一、责任保险方案 （一）投保人：奥瑞德光电股份有限公司 证券代码：600666 证券简称：ST瑞德 公告编号：临2024-022 奥瑞德光电股份有限公司 关于继续购买董事、监事及高级管理人员责任保险的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 根据《上市公司治理准则》《公司法》等有关规定，奥瑞德光电股份有限公司（以 下简称"公司"）于 2024 年 4 月 19 日召开第十届董事会第十一次会议与第十届监事 会第九次会议审议了《关于继续购买董事、监事及高级管理人员责任保险的议案》， 公司拟继续为全体董事、监事、高级管理人员等（以下简称"被保险人"）购买责任 保险（以下简称"责任保险"）。责任保险的具体方案如下： 鉴于公司全体董事、监事作为被保险人，属于利益相关方，在审议该事项时回避 表决，该议案将直接提交公司 2023 年年度股东大会审议。 特此公告。 奥瑞德光电股份有限公司董事会 2024 年 4 月 19 日 1 / 1 （二）被投保人：公司全体董事、监事及高级管理人员 （三）责任限额：累计赔偿限额不超过 5,00 ...

Financial Performance - The company reported a net profit attributable to shareholders of -675 million RMB for the year 2023, resulting in no profit distribution or capital reserve transfer to shareholders[6]. - The company has a cumulative undistributed net profit of -539 million RMB as of the end of 2023[6]. - The company has made no profit distribution or capital reserve transfer for the current fiscal year due to financial losses[6]. - The net profit attributable to shareholders was a loss of CNY 675,277,796.22, an increase in loss of CNY 735,787,833.28 compared to a profit of CNY 60,510,037.06 in 2022[22][25]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was a loss of CNY 583,099,762.98, a decrease in loss compared to CNY 786,827,097.40 in 2022[22][26]. - The company reported a decrease in net assets attributable to shareholders by CNY 67,527.78, primarily due to the losses incurred[26]. - The company reported a significant decrease in operating costs, with sales expenses down by 66.11% and R&D expenses down by 64.00% compared to the previous year[44]. - The company reported a significant reduction in other payables to ¥103,588,973.6, down 74.37% as a result of debt repayments during the restructuring process[68]. - The company reported a significant financial discrepancy in its 2022 annual report, leading to public reprimands for several executives[111]. Revenue and Sales - The company's operating revenue for 2023 was CNY 327,908,511.84, a decrease of 38.28% compared to CNY 531,252,923.20 in 2022[22]. - The company's total revenue for the reporting period was 327,908,511.84 RMB, a decrease of 38.28% compared to the previous year[43]. - The sapphire product revenue declined significantly due to a drop in product prices, despite a recovery in production and sales volume in the second half of 2023[41]. - The company generated 71,019,917.47 RMB from server trading and 9,402,233.18 RMB from cloud computing rental services, although these new business revenues accounted for a small proportion of total revenue[41]. - The sapphire business faced significant pressure, with a year-on-year decline in the production and sales volume of small-sized sapphire crystal rods and chips due to decreased demand in the consumer electronics sector[33]. Business Operations and Strategy - The company is undergoing a significant asset restructuring and shell acquisition process, which is expected to impact its future operations[13]. - The company plans to expand its computing power leasing business, which is expected to contribute to future revenue growth[24]. - The company aims to become a leading provider of computing power rental services in China, enhancing service quality and market influence[40]. - The company has established a stable operating model for its computing power rental business, providing users with flexible and cost-effective access to computing resources[41]. - The company is actively restructuring its product portfolio and optimizing its operations to restore profitability in the sapphire segment[33]. Investments and Financial Management - The company invested over 530 million RMB in AI infrastructure projects, with the first three phases of the computing power leasing business set to begin operations in November 2023[34]. - The company is exploring various financing methods and partnerships with local governments to build a diversified and low-cost financing system[35]. - The company has secured a credit limit of 168 million RMB to support its business expansion and mitigate liquidity risks[35]. - The company has committed to enhancing internal controls and has approved related audit reports for 2022[116]. - The company has approved the use of its own funds for financial management, indicating a strategy to optimize capital allocation[116]. Governance and Compliance - The company has held three shareholder meetings during the reporting period, ensuring compliance with legal and regulatory requirements[90]. - The board of directors has completed its re-election process efficiently, with a focus on maintaining governance standards[91]. - The company emphasizes investor relations management, ensuring fair information disclosure and communication with stakeholders[92]. - The company has implemented a reasonable bad debt provision policy and will continue to strengthen accounts receivable management, making customer payments a key performance indicator for sales personnel[87]. - The company is committed to maintaining the independence of its operations and governance structure, adhering to relevant regulations[93]. Legal Matters - The company is involved in significant litigation matters, including a lawsuit from Shanghai Xinhang Investment Management Co., Ltd. regarding a trust loan of 100 million RMB, with the case still pending in the second instance[163]. - The company has ongoing litigation related to a loan dispute with the Bank of Communications, with a principal amount of 13 million RMB, and the case is currently in the execution phase[164]. - The company has been actively addressing compliance issues following the regulatory warning, focusing on better communication with intermediaries regarding significant uncertainties[168]. - The company is facing multiple lawsuits from small investors claiming damages for alleged false statements, with some cases already reaching first-instance judgments or settlements[163]. Environmental and Social Responsibility - The company has not faced any penalties for violating environmental laws and regulations during the reporting period[145]. - The company actively responds to national carbon neutrality goals, implementing energy-saving modifications in production processes to reduce carbon emissions[145]. - During the reporting period, the company promoted paperless office practices and reduced the use of disposable items, contributing to energy conservation[145]. - The company invested CNY 556,100 in environmental protection during the reporting period[142]. Shareholder Structure and Changes - The total share capital increased from 1,227,326,240 shares to 2,763,512,843 shares due to the issuance of 1,536,186,603 new shares[185]. - The largest shareholder, Qingdao Zhican Information Industry Development Partnership, holds 359,781,840 shares, representing 13.02% of the total[190]. - The total number of ordinary shareholders decreased from 34,981 to 33,021 during the reporting period[188]. - The controlling shareholder changed from Zuo Hongbo and Chu Shuxia to Qingdao Zhican Information Industry Development Partnership (Limited Partnership) during the reporting period due to the execution of the restructuring plan[199]. - The company has not disclosed any information regarding the relationships or concerted actions among other shareholders[192].

