上海泽昌律师事务所 关于 山东华鹏玻璃股份有限公司 2023年年度股东大会的 法律意见书 上海市浦东新区世纪大道 1589 号长泰国际金融大厦 11 层 电话：021-61913137 传真：021-61913139 邮编：200120 二〇二四年五月 上海泽昌律师事务所 法律意见书 上海泽昌律师事务所 关于山东华鹏玻璃股份有限公司 2023 年年度股东大会的 法律意见书 泽昌证字 2024-01-01-02 致：山东华鹏玻璃股份有限公司 经核查，公司本次股东大会是由 2024 年 4 月 26 日召开的公司第八届董事会 第十三次会议决定召集的。公司已于 2024 年 4 月 27 日、5 月 18 日在《中国证 券报》《证券日报》《证券时报》以及上海证券交易所网站（http://www.sse.com.cn） 等中国证监会指定媒体发布《山东华鹏玻璃股份有限公司关于召开 2023 年年度 股东大会的通知》、《山东华鹏玻璃股份有限公司关于 2023 年年度股东大会通 知的更正补充公告》，将本次股东大会的召开时间、地点、审议事项、出席会议 人员、登记方法等予以公告，公告刊登的日期距本次股东大会的召开日期已达 20 ...

证券代码：603021 山东华鹏玻璃股份有限公司 2023 年年度股东大会会议资料 二〇二四年五月 1 / 11 山东华鹏玻璃股份有限公司 2023 年年度股东大会会议议程 一、现场会议时间：2024年5月31日14点30分 二、会议召集人：山东华鹏玻璃股份有限公司董事会 三、会议召开地点：山东省荣成市石岛龙云路468号公司七楼会议室 四、会议召开方式：采取现场投票与网络投票相结合的方式 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自2024年5月31日至2024年5月31日 采用上海证券交易所网络投票系统，通过交易系统投票平台的投票时间为股 东大会召开当日的交易时间段，即9:15-9:25,9:30-11:30，13:00-15:00；通过互联 网投票平台的投票时间为股东大会召开当日的9:15-15:00。 3.《2023 年度独立董事述职报告》 4.《2023 年度财务决算报告》 5.《关于 2023 年利润分配的议案》 6.《关于续聘会计师事务所的议案》 7.《关于计提资产减值准备的议案》 8.《关于向威海市商业银行等金融机构申请授信的议案》 9.《关于为子公司融资提供担保的议案 ...

证券代码：603021 证券简称：山东华鹏 公告编号：临 2024-030 山东华鹏玻璃股份有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 关于 2023 年年度股东大会通知的更正补充公告 一、 股东大会有关情况 1. 原股东大会的类型和届次： 2023 年年度股东大会 | 股份类别 | 股票代码 | 股票简称 | 股权登记日 | | --- | --- | --- | --- | | Ａ股 | 603021 | 山东华鹏 | 2024/5/24 | 二、 更正补充事项涉及的具体内容和原因 山东华鹏玻璃股份有限公司（以下简称"公司"）于 2024 年 4 月 27 日披露了 《关于召开 2023 年年度股东大会的通知》（临 2024-027）。公司在自查时发现， 由于工作疏忽导致原审议议案中遗漏《2023 年度监事会工作报告》，现予以补充 议案 13《2023 年度监事会工作报告》，授权委托书将同步更正补充。 三、 除了上述更正补充事项外，于 2024 年 4 月 27 日公告的原股东大会通知 事项不变。 四、 更正 ...

