上海证券交易所文件 上证上审（再融资）〔2023〕611 号 关于江西沐邦高科股份有限公司向特定对象 发行股票的审核中心意见落实函 江西沐邦高科股份有限公司、国金证券股份有限公司： 根据《证券法》《上市公司证券发行注册管理办法》《上海证 券交易所上市公司证券发行上市审核规则》等有关规定，本所对 江西沐邦高科股份有限公司向特定对象发行股票申请文件进行 了审核，审核中心会议讨论形成如下问题，请予落实： 一、关于经营业绩 根据申报材料及回复，1）2023 年 5 月 8 日，发行人召开第 四届董事会第二十八次会议，审议通过关于公开转让美奇林 100% 股权的议案；2）2020-2022 年，公司净利润分别为 3,992.01 万元、 -13,807.72 万元和-22,907.75 万元，2021 年及 2022 年亏损主要系 传统玩具业下游需求量下降；3）根据交易对方承诺，豪安能源 2022 年度至 2025 年度的净利润数（扣除非经常性损益前后孰低） 分别为 14,000 万元、16,000 万元、18,000 万元和 20,000 万元， ─────────────── 2022年度豪安能源的净利润为13,1 ...

股票简称：沐邦高科 股票代码：603398 江西沐邦高科股份有限公司 向特定对象发行股票申请文件 反馈意见的回复 （二次修订稿） 保荐人（主承销商） （注册地址：成都市青羊区东城根上街 95 号） 二零二三年八月 江西沐邦高科股份有限公司 向特定对象发行股票申请文件反馈意见的回复（二次修订稿） 中国证券监督管理委员会： 贵会于 2022 年 8 月 31 日出具的《中国证监会行政许可项目审查一次反馈意 见通知书》（221967 号）已收悉。 江西沐邦高科股份有限公司（以下简称"沐邦高科"、"公司"、"发行人" 或"申请人"）会同国金证券股份有限公司（以下简称"国金证券"、"保荐机 构"）、北京德恒律师事务所（以下简称"发行人律师"）、大华会计师事务所 （特殊普通合伙）（以下简称"发行人会计师"）、上海东洲资产评估有限公司 （以下简称"东洲评估"或"评估机构"）等有关中介机构就反馈意见所提问题 逐项进行了认真核查及落实，就反馈意见进行逐项回复，并根据发行人 2022 年 度的经营情况进行了更新，具体内容如下，请贵会予以审核。 如无特别说明，本反馈意见回复中词语的释义与《国金证券股份有限公司关 于江西沐邦高科股份 ...

证券代码：603398 证券简称：沐邦高科 公告编号：2023-061 江西沐邦高科股份有限公司 关于向特定对象发行股票申请文件 反馈意见的回复更新的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 根据向特定对象发行股票事项的进展情况，江西沐邦高科股份有限公司（以 下简称"公司"）及相关中介机构对申请文件进行了相应更新，现予以公开披露， 具体内容详见公司同日于 上海证券交易所 （以下简称"上交所"）网站 （www.sse.com.cn）披露的《江西沐邦高科股份有限公司向特定对象发行股票申 请文件反馈意见的回复（二次修订稿）》等相关文件。 公司本次向特定对象发行股票事项尚需上交所核准，并获得中国证券监督管 理委员会（以下简称"中国证监会"）做出同意注册的决定后方可实施，最终能否 通过上交所审核，并获得中国证监会同意注册的决定及其时间尚存在不确定性。 公司将根据该事项的进展情况及时履行信息披露义务，敬请广大投资者关注 后续公告，注意投资风险。 特此公告。 江西沐邦高科股份有限公司董事会 二〇二三年八月十七日 ...

大 华 会 计 师 事 务 所 (特 殊 普 通 合 伙 ) 江西沐邦高科股份有限公司 非公开发行股票申请文件反馈意见中 有关财务事项的说明 大华核字[2023]0014728 号 Da Hua Certified Public Accountants（Special General Partnership） 江西沐邦高科股份有限公司 非公开发行股票申请文件反馈意见中 有关财务事项的说明 目 录 页 次 一、 非公开发行股票申请文件反馈意见中 有关财务事项的说明 1-89 大华会计师事务所（特殊普通合伙） 北京市海淀区西四环中路 16 号院 7 号楼 12 层 [100039] 电话：86 (10) 5835 0011 传真：86 (10) 5835 0006 www.dahua-cpa.com 非 公 开 发 行 股 票 申 请 文 件 反 馈 意 见 中 有 关 财 务 事 项 的 说 明 大华核字[2023]0014728 号 中国证券监督管理委员会： 由国金证券股份有限公司转来的《中国证监会行政许可项目审查 一次反馈意见通知书》（221967 号，以下简称反馈意见）奉悉。我们 已对反馈意见所提及的江西 ...

