上海证券交易所 纪律处分决定书 〔2023〕116 号 关于对正平路桥建设股份有限公司、 实际控制人、关联方及有关责任人 予以纪律处分的决定 当事人： 正平路桥建设股份有限公司，A 股证券简称：正平股份，A 股证券代码：603843； 金生光，正平路桥建设股份有限公司控股股东、实际控制人 -1- ──────────────────────── 暨时任董事长兼总裁； 金生辉，正平路桥建设股份有限公司实际控制人暨时任副董 事长； 青海金阳光投资集团有限公司，正平路桥建设股份有限公司 控股股东一致行动人； 王黎莹，正平路桥建设股份有限公司时任财务总监兼副总 裁； 马富昕，正平路桥建设股份有限公司时任董事会秘书兼副总 裁。 -2- 任副董事长金生辉与部分供应商商定借款事宜后，安排金沙项目 总承包部相关人员结合供应商合同范围内的施工任务，以工程计 量支付的方式通过供应商拆借资金 4,220 万元，金生辉从供应商 处拆借了前述资金至金阳光投资，形成非经营性资金占用；2021 年，金生辉与公司供应商西宁金琪物资有限公司（以下简称西宁 金琪）商定通过材料预付款的方式，分两笔拆借 2,000 万元资金， 构成非经营性资金占用 ...

国元证券股份有限公司 关于正平路桥建设股份有限公司使用部分闲置募集 资金暂时补充流动资金的核查意见 国元证券股份有限公司（以下简称"国元证券"或"保荐机构"）作为正平 路桥建设股份有限公司（以下简称"公司"或"正平股份"）非公开发行的保荐 机构，根据《证券发行上市保荐业务管理办法》《上海证券交易所股票上市规则》 《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要求》《上 海证券交易所上市公司自律监管指引第 1 号——规范运作》等相关法律法规的要 求，对正平股份使用部分闲置募集资金暂时补充流动资金事项进行了审慎核查， 具体核查情况如下： 一、募集资金基本情况 根据中国证券监督管理委员会（以下简称"中国证监会"）《关于核准正平 路桥建设股份有限公司非公开发行股票的批复》（证监许可[2020]2221 号），核 准公司非公开发行不超过 168,000,000 股新股。公司本次实际发行人民币普通股 139,619,037 股，每股发行价格为 3.15 元，募集资金总额为人民币 439,799,966.55 元，扣除发行费用（不含增值税）人民币 5,120,395.32 元，募集资金净额为人民 币 43 ...

证券代码：603843 证券简称：正平股份 公告编号：2023-057 正平路桥建设股份有限公司 第四届监事会第十二次（临时）会议决议公告 公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大 遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、监事会会议召开情况 表决结果：同意 3 票，反对 0 票，弃权 0 票，议案获通过。 具体内容详见同日在上海证券交易所网站（www.sse.com.cn）发 布的公告。 特此公告。 1 正平路桥建设股份有限公司监事会 正平路桥建设股份有限公司（以下简称"公司"）第四届监事会 第十二次（临时）会议通知于 2023 年 8 月 31 日以专人送达方式向各 位监事发出。会议采用通讯方式于 2023 年 8 月 31 日召开，应到监事 3 人，实到监事 3 人。会议由监事会主席李元庆主持。本次会议符合 《公司法》《公司章程》及《公司监事会议事规则》等有关规定。 二、监事会会议审议情况 本次会议采用记名投票方式审议通过《关于使用部分闲置募集资 金暂时补充流动资金的议案》。 同意公司使用部分闲置募集资金暂时补充流动资金，总额不超过 190,000,00 ...