关于山东华鹏玻璃股份有限公司 2023 年度非经营性资金占用及 其他关联资金往来情况的专项说明 中兴财光华审专字(2024)第 316006 号 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://acc.mof.gov.cn）"进行食用 报告编码:京24UOHPYG61 目 录 关于山东华鹏玻璃股份有限公司 2023年度非经营性资金占用及 其他关联资金往来情况的专项说明 山东华鹏玻璃股份有限公司 2023年度非经营性资金占用及其他 关联资金往来情况汇总表 ■ Zhongxingcai Guanghua Certified Public Accountants ADD:A-24F, Vanton Financial Center.No.2 Fuchena Avenue, Xicheng District, Beijing, China 关于山东华鹏玻璃股份有限公司 2023年度非经营性资金占用及 其他关联资金往来情况的专项说明 中兴财光华审专字(2024)第 316006 号 山东华鹏玻璃股份有限公司全体股东: 我们接受山东华鹏玻璃股份有限公司(以下简称"山东华鹏公司")委托,根 据中国注 ...

Financial Performance - The net profit for 2023 was -298,699,698.98 RMB, with a net profit attributable to shareholders of -291,533,736.09 RMB[9]. - As of the end of 2023, the company's distributable profit was -483,484,278.84 RMB, indicating a negative cumulative undistributed profit[9]. - The board of directors proposed no cash or stock dividends for 2023 due to the negative net profit and insufficient profit distribution conditions[9]. - The company's operating revenue for 2023 was CNY 543.10 million, a decrease of 30.57% compared to 2022[27]. - The net profit attributable to shareholders for 2023 was CNY -291.53 million, an increase of 27.46% year-over-year[27]. - The basic earnings per share for 2023 was CNY -0.91, improving by 21.55% from CNY -1.16 in 2022[26]. - The net cash flow from operating activities decreased by 8.87% to CNY 29.14 million compared to the previous year[27]. - Total assets at the end of 2023 were CNY 1,840.78 million, down 20.85% from the end of 2022[27]. - The net assets attributable to shareholders decreased by 59.05% to CNY 202.17 million compared to the end of 2022[27]. Operational Challenges - The company is facing significant external pressures, including geopolitical conflicts and a sluggish global economic recovery, impacting its operational environment[33]. - The company has reported significant risks in its future development, which are detailed in the management discussion and analysis section[11]. - The financial report includes a comprehensive analysis of the company's operational challenges and strategic responses[11]. - The company is facing challenges due to a complex global economic environment and a decline in domestic market demand[45]. Strategic Initiatives - The company plans to optimize asset allocation and accelerate the disposal of idle and inefficient assets to enhance operational efficiency[34]. - The company aims to strengthen its core competitiveness and provide better returns to shareholders through strategic transformation and major asset restructuring[34]. - The company is actively optimizing procurement and production processes to reduce costs and improve operational efficiency[35]. - The company is focused on enhancing internal management and performance evaluation systems to boost employee motivation and creativity[93]. - The company aims to implement refined management practices to optimize resource allocation and enhance product quality in 2024[91]. Research and Development - Research and development expenses decreased by 64.42% to CNY 9.43 million, indicating a strategic focus on cost reduction[46]. - The company has a production capacity of approximately 250,000 tons for daily glass products, maintaining a leading position in technology and equipment within the industry[39]. - The company reported a significant decline in research and development expenses, down 64.42% to ¥9,425,996.45, representing 1.74% of total revenue[63][65]. - Research and development investments increased by 18%, totaling 150 million RMB, aimed at advancing material technology[110]. Governance and Compliance - The company maintains a commitment to transparency and accuracy in its financial disclosures, as affirmed by its management[8]. - The internal control system is reported to be effective, ensuring the preparation of accurate financial statements and compliance with laws and regulations[134]. - The company has established effective management mechanisms for its subsidiaries to enhance operational efficiency and risk management[135]. - The company has appointed Zhongxing Caiguanghua Accounting Firm for a two-year audit period, with an audit fee of CNY 890,000.00 for 2023[160]. Shareholder and Market Dynamics - The total number of ordinary shareholders at the end of the reporting period is 20,651, down from 22,574 at the end of the previous month[172]. - Shandong Huapeng Glass Co., Ltd. reported a major shareholder change, with Shandong Haike Holdings Co., Ltd. acquiring 77,853,056 shares, representing 24.33% of the total share capital[179]. - The previous major shareholder, Zhang Dehua, transferred 77,853,056 shares to Haike Holdings, reducing his voting rights to 5.27%[179]. - The report indicates that the top ten shareholders have changed, with new entries including Shandong Haike Holdings and Wang Zongli, while several previous shareholders