关于 2020 年限制性股票激励计划首次授予部分 第三期解锁暨上市公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 | 证券代码：603355 | 证券简称：莱克电气 | 公告编号：2023-056 | | --- | --- | --- | | 债券代码：113659 | 债券简称：莱克转债 | | 莱克电气股份有限公司 重要内容提示： 本次股票上市类型为股权激励股份；股票认购方式为网下，上市股数为 2,418,290 股。 本次股票上市流通总数为 2,418,290 股。 本次股票上市流通日期为 2023 年 9 月 18 日。 公司于 2023 年 8 月 29 日召开了第六届董事会第四次会议和第六届监事会第 三次会议，审议通过了《关于 2020 年限制性股票激励计划首次授予部分第三个限 售期解除限售条件成就的议案》，同意公司为上述激励对象办理解除限售和股份 上市手续，现将相关事项公告如下： 一、2020 年限制性股票激励计划批准及实施情况 1、2020 年 7 月 6 日，公司召开第五届董事会第二次会议和第五届 ...

上海市锦天城律师事务所 关于莱克电气股份有限公司 2023 年第一次临时股东大会的 法律意见书 上海市锦天城律师事务所 地址：上海市浦东新区银城中路 501 号上海中心大厦 9／11／12 层 电话：021-20511000 传真：021-20511999 邮编：200120 上海市锦天城律师事务所 法律意见书 上海市锦天城律师事务所 关于莱克电气股份有限公司 2023年第一次临时股东大会的法律意见书 致：莱克电气股份有限公司 上海市锦天城律师事务所（以下简称"本所"）接受莱克电气股份有限公司 （以下简称"贵司"）委托，就贵司召开 2023 年第一次临时股东大会的有关事宜， 根据《中华人民共和国公司法》（以下简称"《公司法》"）、《上市公司股东大会规 则（2022 年修订）》（证监会公告[2022]13 号文）等法律、法规和其他规范性文 件以及《莱克电气股份有限公司章程》（以下简称"《公司章程》"）的有关规定， 就贵司本次股东大会的召集与召开程序、出席会议人员资格、会议表决程序和表 决结果等有关法律问题出具本法律意见书。 为出具本法律意见书，本所律师对本次股东大会所涉及的相关事项进行了必 要的核查和验证，审查 ...

证券代码：603355 证券简称：莱克电气 公告编号：2023-057 莱克电气股份有限公司 2023 年第一次临时股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本次会议是否有否决议案：无 一、 会议召开和出席情况 | 1、出席会议的股东和代理人人数 | 102 | | --- | --- | | 2、出席会议的股东所持有表决权的股份总数（股） | 30,459,294 | | 3、出席会议的股东所持有表决权股份数占公司有表决权股 | 27.5921 | | 份总数的比例（%） | | (四) 表决方式是否符合《公司法》及《公司章程》的规定，大会主持情况等。 本次会议由公司董事会召集，采用现场投票与网络投票相结合的表决方式。 本次会议由董事长倪祖根先生主持。本次会议的召开和表决程序符合《公司法》 (一) 股东大会召开的时间：2023 年 9 月 11 日 (二) 股东大会召开的地点：苏州高新区向阳路 2 号莱克电气股份有限公司会 议室 (三) 出席会议的普通股股东和恢复表决权的优先股股东及其 ...

