关于北京高能时代环境技术股份有限公司 2023 年度开展套期保值业务的可行性分析报告 一、开展套期保值业务的必要性 公司及控股子公司从事的固废危废资源化处置项目主要回收铜、铅、镍和锌 等有色金属以及少量金、银、铂、钯等贵金属，其产品价格受国内环保政策、大 宗商品市场与宏观经济等综合因素的影响较大。为规避价格波动带来的风险，公 司通过期货衍生金融工具，充分利用期货市场的套期保值功能，合理研判相关大 宗商品的市场行情，建立合理的保值仓位，该等期货产品与基础业务在品种、规 模、方向、期限等方面相互匹配，锁定利润，保持公司盈利稳定，降低公司主营 业务风险。 二、套期保值业务概述 （一）交易目的 为规避价格波动带来的风险，套期保值。 （二）交易金额 3、交易场所包括上海期货交易所、新加坡交易所、香港交易所、纽约期货 交易所等，并且主要通过资质较好的期货经纪公司及资质良好的银行进行操作 4、交易类型： 根据实际生产经营情况，公司测算开展贵金属、有色金属等套期保值业务预 计动用的保证金上限（包括为交易而提供的担保物价值、预计占用的金融机构授 信额度、为应急措施所预留的保证金等）为 34,000 万元，授权期限内任一时点 的 ...

北京高能时代环境技术股份有限公司 2023 年上半年募集资金存放与实际使用情况的专项报告 根据中国证券监督管理委员会《上市公司监管指引第 2 号——上市公司募集资金管理和 使用的监管要求（2022 年修订）》（证监会公告〔2022〕15 号）和上海证券交易所印发的 《上海证券交易所上市公司自律监管指引第 1 号——规范运作》（上证发〔2022〕2 号）的 规定，将本公司 2023 年上半年募集资金存放与实际使用情况专项说明如下： 一、募集资金基本情况 (一) 实际募集资金金额和资金到账时间 根据中国证券监督管理委员会《关于核准北京高能时代环境技术股份有限公司非公开发 行股票的批复》（证监许可〔2022〕1225 号），本公司由主承销商中信证券股份有限公司 采用向特定对象非公开发行的方式，向特定对象非公开发行人民币普通股（A 股）股票 246,250,000 股，发行价为每股人民币 11.20 元，共计募集资金 2,758,000,000.00 元，坐 扣承销和保荐费用 3,000,000.00 元后的募集资金为 2,755,000,000.00 元，已由主承销商中 信证券股份有限公司于 2022 年 8月 3 ...

证券代码：603588 证券简称：高能环境 公告编号：2023-071 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性 陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 交易目的：为规避价格波动带来的风险，套期保值。 交易额度：根据实际生产经营情况，公司测算开展贵金属、有色金属等 套期保值业务预计动用的保证金上限（包括为交易而提供的担保物价值、预计占 用的金融机构授信额度、为应急措施所预留的保证金等）为34,000万元，授权期 限内任一时点的交易金额（含前述交易的收益进行再交易的相关金额）不超过已 审议额度。 交易品种：包括铜、镍、铅、金、银、钯及其他符合公司及子公司主业 经营需要的品种。 交易工具：期货交易所标准化的期货合约。 北京高能时代环境技术股份有限公司 关于公司 2023 年度开展套期保值业务的公告 交易期限：自公司董事会审议通过之日起一年。在上述额度和期限内， 资金可以循环滚动使用。 交易场所：包括上海期货交易所、新加坡交易所、香港交易所、纽约期 货交易所等，并且主要通过资质较好的期货经纪公司及资质良好的银行进行操作。 履行的审议程序：北京高能时代 ...

截至 2023 年 8 月 18 日，公司监事会未收到与本次激励计划拟激励对象有关 的任何异议。 证券代码：603588 证券简称：高能环境 公告编号：2023-068 北京高能时代环境技术股份有限公司 监事会关于 2023 年限制性股票与股票期权激励计划 激励对象名单的核查意见及公示情况说明 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性 陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、公示情况及核查方式 根据《上市公司股权激励管理办法》（以下简称"《管理办法》"）的相关 规定，北京高能时代环境技术股份有限公司（以下简称"公司"）对激励对象的 姓名和职务在公司内部进行了公示。根据《管理办法》和《北京高能时代环境技 术股份有限公司章程》（以下简称"《公司章程》"）的规定，公司监事会结合 公示情况对《北京高能时代环境技术股份有限公司 2023 年限制性股票与股票期 权激励计划（草案修订稿）》（以下简称"《激励计划（草案修订稿）》"）激励 对象人员名单进行了核查，相关公示情况及核查方式如下： 1、公司对激励对象名单的公示情况。 公司除在上海证券交易所网站（http://ww ...

