额配售选择权行使前），发行方式为定价发行，发行价格为 5.80 元/股， 募集资金总额为 151,766,860.00 元，实际募集资金净额为 133,798,964.09 元，到 账时间为 2022 年 8 月 25 日。公司因行使超额配售取得的募集资金净额为 20,488,107.50 元，到账时间为 2022 年 10 月 11 日。超额配售选择权行使后，公 司募集资金净额为 154,287,0 ...

Financial Performance - Operating revenue for Q1 2023 was CNY 137,928,783.45, representing a year-on-year increase of 1.72%[9] - Net profit attributable to shareholders for Q1 2023 was CNY 11,205,873.56, down 4.66% from the same period last year[9] - Basic and diluted earnings per share for Q1 2023 were CNY 0.10, down from CNY 0.15 in Q1 2022, representing a decrease of 33.3%[53] - The company reported a total profit of CNY 12,711,449.75 for Q1 2023, compared to CNY 11,576,326.19 in Q1 2022, indicating an increase of about 9.8%[56] - The company's total comprehensive income for Q1 2023 was CNY 11,765,802.72, compared to CNY 10,433,833.27 in Q1 2022, showing an increase of approximately 12.8%[57] Cash Flow - Cash flow from operating activities for Q1 2023 increased by 271.49% to CNY 36,153,486.83 compared to CNY 9,732,133.76 in Q1 2022[10] - The company's cash and cash equivalents decreased to 112,973,135.35 yuan from 178,635,598.43 yuan, representing a decline of approximately 36.7%[43] - The company's investment activities resulted in a cash outflow of CNY 47,395,063.02 in Q1 2023, compared to CNY 2,494,801.08 in Q1 2022, reflecting a significant increase in investment spending[59] - The company’s financing activities led to a net cash outflow of CNY 42,716,706.26 in Q1 2023, contrasting with a net inflow of CNY 11,584,602.28 in Q1 2022[59] Assets and Liabilities - Total assets as of March 31, 2023, were CNY 687,291,036.35, a decrease of 5.55% compared to the end of the previous year[9] - The company’s total liabilities decreased to 221,467,305.72 yuan from 273,060,508.42 yuan, indicating a reduction of about 19%[45] - The company reported a total equity of 465,823,730.63 yuan as of March 31, 2023, compared to 454,617,857.07 yuan at the end of 2022, showing an increase of about 2.8%[45] - The total current assets were CNY 325,426,464.36, down from CNY 430,615,113.10, indicating a decrease of approximately 24.4%[49] Research and Development - Research and development expenses for Q1 2023 rose by 113.08% to CNY 5,316,149.80, indicating increased investment in innovation[16] - Research and development expenses rose significantly to CNY 5,316,149.80 in Q1 2023, compared to CNY 2,494,944.08 in Q1 2022, reflecting an increase of about 113.0%[52] Shareholder Information - The total number of unrestricted shares increased from 50,219,945 (46.25%) to 52,843,285 (48.66%) during the reporting period[24] - The total number of restricted shares decreased from 58,371,755 (53.75%) to 55,748,415 (51.34%)[24] - The total number of common shareholders at the end of the reporting period was 3,258[24] - The number of shareholders holding more than 5% of shares includes Guo Zhong with 32,672,300 shares (30.09%) and Kunming University with 6,110,000 shares (5.63%)[25][26] Other Financial Metrics - The company reported a credit impairment loss of CNY 1,242,442.28 in Q1 2023, compared to a reversal of CNY 302,793.16 in Q1 2022[52] - The company incurred financial expenses of CNY 1,199,415.66 in Q1 2023, compared to CNY 937,866.70 in Q1 2022, which is an increase of approximately 28%[56] - The company has pledged cash assets amounting to approximately 23.56 million yuan, which accounts for 3.43% of total assets[39] - The company has also pledged fixed assets valued at approximately 63.18 million yuan, representing 9.19% of total assets[39] Investment Activities - The company plans to dispose of its stake in a subsidiary in the Democratic Republic of the Congo, reclassifying it as held for sale[17] - The company has completed an acquisition project in Luliang County with a total investment of approximately 400 million yuan[37] - The company is investing in a new technology project in Yinchuan with an estimated annual output value of around 2.4 billion yuan[37]

关于昆明理工恒达科技股份有限公司 治理专项自查及规范活动的专项核查报告 根据公司治理专项自查及规范活动的相关要求，西南证券股份有限公司 （以下简称"西南证券"、"保荐机构"）作为昆明理工恒达科技股份有限公司 （以下简称"昆工科技"、"公司"）的保荐机构，结合《公司法》《证券法》 《北京证券交易所股票上市规则（试行）》等法律法规，并根据上市公司自查 和日常督导情况，对上市公司开展核查工作并出具本专项核查报告，具体如下： 一、内部制度建设情况 公司已依据《公司法》《北京证券交易所股票上市规则（试行）》等相关 规定，制定并完善《公司章程》，建立股东大会、董事会、监事会制度，明晰 了各机构职责和议事规则。同时，公司按照相关规定制定了《对外投资管理制 度》《对外担保管理制度》《关联交易管理制度》《投资者关系管理制度》 《利润分配管理制度》《承诺管理制度》《信息披露管理制度》《募集资金管 理制度》《内幕知情人登记管理制度》等内部管理制度。公司内部管理制度建 设情况具体如下： | 事项 | 是或否 | | --- | --- | | 对照《北京证券交易所股票上市规则（试 | 是 | | 行）》等业务规则完善公司章程 | | ...

