| 截至月份: | 2025年9月30日 | 狀態: 新提交 | | --- | --- | --- | | 致：香港交易及結算所有限公司 | | | | 公司名稱: | 中國光大控股有限公司 (於香港註冊成立之有限公司） | | | 呈交日期: | 2025年10月2日 | | | I. 法定/註冊股本變動 | 不適用 | | FF301 第 1 頁 共 10 頁 v 1.1.1 FF301 股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 II. 已發行股份及/或庫存股份變動 | 1. 股份分類 | 普通股 | | 股份類別 | 不適用 | | 於香港聯交所上市 (註1) | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 00165 | 說明 | | | | | | | | | | 已發行股份（不包括庫存股份）數目 | | | 庫存股份數目 | | 已發行股份總數 | | | 上月底結存 | | | | 1,685,253,712 | | 0 | | 1,685,253 ...

Group 1 - China Everbright Holdings' stock price increased by 4.26%, currently trading at 12 HKD with a transaction volume of 143 million HKD [1] - The company announced an underwriting agreement with Everbright Bank and Everbright Securities to issue debt financing instruments totaling no more than 20 billion RMB [1] - The purpose of this related transaction is to raise funds through debt financing tools to support the company's business development and capital operations [1] Group 2 - Recent rumors regarding Shanghai Micro Electronics' "backdoor listing" have resurfaced [1] - According to a 2016 article from China Everbright Holdings' official account, its subsidiary, Everbright Qingdao, successfully invested in Shanghai Micro Electronics Equipment Co., Ltd. in April 2016, holding a 11.98% stake post-investment [1] - A report from Guotai Junan Securities noted that the company has invested in typical cases including Shengmei Semiconductor and Shanghai Micro Electronics, although some projects may have exited [1]

Core Viewpoint - The stock of China Everbright International Holdings (00165.HK) opened over 3% higher on September 29, reaching a price of 11.89 HKD with a trading volume of 8.0376 million HKD [2] Group 1 - The stock price increased by 3.3% as of the time of reporting [2] - The trading volume was recorded at 803.76 thousand HKD [2]

Group 1 - China Everbright Holdings (00165) opened over 3% higher, currently up 3.3% at HKD 11.89, with a trading volume of HKD 8.0376 million [1] - The company announced an underwriting agreement with Everbright Bank and Everbright Securities to issue debt financing instruments totaling no more than RMB 20 billion [1] - The purpose of this related transaction is to raise funds through debt financing tools to support the company's business development and capital operations [1] Group 2 - Recent rumors regarding a "backdoor listing" of Shanghai Micro Electronics have resurfaced [1] - According to a 2016 article from China Everbright Holdings' official account, its subsidiary, Everbright Qingdao, successfully invested in Shanghai Micro Electronics Equipment Co., Ltd. in April 2016, holding an 11.98% stake post-investment [1] - A report from Guotai Junan Securities noted that the company has invested in typical cases including Shengmei Semiconductor and Shanghai Micro Electronics, although some projects may have exited [1]

Group 1 - The company, China Everbright Holdings, announced a proposal to issue debt financing instruments totaling up to RMB 20 billion [1] - The company has entered into two underwriting agreements with Everbright Bank and Everbright Securities for the proposed issuance [1] - The main underwriters for the debt financing instruments are Everbright Bank and Everbright Securities [1]

Core Viewpoint - China Everbright Holdings (00165) has announced its proposal to issue debt financing instruments totaling up to RMB 20 billion, aimed at enhancing its financial flexibility and capital structure [1] Group 1: Debt Financing Proposal - The company is applying to the Association of Dealers for the registration of a total amount not exceeding RMB 20 billion in multi-variety debt financing instruments [1] - The issuance is scheduled for September 26, 2025, indicating a strategic timeline for capital raising [1] Group 2: Underwriting Agreements - The company has entered into two underwriting agreements with Everbright Bank and Everbright Securities, appointing them as the lead underwriters for the proposed debt financing instruments [1]

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性或 完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部份內容而產生或因倚賴該 等內容而引致的任何損失承擔任何責任。 本公告僅供參考，並不構成亦不屬在香港、美國或其他地方出售證券的要約或要約購買證券的邀 請。本公告所述的證券未曾亦將不會根據 1933 年美國證券法（經修訂）（「美國證券法」）或 美國任何州的證券法登記，而且除非獲得美國證券法登記規定的適用豁免，或屬不受美國證券法 登記規定約束的交易，否則未根據美國證券法登記的該等證券不得在美國境內發售或出售。中國 光大控股有限公司無意根據美國證券法登記其證券或於美國境內公開發售其證券。 中國光大控股有限公司 CHINA EVERBRIGHT LIMITED （於香港註冊成立之有限公司） （股份代號：165） 關連交易 承銷協議 茲提述本公司日期為 2025 年 7 月 11 日及 2025 年 8 月 27 日的公告，內容有關 （其中包括）向交易商協會申請註冊本公司建議發行總金額不高於人民幣 200 億 元的多品種債務融資工具，並已接獲交易商協會所發出的接受註冊通知書。 ...