正平路桥建设股份有限公司独立董事 关于使用部分闲置募集资金暂时补充流动资金的 二、本次使用募集资金暂时补充流动资金不会影响募集资 金投资项目的正常进行,不存在与募集资金投资项目的实施计 划相抵触、变相改变募集资金投向、损害股东特别是中小股东 利益的情形,符合《公司法》《上市公司监管指引第 2 号 -- 上市公司募集资金管理和使用的监管要求》《上海证券交易所 股票上市规则》及《上海证券交易所上市公司自律监管指引第 1 号 -- 规范运作》等有关法律法规、规范性文件以及《公司 章程》的相关规定,并且有利于提高募集资金的使用效率,降 低公司财务费用,符合公司和全体股东的利益。 (此页无正文,为《正平路桥建设股份有限公司独立董事关于 使用部分闲置募集资金暂时补充流动资金的独立意见》之签字 页） 根据《公司法》《上市公司独立董事管理办法》《上海证券 交易所股票上市规则》等有关法律法规以及《公司章程》《公 司独立董事工作细则》的相关规定,作为正平路桥建设股份有 限公司(以下简称"公司")的独立董事,我们认真审阅相关 资料,基于独立、客观判断的原则,现对公司第四届董事会第 二十次(临时)会议审议的《关于使用部分闲置募集资金 ...

证券代码：603843 证券简称：正平股份 公告编号：2023-058 正平路桥建设股份有限公司 关于归还募集资金及继续使用部分闲置募集资金 暂时补充流动资金的公告 公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大 遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： ●正平路桥建设股份有限公司（以下简称"公司"）已将前次暂时补充流动资金的 190,000,000.00 元募集资金归还至募集资金专户。 ●本次使用部分闲置募集资金暂时补充流动资金总金额不超过190,000,000.00元， 使用期限自董事会审议通过之日起不超过 12 个月。 公司于 2023 年 8 月 31 日召开第四届董事会第二十次（临时）会议、第四届监事 会第十二次（临时）会议，审议通过了《关于使用部分闲置募集资金暂时补充流动资金 的议案》，同意公司在保证募集资金投资项目建设资金需求的前提下，使用不超过 190,000,000.00 元的闲置募集资金暂时补充流动资金，使用期限自董事会审议通过之 日起不超过 12 个月。现将具体情况公告如下： 一、募集资金基本情况 （一）基本情况 经中国证券监督管理 ...