北京德恒律师事务所 关于 江西沐邦高科股份有限公司 向特定对象发行股票的 补充法律意见书（六） 北京市西城区金融街 19 号富凯大厦 B 座 12 层 电话:010-52682888 传真:010-52682999 邮编:100033 北京德恒律师事务所 关于江西沐邦高科股份有限公司 向特定对象发行股票的补充法律意见书（六） 北京德恒律师事务所 关于 江西沐邦高科股份有限公司 向特定对象发行股票的 补充法律意见书（六） 德恒 02F20220081-00018 号 致：江西沐邦高科股份有限公司 根据江西沐邦高科股份有限公司（以下简称"发行人"或"沐邦高科"）与 本所签订的专项法律服务协议，本所接受发行人的委托，担任发行人本次向特定 对象发行的专项法律顾问。根据《公司法》《证券法》《管理办法》《实施细则》 《上市规则》《公开发行证券公司信息披露的编报规则第 12 号—公开发行证券 的法律意见书和律师工作报告》《律师事务所从事证券法律业务管理办法》《律 师事务所证券法律业务执业规则（试行）》等有关法律法规和中国证监会、上交 所的有关规定，并按照律师行业公认的业务标准、道德规范和勤勉尽责精神，本 所就上市公司本次发 ...

证券代码：603398 证券简称：沐邦高科 公告编号：2023-060 江西沐邦高科股份有限公司 关于子公司办理融资租赁业务并为其提供担保的 公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 一、交易情况概述 （一）融资租赁业务情况 为促进公司业务发展，拓宽业务发展资金来源，江西沐邦高科股份有限公司 （以下简称"公司"）子公司广西沐邦拟与江西省鄱阳湖融资租赁有限公司（以 下简称"鄱阳湖租赁"）签订《融资租赁合同》，双方一致同意由广西沐邦将部 分生产设备让给鄱阳湖租赁，租金为人民币 21,225,127.74 元，租赁期限为 2 年。 应鄱阳湖租赁要求，须经公司及公司子公司内蒙古豪安能源科技有限公司 （以下简称"内蒙豪安"）提供连带责任保证担保，担保期限为保证合同签署之 日始至主合同项下最后一期债务履行期限届满之次日起三年。 1 被担保人名称：广西沐邦高科新能源有限公司（以下简称"广西沐邦"） 本次担保金额：《融资租赁合同》（以下简称"主合同"）中债权人对承租 人享有的全部债权，包括但不限于承租人应按照 ...

证券代码：603398 证券简称：沐邦高科 公告编号： 2023-052 江西沐邦高科股份有限公司 关于召开 2022 年度暨 2023 年第一季度 业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、说明会类型 本次投资者说明会以网络互动形式召开，公司将针对 2022 年度及 2023 年 第一季度的经营成果及财务指标的具体情况与投资者进行互动交流和沟通，在 信息披露允许的范围内就投资者普遍关注的问题进行回答。 二、说明会召开的时间、地点 会议召开时间：2023 年 6 月 9 日（星期五）16:00-17:00 会议召开地点：上海证券交易所上证路演中心 （网址：https://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 6 月 2 日（星期五）至 6 月 8 日（星期四）16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或通过公司电子 邮箱（zqb@mubon.com.cn）进行提问。公司将在说明会上对投资者普遍 关 ...

