仁 行 致 远 德 信 秉 思 TAI XIANG LAW FIRM 山东泰祥律师事务所 本法律意见书仅就本次股东大会的召集和召开程序、会议召集人 和出席会议人员的资格、会议表决程序和表决结果的合法有效性等发 表意见,并不对本次股东大会所审议的议案内容和该等议案中所表述 的事实或数据的真实性和准确性发表意见。 山东泰祥律师事务所 法律意见书 关于威海克莱特菲尔风机股份有限公司 2024 年第五次临时股东大会的法律意见书 山东泰祥律师事务所 关于威海克莱特菲尔风机股份有限公司 2024 年第五次临时股东大会的法律意见书 (2024) 泰祥律字第 9号 威海克莱特菲尔风机股份有限公司: 山东泰祥律师事务所(以下简称"本所")接受威海克莱特菲尔 风机股份有限公司(以下简称"公司")的委托,指派侯登辉律师、 许雁峰律师(以下简称"本所律师")出席公司 2024年第五次临时 股东大会(以下简称"本次股东大会"),根据《中华人民共和国公 司法》(以下简称"《公司法》")、《中华人民共和国证券法》(以 下简称"《证券法》")、《北京证券交易所股票上市规则(试行)》 (以下简称"《上市规则》")、《北京证券交易所上市公司业务 ...

证券代码：831689 证券简称：克莱特 公告编号：2024-109 威海克莱特菲尔风机股份有限公司 关于控股股东自愿延长股份锁定期的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，不存在虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别 及连带法律责任。 威海克莱特菲尔风机股份有限公司（以下简称"公司"或"克莱特"）收到公司控股 股东威海克莱特集团有限公司出具的《关于自愿延长股份锁定期的承诺函》，具体情况如 下： 一、延长限售股锁定期的相关承诺 基于对公司未来发展前景的信心及长期投资价值的认可，为支持克莱特持续、稳定、健 康发展，维护广大投资者的利益，增强广大投资者信心，公司控股股东威海克莱特集团有限 公司将其所持有的公司股票锁定期自愿延长至 2025 年 10 月 31 日。在上述锁定期内，其将 不以任何方式转让、减持或委托他人管理所持有的公司上市前股份，亦不会要求公司回购 所持股份。因公司送红股、转增股本、配股等原因而增加的股份，亦遵守上述承诺。承诺的 锁定期满后，该股份的转让和交易依照届时有效的法律、法规，以及中国证券监督管理委员 会、北京证券交易所的规定和规则 ...

Investment Rating - The investment rating for the company is "Accumulate" (maintained) [1][2]. Core Views - The company reported a revenue of 397 million yuan for Q1-Q3 2024, representing a year-on-year increase of 3.84%, and a net profit attributable to the parent company of 48.05 million yuan, up 2.8% year-on-year [2]. - The company is focusing on expanding its international presence, with plans to establish subsidiaries in Mexico and Hong Kong to enhance its brand and competitiveness [3]. - The shipbuilding industry is experiencing an upward trend, with domestic shipyards' orders extending to 2026, indicating potential growth in container ships, PCTC ships, and LNG ships [3]. - The company has received several awards, including the "2023 Golden Bull Small Giant Award" and recognition as one of the "Top Ten Value Companies" on the Beijing Stock Exchange [4]. Financial Summary - For 2024E, the company expects revenue to reach 550 million yuan, with a net profit of 64 million yuan, corresponding to an EPS of 0.88 yuan per share [2][6]. - The projected P/E ratios for 2024E, 2025E, and 2026E are 19.4, 18.5, and 15.3 respectively, indicating a favorable valuation trend [6][7]. - The company's gross margin is expected to remain stable around 29.8% for 2024E, with a net margin of 11.7% [6][7].