exited[176]. Environmental and Social Responsibility - The company has invested heavily in environmental protection facilities, enhancing its social and environmental impact[44]. - The company reported zero administrative penalties related to environmental issues during the reporting period[143]. - The company has implemented measures to ensure that solid waste storage complies with GB18599 standards, and hazardous waste is managed according to GB18597 standards[144]. - The company invested 1,121.24 million CNY in environmental protection during the reporting period[138]. Future Outlook - The company provided a positive outlook for the next fiscal year, projecting a revenue growth of 10% to 1.32 billion RMB[110]. - New product launches are expected to contribute an additional 200 million RMB in revenue, with a focus on innovative glass technology[110]. - The company plans to expand its market presence in Southeast Asia, targeting a 25% market share within the next two years[110]. - The company aims to implement a "fine management year" in 2024, focusing on cost control and optimizing product structure to enhance customer satisfaction and core competitiveness[86].

Financial Performance - The company's operating revenue for Q3 2023 was ¥129,226,643.84, a decrease of 42.79% compared to the same period last year[6]. - The net profit attributable to shareholders for Q3 2023 was -¥44,906,769.93, representing a 7.95% increase in loss year-over-year[6]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was -¥43,759,324.77, an increase in loss of 11.17% compared to the previous year[6]. - The basic earnings per share for Q3 2023 was -¥0.14, an increase in loss of 8.18% year-over-year[6]. - The net profit for Q3 2023 was -158,261,050.34 CNY, compared to -142,897,536.87 CNY in Q3 2022, indicating a decline in profitability[20]. - Operating profit for Q3 2023 was -158,354,558.10 CNY, slightly worse than -155,846,393.60 CNY in the same period last year[20]. - The total comprehensive income for Q3 2023 was -158,261,050.34 CNY, compared to -142,897,536.87 CNY in Q3 2022[20]. Assets and Liabilities - The total assets as of September 30, 2023, were ¥2,010,988,303.99, a decrease of 13.53% from the end of the previous year[7]. - The equity attributable to shareholders decreased by 31.15% to ¥339,905,903.75 compared to the end of the previous year[7]. - Current assets totaled CNY 460.07 million, a decline of 30.9% from CNY 667.09 million in the previous year[15]. - The total liabilities as of September 30, 2023, were CNY 1.68 billion, down from CNY 1.84 billion at the end of 2022, indicating a decrease of 8.5%[16]. - The company's total assets as of September 30, 2023, were CNY 2.01 billion, down from CNY 2.33 billion at the end of 2022, reflecting a decrease of 13.5%[17]. Cash Flow - The cash flow from operating activities for the year-to-date was -¥26,997,791.83, a decrease of 123.06% compared to the same period last year[6]. - Cash flow from operating activities for the first nine months of 2023 was -26,997,791.83 CNY, compared to -12,103,209.80 CNY in the first nine months of 2022, reflecting worsening cash flow conditions[23]. - The company reported a net cash outflow from financing activities of -101,654,698.35 CNY in the first nine months of 2023, compared to -85,649,421.40 CNY in the same period last year[24]. - The cash and cash equivalents at the end of Q3 2023 were 29,859,377.43 CNY, a decrease from 16,638,993.44 CNY at the end of Q3 2022[24]. - The company's cash and cash equivalents were CNY 62.16 million, down from CNY 96.53 million, a decrease of 35.6%[14]. Revenue and Costs - Total operating revenue for the first three quarters of 2023 was CNY 402.51 million, a decrease of 26.4% compared to CNY 547.42 million in the same period of 2022[18]. - Total operating costs for the first three quarters of 2023 were CNY 525.96 million, down 21.4% from CNY 669.43 million in the previous year[18]. - The company reported a decrease in sales revenue from 431,261,863.02 CNY in the first nine months of 2022 to 325,034,210.54 CNY in the same period of 2023[22]. Research and Development - Research and development expenses decreased significantly to CNY 9.18 million in 2023 from CNY 20.51 million in 2022, representing a reduction of 55.3%[18]. - The company has not disclosed any new product developments or market expansion strategies in this report[13]. Inventory and Receivables - Inventory levels decreased to CNY 178.51 million from CNY 261.40 million, a reduction of 31.7%[15]. - The company reported a significant increase in accounts receivable, which rose to CNY 130.90 million from CNY 137.45 million, reflecting a slight increase of 4.0%[14]. Asset Impairment - The company experienced a significant increase in asset impairment losses, totaling -20,119,080.09 CNY in Q3 2023, compared to -15,537,058.44 CNY in Q3 2022[20].