Financial Performance - The company reported no profit for the fiscal year 2022, leading to a proposal of no cash dividend distribution and no capital reserve transfer to share capital [5]. - The company achieved operating revenue of ¥944,322,602.56 in 2022, a year-on-year increase of 192.83% [24]. - The net profit attributable to shareholders was -¥228,762,092.64, representing a 65.68% increase in losses compared to the previous year [26]. - The company recorded a net profit attributable to shareholders after deducting non-recurring gains and losses of -¥225,325,758.20, an increase in losses of 42.90% year-on-year [26]. - Basic earnings per share were -¥0.67, a decline of 59.52% from -¥0.42 in 2021 [25]. - The company’s weighted average return on equity decreased to -27.54%, down 11.53 percentage points from -16.01% in 2021 [25]. - The company reported a net profit of ¥92,541,130.27 from the newly acquired Inner Mongolia Haoan, contributing to total revenue of ¥745,370,050.00 during the reporting period [63]. - The company reported a total revenue of 1.2 billion in 2022, representing a year-over-year increase of 15% [135]. - The company reported a net profit of 150 million in 2022, a 12% increase compared to the previous year [135]. Operational Highlights - The company completed the production of 52 high-efficiency single crystal furnaces, increasing its silicon wafer capacity from 1.5GW to 2.5GW [35]. - The company’s quarterly revenue showed fluctuations, with the highest revenue in Q3 at ¥331,600,621.80 [27]. - The company produced 4,745,609 sets of toys, with a sales volume of 10,311,223 sets, indicating a production decrease of 70.25% [68]. - The company has ongoing litigation regarding a claim for ¥5 million, with a court ruling requiring a compensation of ¥3.5 million [92]. - The company is currently expanding its production capabilities, with a new production line for high-efficiency solar cells expected to be operational in the second quarter of 2023 [99]. Research and Development - Research and development expenses increased by 86.26% to ¥32,637,725.35, up from ¥17,523,025.80, indicating a focus on innovation [61]. - The company filed for 30 new patents in 2022, including 2 invention patents and 26 utility model patents, enhancing its competitive edge in technology [35]. - The company is focusing on expanding its core business and industry layout through increased R&D investment, particularly in the toy and photovoltaic silicon product sectors [84]. - The company has several ongoing R&D projects, including key technologies for programming robots and medical isolation equipment [86]. Governance and Compliance - The company is committed to ensuring the authenticity, accuracy, and completeness of the annual report, with all board members present at the meeting [4]. - The audit report issued by Dahua Certified Public Accountants was a standard unqualified opinion, affirming the reliability of the financial statements [4]. - The company maintained a robust internal control system, enhancing its risk management capabilities and ensuring compliance with legal and regulatory requirements [130]. - The company held 6 shareholder meetings, 19 board meetings, and 10 supervisory board meetings during the reporting period, ensuring compliance with governance regulations [130]. - The independent directors actively participated in meetings and provided objective opinions, safeguarding the rights of all shareholders, especially minority shareholders [132]. Market and Industry Trends - China's newly installed photovoltaic capacity reached 87.41GW in 2022, a year-on-year increase of 59.27%, indicating strong growth in the solar energy sector [39]. - The toy industry in China is expected to continue its growth trend, driven by rising disposable income and the three-child policy [114]. - The total export value of China's toys in 2022 was $48.36 billion, reflecting a year-on-year growth of 5.6% [43]. - The company anticipates that the supply-demand mismatch in the silicon material sector will be resolved in 2023, leading to improved cost pressures for silicon wafers [113]. Financial Management - The company has established a cash dividend policy that mandates a minimum of 30% of the distributable profit to be distributed as cash dividends if conditions are met [174]. - The company has a structured process for determining the remuneration of its directors and senior management, ensuring alignment with company performance [151]. - The company reported a cash outflow from investing activities of -¥640,374,881.31, which is a 675.00% increase compared to -¥82,628,805.27 in the previous period [87]. - The company plans to conduct a private placement to raise 500 million for future growth initiatives [135]. Strategic Initiatives - The company plans to strengthen its domestic marketing network and expand its online market presence, indicating future growth strategies [55]. - The company is focused on ensuring the completeness and compliance of legal documents related to its major asset purchases [156]. - The company is preparing for a non-public issuance of A-shares in 2022, with a feasibility analysis report on the use of raised funds [166]. - The company is conducting impairment testing on goodwill related to its acquisition of Guangdong Meiqilin Interactive Technology Co., Ltd. [157]. Risk Management - The company has outlined potential risks and corresponding countermeasures in the report, emphasizing the importance of investor awareness regarding investment risks [9]. - The company is implementing measures to mitigate risks from raw material price fluctuations, particularly in plastics for toy production [125]. - The company has been proactive in addressing regulatory compliance issues to avoid future penalties [154].

2023 年第一季度报告 证券代码：603398 证券简称：沐邦高科 江西沐邦高科股份有限公司 2023 年第一季度报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整，不存 在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人、主管会计工作负责人及会计机构负责人（会计主管人员）保证季度报告中财务信息 的真实、准确、完整。 第一季度财务报表是否经审计 □是 √否 一、 主要财务数据 (一)主要会计数据和财务指标 单位：元 币种：人民币 | 项目 | 本报告期 | 本报告期比上年同期增 | | | --- | --- | --- | --- | | | | 减变动幅度(%) | | | 营业收入 | 345,258,607.16 | | 301.81 | | 归属于上市公司股东的净利润 | 33,653,171.69 | | 不适用 | | 归属于上市公司股东的扣除非 经常性损益的净利润 | 27,392,916. ...