Group 1 - China Everbright Holdings (00165) experienced a cumulative increase of 37% over the past two trading days, but saw a decline of over 15% this morning, currently down 13.68% at HKD 11.04 with a trading volume of HKD 739 million [1] - Everbright Holdings is a leader in China's private equity investment, with two main business segments: private asset management and proprietary capital investment [1] - The company invested 11.98% in Shanghai Micro Electronics Equipment Co., Ltd. through its subsidiary Everbright Qingdao in April 2016 [1] Group 2 - Recent rumors regarding Shanghai Micro Electronics' potential "backdoor listing" have resurfaced, as the company has faced obstacles in its IPO process since it entered the listing guidance in December 2017 and withdrew its IPO filing in October last year [1] - Industry investment insiders speculate that Shanghai Micro Electronics may opt for a backdoor listing to avoid significant flaws in the IPO process [1]

Core Insights - On September 25, China Everbright Holdings made its debut on the Hong Kong Stock Connect active trading list for the first time in a month [1] - The total trading volume of active stocks on the Hong Kong Stock Connect reached HKD 563.55 billion, accounting for 36.05% of the day's total trading amount, with a net buying amount of HKD 72.15 billion [1] - Alibaba-W led the trading volume with HKD 182.84 billion, followed by Xiaomi Group-W and SMIC with HKD 114.02 billion and HKD 77.63 billion respectively [1] Trading Activity Summary - The most frequently listed stocks in the past month include Alibaba-W and Tencent Holdings, each appearing 23 times, indicating strong interest from Hong Kong Stock Connect funds [1] - China Everbright Holdings had a trading volume of HKD 14.37 billion on the day, with a net selling amount of HKD 0.71 billion, and its stock price increased by 25.89% [1] Active Stocks List - The active stocks on September 25 included: - Tencent Holdings: Trading amount HKD 48.30 billion, net buying HKD 11.11 billion, closing price HKD 650.000, daily change +0.23% [1] - SMIC: Trading amount HKD 77.63 billion, net buying HKD 9.59 billion, closing price HKD 76.800, daily change +0.07% [1] - Xiaomi Group-W: Trading amount HKD 114.02 billion, net selling HKD 8.02 billion, closing price HKD 59.450, daily change +4.48% [1] - Alibaba-W: Trading amount HKD 182.84 billion, net buying HKD 46.32 billion, closing price HKD 172.000, daily change -1.15% [1] - China Everbright Holdings: Trading amount HKD 14.37 billion, net selling HKD 0.71 billion, closing price HKD 12.790, daily change +25.89% [1]

Summary of Key Points Core Viewpoint - The Hang Seng Index experienced a slight decline of 0.13% on September 25, with southbound capital transactions totaling HKD 156.31 billion, indicating a net inflow of HKD 11.046 billion [1][2]. Southbound Capital Transactions - Total southbound capital transactions amounted to HKD 1,563.10 million, with buy transactions at HKD 836.78 million and sell transactions at HKD 726.32 million, resulting in a net buy of HKD 110.46 million [1]. - The breakdown of transactions shows that the Shenzhen Stock Connect had a total transaction amount of HKD 577.51 million, with net buying of HKD 62.16 million, while the Shanghai Stock Connect had a total transaction amount of HKD 985.59 million, with net buying of HKD 48.30 million [1]. Active Stocks - Alibaba-W led the southbound capital transactions with a total transaction amount of HKD 182.84 million and a net buy of HKD 46.32 million, despite a closing price drop of 1.15% [1][2]. - Other notable stocks included Xiaomi Group-W with a total transaction amount of HKD 114.02 million and a net sell of HKD 8.02 million, and SMIC with a total transaction amount of HKD 77.63 million and a net buy of HKD 9.59 million [1][2]. Continuous Net Buying - Alibaba-W and SMIC were highlighted for their continuous net buying, with Alibaba-W experiencing 25 consecutive days of net buying totaling HKD 720.86 million, while SMIC had 5 consecutive days with a total net buy of HKD 25.60 million [2].