证券代码：838971 证券简称：天马新材 公告编号：2024-017 河南天马新材料股份有限公司 董事会审计委员会 2023 年度履职情况报告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个 别及连带法律责任。 河南天马新材料股份有限公司（以下简称"公司"）第三届董事会审计委员 会根据《公司法》《证券法》《上市公司独立董事管理办法》《北京证券交易所 股票上市规则（试行）》《公司章程》及《审计委员会议事规则》等相关法律法 规及公司制度的规定和要求，在 2023 年度认真履职。现将本年度履职情况汇报 如下： 一、基本情况 公司第三届董事会审计委员会由 3 名董事组成，分别为独立董事黄志刚、独 立董事孙亚光、非独立董事姚磊，其中召集人由具有会计专业资格的独立董事黄 志刚担任。 二、会议召开情况 2023 年度，公司董事会审计委员会共召开 4 次会议，具体情况如下： | 会议名称 | 召开时间 | 审议事项 审议 | | --- | --- | --- | | | | 结果 | | | | 《关于公司 年年度报告及其摘 2022 ...

证券代码：838971 证券简称：天马新材 公告编号：2024-015 河南天马新材料股份有限公司 2023 年度独立董事述职报告（黄志刚） 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假 记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担个别及连带法律责任。 本人黄志刚作为河南天马新材料股份有限公司（以下简称"公司"）的独立董 事，在任职期间严格按照《公司法》《证券法》《公司章程》《北京证券交易所 股票上市规则（试行）》《北京证券交易所上市公司持续监管指引第 1 号——独 立董事》《上市公司独立董事管理办法》等法律法规的规定和要求，谨慎、认真、 勤勉、独立地履行职责，持续关注公司规范运作、重大生产经营活动、财务状况 等，积极出席 2023 年度的相关会议，认真审议各项议案，对重大事项发表了独 立意见，维护了公司整体利益和全体股东尤其是中小股东的合法权益。现就 2023 年度任职期间内履行职责情况汇报如下： 一、独立董事独立性情况 作为公司的独立董事，本人及本人直系亲属均不在公司或其附属企业担任除 独立董事之外的其他职务，也未在公司主要股东处担任任何职务；没有为公司或 其附 ...

证券代码：838971 证券简称：天马新材 公告编号：2024-012 河南天马新材料股份有限公司 2023 年年度权益分派预案公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 河南天马新材料股份有限公司（以下简称"公司"）于 2024 年 3 月 25 日召开 了第三届董事会第二十一次会议及第三届监事会第十九次会议，会议审议通过了 《关于公司 2023 年年度权益分派的议案》。现将相关事宜公告如下： 一、权益分派预案情况 根据公司 2024 年 3 月 26 日披露的 2023 年年度报告（财务报告已经审计）， 截至 2023 年 12 月 31 日，上市公司合并报表归属于母公司的未分配利润为 67,230,808.52 元，母公司未分配利润为 60,643,985.77 元。 公司本次权益分派预案如下：公司目前总股本为 106,128,002 股，以未分配 利润向全体股东每 10 股派发现金红利 2.50 元（含税）。本次权益分派共预计派 发现金红利 26,532,000.50 元。 1 三、审 ...

根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司治 理准则》《国有企业、上市公司选聘会计师事务所管理办法》《河南天马新材料 股份有限公司章程》（以下简称"《公司章程》"）等规定和要求，董事会审计委 员会本着勤勉尽责的原则，恪尽职守，认真履职。现将董事会审计委员会对会计 师事务所 2023 年度履职评估及履行监督职责的情况汇报如下： 一、会计师事务所基本情况 1、基本情况 中勤万信会计师事务所（特殊普通合伙）（以下简称"中勤万信"）成立于 2013 年 12 月 13 日、组织形式为特殊普通合伙、注册地址为北京西直门外大街 112 号阳光大厦 10 层、首席合伙人为胡柏和、2022 年度末合伙人数量为 70 人、 2022 年度末注册会计师人数为 351 人、2022 年度末签署过证券服务业务审计报 告的注册会计师人数为 186 人、2022 年收入总额（经审计）为 45,348.27 万元、 2022 年审计业务收入（经审计）为 37,388.66 万元、2022 年证券业务收入（经审 计）为 9,582.40 万元，2022 年上市公司审计客户家数为 31 家、2023 年本公司同 行业上市公 ...