证券代码：603588 证券简称：高能环境 公告编号：2023-065 北京高能时代环境技术股份有限公司 关于召开 2023 年第三次临时股东大会的通知 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、 召开会议的基本情况 召开的日期时间：2023 年 8 月 31 日 14 点 30 分 召开地点：北京市海淀区秋枫路 36 号院 1 号楼高能环境大厦会议室 (五) 网络投票的系统、起止日期和投票时间。 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自 2023 年 8 月 31 日 至 2023 年 8 月 31 日 采用上海证券交易所网络投票系统，通过交易系统投票平台的投票时间为股 东大会召开当日的交易时间段，即 9:15-9:25,9:30-11:30，13:00-15:00；通过 互联网投票平台的投票时间为股东大会召开当日的 9:15-15:00。 (六) 融资融券、转融通、约定购回业务账户和沪股通投资者的投票程序 (七) 涉及公开征集股东投票权 本次股东大会涉及公开征集股东投 ...

证券代码：603588 证券简称：高能环境 公告编号：2023-066 北京高能时代环境技术股份有限公司 关于独立董事公开征集委托投票权的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 征集投票权的起止时间：自 2023 年 8 月 28 日至 2023 年 8 月 29 日(上午 9:00—11:30，下午 13:30—16:00) 二、本次股东大会的基本情况 （一）召开时间和召开地点 现场会议召开时间：2023 年 8 月 31 日 14 点 30 分 根据中国证券监督管理委员会（以下简称"中国证监会"）颁布的《上市公 司股权激励管理办法》（以下简称"《管理办法》"）的有关规定，北京高能时代环 境技术股份有限公司（以下简称"公司"）独立董事徐盛明先生受其他独立董事 的委托作为征集人，就公司拟于 2023 年 8 月 31 日召开的 2023 年第三次临时股 东大会审议的公司 2023 年限制性股票与股票期权激励计划（以下简称"本激励 计划"）相关议案向公司全体股东征集委托投票权。 一、征集人的基 ...

北京市中伦律师事务所 关于北京高能时代环境技术股份有限公司 2023 年限制性股票与股票期权激励计划 （草案修订稿） 之 法律意见书 $$\Xi{\bf O}\,{\bf\equiv}\,{\bf\not\Xi}\,{\bf\not\Xi}\,{\bf\not J}$$ 法律意见书 北京市朝阳区金和东路 20 号院正大中心 3 号南塔 22-31 层 邮编：100020 22-31/F, South Tower of CP Center, 20 Jin He East Avenue, Chaoyang District, Beijing l00020, P.R. China 电话/Tel : +86 10 5957 2288 传真/Fax : +86 10 6568 1022/1838 www.zhonglun.com 北京市中伦律师事务所 | 一、 | 公司实行本次激励计划的条件 4 | | --- | --- | | 二、 | 本次激励计划内容的合法合规性 5 | | 三、 | 本次激励计划的拟定、审议、公示等程序符合法律法规的规定 9 | | 四、 | 本次激励计划激励对象的确定 12 | | 五、 | ...

证券代码：603588 证券简称：高能环境 公告编号：2023-067 北京高能时代环境技术股份有限公司 关于为全资子公司、控股子公司及控股孙公司 提供担保的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 被担保人名称： 靖远高能环境新材料技术有限公司（以下简称"靖远高能"）， 岳阳高能时代环境技术有限公司（以下简称"岳阳高能"）， 珠海市新虹环保开发有限公司（以下简称"珠海新虹"）， 天津高能时代大气污染治理有限公司（以下简称"天津大气"）， 江西鑫科环保高新技术有限公司（以下简称"江西鑫科"）， 唐山高能结加新材料科技有限公司（以下简称"唐山结加"），均非上市公司 关联人。 本次担保金额及已实际为其提供的担保余额： 本次为靖远高能担保金额不超过人民币 15,600 万元，其中续授信担保额度 5,000 万元，新增担保额度 10,600 万元； 本次为岳阳高能担保债权金额不超过人民币 6,876 万元，为新增担保额度； 本次为珠海新虹担保金额不超过人民币 18,720 万元，为新增担保额度； 本次为天津 ...

