决定书的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 证券代码：832149 证券简称：利尔达 公告编号：2024-041 利尔达科技集团股份有限公司 关于公司及相关责任主体收到浙江证监局行政监管措施 二、主要内容 （一）涉嫌违法违规事实： 2024 年 2 月 29 日，利尔达科技集团股份有限公司（以下简称"利尔达"或 "公司"）披露《2023 年年度业绩快报公告》《2023 年年度业绩预告公告》，预计 2023 年度实现归属于上市公司股东的净利润 662.44 万元。2024 年 4 月 23 日， 利尔达披露《2023 年年度业绩快报修正公告》《2023 年年度业绩预告修正公告》， 修正后预计 2023 年度实现归属于上市公司股东的净利润-601.60 万元。2024 年 4 月 26 日利尔达发布《2023 年年度报告》，披露 2023 年度公司经审计归属于上 市公司股东的净利润为-601.60 万元。公司业绩快报、业绩预告相关信息披露不 准确、更正不及时。此外，利尔达《2023 年年度 ...

Financial Performance - Net profit attributable to shareholders for Q1 2024 was a loss of CNY 25,432,607.18, a decline of 432.38% year-over-year[9] - Operating revenue for Q1 2024 was CNY 441,231,064.38, down 10.54% from the same period last year[9] - The company experienced a 315.78% decrease in operating profit, resulting in a loss of CNY 25,009,683.37 due to declining revenue and gross margins in the electronic components market[11] - Other income decreased by 69.45% to CNY 3,143,603.39, mainly due to a reduction in government subsidies[11] - Total profit decreased by 325.83% to -25,020,608.33 CNY, primarily due to a decline in operating profit[12] - Net profit fell by 453.06% to -25,670,698.17 CNY, attributed to a decrease in product revenue and gross margin[12] - The total comprehensive income for Q1 2024 was -¥14,208,445.94, compared to -¥3,415,823.58 in Q1 2023, indicating a worsening financial position[42] Cash Flow - The company's cash flow from operating activities showed a net outflow of CNY 16,631,354.61, worsening by 74.44% compared to the previous year[9] - Operating cash flow net amount decreased by 74.44% to -16,631,354.61 CNY, mainly due to increased payments for purchases[12] - The net cash flow from operating activities for Q1 2024 was -¥16,631,354.61, worsening from -¥9,534,072.18 in Q1 2023[44] - Cash inflows from financing activities amounted to $115,000,000.00, compared to $184,465,000.00 in the prior period, indicating a decrease in financing activity[46] Assets and Liabilities - Total assets as of March 31, 2024, were CNY 2,149,318,573.45, a decrease of 0.87% compared to the end of 2023[9] - The asset-liability ratio for the consolidated entity was 64.22%, up from 63.49% at the end of 2023[9] - Total liabilities amounted to ¥1,380,291,275.46, a slight increase from ¥1,376,561,793.15[34] - Total equity decreased to ¥769,027,297.99 from ¥791,532,013.49, reflecting a decline of 2.9%[34] - The total equity decreased to CNY 653,347,832.16 in 2024 from CNY 663,507,638.97 in 2023, a decline of 1.9%[38] Shareholder Information - The total share capital remained at 421,630,000 shares, with 5,003 common shareholders[17] - The largest shareholder, Hangzhou Lierda Holding Group Co., Ltd., holds 42.52% of shares, totaling 179,263,660 shares[18] - The second-largest shareholder, Chen Kai, holds 11.46% of shares, totaling 48,322,900 shares[18] - There are no pledged or judicially frozen shares among the top shareholders[20] Investments and Expenses - Research and development expenses for Q1 2024 were CNY 26,185,779.86, slightly up from CNY 25,402,385.85 in Q1 2023, indicating a focus on innovation[39] - Financial expenses increased by 64.76% to CNY 5,524,334.93, attributed to higher loan interest and exchange losses[11] - Cash outflows for investment activities totaled $15,485,276.71, compared to $449,922.00 in the previous period, indicating increased investment spending[46] Guarantees and Related Transactions - The company provided external guarantees totaling CNY 559 million, with actual liability amounting to CNY 450.96 million[24] - The expected amount for daily related transactions was CNY 1.01 billion, with actual execution amounting to CNY 155.24 million[25] - The company has timely fulfilled its obligations regarding external guarantees and daily related transactions[22] - The company reported no significant related party transactions outside of the expected amounts[25] Other Information - The company has no ongoing litigation or arbitration matters[22] - The company has not faced any investigations or penalties during the reporting period[22] - The company has not conducted any share buybacks during the reporting period[22]