Investment Rating - The report maintains a "Buy" rating for the company [1] Core Views - The company's performance meets expectations, with a slight decline in revenue year-on-year for Q3 2024. For the first three quarters of 2024, the company achieved revenue of 397 million yuan, a year-on-year increase of 3.84%, and a net profit attributable to shareholders of 48 million yuan, up 2.80% year-on-year. The demand from the downstream rail transit and marine engineering sectors is considered favorable [2] - The gross margin has slightly improved, while the increase in R&D expenses has negatively impacted the net profit margin. The gross margin for the first three quarters of 2024 was 31.35%, an increase of 2.12 percentage points year-on-year. However, the net profit margin for the same period was 12.10%, a decrease of 0.12 percentage points year-on-year, primarily due to rising management and R&D expenses [3] - The company possesses two key advantages for long-term development: full qualifications and recognition from major clients, as well as strong R&D capabilities. The company has multiple domestic and international certifications and is recognized by several long-term partners. Additionally, it has a robust R&D team and collaborates with renowned research institutions [4] Financial Forecasts and Valuation - The company's net profit forecasts for 2024-2026 have been adjusted downwards due to high R&D expenditures, with expected net profits of 64 million yuan (previously 68 million), 76 million yuan (previously 81 million), and 83 million yuan (previously 89 million) respectively. The current stock price corresponds to dynamic P/E ratios of 23, 20, and 18 times for the respective years [4]

Financial Performance - Net profit attributable to shareholders for the first nine months of 2024 was CNY 48,047,499.34, reflecting a 2.8% increase from CNY 46,740,953.36 in the same period of 2023[3] - Operating revenue for the first nine months of 2024 was CNY 397,051,311.15, up 3.84% from CNY 382,382,711.29 year-on-year[3] - The company reported a net profit of CNY 17,678,535.18 for the third quarter of 2024, a decrease of 2.36% from CNY 18,104,915.13 in the same quarter of 2023[3] - The company's weighted average return on equity based on net profit attributable to shareholders was 10.53% for the first nine months of 2024, slightly down from 11.01% in the same period of 2023[3] - The company reported a net financial income of ¥13,848,381.83, up from ¥2,197,907.28, indicating a significant improvement in financial performance[20] - The total profit for the first nine months of 2024 was CNY 53,916,136.27, down from CNY 54,629,858.99 in 2023, indicating a decline of approximately 1.3%[23] Cash Flow - The net cash flow from operating activities for the first nine months of 2024 was CNY 39,810,949.40, a significant increase of 13,297.45% compared to CNY 297,153.13 in the same period last year[3] - Cash inflows from operating activities totaled CNY 260,312,451.04 in 2024, significantly higher than CNY 192,685,034.09 in 2023, representing an increase of approximately 35%[25] - Operating cash flow net amount for the first nine months of 2024 is CNY 14,663,177.63, compared to CNY 4,328,462.70 in the same period of 2023, representing an increase of approximately 239%[27] - Cash inflow from operating activities totaled CNY 245,929,097.69, up from CNY 192,269,421.96 in 2023, indicating a growth of about 28%[27] - Cash outflow for operating activities was CNY 231,265,920.06, compared to CNY 187,940,959.26 in 2023, reflecting an increase of approximately 23%[27] - The ending balance of cash and cash equivalents decreased to CNY 14,054,473.23 from CNY 20,384,408.42 in the previous year[27] Assets and Liabilities - Total assets as of September 30, 2024, reached CNY 725,519,064.84, an increase of 4.09% compared to CNY 697,038,272.88 at the end of 2023[3] - The company's total liabilities to assets ratio (consolidated) was 36.61% as of September 30, 2024, compared to 35.47% at the end of 2023[3] - Total liabilities increased to ¥265,578,577.23 from ¥247,222,691.39, reflecting a growth of approximately 7%[16] - Non-current liabilities increased significantly to ¥55,810,421.21 from ¥23,453,729.98, representing a growth of approximately 138%[15] - Current assets decreased to ¥470,107,223.17 from ¥485,336,548.15, representing a decline of about 3%[14] - Total liabilities decreased to ¥236,588,656.91 from ¥245,960,839.62, a reduction of 3.8%[18] Research and Development - Research and development expenses for the first nine months of 2024 amounted to CNY 19,415,201.53, an increase of 48.61% compared to the previous year[5] - Research and development expenses increased significantly to ¥19,415,201.53, compared to ¥13,064,440.88, marking a growth of 48.5%[20] - Research and development expenses rose to CNY 19,361,146.14 in 2024 from CNY 13,064,440.88 in 2023, marking an increase of approximately 48%[23] Shareholder Information - The total number of unrestricted shares at the beginning of the period was 35,628,303, representing 48.54% of the total share capital, while at the end of the period, it decreased to 34,878,366, or 47.52%[7] - The total number of restricted shares at the beginning of the period was 37,771,697, accounting for 51.46%, and increased to 38,521,634, which is 52.48% at the end of the period[7] - The total share capital remained unchanged at 73,400,000 shares throughout the period[7] - The number of shareholders holding ordinary shares was 5,510 at the end of the period[7] - The largest shareholder, Weihai Klate Group Co., Ltd., held 33,280,139 shares, representing 45.34% of the total shares[8] - The second-largest shareholder, China Nuclear Industry Fund Management Co., Ltd., held 6,250,000 shares, which is 5% of the total shares[8] Legal and Regulatory Matters - The company reported a significant external guarantee matter, which was timely disclosed as per regulations[10] - There were no significant legal disputes or investigations reported during the period[10] Other Financial Metrics - Basic earnings per share for the first nine months of 2024 were CNY 0.66, up from CNY 0.65 in the same period of 2023[24] - The total comprehensive income for the first nine months of 2024 was CNY 48,241,176.64, compared to CNY 47,900,142.36 in 2023, showing a slight increase[24] - The company's operating profit for the first nine months of 2024 was CNY 54,789,021.72, slightly down from CNY 55,020,478.52 in 2023, indicating a decrease of about 0.42%[23] - The company experienced an increase in sales expenses, which rose to CNY 24,410,803.61 in 2024 from CNY 21,804,455.77 in 2023, representing an increase of about 12%[23]