Financial Performance - The company reported a total revenue of 1.2 billion RMB for the first half of 2023, representing a year-on-year increase of 15%[13] - Net profit for the period reached 200 million RMB, up 10% compared to the same period last year[13] - The company's operating revenue for the first half of 2023 was approximately ¥641.54 million, a decrease of 33.10% compared to ¥958.95 million in the same period last year[21] - The net profit attributable to shareholders for the first half of 2023 was a loss of approximately ¥84.50 million, a decline of 452.30% compared to a profit of ¥23.99 million in the same period last year[21] - The company's total assets at the end of the reporting period were approximately ¥8.98 billion, an increase of 1.15% from ¥8.88 billion at the end of the previous year[21] - The company's total liabilities increased to CNY 7,106,565,329.04 from CNY 6,979,637,076.65, representing a rise of about 1.82%[87] - The company's total equity decreased to CNY 1,876,913,777.69 from CNY 1,901,493,787.56, a decline of about 1.30%[87] - The company's net profit for the first half of 2023 was not explicitly stated but can be inferred from the operating revenue and costs[93] - The company reported a total profit for the first half of 2023 was a loss of CNY 99,688,807.39, down from a profit of CNY 30,440,384.75 in the same period last year[95] Market Expansion and User Growth - The company has expanded its user base by 25%, now serving over 500,000 active users[13] - Future outlook indicates a projected revenue growth of 20% for the second half of 2023, driven by new project acquisitions[13] - Market expansion plans include entering two new provinces by the end of 2023, targeting a 30% increase in market share[13] Research and Development - The company is investing 100 million RMB in R&D for new technologies aimed at enhancing construction efficiency[13] - Research and development expenses increased significantly by 380.98% to ¥2.13 million from ¥443,549.97[38] - The company has developed 4 local standards in Qinghai and Tibet related to the design and construction of corrugated steel bridges and culverts, and has obtained 1 invention patent and 2 utility model patents in the first half of 2023[34] Acquisitions and Strategic Partnerships - The company has completed the acquisition of a local competitor for 150 million RMB, expected to enhance operational capabilities[13] - The company has implemented a new strategic partnership with a technology firm to improve project management systems, aiming for a 15% reduction in project delivery times[13] Risk Factors - Risk factors include potential regulatory changes that could impact project timelines and costs, as detailed in the management discussion section[13] - The company faces risks related to macroeconomic fluctuations, financial management, and raw material price volatility that could impact its performance[44] - The company reported significant risks related to price fluctuations of raw materials such as steel, cement, and fuel due to various market factors[48] - The company faces seasonal performance volatility due to its reliance on infrastructure construction projects[48] Social Responsibility and Recognition - The company actively participates in social responsibility initiatives, receiving numerous national and provincial awards for its contributions to disaster relief and poverty alleviation[33] - The company has been recognized multiple times for its brand strength, including being listed among the top 200 growing enterprises in China's construction industry and receiving various national and provincial honors[31] Financial Management and Compliance - The company has established measures to address any failures in fulfilling commitments, including public disclosures and potential compensation to investors[62] - The company is currently in compliance with all public commitments made during its initial public offering[62] - The company has confirmed its ability to continue as a going concern for the next 12 months[125] Operational Structure - The company operates in three main business segments: infrastructure construction, cultural tourism and industrial development, and non-ferrous metal mining[26] - The company has 14 first-level subsidiaries and 19 second-level subsidiaries, indicating a diversified operational structure[121][122] Financial Instruments and Accounting Policies - The company adheres to the accounting standards set by the Ministry of Finance, ensuring accurate financial reporting[126] - The company recognizes goodwill when the acquisition cost exceeds the fair value of identifiable net assets acquired[131] - The company prepares consolidated financial statements based on control, ensuring all significant internal transactions are eliminated[132] Assets and Liabilities Management - The company's cash and cash equivalents decreased by 6.98% to ¥626.17 million from ¥673.18 million year-on-year[39] - The company's total current assets reached CNY 5,592,170,455.34, compared to CNY 5,508,956,373.04 at the end of 2022, indicating an increase of approximately 1.52%[85] - The company's total liabilities increased to CNY 5,043,014,662.76 from CNY 4,705,988,427.13, representing an increase of 7.1%[91] Shareholder Information - The total number of ordinary shareholders as of the end of the reporting period was 37,395[76] - Major shareholder Jin Shengguang holds 121,255,273 shares, accounting for 17.33% of the total shares, with 117,855,273 shares pledged[78] - Jin Shenghui, another major shareholder, holds 46,228,594 shares, representing 6.61% of the total shares, all of which are pledged[78]

证券代码：603843 证券简称：正平股份 公告编号：2023-051 2、中标人：贵州水利实业有限公司 3、项目名称：息烽县两岔河水库工程施工项目 4、项目概况：该项目主要包括水源枢纽工程和输水工程，其中水源枢纽工程由碾 压混凝土重力坝、坝顶溢洪道、右岸坝身放空底孔及取水口兼生态放水系统等建筑物 组成，输水工程由右岸坝后提水泵站、泵房进出口引水管道、高位水池、半坡输水管、 温家湾输水管及管道附属建筑物等组成。 5、该项目计划工期 960 日历天。 正平路桥建设股份有限公司 项目中标公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 近日，正平路桥建设股份有限公司（以下简称"公司"）控股子公司贵州水利实业 有限公司（以下简称"贵州水利"）中标一项工程，中标价 241,989,434.50 元，约占 公司 2022 年经审计营业收入的 10.89%。 1、招标人：贵阳水务集团有限公司 1 贵州水利接到上述中标通知书后，将按照招标文件要求办理合同签订事宜。 特此公告。 正平路桥建设股份有限公司董事会 2023 年 8 月 24 ...