山东华鹏玻璃股份有限公司 2023 年度独立董事述职报告 作为山东华鹏玻璃股份有限公司（以下简称"公司"）的独立董事，本人严 格按照《公司法》《上市公司治理准则》《独立董事管理办法》《公司章程》等相 关法律法规及规章制度的规定和要求，在 2023 年度的工作中，本着客观、公正、 独立的原则，勤勉尽责，独立履行职责，及时了解公司的生产经营情况，按时出 席股东大会和董事会，积极发挥独立董事作用，有效维护公司整体利益和全体股 东的合法权益。 本人因任期届满于 2023 年 3 月 20 日召开的 2022 年年度股东大会选举产生 新任独立董事后正式离任，不再担任公司董事会独立董事及各专门委员会中相关 职务。现将本人 2023 年度履行独立董事职责情况汇报如下： 上述会议本人没有缺席或连续两次未亲自出席会议的情况，本人认为 2023 1 / 4 一、独立董事的基本情况 （一）个人工作履历、专业背景 朱仲力，男，中国国籍，中共党员，无境外永久居留权，1954 年 4 月出生， 研究生学历，高级工程师。2014 年 4 月退休，退休前担任山东省轻工设计院玻 璃设计室主任、副总工程师；2009 年 4 月至 2015 年 ...

北京市中伦律师事务所 关于山东华鹏玻璃股份有限公司 终止重大资产重组事项相关内幕信息知情人 买卖股票情况的自查报告的核查意见 二〇二四年四月 核查意见 北京市中伦律师事务所 关于山东华鹏玻璃股份有限公司 终止重大资产重组事项相关内幕信息知情人 买卖股票情况的自查报告的核查意见 致：山东华鹏玻璃股份有限公司 根据山东华鹏玻璃股份有限公司（以下简称"山东华鹏"或"上市公司"）与北 京市中伦律师事务所（以下简称"本所"）签订的《法律顾问聘用合同》，本所担 任山东华鹏拟通过发行股份及支付现金的方式购买山东海科控股有限公司持有 的东营市赫邦化工有限公司 100%股权（以下简称"本次交易"或"本次重组"）。 2024 年 3 月 1 日，上市公司召开第八届董事会第十二次会议、第八届监事 会第八次会议，审议通过了《关于终止发行股份购买资产并募集配套资金暨关联 交易事项并撤回申请文件的议案》和《关于公司与交易对方签署相关终止协议的 议案》，同意上市公司终止发行股份及支付现金购买资产并募集配套资金暨关联 交易事项并向上海证券交易所（以下简称"上交所"）申请撤回本次重组相关申请 文件，以及与交易对方签署相关终止协议，前述议案经上 ...

