关于《鹏欣环球资源股份有限公司 2023 年年度报告的信息 披露监管工作函》所涉及问题的核查报告 上海证券交易所： 鹏欣环球资源股份有限公司（以下简称"鹏欣资源"、"公司"或"上市公 司"）于 2024 年 5 月 29 日收到贵所下发的《关于鹏欣环球资源股份有限公司 2023 年年度报告的信息披露监管工作函》（上证公函【2024】0680 号）（以下 简称"问询函"）。申万宏源证券承销保荐有限责任公司（以下简称"申万宏源 承销保荐"或"本独立财务顾问"）作为鹏欣资源 2016 年发行股份购买资产并 募集配套资金暨关联交易的独立财务顾问，现就问询函所涉及本独立财务顾问需 回复的事项回复如下： 问题 4.关于募投项目终止。 年报显示，公司 2017 年 2 月到位募集资金净额 16.87 亿元，其中 9.39 亿元 用于希图鲁矿业股份有限公司（以下简称 SMCO）新建位于刚果（金）的 2 万 吨/年阴极铜生产线项目。SMCO 截至 2023 年末总资产为 44.02 亿元，净资产为 -4.85 亿元，2023 年度营业收入 23.36 亿元，净利润-1.57 亿元。截至 2023 年末， 该项目累计投入金额为 ...

鹏欣环球资源股份有限公司 问题 2.关于南非奥尼金矿业绩承诺未达标。年报及前期公告显示，公司 2018 年 购买位于南非的奥尼金矿矿业权，根据盈利预测，该金矿所属标的公司 2018 年至 2024 年累计承诺净利润不低于 19.44 亿元。实际净利润方面，截至 2023 年末，该项 目仍未复产、尚未形成收入，2018 年至 2023 年持续亏损，均未达到承诺业绩标准。 其中，2023 年预测净利润 6.18 亿元，实际净利润为仅为-1.09 亿元。在建工程明细显 示，奥尼金矿工程本期新增投入 3408.13 万元，期末余额 3.88 亿元，累计投入占预算 数之比仅 11.65%。 请公司：（1）补充披露奥尼金矿 2018 年至 2023 年主要财务数据，并结合奥尼金 矿运营情况，说明 2023 年实际净利润与预测净利润差距较大的原因，是否与行业趋势 一致；（2）奥尼金矿主要管理人员及关键技术人员变动情况，并结合 2018 年以来奥尼 金矿投入情况、工程进度、预计达产时间，说明奥尼金矿长期未复产、未形成收入的 原因及合理性，相关产能建设是否存在实质性障碍，相关因素前期是否可预见，前期 交易价格是否公允、决策是否 ...

国泰君安证券股份有限公司 关于鹏欣环球资源股份有限公司 2023 年年度报告的信息披露监管工作函回复的核查意见 上海证券交易所： 国泰君安证券股份有限公司（以下简称"国泰君安"或"独立财务顾问"）担任鹏欣环 球资源股份有限公司（以下简称"鹏欣资源"、"上市公司"或"公司"）2018 年度发行股份 及支付现金购买资产并募集配套资金暨关联交易（以下简称"本次交易"）之独立财务顾 问，对鹏欣资源于近日收到贵所下发的《关于鹏欣环球资源股份有限公司 2023 年年度 报告的信息披露监管工作函》（上证公函【2024】0680 号）中需要独立财务顾问发表 意见的事项进行了审慎核查，相关情况如下： 问题 2.关于南非奥尼金矿业绩承诺未达标。年报及前期公告显示，公司 2018 年 购买位于南非的奥尼金矿矿业权，根据盈利预测，该金矿所属标的公司 2018 年至 2024 年累计承诺净利润不低于 19.44 亿元。实际净利润方面，截至 2023 年末，该项 目仍未复产、尚未形成收入，2018 年至 2023 年持续亏损，均未达到承诺业绩标准。 其中，2023 年预测净利润 6.18 亿元，实际净利润为仅为-1.09 亿元。在建工程 ...