法律意见书 上海市锦天城律师事务所 2020 年限制性股票激励计划所涉回购注销部分限制性股票及 价格调整暨首次授予部分第三个限售期解除限售条件成就 相关事项的 上海市锦天城律师事务所 关于莱克电气股份有限公司 地址：上海市浦东新区银城中路 501 号上海中心大厦 9／11／12 层 电话：021-20511000 传真：021-20511999 邮编：200120 上海市锦天城律师事务所 法律意见书 上海市锦天城律师事务所 关于莱克电气股份有限公司 2020年限制性股票激励计划所涉回购注销部分限制性股票及价 格调整暨首次授予部分第三个限售期解除限售条件成就相关事 项的法律意见书 致：莱克电气股份有限公司 根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和 国证券法》（以下简称"《证券法》"）、中国证券监督管理委员会（以下简称"中 国证监会"）《上市公司股权激励管理办法》（以下简称"《管理办法》"）等有关法 律、法规和规范性文件以及《莱克电气股份有限公司章程》（以下简称"《公司章 程》"）的规定，上海市锦天城律师事务所（以下简称"本所"）接受莱克电气股 份有限公司（以下简称"公司"或"莱克电 ...

Financial Performance - Basic earnings per share increased by 19.05% to 1.00 yuan per share compared to the same period last year[13] - Net profit attributable to shareholders increased by 19.05% to 1.00 yuan per share[13] - Weighted average return on equity increased by 0.23 percentage points to 13.99%[13] - Revenue for the first half of 2023 was RMB 3.65 billion, a decrease of 19.07% year-over-year[55][61] - Net profit attributable to the company for the first half of 2023 was RMB 574 million, an increase of 19.08% year-over-year[55] - Sales expenses increased by 44.61% to RMB 260.7 million, while R&D expenses increased by 9.25% to RMB 244.28 million[61] - The company's total liabilities at the end of the reporting period were RMB 7.104 billion, with current liabilities of RMB 5.357 billion and non-current liabilities of RMB 1.747 billion, resulting in a debt-to-asset ratio of 65.03%[71] - The company's credit rating remains stable with a corporate credit rating of AA and a "Lek Convertible Bond" credit rating of AA, unchanged from the previous rating[71] - The company's trade receivables decreased by 47.52% to RMB 33.723 million, mainly due to a reduction in bank acceptance bills[79] - Other current assets increased by 42.50% to RMB 101.532 million, primarily due to an increase in notice deposit interest[79] - Other payables surged by 135.31% to RMB 907.821 million, reflecting significant changes in the company's financial obligations[79] - Non-current liabilities due within one year skyrocketed by 3,552.11% to RMB 719.500 million, indicating a substantial increase in short-term debt obligations[79] - Long-term loans decreased by 50.00% to RMB 250.135 million, reflecting a reduction in the company's long-term borrowing[79] - The company's monetary funds increased to RMB 5.62984337984 billion as of June 30, 2023, compared to RMB 4.48028677808 billion at the end of 2022[97] - Accounts receivable decreased to RMB 1.30691683065 billion as of June 30, 2023, from RMB 1.44153131408 billion at the end of 2022[97] - Inventory decreased to RMB 989.32422147 million as of June 30, 2023, from RMB 1.12696133936 billion at the end of 2022[97] - The company's total current assets amounted to RMB 8.19544596181 billion as of June 30, 2023, compared to RMB 7.79057025137 billion at the end of 2022[97] - Fixed assets increased to RMB 1.31009171716 billion as of June 30, 2023, from RMB 1.28341263451 billion at the end of 2022[97] - The company's construction in progress decreased to RMB 333.18778225 million as of June 30, 2023, from RMB 385.69709680 million at the end of 2022[97] - The company's "Lake Convertible Bonds" have a cumulative conversion of 319 shares, accounting for 0.00005557% of the total shares before conversion[118] - The company's trading financial assets at the beginning of the period were 500,744,444.44, with a fair value change profit of 4,006,570.35 during the period, and the ending balance was 33,723,393.11[129] Market and Industry Trends - The Chinese cleaning appliance market grew from 2.9 billion yuan in 2012 to 34.8 billion yuan in 2022, with an average annual growth rate of 28.2%[19] - In 2022, the sales volume of the Chinese cleaning appliance market reached 27 million units, an increase of 12.1% year-on-year[19] - The company's domestic market is highly concentrated, with competition shifting from price wars to differentiated strategies, focusing on marketing channels, technological development, and supply chain resources[110] - The company's main products, such as vacuum cleaners, air purifiers, and water purifiers, are highly priced consumer electronics, and their demand is influenced by macroeconomic conditions[109] - The company faces risks from raw material