上海市锦天城律师事务所 关于包头天和磁材科技股份有限公司 2025 年第二次临时股东会的 上海市锦天城律师事务所 关于包头天和磁材科技股份有限公司 2025 年第二次临时股东会的 法律意见书 致：包头天和磁材科技股份有限公司 法律意见书 地址：上海市浦东新区银城中路 501 号上海中心大厦 11/12 楼 电话：021-20511000 传真：021-20511999 邮编：200120 上海市锦天城律师事务所 法律意见书 上海市锦天城律师事务所（以下简称"本所"）接受包头天和磁材科技股份 有限公司（以下简称"公司"）委托，就公司召开 2025 年第二次临时股东会（以 下简称"本次股东会"）的有关事宜，根据《中华人民共和国公司法》（以下简 称《公司法》）、《上市公司股东会规则》等法律、法规、规章和其他规范性文 件以及《包头天和磁材科技股份有限公司章程》（以下简称"《公司章程》"） 的有关规定，出具本法律意见书。 为出具本法律意见书，本所及本所律师依据《律师事务所从事证券法律业务 管理办法》和《律师事务所证券法律业务执业规则（试行）》等规定，严格履行 了法定职责，遵循了勤勉尽责和诚实信用原则，对本次股东会所涉及 ...

Market Overview - The metal new materials sector experienced a decline of 2.16% on November 12, with Longda Co., Ltd. leading the drop [1] - The Shanghai Composite Index closed at 4000.14, down 0.07%, while the Shenzhen Component Index closed at 13240.62, down 0.36% [1] Individual Stock Performance - Notable performers in the metal new materials sector included: - Zhongke Sanhuan (Code: 000970) with a closing price of 13.79, up 1.70% and a trading volume of 313,300 shares [1] - Youyan Powder Materials (Code: 688456) closed at 47.01, up 0.99% with a trading volume of 10,800 shares [1] - Longda Co., Ltd. (Code: 688231) closed at 24.29, down 6.51% with a trading volume of 126,000 shares [2] Capital Flow Analysis - The metal new materials sector saw a net outflow of 1.012 billion yuan from institutional investors, while retail investors contributed a net inflow of 1.104 billion yuan [2] - The capital flow for individual stocks showed varied trends, with Zhongke Sanhuan experiencing a net inflow of 26.0176 million yuan from institutional investors [3]

Core Viewpoint - Tianhe Magnetic Materials experienced a slight decline in stock price, with a trading volume of 68.87 million yuan on November 11, and a net financing purchase of 813,900 yuan for the day [1] Financing and Trading Data - On November 11, Tianhe Magnetic Materials had a financing purchase of 6.34 million yuan and a financing repayment of 5.53 million yuan, resulting in a net financing purchase of 813,900 yuan [1] - As of November 11, the total balance of margin trading for Tianhe Magnetic Materials was 200 million yuan, accounting for 6.42% of its circulating market value [1] - The company had a short selling repayment of 300 shares and a short selling of 200 shares on the same day, with a short selling amount of 9,422 yuan [1] Company Overview - Tianhe Magnetic Materials, established on May 22, 2008, is located in the Rare Earth Application Industrial Park in Baotou, Inner Mongolia, and is set to be listed on January 3, 2025 [1] - The company's main business involves the research, production, and sales of high-performance rare earth permanent magnetic materials, including sintered NdFeB and sintered SmCo [1] - The revenue composition includes: sintered NdFeB (46.99%), finished products of sintered NdFeB (36.59%), blanks of sintered NdFeB (10.39%), others (5.02%), sintered SmCo (0.51%), blanks of sintered SmCo (0.27%), and finished products of sintered SmCo (0.23%) [1] Financial Performance - As of September 30, the number of shareholders for Tianhe Magnetic Materials was 39,700, a decrease of 27.77% from the previous period, while the average circulating shares per person increased by 41.29% to 1,662 shares [2] - For the period from January to September 2025, the company reported a revenue of 1.61 billion yuan, a year-on-year decrease of 16.86%, while the net profit attributable to shareholders increased by 12.46% to 120 million yuan [2] Dividend and Institutional Holdings - Since its A-share listing, Tianhe Magnetic Materials has distributed a total of 39.64 million yuan in dividends [3] - As of September 30, 2025, the largest circulating shareholder was the Harvest CSI Rare Earth Industry ETF, holding 850,500 shares, an increase of 446,800 shares from the previous period [3] - Other notable institutional holdings include the Southern CSI 1000 ETF and the Huaxia CSI 1000 ETF, with varying changes in their respective holdings [3]

Group 1 - The company has approved the use of its own funds to pay for part of the fundraising investment projects and will subsequently replace these with equivalent amounts from the raised funds [1][4][6] - The total amount raised from the initial public offering (IPO) was approximately RMB 812.66 million, with a net amount of RMB 730.34 million after deducting issuance costs [1][57] - The company has established a special account for the management of the raised funds, ensuring proper oversight and usage [2][57] Group 2 - The company plans to adjust the internal investment structure of the "Annual Production of 3,000 Tons of High-Performance Neodymium-Iron-Boron for New Energy Vehicles" project without changing the total investment amount [56][58] - The adjustment is aimed at optimizing resource allocation and improving the efficiency of fund usage in response to market changes and customer demands [59][61] - The company has conducted necessary meetings and obtained approvals from the board and independent directors regarding the adjustments, ensuring compliance with relevant regulations [62][64] Group 3 - The company intends to apply for a comprehensive credit limit of up to RMB 3 billion from banks and financial institutions, with the support of related parties providing guarantees [10][11] - The credit will be used for various purposes, including working capital loans and project financing, and will be available for a period of 12 months after shareholder approval [11][16] - The guarantees provided by related parties do not involve any fees or collateral, ensuring no financial burden on the company [15][16]