证券代码：600490 证券简称：鹏欣资源 公告编号：2024-035 鹏欣环球资源股份有限公司 2023 年年度股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： (四) 表决方式是否符合《公司法》及《公司章程》的规定，大会主持情况等。 本次股东大会现场会议由董事长王健先生主持，会议的召集、召开、表决方式符 合《公司法》和《公司章程》的有关规定。 (一) 股东大会召开的时间：2024 年 6 月 26 日 (二) 股东大会召开的地点：上海市闵行区联航路 1188 号 21 号楼 2 楼 (三) 出席会议的普通股股东和恢复表决权的优先股股东及其持有股份情况： 二、 议案审议情况 (一) 非累积投票议案 1、 议案名称：2023 年度董事会工作报告 审议结果：通过 表决情况： | 股东类型 | 同意 | | 反对 | | 弃权 | | | --- | --- | --- | --- | --- | --- | --- | | | 票数 | 比例（%） | 票数 | 比例 | 票数 | 比例 | | ...

国浩律师（上海）事务所 关于 鹏欣环球资源股份有限公司 之 法律意见书 上海市北京西路 968 号嘉地中心 23-25 层 邮编：200041 23-25/F, Garden Square, 968 West Beijing Road, Shanghai 200041, China 电话/Tel: (+86)(21) 5234 1668 传真/Fax: (+86)(21) 5243 3320 网址/Website: http://www.grandall.com.cn 二〇二四年六月 国浩律师（上海）事务所 法律意见书 国浩律师（上海）事务所 关于鹏欣环球资源股份有限公司 2023 年年度股东大会 之 2023 年年度股东大会 法律意见书 致：鹏欣环球资源股份有限公司 作为具有从事中国法律业务资格的律师事务所，国浩律师（上海）事务所（以 下简称"本所"）接受鹏欣环球资源股份有限公司（以下简称"公司"）的委托，根 据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证 券法》（以下简称"《证券法》"）、中国证券监督管理委员会《上市公司股东大 会规则》（以下简称"《股东大会规则》"）等法律法规及 ...

鹏欣资源 2023 年年度股东大会材料 鹏欣环球资源股份有限公司 2023 年年度股东大会材料 二零二四年六月二十六日 1 鹏欣资源 2023 年年度股东大会材料 鹏欣环球资源股份有限公司 2023 年年度股东大会会议须知 为了维护全体股东的合法权益，确保股东大会的正常秩序和议事效率，保证大 会的顺利进行，根据中国证监会《上市公司股东大会规则》及《公司章程》的规定， 特制定本须知： 一、本公司根据《公司法》、《证券法》、《上市公司股东大会规则》及《公司章 程》的规定，认真做好召开股东大会的各项工作。 二、本次大会期间，全体参会人员应以维护股东的合法权益，确保大会的正常 秩序和议事效率为原则，自觉履行法定义务。 五、股东参加股东大会依法享有发言权、质询权、表决权等权利。 六、要求发言的股东，可在大会审议议案时举手示意，得到主持人许可后进行 发言。股东发言应围绕本次大会所审议的方案，简明扼要。主持人可安排公司董事、 监事和其他高级管理人员回答股东提问。议案表决开始后，大会将不再安排股东发 言。 2 鹏欣资源 2023 年年度股东大会材料 七、本次大会对议案采用记名投票方式逐项表决；股东以其所持有的有表决权 的股份 ...