price fluctuations, including plastic particles, copper, aluminum, silicon steel sheets, and electronic components[109] - The company's export business is significantly affected by RMB exchange rate fluctuations, which impact the gross margin of export operations[110] Product Development and Innovation - The company launched the Sirius S9 three-in-one vacuum cleaner and mite remover, applying for 27 patents, including 11 invention patents[29] - The company released the RT509 desktop smart tea-making water purifier, applying for 13 patents, including 4 invention patents[29] - The company launched the Sirius S9, a 3-in-1 vacuum, mop, and mite remover, featuring a 400W motor with 200AW suction power, 150% higher than competitors[48][51] - The company is focusing on strategic emerging industries, including sports bike digital motors and industrial motors, with new products showcased at the European Bike Show[59] - The company has implemented "machine replacement" strategies to enhance automation and intelligence in production, reducing reliance on manual labor and minimizing energy waste[164] - Advanced die-casting equipment and CNC machining centers adopted, reducing manufacturing costs and energy consumption[185] International Expansion - The company is expanding internationally, with a new manufacturing base in Thailand, investing USD 28 million, expected to produce 2 million garden tools and small appliances, and 1.8 million motors annually[57] - Overseas assets accounted for 2.34% of total assets, amounting to RMB 255.29 million[65] Environmental and Sustainability Initiatives - The company's environmental protection measures include the treatment of noise from equipment such as injection molding machines and air compressors, ensuring compliance with standards[147] - The company's wastewater treatment follows the standards of the Baidang Water Purification Plant, with key indicators including COD, ammonia nitrogen, total nitrogen, total phosphorus, and pH value[148] - The company's solid waste is managed according to the principles of "resource utilization, reduction, and harmlessness," with hazardous waste being handled by qualified disposal units[153] - The company has 23 sets of waste gas treatment facilities and 3 sets of wastewater treatment facilities, all operating at a 100% utilization rate[155] - The company has 6 exhaust stacks for waste gas pollutants, with main indicators including non-methane total hydrocarbons, styrene, acrylonitrile, and particulate matter, all meeting national emission standards[170][174] - The company has 11 exhaust stacks for waste gas pollutants, with main indicators including non-methane total hydrocarbons, styrene, acrylonitrile, and particulate matter, all meeting national emission standards[171] - The company has revised its emergency response plan for environmental incidents, which is valid for 3 years and filed with the local environmental protection bureau[158] - The company has conducted regular training and drills for environmental incident emergencies, improving employee risk awareness and emergency response capabilities[160] - Wastewater discharge standards: COD 119mg/L, BOD5 72.6mg/L, pH 7.8, ammonia nitrogen 14mg/L, suspended solids 32mg/L, total phosphorus 1.97mg/L, total nitrogen 18mg/L, all within permissible limits[175] - Air emissions: particulate matter <20mg/M3, sulfur dioxide <3mg/M3, nitrogen oxides <7mg/M3, all below regulatory limits[175] - Solid waste disposal: surface treatment sludge 83 tons, waste emulsion 10 tons, waste mineral oil 59 tons, aluminum ash slag 272 tons, all properly managed[175] - Industrial wastewater treatment system includes collection, physicochemical, biochemical, RO, sludge treatment, and reuse systems, achieving discharge standards[177] - Noise control measures implemented, with plant boundary noise levels below 65dB, compliant with national standards[177] - Environmental management systems certified to ISO14001 and ISO50001 standards, with continuous investment in pollution control facilities[183][184] - Emergency environmental response plans updated and filed with local authorities, valid for 3 years[178][180] Corporate Governance and Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 12,752[100] - The largest