Share Capital and Structure - The company reported a total share capital of 421,630,000 shares after the public offering of 19.8 million shares and an additional 2.97 million shares from the exercise of the over-allotment option[18]. - The registered capital of the company increased from 398.86 million RMB to 421.63 million RMB following the issuance of new shares[18]. - The company has a total of 42,163,000 ordinary shares outstanding[17]. - The company reported a total of 421,630,000 shares outstanding after a public offering of 22,770,000 shares[141]. - The company completed an additional issuance of 2,970,000 shares, increasing the total shares issued to 22,770,000[142]. - The total shareholding of the top ten shareholders amounts to 298,233,039 shares, representing 70.73% of the total shares[146]. - The controlling shareholder is Hangzhou Lierda Holdings Group Co., Ltd., with a registered capital of 50 million yuan[147]. - The total number of shares held by Mr. Chen Kai is 48,322,900, accounting for 11.46% of the total shares[145]. - The total number of shares held by the board members is 75,091,766, representing 17.81% of the total shares[170]. Financial Performance - The company's operating revenue for 2023 was approximately ¥2.43 billion, a decrease of 5.90% compared to ¥2.58 billion in 2022[23]. - The net profit attributable to shareholders of the listed company was a loss of approximately ¥6.02 million, a significant decline from a profit of ¥110.53 million in 2022, representing a decrease of 105.44%[23]. - The total assets increased by 14.56% to approximately ¥2.17 billion in 2023, compared to ¥1.89 billion in 2022[24]. - The total liabilities rose by 20.86% to approximately ¥1.38 billion in 2023, up from ¥1.14 billion in 2022[24]. - The company's gross profit margin decreased to 13.24% in 2023 from 17.40% in 2022[23]. - The cash flow from operating activities showed a net outflow of approximately ¥49.01 million in 2023, compared to a positive cash flow of ¥12.38 million in 2022[24]. - The company reported a basic earnings per share of -0.01 in 2023, down from 0.28 in 2022, reflecting a decline of 103.57%[23]. - The company’s inventory turnover rate decreased to 2.61 in 2023 from 3.48 in 2022, indicating slower inventory movement[24]. - The company reported a net loss of ¥6,539,658.23 in 2023, compared to a net profit of ¥112,323,414.91 in 2022, marking a decline of 105.82%[53]. - The company's main business revenue for 2023 was ¥2,424,857,195.44, a decrease of 5.60% compared to ¥2,568,597,227.90 in 2022[56]. - The total revenue for the reporting period was ¥2,426,230,950.54, reflecting a 5.90% decline from ¥2,578,303,266.50 in the previous year[62]. Research and Development - The company has invested significantly in R&D, developing an embedded SDK and cloud low-code development platform to enhance customer application efficiency[38]. - The company has developed a new generation of NB-IoT modules using a 22nm process, significantly reducing power consumption and battery capacity requirements[38]. - The company introduced a new generation of 5G industrial intelligent gateways capable of processing various communication protocols and large data volumes, adaptable to operators' core networks[39]. - The company has expanded its product lines by introducing several semiconductor products, including 5G RedCap NR90 series modules and low-power NB-IoT MB26-A series modules[41]. - Research and development expenses were ¥103,605,789.93, accounting for 4.27% of total revenue, a slight decrease of 1.53% from the previous year[53]. - The total number of patents owned by the company increased to 369 from 360 in the previous period, with invention patents rising to 60 from 56[85]. - The total number of R&D personnel decreased from 407 to 345, with the proportion of R&D personnel to total employees slightly declining from 32.72% to 32.58%[84]. - The company established a new R&D center in Xi'an to attract talent and enhance product development capabilities[91]. Risk Management - The company has not encountered any major changes in significant risks during the reporting period[8]. - The company emphasizes the importance of risk awareness regarding forward-looking statements in its annual report[6]. - The company has implemented measures to enhance transparency for investors and improve credit risk management[103]. - There have been no new risk factors identified during the reporting period[106]. - The company has not experienced any significant changes in major risks during the reporting period[105]. - The supervisory board has effectively monitored the company's operations and confirmed that there are no significant risk issues identified during the reporting period[199]. Corporate Governance - The company has established a complete governance structure