证券代码：600490 证券简称：鹏欣资源 公告编号：临 2024-034 鹏欣环球资源股份有限公司 关于全资子公司使用自有资金进行现金管理的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 投资种类：申万宏源证券有限公司（以下简称"申万宏源证券"）发行的 新客专享理财产品宝利鑫质押式报价回购 本次现金管理所使用的资金为全资子公司部分闲置自有资金。 投资金额：人民币 400 万元 已履行及拟履行的审议程序：根据《公司章程》、《公司对外投资管理制度》 及相关法律法规的规定，本次全资子公司使用自有资金进行现金管理的事项在董 事长授权范围内，无需提交董事会审议。 特别风险提示：质押式报价回购是申万宏源证券以符合条件的自有资产作 为质押物，通过质押式回购的方式提出融资报价，提供约定收益的短期理财服务， 受到交易所监管，风险等级 R1,产品的违约风险低。 一、投资情况概述 （一）投资目的 鹏欣环球资源股份有限公司（以下简称"公司"）全资子公司鹏欣（上海） 国际贸易有限公司（以下简称"上海国贸"）为提高资金使用效 ...

证券代码：600490 证券简称：鹏欣资源 公告编号：临 2024-032 鹏欣环球资源股份有限公司 关于 2023 年度业绩说明会召开情况的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大 遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 一、说明会召开情况 鹏欣环球资源股份有限公司（以下简称"公司"）于 2024 年 05 月 10 日（星 期 五 ）下午 15:00-16:00 通 过 上 海 证 券交 易 所 上 证 路演 中心 （ 网 址 ： http://roadshow.sseinfo.com/）召开了 2023 年度业绩说明会。公司董事长王 健先生，董事、总裁张素伟先生，财务总监赵跃先生，独立董事张飞达先生出席 了 2023 年度业绩说明会，与投资者进行互动交流和沟通，并就投资者普遍关注 的问题进行了回答。 二、投资者提出的主要问题及公司回复情况 公司就本次投资者在说明会上提出的问题给予了回答，问题及答复整理如 下： 问题一：你好！请问 1078 地块的开发勘探情况如何？谢！ 答复：尊敬的投资者，您好！公司已初步完成地块勘探工作，后续进展请关 注公司 ...