shareholder, Lake Electric Investment Group Co., Ltd., holds 205,632,000 shares, accounting for 35.83% of the total shares[101] - GOLDVAC TRADING LIMITED, the second-largest shareholder, holds 157,220,000 shares, representing 27.40% of the total shares[101] - Ni Zugeng, the third-largest shareholder, holds 91,685,929 shares, accounting for 15.98% of the total shares[101] - The company's restricted stock incentive plan for 2020 has 7,419,720 shares that can be unlocked[103] - The company's board of directors and senior management underwent changes due to the expiration of the term of the fifth board of directors, with new appointments including Zhang Yuqing as Vice President[143] - Directors, supervisors, and senior management who indirectly hold company shares, including the actual controller Ni Zugeng and his direct relative Ni Hantao, commit to not selling company shares or convertible bonds within six months of subscribing to the convertible bonds[200] - Directors, supervisors, and senior management who do not hold company shares commit to not trading company shares within six months before and after subscribing to the convertible bonds, ensuring compliance with short-term trading regulations[200] Strategic Investments and Acquisitions - The company acquired 96.5455% equity of Suzhou Lihua Technology Co., Ltd. for RMB 272.53 million, with an assessed value of RMB 286.33 million[114] - The company acquired 96.5455% equity of Suzhou Lihua Technology Co., Ltd. using its own funds, totaling 96.5455% equity[136] - The company has acquired equity in Lihua Technology to further extend and expand its industrial chain, focusing on cost reduction and efficiency improvement through automation and digital transformation[76] - The company issued 12 million convertible bonds with a total face value of RMB 1.2 billion, raising RMB 1.2 billion in total, with a net amount of RMB 1.1918269 billion after deducting issuance costs of RMB 8.1731 million[86] - The convertible bonds were listed on the Shanghai Stock Exchange on November 15, 2022, under the bond code "113659" and the abbreviation "莱克转债"[86] - As of the reporting period, there were 13,703 holders of the convertible bonds, with the top holder being 莱克电气投资集团有限公司, holding 35.80% of the total bonds[87] Operational and Production Updates - The company's aluminum alloy precision parts business continues to grow steadily, with over 10 new clients added, including global leading new energy vehicle manufacturers and well-known European and American automotive companies[75] - The company has integrated its aluminum alloy precision parts production bases and the new energy key components project (Phase I) into a unified platform, with some equipment already installed and operational[75] - The company has strengthened its investment and production in the new energy vehicle parts industry, focusing on lightweight vehicle trends and energy efficiency improvements[161] - The company has reduced its total share capital from 574,205,660 shares to 573,888,879 shares through share repurchase and cancellation[168] Related-Party Transactions and Commitments - The company will strictly comply with market principles and ensure fair and reasonable pricing for all necessary transactions with Lake Electric and its subsidiaries, following government pricing or market-based pricing where applicable[194] - The company commits to avoiding and minimizing related-party transactions with Lake Electric, ensuring transactions are conducted with independent third parties whenever possible[194] - The company and its controlling shareholders pledge to avoid any form of competition with Lake Electric, including not investing in or managing businesses that compete directly with Lake Electric[197]

莱克电气股份有限公司监事会 2023年 8 月 29 日 莱克电气股份有限公司监事会 关于公司2020年限制性股票激励计划首次授予部分 第三个限售期解除限售条件成就的核查意见 根据《公司法》、《证券法》、《上市公司股权激励管理办法》（以下简称 "《管理办法》"）等相关法律法规的规定，莱克电气股份有限公司(以下简称 "公司")监事会对公司2020年限制性股票激励计划首次授予部分第二个限售期 解除限售条件成就事项进行了核查，现发表核查意见如下： 监事会核查认为：公司2020年限制性股票激励计划首次授予部分第三个限售 期解除限售条件已达成。根据《公司2020年限制性股票激励计划（草案）》（以 下简称"《激励计划》"）的相关规定,本次可解除限售的激励对象人数为251 名，可解除限售的限制性股票数量为 2,418,290股，占公司目前总股本 573,888,879股的0.42%。公司本次解除限售的激励对象不存在法律法规、规范性 文件及《激励计划》规定的不得解除限售的情况，其解除限售资格合法、有效， 公司2020年限制性股票激励计划首次授予部分第三个限售期解除限售条件已成 就。监事会同意为上述激励对象办理解除限售和股份上 ...