with a shareholders' meeting, board of directors, and supervisory board, ensuring effective operational independence[200]. - The company has optimized its governance structure and updated relevant regulations to ensure compliance with the new Independent Director Management Measures[191]. - The independent directors attended 7 board meetings and 1 shareholder meeting, with all meetings conducted via communication methods[196]. - The company has designated a board secretary to manage investor relations, ensuring transparent communication with shareholders[192]. - The company has established an audit committee to oversee financial information and internal control systems, ensuring compliance with regulations[195]. - The company has implemented a fundraising management system to oversee the use of raised funds effectively[191]. - The company ensures that the decision-making process for profit distribution is transparent and compliant[164]. - The company has not executed any profit distribution or capital reserve transfer to increase share capital during the reporting period[165]. Market and Industry Trends - The number of cellular IoT terminal users in China reached 2.332 billion, accounting for 57.50% of mobile terminal connections, with a year-on-year growth of 26.40%[39]. - The photovoltaic industry achieved a total output value exceeding CNY 1.7 trillion, with silicon wafer production reaching 622GW, a year-on-year increase of 67.5%[40]. - The domestic integrated circuit industry is expected to enter a long-term rapid growth phase due to favorable national policies[97]. - Various government policies are being introduced to promote intelligent development across industries, creating a favorable business environment for the company[46]. - The global cellular IoT module shipment volume saw its first annual decline in 2023, with expectations for 5G RedCap to drive future growth post-2024[44]. - The company is positioned to benefit from the rapid growth of the IoT industry, driven by advancements in 5G technology and digital transformation across traditional sectors[93][94]. Employee and Management - The total number of employees decreased from 1,244 at the beginning of the period to 1,059 at the end, reflecting a reduction of 185 employees[176]. - The company has established a complete salary management system, providing competitive compensation based on market levels and company performance[177]. - The coverage rate of job qualification standards reached 95%, with key positions achieving 100% coverage, improving employee career development pathways[42]. - The company has implemented a comprehensive 360° evaluation mechanism for management leadership, significantly enhancing management effectiveness[42]. - The company has a strong focus on management consulting and investment services, with a wide array of operational activities listed[147]. Financing and Guarantees - The company has provided guarantees totaling ¥559,000,000, with a remaining balance of ¥39,676,075.90[118]. - The company has provided debt guarantees amounting to ¥405,000,000 for entities with a debt-to-asset ratio exceeding 70%[118]. - The total amount of guarantees exceeding 50% of net assets is ¥163,233,993.26[118]. - The company reported a total of 45 million yuan in guarantees for working capital loans, with a guarantee period from December 2022 to December 2023[125]. - The company has a guarantee amount of 170 million yuan for working capital loans, with a guarantee period from November 2023 to November 2024[125]. - The company has a total of 80 million yuan in guarantees for working capital loans, with a guarantee period from November 2023 to November 2024[126]. - The company has a guarantee amount of 50 million yuan for working capital loans, with a guarantee period from February 2023 to March 2024[127]. - The company has a total guarantee amount that exceeds 50% of net assets, indicating a significant level of financial commitment[118]. Strategic Focus - The company is focusing on strategic expansion in key areas such as IoT, photovoltaic energy, and automotive electronics, aligning with the rapid growth of these sectors[39]. - The company plans to focus on inventory management and revenue recognition adjustments to address the financial discrepancies observed in the reporting period[26]. - The company plans to expand its market presence through new product development and technological advancements[74]. - The company aims to reduce product variety while increasing the number of key products to achieve lower costs[105]. - The company is actively responding to market competition by leveraging its first-mover advantage and national policy support[104]. - The company is committed to innovation and customer-centric approaches, emphasizing integrity and excellence in its operations[99].