Financial Performance - The company reported a net profit attributable to shareholders of -107,860,518.27 RMB for the year 2023, indicating a negative performance [4]. - The company's operating revenue for 2023 was approximately ¥5.37 billion, a decrease of 35.66% compared to ¥8.35 billion in 2022 [21]. - The net profit attributable to shareholders of the listed company was a loss of approximately ¥107.86 million, an improvement from a loss of ¥622.98 million in the previous year [21]. - The net cash flow from operating activities was negative at approximately ¥60.33 million, a significant decline from a positive cash flow of ¥1.08 billion in 2021 [21]. - The basic earnings per share for 2023 was -¥0.0487, compared to -¥0.2815 in 2022, indicating a reduction in losses [23]. - The weighted average return on equity improved to -1.79% from -10.52% in the previous year, reflecting an increase of 8.73 percentage points [23]. - The company recorded a decrease in total assets to approximately ¥8.25 billion, down 6.12% from ¥8.79 billion in 2022 [21]. - The company recognized a decrease in sales tax expenses by approximately ¥134 million due to reduced sales of cobalt hydroxide and cathode copper [23]. - The company reported a provision for inventory impairment related to cobalt of approximately ¥45 million, a decrease from ¥374 million in the previous year [23]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was a loss of approximately ¥112.62 million, an improvement from a loss of ¥562.11 million in 2022 [21]. - The company’s net assets attributable to shareholders increased slightly by 1.27% to approximately ¥6.11 billion compared to ¥6.04 billion at the end of 2022 [21]. Risk Management - The company emphasizes the importance of risk awareness regarding forward-looking statements related to future strategies and financial conditions [5]. - The company has detailed potential risks in the "Management Discussion and Analysis" section of the annual report [7]. - The company has implemented a diversified financial strategy to support investment and acquisition transactions, trade financing, and post-investment management [34]. - The company is focusing on enhancing its ESG governance and production efficiency while reducing risks associated with price volatility [104]. - The company faces risks from commodity price fluctuations, geopolitical instability, and safety production, and plans to implement measures to mitigate these risks [110][111]. - The company has implemented risk management measures for its derivative investments, including credit risk and market risk controls, ensuring that risks are manageable [96]. Corporate Governance - The board of directors has proposed not to distribute profits or increase capital reserves due to the negative net profit for 2023 [4]. - The company has established an independent financial department and accounting system, ensuring no interference from the controlling shareholder in financial decisions [118]. - The company emphasizes transparent communication with investors, providing various channels for inquiries and feedback [116]. - The company has a complete and independent asset structure, with clear ownership and no overlap with the controlling shareholder [118]. - The company has established a complete independent personnel management system, ensuring that all senior management personnel are employed and compensated by the company [118]. - The company has not reported any significant changes in its accounting policies compared to the previous reporting period, ensuring consistency in financial reporting [96]. Operational Developments - The company has undergone a change in its registered address to better suit operational needs [16]. - The company is advancing the Orkney Decline project, which is characterized by low investment and quick production, enhancing economic benefits [40]. - The company plans to complete the acquisition of the Tau mine in February 2024, which will significantly reduce overall production costs and increase gold resource reserves [33]. - The company achieved a cathode copper production of 33,135 metric tons with an A-grade copper qualification rate of 97.904% [34]. - The company reported a trade revenue of 3.086 billion yuan in 2023, laying a solid foundation for strengthening its trade industry in 2024 [34]. Legal and Compliance Issues - The company is currently involved in a significant arbitration case with Gecamines, with the claim amount raised to approximately $243 million, but the arbitration tribunal only supported less than 1% of the claim [185]. - The company has faced a lawsuit from investors claiming damages due to information disclosure violations, with total claims amounting to approximately ¥19.42 million [186]. - The company has been ordered to pay approximately ¥553,741.4 as part of the compensation related to the aforementioned lawsuit [186]. - The company has not reported any major related party transactions during the reporting period [195]. - There were no significant legal violations or penalties affecting the company's operations during the reporting period [194]. Market and Economic Outlook - The global mining index showed a year-on-year increase of 4.2% in 2023, reflecting improved investor confidence in the mining market [37]. - Mergers and acquisitions in the global gold and base metals sector increased by 58.2% in 2023 compared to 2022, reaching a ten-year high [39]. - The global economic outlook for 2024 is projected at a growth rate of 2.9%, with China expected to grow at 4.2%, highlighting potential market opportunities for the company [102]. Environmental and Social Responsibility - The company invested 2.79 million yuan in environmental protection during the reporting period [164]. - Total donations and public welfare projects amounted to 2.83 million yuan, with 2.81 million yuan allocated for funding and 2,000 yuan for material donations [167]. - The company has established mechanisms for environmental protection and is committed to green development principles [164]. - The company has implemented measures to reduce carbon emissions, including increasing green coverage and reusing production energy [166]. - The company is actively engaged in social responsibility initiatives, as detailed in its annual social responsibility report [166].