Corporate Governance and Management - The company is focused on enhancing its governance structure and improving communication efficiency to ensure compliance and transparency [44]. - The company has established a comprehensive internal control system that effectively manages operations across research, production, sales, and finance, ensuring robust risk management [187]. - The company has established a sound mechanism to protect shareholder rights, ensuring equal rights and access to information [168]. - The company’s governance structure includes a shareholder meeting, board of directors, supervisory board, and management team, providing a comprehensive framework for decision-making [168]. - The company has established a performance evaluation mechanism for senior management, aligning compensation with industry standards [189]. - The company has implemented various training programs to enhance employee skills and knowledge, including onboarding and position-specific training [158]. - The company has not encountered any significant risk issues during the supervisory activities of the supervisory board [184]. - The company has maintained its independence and autonomous operational capabilities, ensuring no interference from controlling shareholders [185]. - The company’s board consists of 5 members, while the supervisory board has 3 members, with no related party transactions among them [148]. - The company’s management team includes 4 senior executives, with no significant changes in personnel during the reporting period [148]. - The company has not experienced any changes in its board of directors, general manager, or financial director during the reporting period [151]. - The company’s board members and senior management have actively participated in compliance training to enhance governance standards [176]. - The company has established a special management system for the use of raised funds, ensuring proper storage and usage [173]. - The company has reported on the actual use of raised funds in its semi-annual report, ensuring transparency [173]. - The company has adhered to legal requirements for convening and conducting meetings, ensuring all procedures are followed correctly [175]. - The company has improved its corporate governance structure in line with regulations from the Beijing Stock Exchange [176]. - The board of directors has set up four specialized committees, including the Audit Committee and the Strategic Decision Committee, to enhance corporate governance [178]. - Independent directors have actively participated in board meetings, attending a total of 8 meetings during the reporting period [180]. - The company has established a new corporate governance system during the reporting period, ensuring compliance with relevant laws and regulations [167]. - The company has made no decisions that harm the legal rights of shareholders or third parties during its meetings [175]. Financial Performance - The company's operating revenue for 2023 was ¥188,788,892.38, representing a year-over-year increase of 1.54% compared to ¥185,933,216.72 in 2022 [25]. - The net profit attributable to shareholders for 2023 was ¥12,251,189.52, a significant decrease of 65.62% from ¥35,635,027.68 in 2022 [25]. - The gross profit margin for 2023 was 26.23%, down from 29.00% in 2022 [25]. - The total assets increased by 6.31% to ¥518,772,879.88 at the end of 2023, compared to ¥487,980,322.12 at the end of 2022 [26]. - The total liabilities rose by 62.41% to ¥82,062,642.00 at the end of 2023, compared to ¥50,527,080.09 at the end of 2022 [26]. - The net cash flow from operating activities for 2023 was ¥19,399,820.06, a turnaround from a negative cash flow of ¥21,303,607.33 in 2022, marking a 191.06% improvement [26]. - The basic earnings per share for 2023 was ¥0.1170, down 72.33% from ¥0.4228 in 2022 [25]. - The company reported a non-recurring loss of ¥12,432,315.27 in 2023, compared to a gain of ¥5,505,680.67 in 2022 [32]. - The weighted average return on equity based on net profit was 2.82% for 2023, down from 17.13% in 2022 [25]. - The company’s total revenue for 2023 was ¥188,788,892.38, representing a 1.54% increase compared to ¥185,933,216.72 in 2022 [55]. - The gross profit margin decreased to 26.23% in 2023 from 29.00% in 2022, indicating a decline in profitability [55]. - The company's net profit for 2023 was ¥12,251,189.52, a significant decrease of 65.62% from ¥35,635,027.68 in 2022, mainly due to increased non-operating expenses [55]. - The company’s cash dividend policy complies with its articles of association and shareholder resolutions [145]. - The company has a bank loan of ¥10,000,000.00 from China Construction Bank with an interest rate of 3.70% [143]. - The company confirmed that the use of raised funds aligns with the disclosed purposes, with no funds used for trading financial assets or entrusted financial management [140]. - The company raised a total of ¥308,014,561.84 through public stock issuance, with ¥105,102,261.48 utilized during the reporting period [139]. Research and Development - The company holds 7 invention patents and 37 utility model patents, with R&D expenses increasing by 18.56% during the reporting period [42]. - The company completed the R&D of a special alumina powder suitable for 3D printing, which is expected to expand product applications [84]. - The company is collaborating with Zhengzhou University on the development of a 3D printing process for 95 porcelain X-ray tubes, aiming to meet conventional product performance levels [85]. - The company has established a new R&D center for powder materials, enhancing its product development capabilities and quality assurance [84]. - R&D expenditure amounted to ¥8,931,940.25, representing 4.73% of operating revenue, an increase from 4.05% in the previous period [81]. - The total number of R&D personnel increased from 23 to 29, with the proportion of R&D staff to total employees remaining stable at approximately 13.36% [81]. - The company is increasing investment in R&D, production, and promotion, showing a continuous rise in domestic market share and aiming for comprehensive technological breakthroughs across all product categories [97]. Market and Industry Trends - The semiconductor market is expected to grow by 20.0% in 2024 according to IDC, reflecting a positive outlook for the industry [48]. - The consumer electronics market in China showed signs of recovery, with a sales growth rate of 6% in mid-2023, indicating potential for future revenue growth [48]. - The fine alumina market is expanding, with applications in electronics, flat displays, and new energy sectors, indicating a strong growth trajectory for advanced inorganic materials [95]. - Domestic companies are improving R&D levels and production processes, transitioning from mid-low-end products to high-end offerings in the fine alumina industry [96]. - The company is positioned to benefit from national policies encouraging innovation and self-sufficiency in manufacturing, enhancing its competitive edge in the fine alumina market [96]. Legal and Compliance Issues - The company has reported ongoing litigation with a total amount of 22,260,685.00 yuan, representing 5.10% of the net assets at the end of the reporting period [107]. - The company is actively working to mitigate risks associated with raw material price fluctuations by adjusting inventory based on market trends [102]. - The company has filed a counterclaim for 3,900,000 yuan against a partner for unpaid goods, which is now consolidated for trial [111]. - The company has successfully defended against a patent infringement claim, resulting in a ruling that dismissed the plaintiff's demands for 10,000,000 yuan [112]. - The company is currently appealing a court decision regarding a significant product quality dispute, with a hearing scheduled for January 23, 2024 [110]. - The company has no reported instances of shareholders or related parties misappropriating funds or assets during the reporting period [114]. - The company has ongoing litigation involving claims for 1,560,000 yuan and 2,340,000 yuan against its subsidiaries for unpaid goods [111]. - The audit concluded that the management's judgment regarding the provision for bad debts is appropriate, ensuring financial statement reliability [90]. - The company has implemented key audit procedures to ensure the authenticity and completeness of revenue recognition, given the significant amount and potential risks associated with management estimates [87]. Shareholder and Equity Information - The company completed the registration of restricted stock grants as part of its incentive plan, increasing total shares outstanding [128]. - The company has a total of 106,128,002 shares outstanding after the implementation of the 2022 annual equity distribution plan and the stock incentive plan [127][128]. - The top ten shareholders hold a combined 66.50% of the company's shares, with the largest shareholder owning 23.59% [131]. - The company’s major shareholders include family relationships, indicating potential influence on governance [132]. - The company has a total of 2,400,000 unexercised stock options available for core employees, with an exercise price of 16.24 yuan per share [155]. - The total number of common shareholders is 9,001 [126]. - Major customers accounted for 50.13% of total sales, with the top five customers contributing ¥94,637,626.10 in sales [62]. Audit and Financial Reporting - The audit report issued by Zhongqin Wanxin Accounting Firm confirms that the financial statements fairly reflect the company's financial position as of December 31, 2023 [196]. - The audit opinion is unqualified, indicating no significant issues were found during the audit process [195]. - Key audit matters identified include the recognition of revenue, which is critical due to its impact on profit and the potential for misstatement [199]. - The audit concluded that the management's revenue recognition practices are appropriate and in line with accounting standards [200]. - The audit report was dated March 25, 2024, reflecting timely completion of the audit process [195]. - The audit fee for the accounting firm was ¥300,000, indicating the cost of the audit services provided [195].