中审亚太会计师事务所(特殊普通合伙) China Audit Asia Pacific Certified Public Accountants LLP 上 t AUDIT REPORT 奥瑞德光电股份有限公司 内部控制审计报告 中国 · 北京 BEIJING CHINA . China Audit Asia Pacific Certified Public Accountants LLP 内部控制审计报告 中审亚太审字【2024】003683 号 奥瑞德光电股份有限公司全体股东: 一、奥瑞德公司对内部控制的责任 按照《企业内部控制基本规范》、《企业内部控制应用指引》、《企业内部控制 评价指引》的规定,建立健全和有效实施内部控制,并评价其有效性是奥瑞德公 司董事会的责任。 二、注册会计师的责任 我们的责任是在实施审计工作的基础上,对财务报告内部控制的有效性发表 审计意见,并对注意到的非财务报告内部控制的重大缺陷进行披露。 三、内部控制的固有局限性 内部控制具有固有局限性,存在不能防止和发现错报的可能性。此外,由于 情况的变化可能导致内部控制变得不恰当,或对控制政策和程序遵循的程度降 低,根据内部控制审计结果推 ...

奥瑞德光电股份有限公司 2023 年度独立董事述职报告 作为奥瑞德光电股份有限公司（以下简称"公司"）第十届董事会的独立董 事，本人严格按照《 中华人民共和国公司法》 中华人民共和国证券法》 上市公 司独立董事管理办法》 上海证券交易所股票上市规则》 上海证券交易所上市公 司自律监管指引第 1 号——规范运作》等相关法律、法规、规范性文件及《 公司 章程》的规定，独立客观、勤勉尽责地履行职责，主动了解公司的生产经营和业 务发展情况，积极参加公司召开的相关会议，认真审议公司的各项议案，并对相 关事项发表独立意见，切实维护了公司和全体股东，尤其是中小股东的合法权益。 现将 2023 年度履职情况报告如下： 一、独立董事基本情况 本人余应敏，博士研究生，财政部财政科学研究所经济学博士后，中国注册 会计师协会会员，中央财经大学会计学教授、博士生导师。现任国投电力控股股 份有限公司、北京京仪自动化装备技术股份有限公司独立董事。2023 年 4 月 6 日 当选公司第十届董事会独立董事，并担任董事会审计委员会主任委员、薪酬与考 核委员会主任委员。 本人作为独立董事具备独立性，不属于下列情形： （1）在上市公司或者其附属企 ...