Financial Performance - The company's operating revenue for Q1 2024 was ¥596,314,379.97, representing a decrease of 70.27% compared to the same period last year[5]. - Net profit attributable to shareholders was ¥28,096,667.36, an increase of 32.36% year-on-year, primarily due to the acquisition of TAU mine generating a profit of ¥54.37 million[5][8]. - Basic and diluted earnings per share were both ¥0.0127, reflecting a year-on-year increase of 32.26%[5]. - The net cash flow from operating activities was -¥165,671,768.77, a decrease of 422.15% compared to the previous year, indicating a significant reduction in cash received from sales[5][8]. - Total operating revenue for Q1 2024 was CNY 596.31 million, a significant decrease of 70.3% compared to CNY 2,005.78 million in Q1 2023[31]. - Total operating costs for Q1 2024 were CNY 653.32 million, down 68.3% from CNY 2,058.31 million in Q1 2023[31]. - Net profit for Q1 2024 reached CNY 20.15 million, compared to CNY 10.39 million in Q1 2023, representing a 93.1% increase[32]. - The company reported a gross profit margin of approximately -9.6% in Q1 2024, compared to a positive margin in Q1 2023[31]. Assets and Liabilities - Total assets at the end of Q1 2024 were ¥7,856,643,275.09, down 4.76% from the end of the previous year[6]. - Total liabilities decreased to CNY 1.99 billion in Q1 2024 from CNY 2.42 billion in Q1 2023, a reduction of 17.9%[27]. - The company's equity attributable to shareholders increased to CNY 6.16 billion in Q1 2024 from CNY 6.11 billion in Q1 2023, an increase of 0.9%[27]. Cash Flow - As of March 31, 2024, the company's cash and cash equivalents decreased to RMB 488.32 million from RMB 950.53 million as of December 31, 2023, representing a decline of approximately 48.7%[25]. - The company's cash inflow from operating activities was CNY 595,973,438.35, a decrease of 75.7% compared to CNY 2,455,163,432.99 in Q1 2023[33]. - The net cash flow from operating activities was negative at CNY -165,671,768.77, contrasting with a positive CNY 51,426,598.01 in the same period last year[33]. - The total cash outflow from operating activities was CNY 761,645,207.12, compared to CNY 2,403,736,834.98 in the previous year[33]. - The company reported a significant decrease in cash received from sales and services, totaling CNY 574,133,918.71, down 75.0% from CNY 2,298,309,350.64 in Q1 2023[33]. Operational Highlights - The decrease in operating revenue was mainly due to weak trade market conditions and a reduction in cathode copper revenue by ¥243 million compared to the previous year[8]. - The production volume of cathode copper by the main subsidiary, Xitulu Mining Co., Ltd., was 5,751 metric tons, with sales of 5,560 metric tons during the reporting period[12]. - The main subsidiary, CAPM, reported a mining volume of 65,061 tons of gold ore during the reporting period[12]. Strategic Initiatives - The company plans to continue exploring market opportunities and enhancing operational efficiency to recover from the current downturn[8]. - The company plans to establish a wholly-owned subsidiary, Shanghai Pengsong International Trade Co., Ltd., with a registered capital of RMB 30 million to enhance trade business profitability and support its dual-driven growth strategy[18]. - The company has approved a maximum hedging position of 12,000 tons of self-produced cathode copper for 2023, with a maximum margin requirement of RMB 200 million[21]. Shareholder Information - The top shareholder, Shanghai Pengxin Group, holds 18.02% of the shares, with significant pledges on their holdings[11]. - The company has not reported any changes in the participation of major shareholders in margin trading or securities lending activities[11]. Acquisitions and Investments - The company acquired mining rights and corresponding assets for the Tau mine for a total price of 350 million ZAR, and also purchased 100% equity of West Gold Plant for 130 million ZAR[15]. - The company reported a reversal of previously accrued bad debt provisions amounting to 29.77 million RMB due to the acquisition of TAU mine[12]. - The company provided an irrevocable joint liability guarantee for its subsidiary CAPM Tau Mine Proprietary Limited for a transaction price of ZAR 130 million (approximately RMB 54.5 million) related to the acquisition of 100% equity in West Gold Plant[19]. Other Financial Metrics - The company's derivative financial assets increased to RMB 10.56 million as of March 31, 2024, from RMB 5.23 million as of December 31, 2023, indicating a growth of approximately 102.5%[25]. - The company's accounts receivable decreased to RMB 83.34 million as of March 31, 2024, from RMB 114.67 million as of December 31, 2023, a decline of about 27.3%[25]. - The company's other receivables decreased to RMB 31.93 million as of March 31, 2024, from RMB 61.31 million as of December 31, 2023, representing a decrease of approximately 47.9%[25].