证券代码：831152 证券简称：昆工科技 公告编号：2023-082 昆明理工恒达科技股份有限公司 监事会关于第四届监事会第六次会议 相关事项的核查意见 本公司及董事会全体成员保证公告内容的真实、准确和完整，没 有虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确 性和完整性承担个别及连带法律责任。 根据《公司法》、《公司章程》及《监事会议事规则》等有关规定， 我们作为昆明理工恒达科技股份有限公司的（以下简称"公司"）监 事，基于独立判断的立场，本着审慎、负责的态度，对公司第四届监 事会第六次会议审议的相关议案进行核查，并发表核查意见如下： 一、对《2022 年年度报告及摘要》的核查意见 经审阅公司《2022 年年度报告及摘要》，我们认为:公司 2022 年 年度报告全文及报告摘要的编制和审议程序符合法律、法规、公司章 程和公司内部管理制度的各项规定，内容和格式符合相关规定的要求， 能够公允且充分地展现出公司上一年度生产经营情况，不存在任何虚 假记载、误导性陈述或重大遗漏。 因此，我们同意上述议案，并同意将此议案提交公司股东大会审 议。 二、对《2023 年第一季度报告》的核查意见 经审阅公司《20 ...

西南证券股份有限公司 关于昆明理工恒达科技股份有限公司 使用银行承兑汇票等票据方式支付募投项目所需资金 并以募集资金等额置换的核查意见 西南证券股份有限公司（以下简称"西南证券"、"保荐机构"）作为昆明理 工恒达科技股份有限公司（以下简称"昆工科技"、"公司"）的保荐机构，根据 《证券发行上市保荐业务管理办法》《北京证券交易所上市公司持续监管办法 （试行）》《北京证券交易所证券发行上市保荐业务管理细则》《北京证券交 易所股票上市规则（试行）》等相关法律、法规和规范性文件的规定，对昆工 科技使用银行承兑汇票等票据方式支付募投项目所需资金并以募集资金等额置 换事项进行核查，具体核查情况如下： 一、募集资金基本情况 中国证券监督管理委员会于 2022 年 8 月 12 日出具《关于同意昆明理工恒 达科技股份有限公司向不特定合格投资者公开发行股票注册的批复》（证监许 可 〔2022〕1785 号），核准公司向不特定合格投资者公开发行人民币普通股， 公司本次发行股数 2,616.67 万股（超额配售选择权行使前），发行价格为人民 币 5.80 元/股，募集资金总额为人民币 15,176.69 万元（超额配售选择权行使 ...

西南证券股份有限公司 关于昆明理工恒达科技股份有限公司 预计 2023 年日常性关联交易的核查意见 西南证券股份有限公司（以下简称"西南证券"、"保荐机构"）作为昆明理 工恒达科技股份有限公司（以下简称"昆工科技"、"公司"）的保荐机构，根据 《证券发行上市保荐业务管理办法》《北京证券交易所股票上市规则（试行）》 等有关规定，对昆工科技预计 2023 年日常性关联交易出具核查意见如下： 单位：元 | | | | 2022 年与 | | | --- | --- | --- | --- | --- | | | | 预计 2023 | 关联方实 | 预计金额与上年实际 | | 关联交易类别 | 主要交易内容 | 年发生金额 | 际发生金 | 发生金额差异较大的 | | | | | | 原因 | | | | | 额 | | | 购买原材料、燃料 和动力、接受劳务 | 购买原材料、 接受技术服务 | 2,340,000.00 | 322,077.45 | 业务发展需要 | | | 销售极板、材 | | | | | 销售产品、商品、 | 料及辅料、配 | 4,450,000.00 | 2,771.68 | 业务发展需要 ...