正平路桥建设股份有限公司 关于召开 2022 年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 证券代码：603843 证券简称：正平股份 公告编号：2023-046 重要内容提示： ●会议召开时间：2023 年 6 月 29 日（周四）15:00-16:00 ●网络平台地址：全景网"全景路演"（网址：https://rs.p5w.net） ●会议召开方式：网络方式 ●投资者可在说明会召开日前，提前将需要了解的情况和有关问题通过电子 邮件发送至公司董事会办公室邮箱 zplqzqb@126.com。公司将在本次业绩说明会 上对投资者普遍关注的问题进行交流。 一、说明会类型 正平路桥建设股份有限公司（以下简称"公司"）于 2023 年 4 月 28 日在上 海证券交易所网站（www.sse.com.cn）及指定信息披露媒体披露了《2022 年年 度报告》等相关公告。 为了便于广大投资者更全面深入了解公司 2022 年度生产经营、发展情况及 未来规划等，公司决定通过网络互动的方式召开 2022 年度业绩说明 ...

证券代码：603843 证券简称：正平股份 公告编号：2023-037 正平路桥建设股份有限公司 关于参加青海辖区上市公司 2023 年投资者集体接待日 暨 2022 年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： ●会议召开时间：2023 年 6 月 2 日（周五）14:00-17:00 ●网络平台地址：全景网"全景路演"（网址：https://rs.p5w.net） 二、说明会召开的时间、地点 1、会议召开时间：2023 年 6 月 2 日（周五）14:00-17:00。 2、网络平台地址：全景网"全景路演"（网址：https://rs.p5w.net）。 三、参加人员 公司董事长兼总裁金生光先生，副总裁兼财务总监王黎莹女士，副总裁兼董 事会秘书马富昕女士。 1 ●会议召开方式：网络方式 一、说明会类型 为加强与广大投资者沟通交流，进一步提升投资者关系管理水平，促进上市 公司规范运作、健康发展，正平路桥建设股份有限公司（以下简称"公司"）将 参加由中国证券监督管理委员会青海监管局、青海 ...