山东华鹏玻璃股份有限公司 2023 年度董事会工作报告 2023 年，山东华鹏玻璃股份有限公司（以下简称"公司"）董事会严格按照 《公司法》《证券法》等法律法规，认真履行《公司章程》赋予的各项职责，严 格贯彻执行股东大会通过的各项决议，全体董事勤勉尽责，认真督促公司落实董 事会的各项决议，维护公司及全体股东的合法权益，提升公司治理水平，保证公 司董事会的科学决策和规范运作，推动公司持续稳定的发展。现将公司董事会 2023 年度的主要工作报告如下： 一、2023 年主要工作回顾如下： 2023年，国际形势错综复杂，地缘政治冲突加剧，世界经济复苏乏力，国内 经济增长面临较大压力，消费市场低迷，行业竞争加剧。董事会面对严峻复杂的 外部形势和激烈的市场竞争等多重压力挑战，全面贯彻落实股东大会各项决策部 署，持续推进重大资产重组项目，加大低效、无效资产的处置力度，进一步夯实 公司战略定位；以"百日攻坚、提质增效"为指引，齐心协力冲刺各项任务指标， 在降本增效、内部管理等方面均取得显著成效。报告期内，公司实现营业收入 54,309.79万元，同比下降30.57%，实现归属于上市公司股东的净利润-29,153.37 万元， ...

Financial Performance - The company's operating revenue for the first half of 2023 was ¥273,284,135.67, a decrease of 15.01% compared to ¥321,550,674.85 in the same period last year[23]. - The net profit attributable to shareholders for the first half of 2023 was -¥109,642,780.11, representing a decline of 15.28% from -¥95,106,204.55 in the previous year[23]. - The net cash flow from operating activities decreased significantly to -¥24,157,420.28, down from ¥3,230,332.99 in the same period last year, a decline of 847.83%[23]. - The total assets at the end of the reporting period were ¥2,065,489,816.20, a decrease of 11.19% from ¥2,325,651,600.00 at the end of the previous year[23]. - The net assets attributable to shareholders decreased by 22.21% to ¥384,065,504.06 from ¥493,708,284.17 at the end of the previous year[23]. - The basic earnings per share for the first half of 2023 was -¥0.34, a decrease of 13.33% compared to -¥0.30 in the same period last year[24]. - The weighted average return on net assets was -24.98%, a decrease of 13.86 percentage points from -11.12% in the previous year[24]. - Operating revenue decreased by 15.01% to ¥273,284,135.67 compared to ¥321,550,674.85 in the same period last year[42]. - Operating costs fell by 12.04% to ¥273,755,751.18 from ¥311,232,875.39 year-on-year[42]. - Research and development expenses dropped significantly by 55.84% to ¥5,104,658.86 from ¥11,558,892.35 in the previous year[42]. - The company reported a significant increase in revenue for the first half of 2023, achieving a total of 1.5 billion RMB, representing a year-over-year growth of 15%[74]. - The company reported a significant increase in revenue for the first half of 2023, achieving a total of 1.2 billion RMB, representing a year-over-year growth of 15%[76]. - The company reported a significant increase in revenue for the first half of 2023, achieving a total of 1.5 billion RMB for the first half of 2023, representing a year-on-year growth of 20%[82]. - The company reported a significant increase in revenue, achieving a total of 1.2 billion RMB for the first half of 2023, representing a 15% year-over-year growth[92]. - The company reported a significant increase in revenue, achieving a total of 1.5 billion RMB for the first half of 2023, representing a year-on-year growth of 20%[100]. Operational Challenges - The company reported a significant impairment of certain products, leading to the recognition of impairment provisions as a precautionary measure[25]. - The decline in revenue was primarily attributed to the disposal of subsidiaries in the previous year, which affected the scope of consolidation[25]. - The company faced high costs for raw materials and a sluggish downstream market, impacting both sales volume and pricing[25]. - The company is facing risks from macroeconomic downturns which could impact the daily glass industry and consumer demand[54]. - Environmental protection risks are increasing due to national goals for carbon peak by 2030 and carbon neutrality by 2060, requiring higher compliance standards[55]. - The company has not proposed any profit distribution or capital reserve increase plans for the half-year period[61]. - The company has undergone significant changes in its board and management, with multiple elections and appointments in 2023[60][61]. - The company has recorded and managed solid waste in accordance with relevant environmental protection requirements[69]. Strategic Initiatives - The company is focusing on major asset restructuring to improve its main business and enhance sustainable profitability and development potential[38]. - The company is optimizing internal management processes to reduce costs and improve efficiency, including