证券代码：831689 证券简称：克莱特 公告编号：2024-104 威海克莱特菲尔风机股份有限公司 第五届董事会第四次会议决议公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 一、会议召开和出席情况 （一）会议召开情况 1.会议召开时间：2024 年 10 月 29 日 2.会议召开地点：威海克莱特菲尔风机股份有限公司五楼会议室 3.会议召开方式：现场/通讯书面投票 4.发出董事会会议通知的时间和方式：2024 年 10 月 19 日以书面方式发出 5.会议主持人：董事长盛军岭女士 6.会议列席人员：公司监事及公司高级管理人员 7.召开情况合法、合规、合章程性说明： 本次会议的召集及召开符合《中华人民共和国公司法》及有关法律、法规和 《威海克莱特菲尔风机股份有限公司章程》的有关规定。 （二）会议出席情况 会议应出席董事 9 人，出席和授权出席董事 9 人。 二、议案审议情况 本议案已经公司第五届董事会审计委员会第三次会议审议通过。 3.回避表决情况： 不涉及关联交易事项，无需回避表决。 4.提交股 ...

证券代码：831689 证券简称：克莱特 公告编号：2024-107 威海克莱特菲尔风机股份有限公司拟变更2024年度会计师事务所公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 涉及会计师事务所提供的资料、信息，会计师事务所应保证其提供、报送或 披露的资料、信息真实、准确、完整，不得有虚假记载、误导性陈述或者重大遗 漏。 注册地址：北京市朝阳区建国门外大街 22 号赛特广场五层 重要内容提示： 拟聘任的会计师事务所：致同会计师事务所（特殊普通合伙） 原聘任的会计师事务所：大华会计师事务所（特殊普通合伙） 服务及收费情况：大华会计师事务所（特殊普通合伙）已为公司提供 8 年审 计服务；上期审计收费 40 万元，本期审计收费未确定。 一、拟聘任会计师事务所的基本情况 公司拟聘任致同会计师事务所（特殊普通合伙）为 2024 年年度的审计机构。 （一）机构信息 1.基本信息 会计师事务所名称：致同会计师事务所（特殊普通合伙） 成立日期：2011 年 12 月 22 日 组织形式：特殊普通合伙 首席合伙人： ...