[Table_StockInfo] 2024 年 03 月 14 日 证券研究报告•公司研究报告 买入 （首次） 当前价：9.71 元 天马新材（838971）基础化工 目标价：12.90 元（6 个月） 精细氧化铝粉体隐形冠军，产能释放+创新产品助推业绩高增 [Table_Summary 推荐逻辑：1）]下游需求筑底回升，拉动公司业绩增长。GFK 数据显示，科技 电子消费市场于 2023年 Q2销售额增长率由负转正并达到 6%；WSTS 数据显 示，全球半导体市场销售额增幅由负转正后实现连续 3 个月的正增长，下游需 求修复有助于拉动公司业绩增长；2）5N 高纯氧化铝技术突破，开拓新增量空 间。公司高纯氧化铝产品中试样品质量对标进口产品并已得到下游客户认 证，预期为公司开拓新的增长空间；3）2024 年进入产能释放周期，产品布 局优化提高盈利能力。公司 3 条在建产线预期于 2024 年中期释放新产能， 并扩张了高毛利的球形氧化铝与勃姆石产能，进一步提升公司盈利能力。 下游需求筑底回升，拉动公司业绩增长。IDC 数据显示，23Q3 下游智能显示 产品出货量回暖，同比跌幅缩小且环比上升；GFK 数据显示，消费 ...