Financial Performance - The total net profit for Q1 2023 was CNY 235,214,280.40, an increase of 29.3% compared to CNY 181,923,456.92 in Q1 2022[5] - The operating profit for Q1 2023 was CNY 256,368,758.94, up from CNY 191,270,831.33, reflecting a growth of 34.1%[5] - The net profit attributable to shareholders, excluding non-recurring gains and losses, was approximately ¥183.21 million, a decrease of 7.93% compared to the previous period[22] - The net profit attributable to shareholders of the listed company was RMB 206,270,529.78, reflecting a year-on-year growth of 21.12%[55] - Total revenue for Q1 2023 was approximately ¥1.74 billion, an increase of 10.79% from ¥1.57 billion in Q1 2022[29] - Total operating costs for Q1 2023 were approximately ¥1.55 billion, up 9.78% from ¥1.41 billion in Q1 2022[29] Assets and Liabilities - The total assets increased to CNY 23,532,385,173.15 from CNY 22,660,130,102.35, reflecting a growth of 3.84% year-over-year[19] - The total liabilities increased to CNY 14,436,417,731.15 from CNY 13,772,946,398.23, an increase of 4.8%[19] - Total assets at the end of the reporting period were approximately ¥23.53 billion, an increase of 3.85% from ¥22.66 billion at the end of the previous year[22] - The total liabilities amounted to 13,714,942,286.65 RMB, up from 12,972,946,795.96 RMB[41] Equity - The total equity attributable to shareholders of the parent company rose to CNY 9,095,967,442.00, up from CNY 8,878,125,704.12, marking an increase of 2.45%[3] - Shareholders' equity attributable to the parent company was approximately ¥9.10 billion, up 2.45% from ¥8.88 billion at the end of the previous year[22] - The total equity amounted to 5,111,107,351.98 RMB, an increase from 4,982,186,721.88 RMB[41] Cash Flow - The company's cash and cash equivalents decreased to CNY 1,138,109,543.86 from CNY 1,596,993,826.19, a decline of 28.8%[18] - Operating cash flow was negative at approximately -¥868.37 million, representing a decline of 387%[22] - The net cash flow from operating activities was -868,369,060.91 RMB, a decrease from 302,570,625.72 RMB in the previous period[35] - The company reported a total of 2,605,732,809.16 RMB in cash inflows from operating activities, an increase from 2,025,072,173.76 RMB[35] - The net cash flow from financing activities was 766,301,860.23 RMB, an increase from 329,188,383.55 RMB in the previous period[37] Expenses - Research and development expenses for Q1 2023 were approximately ¥47.58 million, a decrease from ¥52.46 million in Q1 2022[29] - Sales expenses rose by 58.32% year-on-year, primarily due to increased market expansion efforts and higher salaries and travel expenses for sales personnel[57] - The company's income tax expense increased by 94.03% year-on-year, corresponding to the growth in profit[57] Investments - The company reported a significant increase in investment income to CNY 23,529,693.03 from CNY 17,825,577.90, a growth of 32.5%[5] - Total cash inflow from investment activities was 204,031,023.33 RMB, compared to 5,469,345.83 RMB in the previous period[35] - The total cash outflow from investment activities was 558,076,406.22 RMB, compared to 373,957,156.74 RMB in the previous period[35] Other Financial Metrics - The basic earnings per share for Q1 2023 was CNY 0.135, slightly up from CNY 0.134 in Q1 2022[6] - Basic and diluted earnings per share were both ¥0.135, down from ¥0.750 in the previous period[22] - The weighted average return on equity was 2.296%, a decrease of 0.755 percentage points compared to the previous period[22] - The total number of ordinary shareholders at the end of the reporting period was 28,931[25]