| 证券代码：603355 | 证券简称：莱克电气 | 公告编号：2023-053 | | --- | --- | --- | | 债券代码：113659 | 债券简称：莱克转债 | | 莱克电气股份有限公司 关于回购注销部分限制性股票通知债权人的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 一、通知债权人的理由 莱克电气股份有限公司（以下简称："公司"）于 2023 年 8 月 29 日召开了第 六届董事会第四次会议，审议通过了《关于回购注销部分激励对象已获授但尚未 解锁的限制性股票及调整回购价格的议案》。具体内容详见公司同日于上海证券交 易所网站（www.sse.com.cn）及指定媒体披露的《关于回购注销部分激励对象已 获授但尚未解锁的限制性股票及调整回购价格的公告》（公告编号：2023-052）。 鉴于 7 名激励对象在个人层面绩效考核得分未达"100"以及 5 名已获授限制 性股票的激励对象因个人原因已离职，不再具备激励对象资格，根据公司《2020 年限制性股票激励计划（草案）》的相关规定以及公司股东大 ...

| 证券代码：603355 | 证券简称：莱克电气 | 公告编号：2023-048 | | --- | --- | --- | | 债券代码：113659 | 债券简称：莱克转债 | | 莱克电气股份有限公司 一、董事会会议召开情况 莱克电气股份有限公司（以下简称："公司"）第六届董事会第四次会议于 2023 年 8 月 22 日以邮件形式发出会议通知，并于 2023 年 8 月 29 日以通讯表决 的方式召开。本次会议应到董事 8 名，实到董事 8 名，符合召开董事会会议的法 定人数。会议由公司董事长倪祖根先生主持，公司监事和高级管理人员列席了会 议。会议程序符合《中华人民共和国公司法》及《公司章程》的有关规定，会议 合法有效。 二、董事会会议审议情况 （一）审议通过《关于公司 2023 年半年度报告及摘要的议案》 具体内容详见上海证券交易所网站：http://www.sse.com.cn。 表决结果：8 票同意、0 票反对，0 票弃权。 （二）审议通过《关于对公司 2020 年限制性股票激励计划首次授予的激励 股份回购价格进行调整的议案》 公司于 2023 年 5 月 16 日召开的 2022 年年度股东 ...

莱克电气股份有限公司独立董事 关于第六届董事会第四次会议相关事项的独立意见 我们作为莱克电气股份有限公司(以下简称"公司")的独立董事,根据《关于 在上市公司建立独立董事制度的指导意见》、《上海证券交易所股票上市规则》、 及公司《独立董事工作制度》、《公司章程》等相关法律法规、规章制度的规定, 本着对公司、全体股东和投资者负责的态度，秉持实事求是的原则，基于独立判 断的立场，对公司第六届董事会第四次会议相关事项发表如下独立意见: 一、关于对公司2020年限制性股票激励计划首次授予的激励股份回购价格进 行调整的独立意见 公司 2022 年年度权益分派方案已实施完成，根据《公司 2020 年限制性股票 激励计划（草案）》（以下简称"《激励计划》"）,公司调整了首次授予的限制性股 票回购价格，即首次授予的限制性股票回购价格由 6.51 元/股调整为 5.51 元/股。 我们认为：公司本次调整事项符合《上市公司股权激励管理办法》及《激励 计划》中相关调整事项的规定，本次调整内容在公司2020年第一次临时股东大会 对公司董事会的授权范围内，调整程序合法、合规，因此，我们同意公司对首次 授予限制性股票回购价格的调整。 二 ...