北交所公司深度报告 6 / 22 （1）主业周期触底。电子陶瓷及电子玻璃业务占公司营收比例最大，2023Q1-Q3 收 入占比近 80%。22 年和 23 年一季度受到宏观经济环境、行业周期变动等复杂因素影响， 公司下游消费电子行业需求放缓，销售量受到一定影响，23 年二季度以来下游需求改 善，核心客户三环集团自 2022Q3 以来不断扩张电子陶瓷相关产业，为天马新材带来订 单。同时，液晶面板市场触底反弹，价格持续稳步上升，公司 2023H1 电子玻璃业务较 上年同期增长 77.27%， 研发费用逐步提高，各项费率在保持稳定的同时呈下降趋势。（1）销售费率由于公 司拥有高质量且稳定的客户资源，市场开发和维护成本相对较低。（2）管理费下降。随 着生产规模的扩大，管理费用随边际变化，管理费率下降。（3）研发费率，2022 年公司 研发费用占收入比例与壹石通 5.7%、联瑞新材 5.6%等公司水平相比，处于行业中间水 平。公司通过自主研发和与学术界合作的模式来稳定研发费用，并持续提高研发效率。 公司的主要下游行业客户属于技术密集型企业，其技术更新速度较快，因此对上游原材 料的技术指标和质量要求不断提高。这就要求上游 ...

证券代码：838971 证券简称：天马新材 公告编号：2024-005 河南天马新材料股份有限公司 关于使用部分闲置募集资金购买理财产品的进展公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个 别及连带法律责任。 一、 授权现金管理情况 1、审议情况 河南天马新材料股份有限公司（以下简称"公司"）于 2023 年 10 月 17 日 召开第三届董事会第十九次会议、第三届监事会第十七次会议，审议通过了《关 于使用部分闲置募集资金购买理财产品的议案》，在确保资金安全、不影响募 集资金投资项目建设的前提下，公司拟使用总额不超过 10,000.00 万元的闲置 募集资金购买安全性高、流动性好、能保障投资本金安全的理财产品，在上述 额度范围内资金可循环滚动使用。拟投资的期限最长不超过 12 个月。本次使 用部分闲置募集资金购买理财产品事宜自公司董事会审议通过之日起 12 个月 内有效，如单笔产品存续期超过董事会决议有效期限，则决议的有效期自动顺 延至该笔交易期满之日。具体内容详见公司于 2023 年 10 月 17 日在北京证券 ...

证券代码：838971 证券简称：天马新材 公告编号：2024-004 关于使用部分闲置募集资金购买理财产品的进展公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个 别及连带法律责任。 一、 授权现金管理情况 1、审议情况 河南天马新材料股份有限公司（以下简称"公司"）于 2023 年 10 月 17 日 召开第三届董事会第十九次会议、第三届监事会第十七次会议，审议通过了《关 于使用部分闲置募集资金购买理财产品的议案》，在确保资金安全、不影响募 集资金投资项目建设的前提下，公司拟使用总额不超过 10,000.00 万元的闲置 募集资金购买安全性高、流动性好、能保障投资本金安全的理财产品，在上述 额度范围内资金可循环滚动使用。拟投资的期限最长不超过 12 个月。本次使 用部分闲置募集资金购买理财产品事宜自公司董事会审议通过之日起 12 个月 内有效，如单笔产品存续期超过董事会决议有效期限，则决议的有效期自动顺 延至该笔交易期满之日。具体内容详见公司于 2023 年 10 月 17 日在北京证券 交易所信息披露平台（www. ...

Financial Performance - The company's operating revenue for the reporting period was CNY 188.79 million, an increase of 1.54% compared to the same period last year[3]. - Net profit attributable to shareholders decreased by 65.66% to CNY 12.24 million, primarily due to litigation-related provisions[4]. - Basic earnings per share fell by 72.35% to CNY 0.1169, influenced by an increase in share capital from 57.63 million shares to 106.13 million shares[7]. - Total assets at the end of the reporting period were CNY 518.77 million, a year-on-year increase of 6.31%[4]. - The company's weighted average return on equity (ROE) decreased to 2.81% (pre-deduction) and 5.25% (post-deduction)[4]. - If excluding the litigation impact, net profit would have decreased by 13.68% year-on-year[7]. Litigation Impact - The company has made provisions of approximately CNY 18.28 million related to the litigation case, impacting net profit by about CNY 18.52 million[5]. Strategic Plans - The company plans to optimize product structure and continue high-end product development in response to changing market demands[7]. - The company emphasizes the importance of maintaining high-quality product supply while upgrading production lines and processes[5]. Investor Advisory - Investors are advised to be cautious as the financial data is preliminary and subject to audit, which may lead to significant changes[8].