Revenue and Profitability - Revenue for Q3 2022 reached ¥331,600,621.80, an increase of 333.92% year-over-year[6] - Net profit attributable to shareholders was ¥1,850,821.09, a decrease of 56.14% compared to the same period last year[6] - Basic earnings per share for the quarter was ¥0.01, unchanged from the previous quarter, but down 70.00% year-over-year[6] - The company achieved a net profit of 83.10 million from silicon products, contributing to overall financial performance[20] - Total revenue for the first three quarters of 2022 reached RMB 717,581,140.63, a significant increase from RMB 291,411,563.77 in the same period of 2021, representing a growth of approximately 146.5%[31] - The total comprehensive income amounted to ¥10,368,892.01, a decrease from ¥32,345,444.68 year-over-year[36] Assets and Liabilities - Total assets increased to ¥3,138,530,022.16, representing a 194.12% increase compared to the end of the previous year[9] - The company's total assets reached RMB 3,138,530,022.16 as of September 30, 2022, compared to RMB 1,067,100,977.83 at the end of 2021, representing a growth of about 194%[30] - Total liabilities increased to RMB 2,182,996,876.40 as of September 30, 2022, up from RMB 121,936,724.08 at the end of 2021, indicating a rise of approximately 1690%[30] - The company's non-current assets totaled RMB 1,991,785,867.46 as of September 30, 2022, compared to RMB 570,217,267.06 at the end of 2021, reflecting an increase of about 249%[28] Cash Flow and Financial Activities - Cash flow from operating activities for the year-to-date was ¥346,910,504.97[6] - Cash flow from operating activities generated ¥346,910,504.97, a turnaround from a negative cash flow of -¥39,064,704.57 in the previous year[40] - Total cash inflow from financing activities was ¥366,738,179.78, compared to ¥350,202,491.20 in the same period last year[40] - The company reported a net cash outflow from investing activities of -¥599,556,991.66, a significant increase from -¥82,397,452.27 in the previous year[40] - The company's cash and cash equivalents decreased to RMB 59,780,020.49 as of September 30, 2022, down from RMB 149,837,332.05 at the end of 2021, reflecting a decline of approximately 60%[25] - The ending cash and cash equivalents balance was ¥54,780,020.49, down from ¥70,148,173.37 in the previous year[42] Inventory and Goodwill - The company reported a significant increase in inventory by 124.77% due to the acquisition of Haoan Energy's inventory[12] - Goodwill increased by 489.74% as a result of the acquisition of Haoan Energy[12] - The company's reported a significant increase in goodwill, which rose to RMB 942,423,829.76 as of September 30, 2022, compared to RMB 159,802,286.04 at the end of 2021, indicating a growth of about 489%[28] Operating Costs and Expenses - Operating costs amounted to 171.73 million, with 39.11 million attributed to Haoyuan Energy's operating costs[14] - Total operating costs for the first three quarters of 2022 were RMB 688,624,138.24, compared to RMB 277,503,118.32 in 2021, indicating an increase of about 147.5%[31] - Financial expenses rose to 184.36 million, primarily due to increased bank loan interest expenses[14] - Financial expenses rose significantly to ¥7,001,366.96, up from ¥2,462,116.64, with interest expenses accounting for ¥7,621,658.31 compared to ¥3,253,047.14 previously[35] Shareholder Information and Investments - The total number of common shareholders at the end of the reporting period was 15,306, with the largest shareholder holding 24.50%[15] - A non-public offering of shares is planned to raise up to 2.26 billion, pending regulatory approval[21] - The company signed an investment contract for a 10GW TOPCON solar cell production base in Guangxi, with an annual production capacity of approximately 10GW[20] - The company is constructing a 5,000-ton intelligent silicon purification and recycling project in Inner Mongolia, which is currently in progress[22] Sales Performance - The company experienced a decline in toy sales, with revenue dropping by 29.38% year-on-year[20] - Accounts receivable increased significantly to RMB 509,458,443.18 as of September 30, 2022, compared to RMB 0.00 at the end of 2021, indicating a substantial rise in credit sales[25] Research and Development - R&D expenses increased to ¥19,963,329.37 from ¥13,517,426.13, representing a growth of approximately 47.5% year-over-year[35]