Patents and Innovations - The company was granted 4 patents in 2022, including 2 invention patents and 1 international patent[6] - The company has developed a new aluminum-lead alloy composite material anode that improves energy efficiency by reducing energy consumption by over 5%[44] - The company is focusing on R&D innovation, particularly in developing lead-free energy-saving titanium-based coated electrodes, with successful trials of industrial-sized titanium anodes[52] - The company is committed to technological innovation, focusing on R&D in new materials and energy-efficient products, including key materials for lead-carbon batteries and lithium-ion batteries[135] - The company is currently developing several key R&D projects, including low-carbon energy-saving composite materials and high-capacity dual-energy storage batteries, aimed at enhancing product performance and market competitiveness[123][124] Financial Performance - The company's operating revenue for 2022 was CNY 563,216,176.80, a decrease of 0.58% compared to 2021[28] - The net profit attributable to shareholders for 2022 was CNY 42,077,504.74, representing a growth of 35.95% year-over-year[28] - The total assets increased by 76.27% to CNY 727,678,365.49 in 2022 compared to 2021[30] - The gross profit margin improved to 14.27% in 2022 from 12.35% in 2021[28] - The basic earnings per share increased by 23.08% to CNY 0.48 in 2022[28] Market and Industry Trends - The company relies heavily on the non-ferrous metal hydrometallurgy industry, which significantly impacts its performance due to macroeconomic fluctuations[13] - The non-ferrous metal industry is a key focus for national support due to its importance in economic development and carbon emission reduction goals[59] - The global energy crisis has increased smelting costs, leading to production cuts overseas, while China benefits from its abundant mineral resources[63] - The domestic energy storage market saw a significant increase, with new installations reaching 6.9 GW/15.3 GWh in 2022, marking a growth rate exceeding 180% compared to 2021[68] - The new energy storage sector is expected to maintain a compound annual growth rate of 55%-70% during the 14th Five-Year Plan period, with market size anticipated to reach new highs[68] Risks and Challenges - The company faces risks related to market competition, particularly from state-owned enterprises that may have a higher risk aversion[14] - The company has a significant reliance on working capital for raw material procurement, which poses liquidity risks if cash flow is not managed effectively[14] - There have been no significant changes in major risks faced by the company during the reporting period[15] - The company is highly dependent on the non-ferrous metal industry, and any significant economic fluctuations could impact performance growth[166] - No new risk factors were identified during the reporting period[170] Research and Development - The company has undertaken over 30 national and provincial-level research projects, receiving multiple awards for its technological innovations[42] - The company is enhancing the performance of lead-based alloy casting molds, aiming to improve mold lifespan and reduce costs through innovative design and material selection[125] - The company is conducting foundational research on the industrial application of energy storage materials to support sustainable development in the energy sector[125] - R&D expenditure for the current period amounted to ¥16,754,717.88, representing 2.97% of operating revenue, an increase from 2.16% in the previous period[120] - Key research areas include new lead alloys, aluminum-based lead alloys, and titanium-based electrode coatings, with an emphasis on industrial application and product iteration[161] Strategic Goals and Future Plans - The company aims to achieve revenue exceeding 10 billion yuan and profit exceeding 1 billion yuan by 2025[145] - The company plans to establish a service base in the Democratic Republic of the Congo by 2023 to enhance its presence in the African market[148] - The company expects to achieve a production capacity of 30GW for energy storage batteries by 2026[151] - The company aims to enhance its core competitiveness by integrating the electrode materials business with the new energy storage battery business[192] - The company is focused on expanding its business into the energy storage battery sector, which is expected to drive future growth[192] Operational Efficiency and Management - The company has implemented a price-locking procurement model to mitigate raw material price fluctuations, but still faces risks from timing differences in contract execution[14] - The company has established a supplier evaluation system to ensure quality control in raw material procurement, fostering long-term relationships with customers[140] - The company is committed to optimizing its organizational structure and management systems to improve operational efficiency and support multi-regional and multi-category management capabilities[153] - The company will establish a strategic operation system to align annual key initiatives with its three-year strategic goals, ensuring effective execution of its strategic plans[153] - The company has strengthened its cash flow management to mitigate risks associated with liquidity shortages[168] Shareholder and Governance Matters - The company ensures equal treatment of all investors, particularly minority shareholders, in decision-making processes and information disclosure[138] - The company has committed to a profit distribution policy, ensuring that shareholders are not diluted and that measures are in place to protect their interests[196] - The company will disclose any shareholding changes by directors and senior management, limiting annual transfers to 25% of their total holdings during their tenure[200] - The company has established a framework for addressing any potential failures in fulfilling commitments, ensuring transparency and accountability[198] - The company has no significant related party transactions or asset acquisitions during the reporting period[181]

关于 2023 年年度董事、监事及高级管理人员 薪酬方案的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 昆明理工恒达科技股份有限公司（以下简称"公司"）于 2023 年 4 月 24 日召开第四届董事会第六次会议、第四届监事会第六次会议，分别审议通过《关 于 2023 年度公司董事、高级管理人员薪酬方案的议案》、《关于 2023 年度公司监 事薪酬方案的议案》。公司根据《公司章程》等相关制度，结合公司经营等实际 情况并参照行业薪酬水平,制定 2023 年度公司董事、监事、高级管理人员薪酬 方案。 一、本方案适用对象 在公司任职的全体董事、监事、高级管理人员 证券代码：831152 证券简称：昆工科技 公告编号：2023-075 昆明理工恒达科技股份有限公司 二、本方案使用期限 2023 年 1 月 1 日—2023 年 12 月 31 日 三、薪酬标准 （一）董事薪酬方案 1、公司非独立董事在公司担任管理职务或岗位者，按照其在公司所担任的 管理职务或岗位以及年度经营业绩和个人绩效情况进行综合考核 ...