证券代码：832149 证券简称：利尔达 公告编号：2024-029 利尔达科技集团股份有限公司 募集资金存放与实际使用情况的专项报告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 （一）募投项目情况 截至 2023 年 12 月 31 日，募集资金投资项目情况如下： 一、募集资金基本情况 公司于 2023 年 1 月 20 日收到中国证券监督管理委员会《关于同意利尔达科 技集团股份有限公司向不特定合格投资者公开发行股票注册的批复》（证监许可 〔2023〕148 号），同意公司向不特定合格投资者公开发行股票的注册申请。 公司本次发行股数 19,800,000 股（不含行使超额配售选择权所发的股份）， 发行价格为人民币 5.00 元/股，超额配售选择权实施期限结束后，公司在初始发 行规模的基础上新增发行股票数量 2,970,000 股,由此公司发行总股数扩大至 22,770,000 股，连同初始发行规模 19,800,000 股股票对应的募集资金总额 99,000,000.00 元，本次发行最终募集资金 ...

证券代码：832149 证券简称：利尔达 公告编号：2024-021 利尔达科技集团股份有限公司 关于 2023 年度权益分派的说明 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 利尔达科技集团股份有限公司（以下简称"公司"）于 2024 年 4 月 24 日召 开第四届董事会第十七次会议、第四届监事会第十四次会议，会议审议通过了《关 于 2023 年度权益分派的说明》议案，在兼顾公司发展及股东利益的前提下，公 司本年不派发现金红利，不送红股，也不进行资本公积转增股本。该议案尚需提 交公司 2023 年年度股东大会审议。 现将有关情况和解释说明披露如下： 一、权益分派预案情况 （一）权益分派预案的具体内容 在兼顾公司发展及股东利益的前提下，公司本年不派发现金红利，不送红股， 也不进行资本公积转增股本。 （二）公司 2023 年度财务状况 根据公司 2024 年 4 月 26 日披露的 2023 年年度报告（财务报告已经审计）， 公司 2023 年度归属于上市公司股东的净利润为-6,016,028.93 ...

现将独立董事 2023 年履职情况报告如下： 一、出席会议情况 （一）出席董事会、股东大会情况 证券代码：832149 证券简称：利尔达 公告编号：2024-023 利尔达科技集团股份有限公司 独立董事（崔彦军）2023 年年度述职报告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 报告期内，本人作为利尔达科技集团股份有限公司（以下简称"公司"）的 独立董事，能够按照《中华人民共和国公司法》《中华人民共和国证券法》《上 市公司独立董事管理办法》《北京证券交易所上市公司持续监管指引第 1 号—— 独立董事》等法律法规和《公司章程》《独立董事工作制度》的要求，在 2023 年度勤勉地履行了职责，独立、谨慎、认真地行使了公司赋予的权利，及时了解 公司的经营状况，积极出席公司召开的相关会议并认真审议各项议案，对公司重 大事项发表了独立意见，充分发挥了独立董事的作用，切实维护了公司和全体股 东尤其是社会公众股股东的合法权益。 本人与公司内部审计机构及会计师事务所进行积极沟通，认真履行相关职责， 根据公司实际情况 ...