中审亚太会计师事务所(特殊普通合伙) China Audit Asia Pacific Certified Public Accountants LLP 关于奥瑞德光电股份有限公司 2023 年度营业收入扣除事项 的专项审核报告 | 一、专项审核报告 | 1-2 | | --- | --- | | 二、2023 年度营业收入扣除情况明细表 | 3-4 | China Audit Asia Pacific Certified Public Accountants LLP 关于奥瑞德光电股份有限公司 2023 年度营业收入扣除事项的专项审核报告 中审亚太审字【2024】003685 号 奥瑞德光电股份有限公司全体股东: 我们接受委托,在审计了奥瑞德光电股份有限公司(以下简称"奥瑞德公司") 2023 年 12 月 31 日的合并及公司资产负债表, 2023 年度的合并及公司利润表、 合并及公司现金流量表和合并及公司股东权益变动表以及财务报表附注的基础 上,审核了后附的《奥瑞德公司 2023年度营业收入扣除情况表》。 一、 管理层的责任 中国 · 北京 BEIJING CHINA 目 根据《上海证券交易所股票上市规 ...

证券代码：600666 证券简称：ST 瑞德 公告编号：临 2024-018 奥瑞德光电股份有限公司 第十届董事会第十一次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 奥瑞德光电股份有限公司（以下简称"公司"）第十届董事会第十一次会议于 2024 年 4 月 19 日以现场结合通讯方式召开。会议通知已于 2024 年 4 月 2 日以专人送达、 电子邮件的形式向全体董事发出。本次会议应出席董事 7 人，实际出席董事 7 人，本 次董事会由公司董事长江洋先生主持。会议的召集、召开、表决程序符合《公司法》、 《公司章程》的有关规定，合法有效。会议审议并通过以下议案： 一、公司 2023 年度董事会工作报告 表决结果：同意 7 票，反对 0 票，弃权 0 票。 本议案尚需提交年度股东大会审议。 二、公司 2023 年度财务决算报告 （一）资产、负债及所有者权益状况 1、资产状况 公司 2023 年末总资产为 2,173,922,897.17 元，其中：流动资产年末为 758,294,668.86 元，较年初下降 68 ...

奥瑞德光电股份有限公司董事会 关于独立董事独立性自查情况的专项报告 根据《上市公司独立董事管理办法》《上海证券交易所股票上市规则》《上 海证券交易所上市公司自律监管指引第 1 号——规范运作》等要求，奥瑞德光电 股份有限公司（以下简称"公司"）董事会，就公司在任独立董事刘鹏先生、余 应敏先生、陈东梅女士的独立性情况进行评估并出具如下专项意见： 经核查独立董事刘鹏先生、余应敏先生、陈东梅女士的任职经历以及签署的 相关自查文件，上述人员未在公司担任除独立董事以外的任何职务，也未在公司 主要股东公司担任任何职务，与公司以及主要股东之间不存在利害关系或其他可 能妨碍其进行独立客观判断的关系，因此，公司独立董事符合《上市公司独立董 事管理办法》《上海证券交易所上市公司自律监管指引第 1 号——规范运作》中 对独立董事独立性的相关要求，持续保持独立性，在 2023 年度不存在影响独立 性的情形。 奥瑞德光电股份有限公司董事会 2024 年 4 月 19 日 奥瑞德光电股份有限公司独立董事 关于 2023 年度独立性自查情况 本人担任奥瑞德光电股份有限公司（以下简称"上市公司"）独立董事，根 据《上市公司独立董事管理办法》 ...