Group 1 - The company Tianhe Magnetic Materials announced on November 11 that it plans to adjust the internal investment structure of its fundraising project for the annual production of 3,000 tons of high-performance neodymium-iron-boron for electric vehicles, without changing the total amount of raised funds or the investment projects [2]

Core Viewpoint - Tianhe Magnetic Materials (603072) announced plans to apply for a total comprehensive credit limit of up to 3 billion RMB from banks and other financial institutions to meet the production and operational needs of the company and its subsidiaries [1] Group 1 - The company aims to secure funding to support its production and operational development [1]

公司设立了募集资金专项账户对募集资金的存放和使用进行专户管理。公司 与保荐人、募集资金存放银行签订了《募集资金专户存储三方监管协议》。 二、募集资金投资项目情况 根据《包头天和磁材科技股份有限公司首次公开发行股票并在主板上市招股 说明书》（以下简称"《招股说明书》"）披露的募集资金使用计划，本次发行募集 资金扣除发行费用后将投资于以下项目： 申港证券股份有限公司 关于包头天和磁材科技股份有限公司 使用自有资金支付募投项目部分款项并以 募集资金等额置换的核查意见 申港证券股份有限公司（以下简称"申港证券"或"保荐人"）作为包头天 和磁材科技股份有限公司（以下简称"天和磁材"或"公司"）首次公开发行股 票并上市的保荐人，根据《证券发行上市保荐业务管理办法》《上海证券交易所 股票上市规则》《上海证券交易所上市公司自律监管指引第 1 号——规范运作》 《上市公司募集资金监管规则》等有关规定，对公司使用自有资金支付募投项目 部分款项并以募集资金等额置换事项进行了核查，具体情况如下： 一、募集资金基本情况 经中国证券监督管理委员会《关于同意包头天和磁材科技股份有限公司首次 公开发行股票注册的批复》（证监许可〔2024〕1 ...

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 包头天和磁材科技股份有限公司（以下简称"公司"）于 2025 年 11 月 11 日 召开第三届董事会审计委员会第七次会议、第三届董事会独立董事专门会议及第 三届董事会第七次会议，分别审议通过了《关于使用自有资金支付募投项目部分 款项并以募集资金等额置换的议案》，同意公司在募集资金投资项目（以下简称 "募投项目"）实施期间，基于募投项目实施情况使用公司自有资金支付募投项 目部分款项，并后续以募集资金等额置换，该部分等额置换资金视同募投项目使 用资金。保荐人申港证券股份有限公司对本事项出具了无异议的核查意见。上述 事项无需提交公司股东会审议。现将相关情况公告如下： 包头天和磁材科技股份有限公司 关于使用自有资金支付募投项目部分款项并以募集 资金等额置换的公告 证券代码：603072 证券简称：天和磁材 公告编号：2025-098 一、募集资金基本情况 经中国证券监督管理委员会《关于同意包头天和磁材科技股份有限公司首次 公开发行股票注册的批复》（证监许可〔2024〕1465 号）核准 ...

证券代码：603072 证券简称：天和磁材 公告编号：2025-099 包头天和磁材科技股份有限公司 关于申请综合授信额度并接受关联方提供担保的公 告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、申请综合授信额度并接受关联方提供担保事项概述 为满足公司及子公司生产经营和发展需要，公司及下属子公司拟向银行等金 融机构申请综合授信额度总计不超过人民币 30 亿元。本次申请综合授信额度事 项有效期自 2025 年第三次临时股东会审议通过之日起 12 个月。授信期限内，授 信额度可由公司及子公司共同循环滚动使用。授信种类及用途包括但不限于流动 资金贷款、固定资产贷款、项目建设贷款、银行承兑汇票、票据贴现、信用证、 资产/票据池等业务，具体授信业务品种、额度和期限，以银行等金融机构最终 核定为准。本次授信额度不等于公司实际融资金额，具体融资时间及金额将在综 合授信额度内，公司视运营资金的实际需求来合理确定。 公司控股股东天津天和盈亚科技有限公司、实际控制人袁文杰、实际控制人 袁擘及其配偶、实际控制人袁易及其配偶提供无偿担保。公司 ...

证券代码：603072 证券简称：天和磁材 公告编号：2025-097 包头天和磁材科技股份有限公司 关于部分募投项目调整内部投资结构的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 包头天和磁材科技股份有限公司（以下简称"公司"）于 2025 年 11 月 11 日 召开第三届董事会审计委员会第七次会议、第三届董事会独立董事专门会议及第 三届董事会第七次会议，分别审议通过了《关于部分募投项目调整内部投资结构 的议案》。保荐人申港证券股份有限公司对本事项出具了无异议的核查意见。现 将相关情况公告如下： 一、募集资金基本情况 经中国证券监督管理委员会《关于同意包头天和磁材科技股份有限公司首次 公开发行股票注册的批复》（证监许可〔2024〕1465 号）核准，并经上海证券交 易所同意，公司向社会公众首次公开发行人民币普通股（A 股）6,607 万股，发 行价格为 12.30 元/股，本次发行募集资金总额为人民币 812,661,000.00 元，扣除 各 项 发 行 费 用 人 民 币 82,321,410. ...