Financial Performance - In 2022, the company achieved operating revenue of 676.35 million RMB and a net profit of 76.81 million RMB, which is below its performance commitment for the year[21]. - The company's total revenue for 2022 reached 877,423.43 million, with a year-on-year growth of 12.11%[23]. - The gross profit margin decreased by 0.81 percentage points to 23.56% compared to the previous year[23]. - The company reported a 16.05% year-on-year increase in revenue from hazardous waste resource utilization, totaling 40.55 billion, with a stable gross margin of 14.02%[41]. - The company has maintained stable growth in performance through dynamic adjustments in strategic direction and resource allocation[19]. - The net cash flow from operating activities for 2022 was -44,591.30 million RMB, a decrease of 173.47% compared to 60,691.83 million RMB in 2021[75]. - The net cash flow from investing activities was -261,309.47 million RMB, an increase of 27.61% from -204,766.71 million RMB in the previous year[75]. - The net cash flow from financing activities significantly increased to 362,214.91 million RMB, up 315.50% from 87,174.91 million RMB in 2021[75]. - The company reported a total of 103,184.26 tons of hazardous waste resource utilization products, representing a year-on-year increase of 28.43%[50]. - The company’s total cost of sales increased by 13.31% year-on-year, amounting to 670,693.68 million[26]. Innovation and Technology - The company has a total of 491 authorized patents and over 600 patents when including subsidiaries, with 48 new patents granted in 2022[16]. - The company completed 24 innovation and technological transformation projects in 2022, generating an additional benefit of 4.68 million RMB[18]. - The company’s smart incineration system improved steam stability by 25% and reduced manual intervention by 70% in the Yueyang incineration project[18]. - The company’s core strategy focuses on technological leadership, with a commitment to continuous innovation in environmental technology[16]. - The company is investing in new technologies to improve operational efficiency and product offerings, aiming for a 20% increase in R&D spending[149]. Market and Competition - The company is facing intense competition in the solid waste treatment and environmental remediation sectors, with numerous competitors and low market concentration[95]. - The company aims to enhance its market position through investment, mergers, and acquisitions in the solid waste and hazardous waste resource utilization sectors[112]. - The company plans to expand its market presence and is focusing on new product development to enhance its competitive edge[149]. - Future guidance suggests a projected revenue growth of approximately 15% for the upcoming fiscal year, driven by strategic initiatives and market expansion[150]. Operational Efficiency - The company has a robust business model that includes PPP and BOT models, generating profits from both construction and operational phases[11]. - The company is focusing on enhancing operational efficiency by strengthening human resource assessments and standardizing processes[72]. - The company has implemented measures to mitigate risks from raw material and product price fluctuations, including increasing inventory turnover and using hedging strategies[111]. - The company has implemented new strategies to optimize its supply chain, aiming for a 10% reduction in operational costs[149]. Employee and Management - The company has implemented a series of employee incentive measures to enhance productivity and align compensation with performance[38]. - The company has a total of 508 R&D personnel, which constitutes 9.92% of the total workforce[55]. - The company has a comprehensive training plan in place for its employees[164]. - The company organized 24 training sessions, designed 78 courses, and conducted a total of 271 hours of training, reaching 18,869 participants during the reporting period[189]. - The total remuneration paid to the company's directors, supervisors, and senior management for the reporting period amounted to 12.92 million yuan (pre-tax)[154]. Governance and Compliance - The company has established a robust corporate governance structure, ensuring clear responsibilities and effective decision-making processes[98]. - The company has not faced any legal violations or penalties during the reporting period[144]. - The company’s financial statements for 2022 reflect its operational results and financial status without any significant misstatements or omissions[138]. - The company has not faced any penalties from securities regulatory authorities in the past three years[158]. Environmental Commitment - The company has established a full industry chain layout in solid waste resource utilization, enhancing its profitability in multi-metal resource utilization[15]. - The company is responding to national policies promoting waste incineration, indicating a strategic shift towards enhancing waste management infrastructure[70]. - The company is committed to building a resource recycling management loop to improve resource reuse rates in line with national guidelines[91]. - The company has set a target to achieve a comprehensive utilization rate of 60% for bulk solid waste by 2025, in line with national policies[91]. - The company invested approximately 475.47 million yuan in environmental protection during the reporting period[180]. Related Party Transactions - The total amount of related party transactions for purchasing products and goods reached RMB 28.73 million (including tax) in 2022[120]. - The total amount of related party transactions for selling products and goods reached RMB 593.30 million (including tax) in 2022[120]. - The company plans to purchase products and goods from related parties with a transaction amount not exceeding RMB 20 million for 2022[120]. - The company expects to sell products and goods to related parties with a transaction amount not exceeding RMB 550 million for 2022[120]. Future Outlook - The company plans to adjust internal resource allocation to ensure the timely production capacity of new key projects such as Jiangxi Xinke and Jinchang High Energy[72]. - The company plans to enhance internal control systems in 2023, focusing on investment mergers and acquisitions, solid waste resource utilization, and various operational projects[199].