证券代码：832149 证券简称：利尔达 公告编号：2024-027 利尔达科技集团股份有限公司 关于 2023 年度会计师事务所履职情况的评估报告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 利尔达科技集团股份有限公司（以下简称"公司"）聘请天健会计师事务所 （特殊普通合伙）(以下简称"天健所")作为公司 2023 年度年报审计机构。根 据财政部、国资委及证监会颁布的《国有企业、上市公司选聘会计师事务所管理 办法》，公司对天健所 2023 年审计过程中的履职情况进行评估。经评估，公司 认为天健所资质等方面合规有效，履职保持独立性，勤勉尽责，公允表达意见， 具体情况如下： 一、天健会计师事务所基本情况 天健会计师事务所（特殊普通合伙）成立于 2011 年 7 月，注册地址为浙江 省杭州市西湖区灵隐街道西溪路 128 号，首席合伙人为王国海先生。截至 2023 年 12 月 31 日，天健所合伙人数量为 238 人，注册会计师 2,272 人，签署过证券 服务业务审计报告的注册会计师 836 人。 2 ...

证券代码：832149 证券简称：利尔达 公告编号：2024-028 利尔达科技集团股份有限公司 审计委员会对会计师事务所 2023 年度 履行监督职责情况报告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 根据《中华人民共和国公司法》、《中华人民共和国证券法》、《上市公司 治理准则》、《国有企业、上市公司选聘会计师事务所管理办法》及《利尔达科 技集团股份有限公司章程》、《董事会审计委员会工作细则》等规定和要求，董 事会审计委员会委员在 2023 年度任期内勤勉尽责，积极开展工作，认真履行职 责。 现将利尔达科技集团股份有限公司（以下简称"公司"）董事会审计委员会 （以下简称"审计委员会"）对会计师事务所履行监督职责情况汇报如下： 一、会计师事务所基本情况 （一）基本情况 机构名称：天健会计师事务所（特殊普通合伙）（以下简称"天健所"）； 成立日期：2011 年 7 月 18 日； 组织形式：特殊普通合伙； 注册地址：浙江省杭州市西湖区灵隐街道西溪路 128 号； 首席合伙人：王国海 截至 2023 ...

目 录 | 一、审计报告……………………………………………………… 第 1—5 | | 页 | | --- | --- | --- | | 二、财务报表……………………………………………………… 第 6—13 | | 页 | | （一）合并资产负债表…………………………………………… 第 | 6 | 页 | | （二）母公司资产负债表………………………………………… 第 | 7 | 页 | | （三）合并利润表………………………………………………… 第 | 8 | 页 | | （四）母公司利润表……………………………………………… 第 | 9 | 页 | | （五）合并现金流量表……………………………………………第 | 10 | 页 | | （六）母公司现金流量表…………………………………………第 | 11 | 页 | | （七）合并所有者权益变动表……………………………………第 | 12 | 页 | | （八）母公司所有者权益变动表…………………………………第 | 13 | 页 | | | | 审 计 报 告 天健审〔2024〕3986 号 利尔达科技集团股份有限公司全体股东： 一、审计意见 我们审计了利尔 ...

目 录 一、募集资金年度存放与使用情况鉴证报告………………………第 1—2 页 二、关于募集资金年度存放与使用情况的专项报告………………第 3—7 页 募集资金年度存放与使用情况鉴证报告 天健审〔2024〕3988 号 利尔达科技集团股份有限公司全体股东： 我们鉴证了后附的利尔达科技集团股份有限公司（以下简称利尔达公司）管 理层编制的 2023 年度《关于募集资金年度存放与使用情况的专项报告》。 一、对报告使用者和使用目的的限定 本鉴证报告仅供利尔达公司年度报告披露时使用，不得用作任何其他目的。 我们同意将本鉴证报告作为利尔达公司年度报告的必备文件，随同其他文件一起 报送并对外披露。 二、管理层的责任 利尔达公司管理层的责任是提供真实、合法、完整的相关资料，按照《北京 证券交易所股票上市规则（试行）》(北证公告〔2023〕49 号)及相关格式指引的 规定编制《关于募集资金年度存放与使用情况的专项报告》，并保证其内容真实、 准确、完整，不存在虚假记载、误导性陈述或重大遗漏。 三、注册会计师的责任 我们的责任是在实施鉴证工作的基础上对利尔达公司管理层编制的上述报 告独立地提出鉴证结论。 四、工作概述 我们按照中国 ...