证券代码：831689 证券简称：克莱特 公告编号：2024-108 威海克莱特菲尔风机股份有限公司 本次会议为 2024 年第五次临时股东大会。 （二）召集人 本次股东大会的召集人为董事会。 2024 年 10 月 29 日，公司召开第五届董事会第四次会议，审议通过《关于 提请召开公司 2024 年第五次临时股东大会的议案》。 关于召开 2024 年第五次临时股东大会通知公告（提供网络投票） 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 一、会议召开基本情况 （一）股东大会届次 （三）会议召开的合法性、合规性 本次会议的召集及召开符合《中华人民共和国公司法》及有关法律、法规和 《威海克莱特菲尔风机股份有限公司章程》的有关规定。 （四）会议召开方式 本次会议采用现场投票和网络投票相结合方式召开。 公司股东应选择现场投票、网络投票中的一种方式，如果同一表决权出现 重复投票表决的，以第一次投票表决结果为准。 （五）会议召开日期和时间 1、现场会议召开时间：2024 年 11 月 14 日 15：30。 2 ...

证券代码：831689 证券简称：克莱特 公告编号：2024-105 威海克莱特菲尔风机股份有限公司 第五届监事会第三次会议决议公告 3.会议召开方式：现场书面投票 4.发出监事会会议通知的时间和方式：2024 年 10 月 19 日 以书面方式发出 5.会议主持人：监事会主席王强先生 6.召开情况合法、合规、合章程性说明： 会议的召集及召开程序符合《中华人民共和国公司法》和《公司章程》、《监 事会议事规则》等有关法律、法规和规范性文件的规定。 （二）会议出席情况 本公司及监事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 一、会议召开和出席情况 （一）会议召开情况 1.会议召开时间：2024 年 10 月 29 日 2.会议召开地点：威海克莱特菲尔风机股份有限公司五楼会议室 会议应出席监事 3 人，出席和授权出席监事 3 人。 （一）审议通过《公司 2024 年三季度报告》 1.议案内容： 二、议案审议情况 具体详见公司 2024 年 10 月 29 日在北京证券交易所指定信息披露平台 （www.bse.cn）披 ...

2024 年 10 月 24 日，公司董事长受邀参加了由中国证券报与南通市人民政府主办的 "2024 上市公司高质量发展论坛暨第二十六届上市公司金牛奖颁奖典礼"，公司荣获"2023 年度金牛小巨人奖"。 2024 年 10 月 24 日，公司受邀参加由证券时报主办的"第十八届中国上市公司价值论 坛暨 2024 年新质生产力巡礼长三角行"活动，"第十八届中国上市公司价值评选"榜单在论 坛上正式发布，公司在中国上市公司价值评选中获得"第十八届北交所上市公司价值十强" 奖项。 公司坚持以主营业务为重心，重点深耕轨道交通、风电、核电、石化、舰船海工、制冷 等行业应用领域。公司以提供低碳冷却方案、服务未来绿色能源为发展战略，公司面向未 来，构建了"让工业世界冷却下来"的发展格局。坚持对原创技术的探索，敢于原创，率先 原创，为公司高速、健康、稳定、持久发展打下良好的基础。 二、对公司的影响 证券代码：831689 证券简称：克莱特 公告编号：2024-103 威海克莱特菲尔风机股份有限公司 荣获 2023 年度金牛小巨人奖、第十八届北交所上市公司价值十强奖项的 公告 本公司及董事会全体成员保证公告内容的真实、准确和完整， ...