Financial Performance - The net profit attributable to shareholders for 2021 was ¥93,389,041.03, with a distributable profit of ¥577,160,844.28 after statutory surplus reserve allocation[6]. - In 2021, the company achieved operating revenue of CNY 5,035.47 million, representing a year-on-year increase of 4.76% due to increased project progress[24]. - The net profit attributable to shareholders in 2021 was CNY 93.39 million, a decrease of 13.35% compared to the previous year, primarily due to increased operating revenue[24]. - The basic earnings per share for 2021 was CNY 0.15, down 21.05% from CNY 0.19 in 2020[23]. - The weighted average return on net assets decreased to 5.53% in 2021 from 7.13% in 2020, reflecting a decline of 1.60 percentage points[23]. - The net cash flow from operating activities in 2021 was CNY 125.20 million, a significant decrease of 56.15% compared to CNY 285.51 million in 2020[23]. - As of the end of 2021, the total assets of the company reached CNY 9,692.29 million, an increase of 29.12% from CNY 7,506.71 million at the end of 2020[23]. - The net assets attributable to shareholders increased by 20.08% to CNY 1,868.46 million at the end of 2021, compared to CNY 1,556.03 million at the end of 2020[23]. - The company achieved a total operating revenue of CNY 503,546.84 million, an increase of 2.92% compared to the previous year[50]. - The net profit attributable to the parent company was CNY 93,389.00 million, with earnings per share of CNY 0.15[50]. Dividend Distribution - The company plans to distribute a cash dividend of ¥0.24 per 10 shares (including tax) based on the total share capital on the dividend record date[6]. - For 2021, the proposed cash dividend is 0.24 RMB per 10 shares, amounting to 16,790,957.69 RMB based on a total share capital of 699,623,237 shares[150]. Risk Management - The report includes a detailed description of potential risk factors faced by the company[8]. - The company has a comprehensive risk management strategy outlined in the management discussion and analysis section[8]. - The company emphasizes the importance of investor awareness regarding investment risks associated with forward-looking statements[7]. - The company faces risks from macroeconomic fluctuations, particularly in government investment in urban, transportation, water conservancy, and power projects[100]. - Financial risks are heightened due to the capital-intensive nature of infrastructure projects, requiring significant funding and long recovery periods[100]. - The company is exposed to raw material price volatility risks, particularly for steel, cement, and asphalt, which may impact project costs[100]. - Seasonal fluctuations in performance are expected due to the nature of construction projects, which are closely tied to weather conditions[100]. Corporate Governance - The board of directors and management have confirmed the authenticity, accuracy, and completeness of the annual report[4]. - The company has established a robust governance structure, ensuring independence in operations and decision-making processes[109]. - The company has a clear organizational structure with independent management and operational departments, avoiding any shared operations with controlling shareholders[113]. - The company has established a comprehensive management system with ten efficient management frameworks, enhancing operational effectiveness[48]. - The company has implemented a comprehensive internal control evaluation system to mitigate operational risks and support strategic implementation[154]. - The company has actively engaged in self-inspection and rectification of governance issues, ensuring compliance with laws and regulations, and maintaining a robust governance and internal control system[157]. Strategic Initiatives - The company plans to continue expanding its project portfolio and enhancing operational efficiency to drive future growth[24]. - The company aims to enhance its core competitiveness as a comprehensive infrastructure service provider, expanding the influence of its "Zhengping" brand[33]. - The company aims to implement a "dual-wing strategy" focusing on cultural tourism and non-ferrous metal mining to foster new growth points and enhance corporate value creation[45]. - The company is committed to building a comprehensive charging infrastructure network in line with national policies for electric vehicles[96]. - The company will focus on developing immersive cultural projects and enhancing tourism infrastructure as part of its growth strategy[97]. Social Responsibility - The company has actively engaged in social responsibility initiatives, including disaster relief efforts and poverty alleviation programs[49]. - The company played a significant role in disaster relief efforts, completing an emergency bridge within 16 hours after an earthquake, showcasing its commitment to social responsibility[162]. - The company has created job opportunities for local residents through labor-intensive projects, contributing to poverty alleviation efforts[165]. - The company was recognized as an advanced collective in poverty alleviation by the Qinghai provincial government[165]. Research and Development - Research and development expenses increased by 121.03% year-on-year, amounting to CNY 4,595,271.14[52]. - Total R&D investment amounted to CNY 7,093,388.37, representing 0.14% of total revenue, with 54.36% of R&D costs capitalized[63]. - The company received four invention patents and three utility model patents during the reporting period, highlighting its commitment to innovation[47]. - The company is investing $50 million in R&D for new technologies aimed at enhancing user experience[122]. - Research and development investment increased by 30% in 2021, totaling 150 million, to support new technology initiatives[127]. Market Expansion - The company plans to continue developing its dual strategy of "cultural tourism + industry" and non-ferrous metal mining to foster new growth points[98]. - The company is expanding its market presence in Southeast Asia, targeting a 25% market share by 2025[127]. - Market expansion strategies include targeting new geographic regions and customer segments[120]. - The company is exploring acquisition opportunities to enhance its service offerings, with a budget of $100 million allocated for potential deals[122]. Shareholder Commitments - The company has committed to not transferring or entrusting the management of its shares for 36 months from the date of its initial public offering[168]. - Shareholders are limited to transferring no more than 25% of their total shares each year while serving as directors or senior management, and cannot transfer shares within six months after leaving their positions[168]. - The company has established measures to ensure compliance with its commitments, including potential penalties for responsible directors and executives[170]. - The company will not engage in any business that competes directly or indirectly with its main operations, and will cease any such activities if they arise[170]. - The company has committed to strictly adhere to all public commitments made during its initial public offering and actively accept social supervision[172].