adjustments to department structures and performance evaluation mechanisms[39]. - The company is integrating party building with high-quality development to strengthen corporate culture and enhance employee engagement[41]. - The company is considering strategic acquisitions to enhance its product portfolio and increase operational efficiency[76]. - The company is exploring potential acquisitions to enhance its production capabilities, with a budget of 100 million yuan earmarked for this purpose[104]. - The company plans to acquire 100% equity of Dongying Hebang Chemical Co., Ltd. from Shandong Haike Holdings Co., Ltd. through a combination of issuing shares and cash payment[112]. - The company is planning to expand its market presence in Southeast Asia, targeting a 25% increase in sales from this region by the end of 2024[104]. - The company is expanding its market presence, targeting new regions in Southeast Asia, with an investment of 300 million RMB planned for market entry[74]. - The company is expanding its market presence in Southeast Asia, targeting a 10% market share by the end of 2024[100]. Financial Management - The company has maintained a strong balance sheet with a debt-to-equity ratio of 0.5, ensuring financial stability for future investments[100]. - The company has committed to maintaining transparency in its related party transactions to protect shareholder interests[72]. - The company has committed to enhancing its supply chain resilience, with plans to diversify suppliers and reduce dependency on single sources[80]. - The company has committed to timely information disclosure regarding any shareholding changes during the restructuring process[94]. - The company has committed to not reducing its shareholding during the restructuring process, ensuring stability for investors[94]. - The company has not faced any public reprimands from the stock exchange in the last 12 months, indicating a strong compliance record[94]. - The company has committed to not transferring remaining shares (3 million shares) during the restructuring period[88]. - The company has committed to adjusting the share lock-up period based on regulatory opinions if necessary[88]. Research and Development - The company has invested significantly in environmental protection facilities, receiving broad recognition from the government and society[36]. - The company is focusing on technological advancements, investing 100 million RMB in R&D for innovative glass manufacturing techniques[74]. - Research and development expenses were reduced to ¥5,104,658.86 from ¥11,558,892.35, a decrease of about 56%[137]. - The company plans to enhance its R&D budget by 25% in 2024 to foster innovation and product development[102]. - The company plans to invest 100 million RMB in R&D for innovative glass technologies over the next two years[96]. Compliance and Governance - The company emphasizes compliance with laws and regulations regarding related party transactions and external guarantees[84]. - The company guarantees the independence of the listed company's management structure, ensuring it has a complete and independent internal management system[85]. - The company has established internal records for information disclosure compliance and has implemented strict confidentiality protocols for sensitive transaction-related documents[98]. - The management emphasized the importance of compliance and transparency in ongoing restructuring efforts, ensuring all disclosures are accurate and timely[80]. - The company has maintained a strong compliance record, with no insider trading investigations reported in the last 36 months[92]. Market Outlook - The company has provided a positive outlook for the second half of 2023, projecting a revenue growth of 10% to 12%[74]. - The company has outlined a future outlook projecting a revenue growth of 25% for the second half of 2023, driven by new product launches and market expansion strategies[76]. - The company has provided a positive outlook for the second half of 2023, projecting a revenue growth of 10% to 12%[92]. - The company has provided a positive outlook for the second half of 2023, projecting a revenue growth of 25% based on current market trends and demand[100].