Financial Performance - The company's operating revenue for Q1 2023 was ¥44,692,125.71, representing a decrease of 68.04% compared to the same period last year[5]. - The net profit attributable to shareholders was a loss of ¥12,251,201.05, with a significant increase in R&D and financial expenses contributing to this result[5][9]. - The net cash flow from operating activities was ¥15,175,409.13, down by 9.67% year-on-year[5]. - Total operating revenue for Q1 2023 was RMB 44,692,125.71, a decrease of 68% compared to RMB 139,829,582.04 in Q1 2022[20]. - In Q1 2023, the company reported a net loss of CNY 13,168,557.48, compared to a net loss of CNY 72,207,998.96 in Q1 2022, indicating a significant improvement[22]. - Operating profit for Q1 2023 was CNY -10,919,200.79, an improvement from CNY -58,468,993.84 in the same period last year[21]. - The company reported a total comprehensive loss of CNY 13,168,557.48 for Q1 2023, compared to a total comprehensive loss of CNY 72,207,998.96 in Q1 2022[22]. Assets and Liabilities - Total assets at the end of the reporting period were ¥2,878,172,210.54, a decrease of 16.86% from the end of the previous year[6]. - Total assets as of March 31, 2023, were RMB 2,878,172,210.54, down from RMB 3,461,821,682.82 at the end of 2022[18]. - Total liabilities decreased to RMB 1,134,582,227.18 from RMB 1,705,063,141.98 year-over-year[18]. - The company's total equity as of March 31, 2023, was RMB 1,743,589,983.36, a slight decrease from RMB 1,756,758,540.84 at the end of 2022[18]. - The company reported a net loss of RMB 2,004,340,943.45 in retained earnings as of March 31, 2023[18]. Shareholder Information - The total number of common shareholders at the end of the reporting period was 37,089[12]. - The largest shareholder, Qingdao Zhican Information Industry Development Partnership, held 13.02% of the shares[12]. Sales and Inventory - The company experienced a significant decline in sapphire product sales, which was the main reason for the drop in overall revenue[9]. - Total operating costs for Q1 2023 were RMB 64,348,556.18, down 68.5% from RMB 204,658,545.96 in Q1 2022[20]. - Accounts receivable decreased to RMB 135,721,842.49 from RMB 144,160,519.12 year-over-year[16]. - Inventory increased to RMB 398,403,081.48 from RMB 380,630,678.55 year-over-year[16]. Cash and Cash Equivalents - Cash and cash equivalents as of March 31, 2023, amounted to RMB 28,829,321.80, an increase from RMB 19,573,259.72 as of December 31, 2022[16]. - The company’s cash and cash equivalents at the end of Q1 2023 stood at CNY 23,977,722.80, up from CNY 17,633,773.67 at the end of Q1 2022[26]. - Cash flow from operating activities showed a net inflow of CNY 15,175,409.13, compared to CNY 16,799,482.34 in the previous year[25]. Research and Development - Research and development expenses decreased to CNY 3,296,325.97 from CNY 16,216,342.30 year-over-year, reflecting a strategic shift in resource allocation[21]. - The company has not disclosed any new product developments or market expansion strategies in the current report[14]. Earnings Per Share - The basic and diluted earnings per share were both -¥0.0044, indicating a loss per share[6][10]. - Basic and diluted earnings per share for Q1 2023 were both CNY -0.004, an improvement from CNY -0.0260 in the same quarter last year[22]. Financial Expenses - The company incurred a tax expense of CNY 1,810,999.86 in Q1 2023, down from CNY 5,583,665.74 in Q1 2022[21]. - The company’s financial expenses decreased significantly to CNY 346,735.38 from CNY 33,697,918.91 year-over-year, indicating improved cost management[21].

奥瑞德光电股份有限公司 2023 年度会计师事务所履职情况评估报告 中审亚太职业风险基金计提累计 7,694.34 万元，职业责任保险累计赔偿限额 40,000.00 万元，职业风险基金计提、职业保险购买符合相关规定，相关职业保险能够 覆盖因审计失败导致的民事赔偿责任。 二、执业记录 1、项目成员信息 奥瑞德光电股份有限公司（以下简称"公司"）聘请中审亚太会计师事务所（特 殊普通合伙）（以下简称"中审亚太"）作为公司 2023 年度审计机构。根据相关法律、 法规及规章制度的规定，公司对中审亚太 2023 年审计过程中的履职情况进行评估。经 评估，公司认为中审亚太资质等方面合规有效，履职保持独立性，勤勉尽责，公允表 达意见，具体情况如下： 一、会计师事务所基本情况 1、资质条件 中审亚太于 1993 年 3 月 2 日成立（中审亚太前身为中国审计事务所，后经合并改 制于 2013 年 1 月 18 日变更为中审亚太会计师事务所（特殊普通合伙））。注册地址 为北京市海淀区复兴路 47 号天行建商务大厦 20 层 2206，首席合伙人为王增明。中审 亚太在《2020 年全国事务所综合评价排名》《2021 年全国事务 ...

（二）本次会计政策变更原因 证券代码：600666 证券简称：ST瑞德 公告编号：临2024-021 奥瑞德光电股份有限公司 关于会计政策变更的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、本次会计政策变更情况概述 （一）本次会计政策变更日期 公司自 2023 年 1 月 1 日起执行《准则解释第 16 号》"关于单项交易产生的资产 和负债相关的递延所得税不适用初始确认豁免的会计处理"规定。 2022 年 11 月 30 日，财政部颁布了《准则解释第 16 号》，规定了"关于单项交易 产生的资产和负债相关的递延所得税不适用初始确认豁免的会计处理"内容。该项解 释生效日期为 2023 年 1 月 1 日。根据上述会计准则解释，公司将进行相应的会计政策 变更，并根据文件规定的日期开始执行上述准则。 （三）变更前、后会计政策 本次会计政策变更前，公司执行财政部颁布的《企业会计准则——基本准则》和 各项具体会计准则、企业会计准则应用指南、企业会计准则解释公告及其他相关规定。 本次会计政策变更后，公司将执行《 ...